Senate Bill 1144e1

CODING: Words stricken are deletions; words underlined are additions.







    CS for SB 1144                           First Engrossed (ntc)



  1                      A bill to be entitled

  2         An act relating to the rulemaking authority of

  3         the Department of Management Services and other

  4         agencies (RAB); creating s. 110.224, F.S.;

  5         requiring a review and performance planning

  6         system; requiring the department to adopt rules

  7         to implement a review and performance planning

  8         system to assess employee performance; amending

  9         s. 110.1095, F.S.; directing the department to

10         provide technical assistance; requiring annual

11         review of state training programs; requiring

12         agencies to develop and implement training

13         programs; directing the department to adopt

14         rules for training programs; amending s.

15         110.207, F.S.; prohibiting positions from being

16         filled before they have been classified;

17         amending s. 110.227, F.S.; directing the

18         department to adopt a grievance procedure for

19         career service employees; requiring a grievance

20         process to be available for career service

21         employees; defining the term "grievance";

22         authorizing the adoption of rules for the

23         grievance process; amending s. 216.262, F.S.;

24         providing rulemaking authority; detailing use

25         and value of perquisites; amending s. 946.515,

26         F.S.; making a determination not to use

27         corporation products or services; providing an

28         effective date.

29

30  Be It Enacted by the Legislature of the State of Florida:

31


                                  1

CODING: Words stricken are deletions; words underlined are additions.






    CS for SB 1144                           First Engrossed (ntc)



  1         Section 1.  Section 110.224, Florida Statutes, is

  2  created to read:

  3         110.224  Review and performance planning system.--A

  4  review and performance planning system shall be established as

  5  a basis for improving the performance of the state's

  6  workforce, to provide documentation in support of

  7  recommendations for salary increases, promotions, demotions,

  8  reassignments, or dismissals; to inform employees of strong

  9  and weak points in the employee's performance, improvements

10  expected, and current and future training needs; and to assist

11  in determining the order of layoff and reemployment.

12         (1)  Upon original appointment, promotion, demotion, or

13  reassignment, each career service employee must be given a

14  statement of the work expectations and performance standards

15  applicable to the position. The statement may be included in

16  the position description or in a separate document. An

17  employee will not be required to meet work expectations or

18  performance standards that have not been furnished in writing

19  to the employee.

20         (2)  Each employee's performance must be reviewed at

21  least annually, and the employee must receive an oral and

22  written assessment of his or her performance. The assessment

23  may include a plan of corrective action for improvement of the

24  employee's performance based on the work expectations or

25  performance standards applicable to the position.

26         (3)  The department may adopt rules to administer the

27  review and performance planning system which establish

28  procedures for performance evaluation, procedures to be

29  followed in case of failure to meet performance standards,

30  review periods, and forms.

31


                                  2

CODING: Words stricken are deletions; words underlined are additions.






    CS for SB 1144                           First Engrossed (ntc)



  1         Section 2.  Section 110.1095, Florida Statutes, is

  2  amended to read:

  3         110.1095  Supervisory and management training and

  4  continuing education for executive branch agencies.--The

  5  department shall represent the public interest in the

  6  improvement of administration by providing training programs

  7  for all executive branch agencies, except the State University

  8  System, aimed at improving managerial, administrative, and

  9  technical skills.

10         (1)  The department shall establish a basic supervisory

11  skills training program that provides a standard set of

12  fundamental supervisory skills to ensure that all persons

13  filling supervisory or managerial positions in state

14  government are instructed in basic supervisory functions. The

15  program shall be designed so that a person who is hired or

16  promoted into a supervisory position attends the training

17  within 6 months after the date that he or she is hired or

18  promoted into such position; when there are extenuating

19  circumstances, this period may be extended up to 6 months.

20         (2)  The department shall provide technical assistance

21  to agencies for the development and evaluation of training

22  programs and shall establish a continuing education program

23  for supervisors and managers to ensure that persons filling

24  such positions update their skills on a regular and continuing

25  basis.

26         (3)  The department shall annually review, monitor for

27  compliance, and evaluate all state training programs developed

28  pursuant to this section. The department may adopt rules

29  establishing procedures for the annual review, monitoring,

30  evaluation, oversight of state training programs, and agency

31  reporting requirements.


                                  3

CODING: Words stricken are deletions; words underlined are additions.






    CS for SB 1144                           First Engrossed (ntc)



  1         (4)  Each agency is responsible for the development,

  2  implementation, administration, and evaluation of agency

  3  training programs for supervisors and managers.

  4         Section 3.  Subsection (1) of section 110.207, Florida

  5  Statutes, is amended to read:

  6         110.207  Classification plan.--

  7         (1)  The department shall establish and maintain a

  8  uniform classification plan applicable to all positions in the

  9  career service and shall be responsible for the overall

10  coordination, review, and maintenance of the plan. No action

11  may be taken to fill any position until it has been classified

12  in accordance with the classification plan.

13         (a)  The department shall develop class specifications

14  necessary for the establishment of new classes or for the

15  revision of existing classes and shall adopt the appropriate

16  class title and class code for each class. Such class

17  specifications, titles, and codes shall not constitute rules

18  within the meaning of s. 120.52.

19         (b)  The department shall be responsible for conducting

20  periodic studies and surveys to assure that the classification

21  plan is maintained on a current basis.

22         (c)  The department may review in a postaudit capacity

23  the action taken by an employing agency in classifying or

24  reclassifying a position.

25         (d)  The department shall effect a classification

26  change on any classification or reclassification action taken

27  by an employing agency if the action taken by the agency was

28  not based on the duties and responsibilities officially

29  assigned the position as they relate to the concepts and

30  allocation factors contained in the official class

31  specifications adopted by the department.


                                  4

CODING: Words stricken are deletions; words underlined are additions.






    CS for SB 1144                           First Engrossed (ntc)



  1         (e)  Any action taken by the department in regard to

  2  the classification or reclassification of a position which

  3  affects a department headed by a Cabinet officer or by the

  4  Governor and Cabinet may be reviewed by the Administration

  5  Commission, and the decision of the department may be changed

  6  by a majority vote of the Administration Commission.

  7         (f)  In cooperation and consultation with the employing

  8  agencies, the department shall adopt rules necessary to govern

  9  the administration of the classification plan.  Such rules

10  shall be approved by the Administration Commission prior to

11  their adoption by the department.

12         (g)  In consultation with the Executive Office of the

13  Governor, the department shall facilitate the statewide

14  planning of the career service broadbanding compensation and

15  classification system.

16         1.  Upon approval by the Executive Office of the

17  Governor, the department shall begin developing the

18  broadbanding system to ensure agency flexibility and

19  accountability on a statewide basis, and shall have the

20  authority to determine system modifications necessary to

21  permit use by all agencies.  The proposed structure shall

22  address all issues raised in the January 1997 report on the

23  "Review of the Department of Transportation Model

24  Classification Plan" submitted to the Governor, the President

25  of the Senate, and the Speaker of the House of

26  Representatives.  The Department of Management Services shall

27  provide alternatives for a rate funding formula that will not

28  exceed the statewide cost under the current formula and will

29  ensure that agencies are able to effectively recruit and

30  retain employees.  The Department of Transportation shall

31


                                  5

CODING: Words stricken are deletions; words underlined are additions.






    CS for SB 1144                           First Engrossed (ntc)



  1  continue to use the model system it developed under the

  2  provision of s. 334.0445 until July 1, 1999.

  3         2.  Once the Executive Office of the Governor has

  4  approved a statewide broadbanding compensation and

  5  classification system, state agencies will come under the

  6  uniform personnel system based on an implementation schedule

  7  developed by the Department of Management Services and

  8  approved by the Executive Office of the Governor.

  9         Section 4.  Section 110.227, Florida Statutes, is

10  amended to read:

11         110.227  Suspensions, dismissals, reductions in pay,

12  demotions, layoffs, and transfers, and grievances.--

13         (1)  Any employee who has permanent status in the

14  career service may only be suspended or dismissed for cause.

15  Cause shall include, but not be limited to, negligence,

16  inefficiency or inability to perform assigned duties,

17  insubordination, willful violation of the provisions of law or

18  agency rules, conduct unbecoming a public employee,

19  misconduct, habitual drug abuse, or conviction of any crime

20  involving moral turpitude.  Each agency head shall ensure that

21  all employees of the agency are completely familiar with the

22  agency's established procedures on disciplinary actions and

23  grievances.

24         (2)  The department shall establish rules and

25  procedures for the suspension, reduction in pay, transfer,

26  layoff, demotion, and dismissal of employees in the career

27  service.  Such rules shall be approved by the Administration

28  Commission prior to their adoption by the department.

29         (3)(a)  When a layoff becomes necessary, such layoff

30  shall be conducted within the competitive area identified by

31  the agency head and approved by the Department of Management


                                  6

CODING: Words stricken are deletions; words underlined are additions.






    CS for SB 1144                           First Engrossed (ntc)



  1  Services.  Such competitive area shall be established taking

  2  into consideration the similarity of work; the organizational

  3  unit, which may be by agency, department, division, bureau, or

  4  other organizational unit; and the commuting area for the work

  5  affected.

  6         (b)  Layoff procedures shall be developed to establish

  7  the relative merit and fitness of employees and shall include

  8  a formula for uniform application among all employees in the

  9  competitive area, taking into consideration the type of

10  appointment, the length of service, and the evaluations of the

11  employee's performance within the last 5 years of employment.

12         (4)  Any permanent career service employee subject to

13  reduction in pay, transfer, layoff, or demotion from a class

14  in which he or she has permanent status in the Career Service

15  System shall be notified in writing by the agency prior to its

16  taking such action.  The notice may be delivered to the

17  employee personally or may be sent by certified mail with

18  return receipt requested.  Such actions shall be appealable to

19  the Public Employees Relations Commission, pursuant to s.

20  447.208 and rules adopted by the commission.

21         (5)(a)  Any permanent career service employee who is

22  subject to suspension or dismissal shall receive written

23  notice of such action at least 10 days prior to the date such

24  action is to be taken.  Subsequent to such notice, and prior

25  to the date the action is to be taken, the affected employee

26  shall be given an opportunity to appear before the agency or

27  official taking the action to answer orally and in writing the

28  charges against him or her. The notice to the employee

29  required by this paragraph may be delivered to the employee

30  personally or may be sent by certified mail with return

31  receipt requested.  An employee who is suspended or dismissed


                                  7

CODING: Words stricken are deletions; words underlined are additions.






    CS for SB 1144                           First Engrossed (ntc)



  1  shall be entitled to a hearing before the Public Employees

  2  Relations Commission or its designated agent pursuant to s.

  3  447.208 and rules adopted by the commission.

  4         (b)  In extraordinary situations such as when the

  5  retention of a permanent career service employee would result

  6  in damage to state property, would be detrimental to the best

  7  interest of the state, or would result in injury to the

  8  employee, a fellow employee, or some other person, such

  9  employee may be suspended or dismissed without 10 days' prior

10  notice, provided that written or oral notice of such action,

11  evidence of the reasons therefor, and an opportunity to rebut

12  the charges are furnished to the employee prior to such

13  dismissal or suspension.  Such notice may be delivered to the

14  employee personally or may be sent by certified mail with

15  return receipt requested. Agency compliance with the foregoing

16  procedure requiring notice, evidence, and an opportunity for

17  rebuttal must be substantiated.  Any employee who is suspended

18  or dismissed pursuant to the provisions of this paragraph

19  shall be entitled to a hearing before the Public Employees

20  Relations Commission or its designated agent pursuant to s.

21  447.208, except that such hearing shall be held no more than

22  20 days after the filing of the notice of appeal by the

23  employee.

24         (6)  A grievance process shall be available to career

25  service employees. A grievance is defined as the

26  dissatisfaction that occurs when an employee thinks or feels

27  that any condition affecting the employee is unjust,

28  inequitable, or a hinderance to effective operation, or

29  creates a problem, except that an employee shall not have the

30  right to file a grievance against performance evaluations

31  unless it is alleged that the evaluation is based on factors


                                  8

CODING: Words stricken are deletions; words underlined are additions.






    CS for SB 1144                           First Engrossed (ntc)



  1  other than the employee's performance. Claims of

  2  discrimination and sexual harassment, suspensions, reductions

  3  in pay, transfers, layoffs, demotions, and dismissals are not

  4  subject to the career-service grievance process.

  5         (7)  The department shall adopt rules for

  6  administration of the grievance process for career-service

  7  employees. Such rules shall establish agency grievance

  8  procedures, eligibility, filing deadlines, forms, and review

  9  and evaluation governing the grievance process.

10         Section 5.  Paragraphs (e), (f), and (g) of subsection

11  (1) and subsection (3) of section 216.262, Florida Statutes,

12  are amended to read:

13         216.262  Authorized positions.--

14           (1)

15         (e)  An individual employed by a state agency or by the

16  judicial branch may not fill more than a total of one

17  full-time equivalent established position, receive

18  compensation simultaneously from any appropriation other than

19  appropriations for salaries, or receive compensation

20  simultaneously from more than one state agency unless approved

21  by the Department of Management Services, or otherwise

22  delegated to the agency head, or by the Chief Justice,

23  respectively, during each fiscal year. The Department of

24  Management Services may adopt uniform rules applicable to the

25  executive branch agencies to implement its responsibilities

26  under this paragraph.

27         (f)  Perquisites may not be furnished by a state agency

28  or by the judicial branch unless approved by the Department of

29  Management Services, or otherwise delegated to the agency

30  head, or by the Chief Justice, respectively, during each

31  fiscal year. Whenever a state agency or the judicial branch is


                                  9

CODING: Words stricken are deletions; words underlined are additions.






    CS for SB 1144                           First Engrossed (ntc)



  1  to furnish perquisites, the Department of Management Services

  2  or the agency head to which the approval has been delegated or

  3  the Chief Justice, respectively, must approve the kind and

  4  monetary value of such perquisites before they may be

  5  furnished. Perquisites may be furnished only when in the best

  6  interest of the state due to the exceptional or unique

  7  requirements of the position. The value of a perquisite may

  8  not be used to compute an employee's base rate of pay or

  9  regular rate of pay unless required by the Fair Labor

10  Standards Act. Permissible perquisites include, but are not

11  limited to, moving expenses, clothing, use of vehicles and

12  other transportation, domestic services, groundskeeping

13  services, telephone services, medical services, housing,

14  utilities, and meals. The Department of Management Services

15  may adopt uniform rules applicable to the executive branch

16  agencies to implement its responsibilities under this

17  paragraph, which rules may specify additional perquisites,

18  establish additional criteria for each kind of perquisite,

19  provide the procedure to be used by executive agencies in

20  applying for approvals, and establish the required

21  justification.

22         (g)  If goods and services are to be sold to officers

23  and employees of a state agency or of the judicial branch

24  rather than being furnished as perquisites, the kind and

25  selling price thereof shall be approved by the Department of

26  Management Services, unless otherwise delegated to the agency

27  head, or by the Chief Justice, respectively, during each

28  fiscal year before such sales are made.  The selling price may

29  be deducted from any amounts due by the state to any person

30  receiving such things.  The amount of cash so deducted shall

31  be faithfully accounted for. This paragraph does not apply to


                                  10

CODING: Words stricken are deletions; words underlined are additions.






    CS for SB 1144                           First Engrossed (ntc)



  1  sales to officers or employees of items generally sold to the

  2  public and does not apply to meals which may be provided

  3  without charge to volunteers under a volunteer service program

  4  approved by the Department of Management Services. The goods

  5  and services may include, but are not limited to, medical

  6  services, long-term and short-term rental housing, and laundry

  7  and transportation services. The Department of Management

  8  Services may adopt uniform rules applicable to the executive

  9  branch agencies to implement its responsibilities under this

10  paragraph, which rules may specify other items that may be

11  approved, the required justification for proposed sales, and

12  the manner in which agencies will apply for approvals.

13         (3)  No full-time position shall be filled by more than

14  the equivalent of one full-time officer or employee, except

15  when extenuating circumstances exist. Extenuating

16  circumstances will be as provided for in rules to be adopted

17  by the Department of Management Services or by the Chief

18  Justice, respectively.

19         Section 6.  Subsection (2) of section 946.515, Florida

20  Statutes, is amended to read:

21         946.515  Use of goods and services produced in

22  correctional work programs.--

23         (2)  No similar product or service of comparable price

24  and quality found necessary for use by any state agency may be

25  purchased from any source other than the corporation if the

26  corporation certifies that the product is manufactured by, or

27  the service is provided by, inmates and the product or service

28  meets the comparable performance specifications and comparable

29  price and quality requirements as specified under s.

30  287.042(1)(f) or as determined by an individual agency as

31  provided in this section. The purchasing authority of any such


                                  11

CODING: Words stricken are deletions; words underlined are additions.






    CS for SB 1144                           First Engrossed (ntc)



  1  state agency may make reasonable determinations of need,

  2  price, and quality with reference to products or services

  3  available from the corporation. If corporation products are

  4  available and not used, the agency will produce a written

  5  determination of its needs, pricing, and quality requirements

  6  relating to the purchase of corporation products, which shall

  7  be forwarded to the corporation 10 business days prior to any

  8  commitment by the agency to purchase from an entity other than

  9  the corporation, with copies to the director of purchasing of

10  the Department of Management Services. The written

11  determination must also state in factual detail:

12         (a)  Needs for the agency's use of the products and

13  services, whether the requirements are long-term or

14  short-term, quantities required, incompatibilities with

15  existing equipment or usages, and any other facts justifying

16  the agency's determination not to use corporation products;

17         (b)  Pricing justification in comparative terms,

18  showing the disparity in pricing compared with that for

19  similar goods or services, quantity discounts, or other cost

20  factors pertinent to the price comparison; and

21         (c)  Quality justification addressing specific

22  deficiencies or shortcomings that show that the product or

23  service is not compatible or appropriate for agency use.

24

25  In the event of a dispute between the corporation and any

26  purchasing authority based upon price or quality under this

27  section or s. 287.042(1)(f), either party may request a

28  hearing with the Division of Purchasing and if not resolved,

29  either party may request a proceeding pursuant to ss. 120.569

30  and 120.57, which shall be referred to the Division of

31  Administrative Hearings within 60 days after such request, to


                                  12

CODING: Words stricken are deletions; words underlined are additions.






    CS for SB 1144                           First Engrossed (ntc)



  1  resolve any dispute under this section.  No party is entitled

  2  to any appeal pursuant to s. 120.68.

  3         Section 7.  This act shall take effect upon becoming a

  4  law.

  5

  6

  7

  8

  9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31


                                  13