Florida Senate - 2015 COMMITTEE AMENDMENT
Bill No. CS for SB 1222
Ì350260oÎ350260
LEGISLATIVE ACTION
Senate . House
Comm: RCS .
04/02/2015 .
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Appropriations Subcommittee on General Government (Simpson)
recommended the following:
1 Senate Amendment (with title amendment)
2
3 Delete lines 682 - 700
4 and insert:
5 627.4553 Recommendations to surrender.—
6 (1) If an insurance agent recommends the surrender of an
7 annuity contract or life insurance policy containing a cash
8 value and does not recommend that the proceeds from the
9 surrender be used to fund or purchase another annuity contract
10 or life insurance policy, before execution of the surrender, the
11 insurance agent, or insurance company if no agent is involved,
12 shall provide written , on a form that satisfies the
13 requirements of the rule adopted by the department, information
14 relating to the contract annuity or policy to be surrendered.
15 Such information must shall include, but is not limited to, the
16 amount of any estimated surrender charge, the loss of any
17 minimum interest rate guarantees, the possibility amount of any
18 tax consequences resulting from the transaction, the estimated
19 amount of any forfeited death benefit, and a description of the
20 value of any other investment performance guarantees being
21 forfeited as a result of the transaction. The agent shall
22 maintain a copy of the information and the date that the
23 information was provided to the owner. This section also applies
24 to a person performing insurance agent activities pursuant to an
25 exemption from licensure under this part.
26 (2) For purposes of this section, the term “surrender”
27 means the voluntary surrender at the request of the owner of the
28 annuity contract or life insurance policy before its maturity
29 date in exchange for the contract’s or policy’s current cash
30 surrender value which results in the surrender or termination of
31 the contract or policy. The term excludes any involuntary
32 termination that is otherwise required by the terms of the
33 contract or policy and all transactions other than a surrender,
34 such as the maturity of the contract or policy, a contract or
35 policy loan, a lapse for nonpayment of premium, a withdrawal of
36 the contract or policy values, an annuitization, or the exercise
37 of reduced paid-up or extended-term nonforfeiture options.
38
39 ================= T I T L E A M E N D M E N T ================
40 And the title is amended as follows:
41 Delete lines 34 - 35
42 and insert:
43 certain information upon surrender of an annuity
44 contract or life insurance policy under certain
45 circumstances; defining the term “surrender”;