HB 7129

1
A bill to be entitled
2An act relating to gaming on Indian lands; creating s.
3285.711, F.S.; authorizing and directing the Governor to
4negotiate and execute a gaming compact between the state
5and the Seminole Indian Tribe of Florida; providing a
6title; providing recitals stating rights, powers, and
7purpose of the parties to the compact; providing
8definitions; authorizing the operation of certain games in
9specified locations on Indian lands; authorizing expansion
10or replacement of gaming facilities; prohibiting
11additional gaming facilities; providing for rules and
12regulations; providing minimum requirements for
13operations; requiring certain procedures and signs
14relating to compulsive gambling; providing a limitation of
15liability for failing to identify a compulsive gambler;
16requiring certain procedures to prevent certain
17activities; providing for staff training, screening, and
18certification, patron education, and security measures;
19prohibiting a person under a certain age from playing the
20games; requiring certain recordkeeping by the tribe and
21the Seminole Tribal Gaming Commission; requiring the tribe
22to stop certain card games; providing for patron disputes
23and claims; providing for employee tort claims; providing
24limitations on claims; providing for limited liability and
25liability coverage of the tribe; providing for enforcement
26of compact provisions; providing responsibilities of the
27tribe and the commission; providing that the tribe and the
28commission shall be responsible for regulating activities;
29providing requirements for construction, operation, and
30maintenance of facilities and the conduct of games;
31providing for members and employees of the commission;
32providing requirements for licensing members and
33employees; providing for commission compliance officers;
34requiring representatives of the commission and the State
35Compliance Agency to meet to review practices and examine
36methods to improve the regulatory scheme; providing for
37state monitoring of the compact; authorizing the state to
38secure an annual independent financial audit of the
39conduct of the games; providing requirements and
40limitations for such audit; authorizing the State
41Compliance Agency to monitor the conduct of the games,
42inspect any games in operation, and perform one annual
43review of the slot machine compliance audit for certain
44purposes; authorizing that agency to meet with the tribe's
45Internal Audit Department for Gaming to review internal
46controls and violations; providing procedures inspections
47and for suspected or claimed violations; providing for
48construction and application of the compact; providing
49licensing and hearing requirements; providing for payment
50of consideration to the state; providing a payment
51schedule, payment amounts, and procedures for such
52payments; providing procedures for auditing certain
53revenue and review of unaudited revenue; providing that
54certain prior payments shall be deemed forfeited and
55released to the state; providing that acceptance and
56appropriation of such funds does not legitimize, validate,
57or otherwise ratify any previously proposed compact or the
58operation of class III games by the tribe prior to the
59effective date of this compact; providing the tribe with
60the right to operate such games on an exclusive basis;
61providing for reduction of tribal payments because of loss
62of exclusivity or other changes in state law; providing
63for exceptions to the exclusivity; providing procedures
64for resolution of disputes among the parties and for
65interpretation of the compact; requiring notice of a claim
66of noncompliance; authorizing nonbinding arbitration and
67providing procedures therefor; providing that for certain
68purposes the tribe waives rights to immunity from suit and
69enforcement of judgment; providing for collection of sales
70tax on sales to non-tribal members; providing for
71construction, application, and severability; providing for
72federal approval; providing notice requirements; providing
73an effective date and term of the compact; providing for
74amendment of compact and references; providing for
75application to third parties; providing for application to
76any compact with any other tribe; providing for events
77beyond the tribe's control; providing for smoke-free or
78reduced-smoke environments; providing for minimum pay-out;
79providing for effect of compact on agreements entered into
80between the tribe and any other federal, state, or local
81governmental entity; providing for employment practices;
82providing an effective date.
83
84Be It Enacted by the Legislature of the State of Florida:
85
86     Section 1.  Section 285.711, Florida Statutes, is created
87to read:
88     285.711  Gaming compact between the Seminole Tribe and the
89State of Florida.--The Governor is authorized and directed to
90negotiate and execute a gaming compact with the Seminole Tribe
91of Florida on behalf of the State of Florida subject to
92ratification by the Legislature in the form substantially as
93follows:
94
95
Gaming Compact Between the Seminole Tribe of Florida and the
96
State of Florida
97
98This compact is made and entered into by and between the
99Seminole Tribe of Florida, a federally recognized Indian Tribe
100and the State of Florida, with respect to the operation of
101covered games on the Tribe's Indian lands as defined by the
102Indian Gaming Regulatory Act, 25 U.S.C. ss. 2701 et seq.
103
104
PART I.
105     TITLE.--This Compact shall be referred to as the "Seminole
106Tribe of Florida and State of Florida Gaming Compact."
107
108
PART II.
109     RECITALS.--
110     A.  The Seminole Tribe of Florida is a federally recognized
111tribal government possessing sovereign powers and rights of
112self-government.
113     B.  The State of Florida is a state of the United States of
114America possessing the sovereign powers and rights of a state.
115     C.  The State of Florida and the Seminole Tribe of Florida
116maintain a government-to-government relationship.
117     D.  The United States Supreme Court has long recognized the
118right of an Indian Tribe to regulate activity on lands within
119its jurisdiction, but the Congress, through the Indian Gaming
120Regulatory Act, has given states a role in the conduct of tribal
121gaming in accordance with negotiated tribal-state compacts.
122     E.  Pursuant to the Seminole Tribe Amended Gaming
123Ordinance, adopted by Resolution No. C-195-06, and approved by
124the National Indian Gaming Commission on July 10, 2006,
125hereafter referred to as the Seminole Tribal Gaming Code, the
126Seminole Tribe of Florida desires to offer the play of Covered
127Games, as defined in Part III. of this Compact, as a means of
128generating revenues for purposes authorized by the Indian Gaming
129Regulatory Act, including without limitation the support of
130tribal governmental programs, such as health care, housing,
131sewer and water projects, police, fire suppression, general
132assistance for tribal elders, day care for children, economic
133development, educational opportunities, per capita payments to
134tribal members and other typical and valuable governmental
135services and programs for tribal members.
136     F.  It is in the best interest of the State of Florida to
137enter into a compact with the Seminole Tribe of Florida. This
138compact will generally benefit Florida, while at the same time
139limiting the expansion of gaming within the State. The State of
140Florida also recognizes that the significant revenue
141participation pursuant to the Compact in exchange for its
142exclusivity provisions provide an opportunity to increase and
143enhance the dollars available to spend on governmental programs
144that benefit the citizens of Florida.
145
146
PART III.
147     DEFINITIONS.--As used in this Compact and the Appendices
148thereto:
149     A.  "Annual Oversight Assessment" means the assessment
150described in Part XI., Section C. of this Compact.
151     B.  "Class III gaming" means the forms of Class III gaming
152defined in 25 U.S.C. s. 2703(8) and by the regulations of the
153National Indian Gaming Commission.
154     C.  "Commission" means the Seminole Tribal Gaming
155Commission, which is the tribal governmental agency that has the
156authority to carry out the Tribe's regulatory and oversight
157responsibilities under this Compact.
158     D.  "Compact" means the Seminole Tribe of Florida and State
159of Florida Gaming Compact.
160     E.  "Covered Game" or "Covered Gaming Activity" means the
161following Class III gaming activities:
162     1.(a)  Slot machines, meaning any mechanical or electrical
163contrivance, terminal that may or may not be capable of
164downloading slot games from a central server system, machine, or
165other device that, upon insertion of a coin, bill, ticket,
166token, or similar object or upon payment of any consideration
167whatsoever, including the use of any electronic payment system,
168except a credit card or debit card, is available to play or
169operate, the play or operation of which, whether by reason of
170skill or application of the element of chance or both, may
171deliver or entitle the person or persons playing or operating
172the contrivance, terminal, machine, or other device to receive
173cash, billets, tickets, tokens, or electronic credits to be
174exchanged for cash or to receive merchandise or anything of
175value whatsoever, whether the payoff is made automatically from
176the machine or manually. The term includes associated equipment
177necessary to conduct the operation of the contrivance, terminal,
178machine, or other device. Slot machines may use spinning reels,
179video displays, or both.
180     (b)  If at any time, State law authorizes alters, amends,
181or otherwise changes the definition of slot machines said
182definition will apply.
183     2.  High stakes poker games, as provided in Part V.,
184Section K.; and
185     3.  This definition specifically does not include banking
186or banked card games, including baccarat, chemin de fer and
187blackjack, roulette, craps, roulette-styled games, or craps-
188styled games.
189     F.  "Covered Game Employee" or "Covered Employee" means any
190individual employed and licensed by the Tribe whose
191responsibilities include the rendering of services with respect
192to the operation, maintenance or management of Covered Games,
193including, but not limited to, the following: managers and
194assistant managers; accounting personnel; Commission officers;
195surveillance and security personnel; cashiers, supervisors, and
196floor personnel; cage personnel; and any other employee whose
197employment duties require or authorize access to areas of the
198Facility related to the conduct of Covered Games or the
199technical support or storage of Covered Game components. This
200definition does not include the Tribe's elected officials
201provided that such individuals are not directly involved in the
202operation, maintenance, or management of Covered Games or
203Covered Games components.
204     G.  "Documents" means books, records, electronic, magnetic
205and computer media documents and other writings and materials,
206copies thereof, and information contained therein.
207     H.  "Effective Date" means the date on which the Compact
208becomes effective pursuant to Part XVII., Section A. of this
209Compact.
210     I.  "Facility" or "Facilities" means any building of the
211Tribe in which the Covered Games authorized by this Compact are
212conducted on Indian lands as defined by the Indian Gaming
213Regulatory Act.
214     J.  "Guaranteed Minimum Payment" means the minimum Payment
215the Tribe agrees to make to the State as provided by Part XI. of
216the Compact.
217     K.  "Indian Gaming Regulatory Act" or "IGRA" means the
218Indian Gaming Regulatory Act, Pub. L. No. 100-497, Oct. 17,
2191988, 102 Stat. 2467, codified at 25 U.S.C. ss. 2701 et seq.,
220and 18 U.S.C. ss. 1166-1168.
221     L.  "Net Poker Income" means the total revenue from all
222hands played, including buy-ins and rebuys.
223     M.  "Net Win" means the total receipts from the play of all
224Covered Games less all prize payouts.
225     N.  "Non-tribal member" means a person who is not a bona
226fide member of an Indian tribe as defined in 25 U.S.C. s.
2272703(5).
228     O.  "Patron" means any person who is on the premises of a
229Facility, or who is entering the Tribe's Indian lands for the
230purpose of playing Covered Games authorized by this Compact.
231     P.  "Reservation" means any of the seven Tribal locations
232currently with gaming facilities, specifically enumerated in
233Part IV., Section B.
234     Q.  "Revenue Share" means the periodic payment by the Tribe
235to the State provided for in Part XI., Sections A. and B. of
236this Compact.
237     R.  "Revenue Sharing Cycle" means the annual (12-month)
238period of the Tribe's operation of Covered Games in its
239Facilities and whose first annual Cycle shall commence on the
240day the Tribe makes Covered Games available for public play in
241its Facilities.
242     S.  "Rules and regulations" means the rules and regulations
243promulgated by the Commission for implementation of this
244Compact.
245     T.  "State" means the State of Florida.
246     U.  "State Compliance Agency" or "SCA" means any state
247agency that has the authority granted by the Legislature to
248carry out the State's oversight responsibilities under this
249Compact. The SCA shall be the Governor or his designee unless
250and until an SCA has been designated by the Legislature for this
251purpose.
252     V.  "Tribe" means the Seminole Tribe of Florida or any
253affiliate thereof conducting activities pursuant to this Compact
254under the authority of the Seminole Tribe of Florida.
255
256
PART IV.
257     AUTHORIZATION AND LOCATION OF COVERED GAMES.--
258     A.  The Tribe and State agree that the Tribe is authorized
259to operate Covered Games on its Indian lands, as defined in the
260Indian Gaming Regulatory Act, in accordance with the provisions
261of this Compact. However, except for the provisions in Part XI.,
262Section A. below, nothing in this Compact shall limit the
263Tribe's right to operate any game that is Class II under the
264Indian Gaming Regulatory Act.
265     B.  The Tribe is authorized to conduct Covered Games under
266this Compact at only the following seven existing gaming
267Facilities on Tribal lands:
268     1.  Seminole Indian Casino on the Brighton Indian
269Reservation in Okeechobee County.
270     2.  Seminole Indian Casino in the City of Coconut Creek in
271Broward County.
272     3.  Seminole Indian Casino in the City of Hollywood in
273Broward County.
274     4.  Seminole Indian Casino in Immokalee in Collier County.
275     5.  Seminole Indian Big Cypress Casino in the City of
276Clewiston in Hendry County.
277     6.  Seminole Hard Rock Hotel & Casino in the City of
278Hollywood in Broward County.
279     7.  Seminole Hard Rock Hotel & Casino in the City of Tampa
280in Hillsborough County.
281     C.  Any of the identified Facilities in Section B. may be
282expanded or replaced by another Facility on the same reservation
283with advance notice to the State of sixty (60) calendar days,
284subject to the understanding that the number of existing
285Facilities on each reservation and the number of reservations
286upon which Class III gaming is authorized shall remain the same
287as provided in Section B.
288
289
PART V.
290     RULES AND REGULATIONS; MINIMUM REQUIREMENTS FOR
291OPERATIONS.--
292     A.  At all times during the Term of this Compact, the Tribe
293shall be responsible for all duties which are assigned to it and
294the Commission under this Compact. The Tribe shall promulgate
295any rules and regulations necessary to implement this Compact,
296which at a minimum shall expressly include or incorporate by
297reference all provisions of this Part and the procedural
298requirements of Part VI. of this Compact. Nothing in this
299Compact shall be construed to affect the Tribe's right to amend
300its rules and regulations, provided that any such amendment
301shall be in conformity with this Compact and subject to approval
302by the SCA. The SCA may propose additional rules and regulations
303consistent with and related to the implementation of this
304Compact to the Commission at any time, and the Commission shall
305give good faith consideration to such suggestions and shall
306notify the SCA of its response or action with respect thereto.
307     B.  All Facilities shall comply with, and all Covered Games
308approved under this Compact shall be operated in accordance
309with, the requirements set forth in this Compact, including, but
310not limited to, those set forth in Sections C. and D. of this
311Part and the Tribe's Internal Control Policies and Procedures.
312In addition, all Facilities and all Covered Games shall be
313operated in strict compliance with tribal internal control
314standards that provide a level of control that equals or exceeds
315those set forth in the National Indian Gaming Commission's
316Minimum Internal Control Standards (25 C.F.R. Part 542), as the
317same may be amended or supplemented from time to time.
318     C.  The Tribe and the Commission shall retain all records
319in compliance with the requirements set forth in the Record
320Retention Policies and Procedures.
321     D.  The Tribe will continue and maintain its program to
322combat problem gambling and curtail compulsive gambling,
323including work with the Florida Council on Compulsive Gambling
324or other organization dedicated to assisting problem gamblers.
325The Tribe will continue to maintain the following safeguards
326against problem gambling.
327     1.  The Tribe will provide a comprehensive training and
328education program designed in cooperation with the Florida
329Council on Compulsive Gambling (or other organization dedicated
330to assisting problem gamblers) to every new gaming employee.
331     2.  The Tribe will make printed materials available to
332Patrons, which include contact information for the Florida
333Council on Compulsive Gambling 24-Hour Helpline (or other
334hotline dedicated to assisting problem gamblers), and will work
335with the Florida Council on Compulsive Gambling (or other
336organization dedicated to assisting problem gamblers) to provide
337contact information for the Florida Council on Compulsive
338Gambling (or other organization dedicated to assisting problem
339gamblers), and to provide such information on the Facilities'
340internet website. The Tribe will continue to display all
341literature from the Florida Council on Compulsive Gambling (or
342other organization dedicated to assisting problem gamblers)
343within the Facilities.
344     3.  The Commission shall establish a list of the Patrons
345voluntarily excluded from the Tribe's Facilities, pursuant to
346subsection 5.
347     4.  The Tribe shall employ its best efforts to exclude
348Patrons on such list from entry into its Facilities; provided
349that nothing in this Compact shall create for Patrons who are
350excluded but gain access to the Facilities, or any other person,
351a cause of action or claim against the State, the Tribe or the
352Commission or any other person, entity, or agency for failing to
353enforce such exclusion.
354     5.  Patrons who believe they may be playing Covered Games
355on a compulsive basis may request that their names be placed on
356the list of the Patrons voluntarily excluded from the Tribe's
357Facilities.
358     6.  All Covered Game employees shall receive training on
359identifying players who have a problem with compulsive gambling
360and shall be instructed to ask them to leave. Signs bearing a
361toll-free help-line number and educational and informational
362materials shall be made available at conspicuous locations and
363automated teller machines in each Facility, which aim at the
364prevention of problem gaming and which specify where Patrons may
365receive counseling or assistance for gambling problems. All
366Covered Game employees shall also be screened for compulsive
367gambling habits. Nothing in this Section shall create for
368Patrons, or any other person, a cause of action or claim against
369the State, the Tribe or the Commission or any other person,
370entity, or agency for failing to identify a Patron or person who
371is a compulsive gambler and/or ask that person to leave.
372     7.  The Tribe shall follow the rules for exclusion of
373Patrons set forth in Article XI of the Seminole Tribal Gaming
374Code.
375     8.  The Tribe shall make diligent efforts to prevent
376underage individuals from loitering in the area of each Facility
377where the Covered Games take place.
378     9.  The Tribe shall assure that advertising and marketing
379of the Covered Games at the Facilities contain a responsible
380gambling message and a toll-free help-line number for problem
381gamblers, where practical, and that they make no false or
382misleading claims.
383     E.  Summaries of the rules for playing Covered Games and
384promotional contests shall be visibly displayed in the
385Facilities. Complete sets of rules shall be available in the
386Facilities upon request. Copies of all such rules shall be
387provided to the SCA within thirty (30) calendar days of their
388issuance or their amendment.
389     F.  The Tribe shall provide the Commission and SCA with a
390chart of the supervisory lines of authority with respect to
391those directly responsible for the conduct of Covered Games, and
392shall promptly notify those agencies of any material changes
393thereto.
394     G.  The Tribe engages in and shall continue to maintain
395proactive approaches to prevent improper alcohol sales, drunk
396driving, underage drinking, and underage gambling. These
397approaches involve intensive staff training, screening and
398certification, Patron education, and the use of security
399personnel and surveillance equipment in order to enhance
400Patrons' enjoyment of the Facilities and provide for Patron
401safety. Staff training includes specialized employee training in
402nonviolent crisis intervention, driver's license verification
403and the detection of intoxication. Patron education is carried
404out through notices transmitted on valet parking stubs, posted
405signs in the Facilities and in brochures. Roving and fixed
406security officers, along with surveillance cameras, assist in
407the detection of intoxicated Patrons, investigate problems, and
408engage with Patrons to de-escalate volatile situations. To help
409prevent alcohol-related crashes, the Tribe will continue to
410operate the "Safe Ride Home Program," a free taxi service.
411Additionally, to reduce risks of underage gambling and underage
412drinking, the Tribe will continue to prohibit entry onto the
413casino floor of anyone under eighteen (18) years of age. The
414Tribe shall maintain these programs and policies in its Alcohol
415Beverage Control Act for the duration of the Compact but may
416replace such programs and policies with either stricter or more
417extensive programs and policies. The Tribe shall provide the
418State with written notice of any changes to the programs and
419policies in the Tribe's Alcohol Beverage Control Act, which
420notice shall include a copy of such changes and shall be sent on
421or before the effective date of the change. Nothing in this
422Section shall create for Patrons, or any other person, a cause
423of action or claim against the State, the Tribe or the
424Commission or any other person, entity, or agency for failing to
425fulfill the requirements of this Section.
426     H.  No person under twenty-one (21) years of age shall be
427allowed to play Covered Games.
428     I.  The Tribe may establish and operate Facilities that
429operate Covered Games only on the reservations as defined by the
430Indian Gaming Regulatory Act and as specified in Part IV. of
431this Compact.
432     J.  The Commission shall keep a record of, and shall report
433at least quarterly to the SCA, the number of Covered Games in
434each Facility, by the name or type of each and its identifying
435number.
436     K.  The Tribe presently conducts and shall continue to
437conduct poker in each of its Facilities in compliance with
438provisions of Florida law, including provisions that limit
439wagers and pot sizes. However, the Tribe may hold up to two (2)
440celebrity/charity poker tournaments per year in each of its
441Facilities that are not subject to the limitations and
442restrictions imposed by Florida law, provided that a minimum of
443one hundred percent (100 percent) of the Net Poker Income from
444each poker tournament is donated to a charitable organization
445organized pursuant to Section 501(c)(3) of the Internal Revenue
446Code. The maximum number of days a celebrity/charity tournament
447will be played is eight (8) calendar days during the month a
448tournament is hosted. Any payments made to charitable
449organizations pursuant to this Part shall not be calculated as
450Net Win for purpose of payments to the State under Part XI.
451     L.  The Tribe and the Commission shall make available a
452copy of the following documents to any member of the public upon
453request: the minimum internal control standards of the National
454Indian Gaming Commission; the Seminole Tribal Gaming Code; this
455Compact; the rules of each Covered Game operated by the Tribe;
456and the administrative procedures for addressing Patron tort
457claims under Part VI.
458     M.  Cessation of Banking or Banked Card Games. The Tribe
459shall stop all banked card games within ninety (90) days after
460the effective date of this Compact.
461
462
PART VI.
463     PATRON DISPUTES; WORKERS COMPENSATION: TORT CLAIMS; PRIZE
464CLAIMS; LIMITED CONSENT TO SUIT.--
465     A.  All patron disputes involving gaming will be resolved
466in accordance with the procedures established in Article XI of
467the Seminole Tribal Gaming Code.
468     B.  Tort claims by employees of the Tribe's Facilities will
469be handled pursuant to the provisions of the Tribe's Workers'
470Compensation Ordinance, which shall provide workers the same or
471better protections as set forth in Florida's workers
472compensation laws.
473     C.  Disputes by employees of the Tribe's Facilities will be
474handled pursuant to the provisions of the Tribe's policy for
475gaming employees, the Employee Fair Treatment and Dispute
476Resolution Policy.
477     D.1.  A Patron who claims to have been injured in a
478Facility where Covered Games are played is required to provide
479written notice to the Tribe's Risk Management Department or the
480Facility, in a reasonable and timely manner.
481     2.  The Tribe shall have ten (10) days to respond to a
482claim made by a Patron. When the Tribe responds to an incident
483alleged to have caused a Patron's injury or illness, the Tribe
484shall provide a claim form to the Patron. It is the Patron's
485responsibility to complete the form and forward the form to the
486Tribe's Risk Management Department within a reasonable period of
487time, and in a reasonable and timely manner.
488     3.  Upon receiving written notification of the claim, the
489Tribe's Risk Management Department shall forward the
490notification to the Tribe's insurance carrier. The Tribe will
491use its best efforts to assure that the insurance carrier
492contacts the Patron within a reasonable period of time following
493receipt of the claim.
494     4.  The insurance carrier will handle the claim to
495conclusion. If the Patron and the insurance carrier are not able
496to resolve the claim, the Patron may bring a tort claim against
497the Tribe in any court of competent jurisdiction in the County
498in which the incident occurred, subject to a four (4) year
499statute of limitations, which shall begin to run from the date
500of the incident of the alleged claimed injury. Nothing in this
501Part shall preclude a patron asserting a tort claim against the
502Tribe from immediately filing suit in any court of competent
503jurisdiction without resorting to or exhausting tribal remedies
504     5.  In no event shall the Tribe be deemed to have waived
505its tribal immunity from suit beyond $500,000 for an individual
506tort claim and $1,000,000 for the tort claims of all persons or
507entities claiming injury in tort arising out of a single event
508or occurrence. These limitations are intended to include
509liability for compensatory damages as well as any costs, pre-
510judgment interest and attorneys fees arising out of any claim
511brought or asserted against the Tribe, its subordinate
512governmental and economic units as well as any Tribal officials,
513employees, servants or agents in their official capacities.
514     6.  The Tribe shall obtain and maintain a commercial
515general liability policy which provides coverage of no less than
516$1,000,000 per occurrence and $10,000,000 in the aggregate for
517bodily injury, personal injury, and property damage arising out
518of, connected with, or relating to the operation of Facilities
519where Covered Games are offered.
520     7.  Notices explaining the procedures and time limitations
521with respect to making a tort claim shall be prominently
522displayed in the Facilities, posted on the Tribe's website, and
523provided to any Patron for whom the Tribe has notice of the
524injury or property damage giving rise to the tort claim. Such
525notices shall explain the method and places for making a tort
526claim.
527
528
PART VII.
529     ENFORCEMENT OF COMPACT PROVISIONS.--
530     A.  The Tribe and the Commission shall be responsible for
531regulating activities pursuant to this Compact. As part of its
532responsibilities, the Tribe has adopted or issued standards
533designed to ensure that the Facilities are constructed, operated
534and maintained in a manner that adequately protects the
535environment and public health and safety. Additionally, the
536Tribe shall ensure that:
537     1.  Operation of the conduct of Covered Games is in strict
538compliance with (i) the Seminole Tribal Gaming Code, (ii) all
539rules, regulations, procedures, specifications, and standards
540lawfully adopted by the National Indian Gaming Commission and
541the Commission, and (iii) the provisions of this Compact,
542including, but not limited to, the standards and the Tribe's
543rules and regulations set forth in the Appendices;
544     2.  Reasonable measures are taken to:
545     (a)  Assure the physical safety of Facility Patrons,
546employees, and any other person while in the Facility;
547     (b)  Prevent illegal activity at the Facilities or with
548regard to the operation of Covered Games, including, but not
549limited to, the maintenance of employee procedures and a
550surveillance system;
551     (c)  Ensure prompt notification is given to appropriate law
552enforcement authorities of persons who may be involved in
553illegal acts in accordance with applicable law;
554     (d)  Ensure that the construction and maintenance of the
555Facilities comply with the standards of the Florida Building
556Code, the provisions of which the Tribe has adopted as the
557Seminole Tribal Building Code; and
558     (e)  Ensure adequate emergency access plans have been
559prepared to ensure the health and safety of all Covered Game
560Patrons.
561     B.  All licenses for members and employees of the
562Commission shall be issued according to the same standards and
563terms applicable to Facility employees. The Commission's
564compliance officers shall be independent of the Tribal gaming
565operations, and shall be supervised by and accountable only to
566the Commission. A Commission compliance officer shall be
567available to the Facility during all hours of operation upon
568reasonable notice, and shall have immediate access to any and
569all areas of the Facility for the purpose of ensuring compliance
570with the provisions of this Compact. The Commission shall
571investigate any such suspected or reported violation of this
572Part and shall officially enter into its files timely written
573reports of investigations and any action taken thereon, and
574shall forward copies of such investigative reports to the SCA
575within thirty (30) calendar days of such filing. The scope of
576such reporting shall be determined by a Memorandum of
577Understanding between the Commission and the SCA as soon as
578practicable after the Effective Date of this Compact. Any such
579violations shall be reported immediately to the Commission, and
580the Commission shall immediately forward the same to the SCA. In
581addition, the Commission shall promptly report to the SCA any
582such violations which it independently discovers.
583     C.  In order to develop and foster a positive and effective
584relationship in the enforcement of the provisions of this
585Compact, representatives of the Commission and the SCA shall
586meet, not less than on an annual basis, to review past practices
587and examine methods to improve the regulatory scheme created by
588this Compact. The meetings shall take place at a location
589mutually agreed to by the Commission and the SCA. The SCA, prior
590to or during such meetings, shall disclose to the Commission any
591concerns, suspected activities, or pending matters reasonably
592believed to possibly constitute violations of this Compact by
593any person, organization or entity, if such disclosure will not
594compromise the interest sought to be protected.
595
596
PART VIII.
597     STATE MONITORING OF COMPACT.--
598     A.  The State may secure an annual independent financial
599audit of the conduct of Covered Games subject to this Compact.
600The audit shall examine revenues in connection with the conduct
601of Covered Games and shall include only those matters necessary
602to verify the determination of Net Win and the basis and amount
603of, and the right to, and the amount of the Payments the Tribe
604is obligated to make to the State pursuant to Part XI. of this
605Compact and as defined by this Compact. A copy of the audit
606report for the conduct of Covered Games shall be submitted to
607the Commission within thirty (30) calendar days of completion.
608Representatives of the SCA may, upon request, meet with the
609Tribe and its auditors to discuss the audit or any matters in
610connection therewith; provided, such discussions are limited to
611Covered Games information. The annual independent financial
612audit shall be performed by an independent accounting firm, with
613experience in auditing casino operations, selected by the State,
614subject to the consent of the Tribe, which shall not be
615unreasonably withheld. The Tribe shall pay the accounting firm
616for the costs of the annual independent financial audit.
617     B.  The SCA may, pursuant to the provisions of this
618Compact, monitor the conduct of Covered Games to ensure that the
619Covered Games are conducted in compliance with the provisions of
620this Compact. In order to properly monitor the conduct of
621Covered Games, agents of the SCA without prior notice shall have
622reasonable access to all public areas of the Facilities related
623to the conduct of Covered Games as provided herein.
624     1.  While the Commission will act as the regulator of the
625Facilities, the SCA may take reasonable steps to assure that
626operations at the Facilities comply with the terms of this
627Compact and may advise on such issues as it deems appropriate.
628     2.  In order to fulfill its oversight responsibilities, the
629State has identified specific oversight testing procedures, set
630forth below in subsection 3., paragraphs (a), (b), and (c),
631which the SCA may perform on a routine basis.
632     3.(a)  The SCA may inspect any Covered Games in operation
633at the Facilities on a random basis to confirm that the Covered
634Games operate and play properly pursuant to the manufacturer's
635technical standards and are conducted in compliance with the
636rules, regulations and standards established by the Commission
637and this Compact. Such random inspections shall occur during
638normal operating hours. No advance notice is required when the
639SCA inspection is limited to public areas of the Facility;
640however, representatives of the SCA shall provide notice to the
641Commission of their presence for such inspections. The SCA shall
642provide at least 1 hour notice to the Commission of such
643inspection at or prior to the commencement of the random
644inspections when such inspection will include non-public areas,
645and a Commission agent may accompany the inspection.
646     (b)  For each Facility, the SCA may perform one annual
647review of the slot machine compliance audit.
648     (c)  At least on an annual basis, the SCA may meet with the
649Tribe's Internal Audit Department for Gaming to review internal
650controls and violations of same by the Facilities.
651     4.  The SCA will seek to work with and obtain the
652assistance of the Commission in the resolution of any conflicts
653with the management of the Facilities, and the State and the
654Tribe shall make their best efforts to resolve disputes through
655negotiation whenever possible. Therefore, in order to foster a
656spirit of cooperation and efficiency, the parties hereby agree
657that when disputes arise between the SCA staff and Commission
658regulators from the day-to-day regulation of the Facilities,
659they should generally be resolved first through meeting and
660conferring in good faith. This voluntary process does not
661proscribe the right of either party to seek other relief that
662may be available when circumstances require such relief. In the
663event of a dispute or disagreement between Tribal and SCA
664regulators, the dispute or disagreement shall be resolved in
665accordance with the dispute resolution provisions of Part XIII.
666of this Compact;
667     5.  Access to each Facility by the SCA shall be during the
668Facility's operating hours only, provided that to the extent
669such inspections are limited to areas of the Facility where the
670public is normally permitted, the SCA agents may inspect the
671Facility without giving prior notice to the Tribe or the
672Commission;
673     6.  Any suspected or claimed violations of this Compact or
674law shall be directed in writing to the Commission; the SCA
675agents, in conducting the functions assigned them under this
676Compact, shall not unreasonably interfere with the functioning
677of any Facility; and
678     7.  Before the SCA agents enter any nonpublic area of a
679Facility, they shall provide proper prior notice and
680photographic identification to the Commission. The SCA agents
681shall be accompanied in nonpublic areas of the Facility by a
682Commission officer. Notice of at least one (1) hour by the SCA
683to the Commission is required to assure that a Commission
684officer is available to accompany the SCA agents at all times.
685     C.  Subject to the provisions herein, agents of the SCA
686shall have the right to review and request copies of documents
687of the Facility related to its conduct of Covered Games. The
688review and copying of such documents shall be during normal
689business hours unless otherwise allowed by the Tribe at the
690Tribe's discretion. The Tribe cannot refuse said inspection and
691copying of such documents, provided that the inspectors cannot
692require copies of documents in such volume that it unreasonably
693interferes with the normal functioning of the Facilities or
694Covered Games. To the extent that the Tribe provides the State
695with information which the Tribe claims to be confidential and
696proprietary, or a trade secret, the Tribe shall clearly mark
697such information with the following designation: "Trade Secret,
698Confidential and Proprietary." If the State receives a request
699under Chapter 119, Florida Statutes that would include such
700designated information, the State shall promptly notify the
701Tribe of such a request and the Tribe shall promptly notify the
702State about its intent to seek judicial protection from
703disclosure. Upon such notice from the Tribe, the State shall not
704release the requested information until a judicial determination
705is made. This designation and notification procedure does not
706excuse the State from complying with the requirements of the
707State's public records law, but is intended to provide the Tribe
708the opportunity to seek whatever judicial remedy it deems
709appropriate. Notwithstanding the foregoing procedure, the SCA
710may provide copies of tribal documents to federal law
711enforcement and other State agencies or State consultants that
712the State deems reasonably necessary in order to conduct or
713complete any investigation of suspected criminal activity in
714connection with the Tribe's Covered Games or the operation of
715the Facilities or in order to assure the Tribe's compliance with
716this Compact.
717     D.  At the completion of any SCA inspection or
718investigation, the SCA may forward a written report thereof to
719the Commission, containing all pertinent, nonconfidential,
720nonproprietary information regarding any violation of applicable
721laws or this Compact which was discovered during the inspection
722or investigation unless disclosure thereof would adversely
723impact an investigation of suspected criminal activity. Nothing
724herein prevents the SCA from contacting tribal or federal law
725enforcement authorities for suspected criminal wrongdoing
726involving the Commission.
727     E.  Except as expressly provided in this Compact, nothing
728in this Compact shall be deemed to authorize the State to
729regulate the Tribe's government, including the Commission, or to
730interfere in any way with the Tribe's selection of its
731governmental officers, including members of the Commission.
732
733
PART IX.
734     JURISDICTION.--The obligations and rights of the State and
735the Tribe under this Compact are contractual in nature, and are
736to be construed and enforced in accordance with the laws of the
737State of Florida. This Compact shall not alter tribal, federal
738or state civil adjudicatory or criminal jurisdiction in any way.
739
740
PART X.
741     LICENSING.--The Tribe and the Commission shall comply with
742the licensing and hearing requirements set forth in 25 C.F.R.
743Parts 556 and 558, as well as the applicable licensing and
744hearing requirements set forth in Articles IV-VI of the Seminole
745Tribal Gaming Code. The Commission shall notify the SCA of any
746disciplinary hearings or revocation or suspension of licenses.
747
748
PART XI.
749     PAYMENTS TO THE STATE OF FLORIDA.--
750     A.  The parties acknowledge and recognize that this Compact
751provides the Tribe with partial but substantial exclusivity and
752other valuable consideration consistent with the goals of the
753Indian Gaming Regulatory Act, including special opportunities
754for tribal economic development through gaming within the
755external boundaries of Florida with respect to the play of
756Covered Games. In consideration thereof, the Tribe covenants and
757agrees, subject to the conditions agreed upon in Part XII. of
758this Compact, to make Payments to the State derived from Net Win
759as set forth in Section B. The Tribe further agrees to convert
760all of its Class II video bingo terminals (or their equivalents)
761to Class III slot machines within twenty-four (24) months after
762the Effective Date of this Compact, or the Payment to the State
763shall be calculated as if the conversion has been completed,
764whether or not the Tribe has fully executed its conversion. The
765Tribe further agrees that it will not purchase or lease any new
766Class II video bingo terminals (or their equivalents) after the
767Effective Date of this Compact.
768     B.  Payment schedule.--Subject to the provisions in Part
769XI. of the Compact, and subject to the limitations agreed upon
770in Part XII. of the Compact, the amounts paid by the Tribe to
771the State shall be calculated as follows:
772     1.  For each Revenue Sharing Cycle, the Tribe agrees to pay
773not less than a Guaranteed Minimum Payment of One Hundred
774Million Dollars ($100,000,000) if the Revenue Share calculated
775for that Revenue Sharing Cycle under subsection 3., below, is
776less than the Guaranteed Minimum Payment.
777     2.  All Guaranteed Minimum Payments shall be deducted from
778and credited toward the Revenue Share in each Revenue Sharing
779Cycle set forth below in subsection 3.
780     3.  For each Revenue Sharing Cycles, to the extent that the
781Revenue Share exceeds the Guaranteed Minimum Payment for each
782Revenue Sharing Cycle, the Tribe agrees, as further provided in
783subsection 4., to pay a Revenue Share for that Revenue Sharing
784Cycle equal to eighteen percent (18 percent) of the Net Win
785received by the Tribe from the operation and play of Covered
786Games from each Revenue Sharing Cycle.
787     4.(a)  On or before the fifteenth day of the month
788following the first month of the Revenue Sharing Cycle, the
789Tribe will remit to the State the greater amount of eight and
790one-third percent (8.3 percent) of the estimated annual Revenue
791Share or eight and one-third percent (8.3 percent) of the
792Guaranteed Minimum Payment ("the monthly payment").
793     (b)  The Tribe will make available to the State at the time
794of the monthly payment the basis for the calculation of the
795Payment.
796     (c)  Each month the Tribe will internally "true up" the
797calculation of the estimated Revenue Share based on the Tribe's
798un-audited financial statements related to Covered Games.
799     5.(a)  On or before the forty-fifth day after the third
800month, sixth month, ninth month, and twelfth month of Revenue
801Sharing Cycles three through twenty-five (provided that the
802twelve (12) month period does not coincide with the Tribe's
803fiscal year end date as indicated in paragraph (c), the Tribe
804will provide the State with an audit report by its independent
805auditors as to the accuracy of the annual Revenue Share
806calculation.
807     (b)  For each quarter of these Revenue Sharing Cycles the
808Tribe agrees to engage its independent auditors to conduct a
809review of the un-audited net revenue from Covered Games. On or
810before the one hundred and twentieth day after the end of the
811Tribe's fiscal year, the Tribe agrees to require its independent
812auditors to provide an audit report to verify Net Win for
813Covered Games and the related Payment of the annual Revenue
814Share to the SCA for State review.
815     (c)  If the twelfth month of the Revenue Sharing Cycle does
816not coincide with the Tribe's fiscal year, the Tribe agrees to
817require its independent auditors to deduct Net Win from Covered
818Games for any of the months that are outside of the Revenue
819Sharing Cycle and to include Net Win from Covered Games for
820those months which fall outside of the Tribe's audit period but
821fall within the Revenue Sharing Cycle, prior to issuing the
822audit report.
823     (d)  No later than thirty (30) calendar days after the day
824the audit report is issued, the Tribe will remit to the State
825any underpayment of the annual Revenue Share, and the State will
826either reimburse to the Tribe any overpayment of the annual
827Revenue Share or authorize the overpayment to be deducted from
828the next monthly payment.
829     C.  Payments pursuant to Sections A. and B. above shall be
830made to the State via electronic funds transfer in a manner
831directed by the SCA. Payments will be due in accordance with the
832Payment Schedule set forth in Section B. The appropriation of
833any Payments received by the State pursuant to this Compact lies
834within the exclusive prerogative of the Legislature.
835     D.  The Annual Oversight Assessment to reimburse the State
836for the actual costs of the operation of the SCA to perform its
837monitoring functions as defined in this Compact shall be
838determined and paid in quarterly installments within thirty (30)
839calendar days of receipt by the Tribe of an invoice from the
840SCA. The Tribe reserves the right to audit the invoices on an
841annual basis, a copy of which will be provided to the SCA, and
842any discrepancies found therein shall be reconciled within
843forty-five (45) calendar days of receipt of the audit by the
844SCA. Out-of-pocket expenses to be incurred by the Governor or
845his designee performing functions of the SCA unless and until
846the SCA is designated by the Legislature shall be advanced by
847the Tribe upon submission of properly documented requests.
848     E.  As provided for 25 U.S.C. s. 2710(b)(2)(B)(v), the
849Tribe agrees to pay to the State an additional amount equal to 5
850percent of the annual amount set forth in Section B. of this
851Part, which funds shall be used for the purposes of offsetting
852the impacts of the Tribe's facilities on the operations of local
853governments.
854     F.  With respect to all payments made by the Tribe to the
855State that were in any way related to benefits of exclusivity in
856gaming, which payments were remitted before the effective date
857of this Compact, such moneys shall be deemed forfeited by the
858Tribe and released to the State without further obligation or
859encumbrance. Acceptance and appropriation of such funds does not
860legitimize, validate, or otherwise ratify any previously
861proposed compact or the operation of class III games by the
862Tribe for any period prior to the effective date of this
863Compact.
864     G.  Except as expressly provided in this Part and in Part
865XIV., nothing in this Compact shall be deemed to require the
866Tribe to make payments of any kind to the State or any of its
867agencies.
868
869
PART XII.
870     REDUCTION OF TRIBAL PAYMENTS BECAUSE OF LOSS OF EXCLUSIVITY
871OR OTHER CHANGES IN FLORIDA LAW.--The intent of this Part is to
872provide the Tribe with the right to operate Covered Games on an
873exclusive basis throughout the State, subject to the exceptions
874and provisions set forth below.
875     A.  If Class III gaming as defined in this Compact, or
876other casino-style gambling where the results of such games are
877determined through the use of a random number generator, that is
878not presently authorized by or under Florida law is authorized
879for any location within the State of Florida that is under the
880jurisdiction of the State, including but not limited to (1)
881electronically-assisted bingo or pull-tab games or (2) video
882lottery terminals (VLTs) or any similar games that allow direct
883operation of the games by customers of the Florida Lottery, any
884successor entity or any licensee of the Florida Lottery or any
885successor entity, and such gambling begins to be offered for
886public or private use, the Payments due the State pursuant to
887Part XI., Sections A. and B. of this Compact shall cease until
888such gambling is no longer operated, in which event the Payments
889due the State pursuant to Part XI., Sections A. and B. of this
890Compact shall resume.
891     B.  The following are exceptions to the exclusivity
892provisions of Section A. above.
893     1.  Any Class III gaming authorized by a compact between
894the State and any other federally recognized tribe pursuant to
895the Indian Gaming Regulatory Act will not be a breach or other
896violation of the exclusivity provisions set forth in Section A.
897above.
898     2.  If a citizen's initiative amending the state
899constitution is passed by the voters of Florida authorizing,
900subject to approval by local referendum and implementation by
901the Legislature, the operation of slot machines or other Class
902III games in a jurisdiction not then authorized for such games
903under Florida law, and after which any entity begins to offer
904slot machine play or operates or conducts other Class III games
905authorized pursuant to the constitutional amendment, such
906activity will not be a breach or violation of the exclusivity
907provisions set forth in Section A., so long as the Tribe's total
908annual Net Win from Covered Games and revenues from its
909remaining Class II video bingo terminals (or their equivalent)
910exceeds $1.37 billion. In the event revenue sharing payments are
911discontinued pursuant to this subsection, the abatement of the
912revenue sharing payments shall only extend until the Tribe's
913total annual Net Win from Covered Games and revenues from Class
914II video bingo terminals (or their equivalent) again exceeds
915$1.37 billion.
916     3.  The conduct of illegal or otherwise unauthorized Class
917III gaming within the State shall not be considered a breach or
918other violation of the exclusivity provisions set forth in
919Section A. above.
920     C.  To the extent that the exclusivity provisions of this
921Part are discontinued and the Tribe's ongoing Payment
922obligations to the State pursuant to Part XI., Sections A. and
923B. of this Compact cease, any outstanding Payments that would
924have been due the State from the Tribe's Facilities prior to the
925breach/violation shall be made within thirty (30) business days
926after cessation.
927     D.  The discontinuation of this Part's exclusivity
928provisions and the cessation of Payments pursuant to Part XI.,
929Sections A. and B. of this Compact shall not excuse the Tribe
930from continuing to comply with all other provisions of this
931Compact, including continuing to pay the State the Annual
932Oversight Assessment as set forth in Part XI., Section C. of
933this Compact. Furthermore, the State shall continue to have the
934right to monitor the Tribe's compliance with the Compact.
935     E.  In the event that revenue sharing payments to the State
936made pursuant to Part XI., Sections A. and B. are discontinued
937under this Part, the annual amount payable to the State for the
938impacts to local governments under Part XI., Section E. shall be
939calculated as the amount paid for the last full revenue sharing
940year. Such payments shall continue to be calculated in such
941manner until the revenue sharing payments under Part XI.,
942Sections A. and B. are restored.
943     F.  Nothing in this Compact is intended to affect the
944ability of the State Legislature to enact laws either further
945restricting or expanding gambling on non-tribal lands.
946
947
PART XIII.
948     DISPUTE RESOLUTION.--In the event that either party to this
949Compact believes that the other party has failed to comply with
950any requirements of this Compact, or in the event of any dispute
951hereunder, including, but not limited to, a dispute over the
952proper interpretation of the terms and conditions of this
953Compact, the goal of the Parties is to resolve all disputes
954amicably and voluntarily whenever possible. In pursuit of this
955goal, the following procedures may be invoked:
956     A.  A party asserting noncompliance or seeking an
957interpretation of this Compact first shall serve written notice
958on the other party. The notice shall identify the specific
959Compact provision alleged to have been violated or in dispute
960and shall specify in detail the asserting party's contention and
961any factual basis for the claim. Representatives of the Tribe
962and State shall meet within thirty (30) calendar days of receipt
963of notice in an effort to resolve the dispute, unless they
964mutually agree to extend this period.
965     B.  A party asserting noncompliance or seeking an
966interpretation of this Compact under this Part shall be deemed
967to have certified that to the best of the party's knowledge,
968information, and belief formed after reasonable inquiry, the
969claim of noncompliance or the request for interpretation of this
970Compact is warranted and made in good faith and not for any
971improper purpose, such as to harass or to cause unnecessary
972delay or the needless incurring of the cost of resolving the
973dispute.
974     C.  If the parties are unable to resolve a dispute through
975the process specified in Sections A. and B. of this Part, either
976party can call for mediation under the Commercial Mediation
977Procedures of the American Arbitration Association (AAA), or any
978such successor procedures, provided that such mediation does not
979last more than sixty (60) calendar days, unless an extension to
980this time limit is mutually agreed to by the parties. The
981disputes available for resolution through mediation are limited
982to matters arising under the terms of this Compact.
983     D.  If the parties are unable to resolve a dispute through
984the process specified in Sections A., B., and C. of this Part,
985notwithstanding any other provision of law, the State may bring
986an action against the Tribe in any court of competent
987jurisdiction regarding any dispute arising under this Compact.
988The State is entitled to all remedies available under law or in
989equity.
990     E.  For purposes of actions based on disputes between the
991State and the Tribe that arise under this Compact and the
992enforcement of any judgment resulting therefrom, the Tribe
993expressly waives its right to assert sovereign immunity from
994suit and from enforcement of any ensuing judgment, and further
995consents to be sued in federal or state court, including the
996rights of appeal specified above, as the case may be, provided
997that (i) the dispute is limited solely to issues arising under
998this Compact, (ii) there is no claim for monetary damages
999(except that payment of any money required by the terms of this
1000Compact, as well as injunctive relief or specific performance
1001enforcing a provision of this Compact requiring the payment of
1002money to the State may be sought), and (iii) nothing herein
1003shall be construed to constitute a waiver of the sovereign
1004immunity of the Tribe with respect to any third party that is
1005made a party or intervenes as a party to the action.
1006     F.  The State may not be precluded from pursuing any
1007mediation or judicial remedy against the Tribe on the grounds
1008that the State has failed to exhaust its Tribal administrative
1009remedies.
1010     G.  Notwithstanding anything to the contrary in this Part,
1011any failure of the Tribe to remit the Payments pursuant to the
1012terms of Part XI. will entitle the State to seek mandatory
1013injunctive relief in federal or state court, at the State's
1014election, to compel the Payments after exhausting the dispute
1015resolution process in Sections A. and B. of this Part.
1016     H.  The State shall be entitled to seek immediate
1017injunctive relief in the event the Tribe offers or continues to
1018offer Class III games not authorized under this Compact.
1019     I.  If the parties are unable to resolve a dispute
1020involving a claim by the Tribe against the State through the
1021process specified in Sections A., B., and C. of this Part,
1022notwithstanding any other provision of law, the Tribe may invoke
1023non-binding arbitration of the dispute under the Commercial
1024Arbitration Rules of the American Arbitration Association. The
1025arbitrators' decision may not be enforced in any court. If the
1026arbitrators find that the State is not in compliance with the
1027Compact, the State shall have the opportunity to challenge the
1028decision of the arbitrators by bringing an independent action
1029against the Tribe in federal district court ("federal court")
1030regarding the dispute underlying the arbitration in a district
1031in which the federal court has venue. If the federal court
1032declines to exercise jurisdiction, or federal precedent exists
1033that rules that the federal court would not have jurisdiction
1034over such a dispute, the State may bring the action in the
1035Courts of the Seventeenth Judicial Circuit in and for Broward
1036County, Florida. The State is entitled to all rights of appeal
1037permitted by law in the court system in which the action is
1038brought. The State shall be entitled to de novo review of the
1039arbitrators' decision under this Section. For the purpose of
1040this Section, the Tribe agrees to waive its immunity as provided
1041in Section E. of this Part.
1042     J.  If the arbitrators find that the State is not in
1043compliance with the Compact and the State fails to file suit as
1044provided above within sixty (60) calendar days of the
1045arbitrators' decision or fails to maintain the suit through
1046final judgment, including appeals, without the agreement of the
1047Tribe, the Tribe may suspend Payment under Part XI. until the
1048State comes into compliance with the arbitrators' decision.
1049     K.  If the State files suit as provided above and a final
1050judgment is rendered by the court, the failure of the State to
1051comply with the judgment shall constitute grounds for the Tribe
1052to suspend Payment under Part XI. until the State comes into
1053compliance with the court's judgment.
1054
1055
PART XIV.
1056     Collection of Sales Tax on Sales to Non-Tribal Members.--
1057     A.  In addition to the Tribe's payments to the State set
1058forth in Part XI., the Tribe shall collect and remit to the
1059Florida Department of Revenue the taxes imposed by Chapter 212,
1060Florida Statutes, on all sales to non-tribal members, except
1061those non-tribal members who hold valid exemption certificates
1062issued by the Florida Department of Revenue, exempting the sales
1063from taxes imposed by Chapter 212, Florida Statutes.
1064     B.  The Tribe shall register with the Department of Revenue
1065and shall remit to the Department of Revenue the taxes collected
1066pursuant to Section A. of this Part.
1067     C.  The Tribe shall retain for at least a period of five
1068(5) years records of all sales to non-tribal members which are
1069subject to taxation under Chapter 212, Florida Statutes. The
1070Department of Revenue may conduct an audit not more often than
1071annually in order to verify such collections. The Tribe shall
1072provide reasonable access during normal operating hours to
1073records of transactions subject to the taxes collected pursuant
1074to Section A. of this Part.
1075     D.  Any disputes about the amounts collected pursuant to
1076Section A. of this Part shall be resolved as provided for in
1077Part XIII. of this Compact. For purposes of this Section, the
1078Tribe agrees to waive its immunity as provided for in Part
1079XIII., Section E. of this compact, except that the state may
1080seek monetary damages limited to the amount of taxes owed.
1081
1082
PART XV.
1083     CONSTRUCTION OF COMPACT; SEVERANCE; FEDERAL APPROVAL.--
1084     A.  If any provision of this Compact is held by a court of
1085competent jurisdiction to be invalid, this Compact will become
1086null and void. If any provision, part, section, or subsection of
1087this Compact is determined by a federal district court in
1088Florida or other court of competent jurisdiction to impose a
1089mandatory duty on the State of Florida that requires
1090authorization by the Florida Legislature, the duty conferred by
1091that particular provision, part, section or subsection shall no
1092longer be mandatory but will be deemed to be a matter within the
1093discretion of the Governor or other State officers, subject to
1094such legislative approval as may be required by Florida law.
1095     B.  It is understood that Part XII. of this Compact, which
1096provides for a cessation of the Payments to the State under Part
1097XI., does not create any duty on the State of Florida but only a
1098remedy for the Tribe if Class III gambling under state
1099jurisdiction is expanded by an act of the Legislature.
1100     C.  This Compact is intended to meet the requirements of
1101the Indian Gaming Regulatory Act as it reads on the Effective
1102Date of this Compact, and where reference is made to the Indian
1103Gaming Regulatory Act, or to an implementing regulation thereof,
1104the reference is deemed to have been incorporated into this
1105document as if set in full. Subsequent changes to the Indian
1106Gaming Regulatory Act that diminish the rights of the State or
1107Tribe may not be applied retroactively to alter the terms of
1108this Compact, except to the extent that federal law validly
1109mandates that retroactive application without the respective
1110consent of the State or Tribe.
1111     D.  Neither the presence in another tribal-state compact of
1112language that is not included in this Compact, nor the absence
1113in this Compact of language that is present in another tribal-
1114state compact shall be a factor in construing the terms of this
1115Compact.
1116     E.  The parties shall cooperate in seeking approval of this
1117Compact from the Secretary of the Interior and the parties
1118further agree that, upon execution, the Tribe shall submit the
1119Compact to the Secretary forthwith.
1120
1121
PART XVI.
1122     NOTICES.--All notices required under this Compact shall be
1123given by (i) certified mail, return receipt requested, (ii)
1124commercial overnight courier service, or (iii) personal
1125delivery, to the following persons:
1126     A.  The Governor.
1127     B.  The General Counsel to the Governor.
1128     C.  The Chair of the Seminole Tribe of Florida.
1129     D.  The General Counsel to the Seminole Tribe of Florida.
1130
1131
PART XVII.
1132     EFFECTIVE DATE & TERM.--
1133     A.  This Compact shall become effective upon its approval
1134by the Secretary of the Interior as a tribal-state compact
1135within the meaning of the Indian Gaming Regulatory Act either by
1136publication of the notice of approval in the Federal Register or
1137by operation of law under 25 U.S.C. s. 2710(d)(7)(C).
1138     B.  This Compact shall have a term of ten (10) years,
1139beginning on the first day of the month following the month in
1140which the Compact becomes effective under Section A. of this
1141Part. This Compact shall remain in full force and effect until
1142the sooner of expiration of its terms or until terminated by
1143mutual agreement of the parties.
1144
1145
PART XVIII.
1146     AMENDMENT OF COMPACT AND REFERENCES.--Amendment of this
1147Compact may only be made by written agreement of the parties,
1148subject to approval by the Secretary either by publication of
1149the notice of approval in the Federal Register or by operation
1150of law under 25 U.S.C. s. 2710(d)(7)(C). Changes in the
1151provisions of tribal ordinances, regulations, and procedures
1152referenced in this Compact may be made by the Tribe with thirty
1153(30) calendar days advance notice to the State. If the State has
1154an objection to any change to the tribal ordinance, regulation
1155or procedure which is the subject of the notice on the ground
1156that its adoption would be a violation of the Tribe's
1157obligations under this Compact, the State may invoke the dispute
1158resolution provisions provided in Part XIII. of this Compact.
1159
1160
PART XIX.
1161     MISCELLANEOUS.--
1162     A.  Except to the extent expressly provided in this
1163Compact, this Compact is not intended to, and shall not be
1164construed to, create any right on the part of a third party to
1165bring an action to enforce any of its terms.
1166     B.  If, after the Effective Date of this Compact, the State
1167enters into a Compact with any other Tribe that contains more
1168favorable terms with respect to any of the provisions of this
1169Compact and the U.S. Secretary of the Interior approves such
1170compact, either by publication of the notice of approval in the
1171Federal Register or by operation of law under 25 U.S.C. s.
11722710(d)(7)(C), upon tribal notice to the State and the
1173Secretary, this Compact shall be deemed amended to contain the
1174more favorable terms, unless the State objects to the change and
1175can demonstrate, in a proceeding commenced under Part XIII.,
1176that the terms in question are not more favorable.
1177     C.  Upon the occurrence of certain events beyond the
1178Tribe's control, including acts of God, war, terrorism, fires,
1179floods, or accidents causing damage to or destruction of one or
1180more of its Facilities or property necessary to operate the
1181Facility(ies), (i) the Tribe's obligation to pay the Guaranteed
1182Minimum Payment described in Part XI. shall be reduced pro rata
1183to reflect the percentage of the total Net Win lost to the Tribe
1184from the impacted Facility(ies) and (ii) the Net Win specified
1185under Part XII., Section B., for purposes of determining whether
1186the Tribe's Payments described in Part XI. shall cease, shall be
1187reduced pro rata to reflect the percentage of the total Net Win
1188lost to the Tribe from the impacted Facility(ies), with the
1189proviso that if Payments to the State have already stopped under
1190the provisions of Part XII., Section B., the provisions of this
1191Section shall not trigger a resumption of payments under that
1192Part. The foregoing shall not excuse any obligations of the
1193Tribe to make Payments to the State as and when required
1194hereunder or in any related document or agreement.
1195     D.  The Tribe and the State recognize that opportunities to
1196engage in gaming in smoke-free or reduced-smoke environments
1197provides both health and other benefits to Patrons, and the
1198Tribe has already instituted a non-smoking section at its
1199Seminole Hard Rock Hotel & Casino - Hollywood Facility. As part
1200of its continuing commitment to this issue, the Tribe will:
1201     1.  Install and utilize a ventilation system at all new
1202construction at its Facilities, which system exhausts tobacco
1203smoke to the extent reasonably feasible under existing state-of-
1204the-art technology; and
1205     2.  Designate a smoke-free area for slot machines at all
1206new construction at its Facilities.
1207     3.  Install non-smoking, vented tables for table games in
1208its Facilities sufficient to respond to demand for such tables.
1209     E.  The annual average minimum pay-out of all slot machines
1210in each Facility shall not be less than eighty-five percent (85
1211percent).
1212     F.  Nothing in this Compact shall alter any of the existing
1213memoranda of understanding, contracts, or other agreements
1214entered into between the Tribe and any other federal, state, or
1215local governmental entity.
1216     G.  The Tribe currently has as set forth in its Employee
1217Fair Treatment and Dispute Resolution Policy, and agrees to
1218maintain, standards that are comparable to the standards
1219provided in federal laws and State laws forbidding employers
1220from discrimination in connection with the employment of persons
1221working at the Facilities on the basis of race, color, religion,
1222national origin, gender, age, disability/handicap, or marital
1223status. Nothing herein shall preclude the Tribe from giving
1224preference in employment, promotion, seniority, lay-offs or
1225retention to members of the Tribe and other federally recognized
1226tribes. The Tribe will comply with all federal and state labor
1227laws, where applicable.
1228     Section 2.  This act shall take effect upon becoming a law.


CODING: Words stricken are deletions; words underlined are additions.