Senate Bill 1756c1

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    Florida Senate - 1998                           CS for SB 1756

    By the Committee on Governmental Reform and Oversight; and
    Senator Meadows




    302-2200-98

  1                      A bill to be entitled

  2         An act relating to governmental controversies;

  3         amending s. 164.101, F.S.; renaming the

  4         "Florida Governmental Cooperation Act" as the

  5         "Florida Governmental Conflict Resolution Act";

  6         amending s. 164.102, F.S.; providing purpose

  7         and intent; creating s. 164.1031, F.S.;

  8         providing definitions; creating s. 164.1041,

  9         F.S.; requiring local and regional governmental

10         entities to exhaust the procedural options of

11         the act before court proceedings in circuit or

12         county court, except in specified

13         circumstances; providing for review by the

14         court of the justification for failure to

15         comply with the act; creating s. 164.1051,

16         F.S.; specifying the governmental conflicts to

17         which the act applies; creating s. 164.1052,

18         F.S.; providing procedures and requirements for

19         initiation of conflict resolution procedures

20         and determination of participants; creating s.

21         164.1053, F.S.; providing for a conflict

22         assessment meeting and providing requirements

23         with respect thereto; creating s. 164.1055,

24         F.S.; providing for a joint public meeting

25         between conflicting entities; providing for

26         mediation when no agreement is reached;

27         creating s. 164.1056, F.S.; providing for final

28         resolution of a conflict when there is a

29         failure to resolve the conflict under the act;

30         creating s. 164.1057, F.S.; specifying the

31         manner of execution of the resolution of a

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  1         conflict; renumbering and amending s. 164.104,

  2         F.S.; providing that a governmental entity that

  3         fails to participate in conflict resolution

  4         procedures shall be required to pay attorney's

  5         fees and costs under certain conditions;

  6         creating s. 164.1061, F.S.; providing for

  7         extension of the time requirements of the act;

  8         repealing ss. 164.103 and 164.106, F.S., which

  9         provide procedures and requirements for

10         resolution of governmental disputes; providing

11         effect on existing contracts and agreements;

12         providing an effective date.

13

14  Be It Enacted by the Legislature of the State of Florida:

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16         Section 1.  Section 164.101, Florida Statutes, is

17  amended to read:

18         164.101  Short title.--Sections 164.101-164.1061 This

19  act may be cited as the "Florida Governmental Conflict

20  Resolution Cooperation Act."

21         Section 2.  Section 164.102, Florida Statutes, is

22  amended to read:

23         164.102  Purpose and intent.--The purpose and intent of

24  this act is to promote, protect, and improve the public

25  health, safety, and welfare and to enhance intergovernmental

26  coordination efforts by the creation of a governmental

27  conflict dispute resolution procedure process that can provide

28  an equitable, expeditious, effective, and inexpensive method

29  for resolution of conflicts disputes between and among local

30  and regional governmental entities counties and

31  municipalities. It is the intent of the Legislature that

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  1  conflicts between governmental entities be resolved to the

  2  greatest extent possible without litigation.

  3         Section 3.  Section 164.1031, Florida Statutes, is

  4  created to read:

  5         164.1031  Definitions.--For purposes of this act:

  6         (1)  "Local governmental entities" includes

  7  municipalities, counties, school boards, special districts,

  8  and other local entities within the jurisdiction of one county

  9  created by general or special law or local ordinance.

10         (2)  "Regional governmental entities" includes regional

11  planning councils, metropolitan planning organizations, water

12  supply authorities that include more than one county, local

13  health councils, water management districts, and other

14  regional entities that are authorized and created by general

15  or special law that have duties or responsibilities extending

16  beyond the jurisdiction of a single county.

17         (3)  "Governmental entity" includes local and regional

18  governmental entities.

19         (4)  "Local government resolution" has the same meaning

20  as provided in s. 166.041.

21         (5)  "Governing body" means the council, commission, or

22  other board or body in which the general legislative powers of

23  a local or regional governmental entity are vested.

24         (6)  "Designee" means a representative with full

25  authority to negotiate on behalf of a governmental entity and

26  to recommend settlement to the appropriate decisionmaking body

27  or authority of the governmental entity.

28         (7)  "Noticed public meeting" means a public meeting in

29  which notice is given at least 10 days prior to the meeting by

30  publication in the newspaper of widest circulation in the

31  jurisdictions of the primary conflicting governmental

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  1  entities. Each primary conflicting governmental entity shall

  2  provide notice within its jurisdiction.

  3         (8)  "Primary conflicting governmental entities" means

  4  the governmental entity initiating the conflict resolution

  5  process provided for in this act, together with the

  6  governmental entity or entities with whom the initiating

  7  governmental entity has a conflict. The term does not include

  8  other governmental entities which may have a role in approving

  9  or implementing a particular element or aspect of any

10  settlement of the conflict, or which may receive notice or

11  intervene in the conflict resolution process provided for in

12  this act.

13         (9)  "Mediation" means a process whereby a neutral

14  third person called a mediator acts to encourage and

15  facilitate the resolution of a conflict between two or more

16  parties.  The role of the mediator includes, but is not

17  limited to, assisting the parties in identifying issues and

18  exploring settlement alternatives.

19         Section 4.  Section 164.1041, Florida Statutes, is

20  created to read:

21         164.1041  Duty to negotiate.--

22         (1)  If a governmental entity files suit against

23  another governmental entity, court proceedings shall not occur

24  unless the procedural options of this act have been exhausted.

25  All governmental entities are encouraged to use the procedures

26  in this act to resolve conflicts that may occur at any time

27  between governmental entities, but shall use these procedures

28  before court proceedings, consistent with the provisions of

29  this section.  The provisions of this act do not apply to

30  administrative proceedings pursuant to chapter 120 or any

31  appeal from any administrative or trial court judgment or

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  1  decision.  Nothing in this act shall limit a governmental

  2  entity from initiating eminent domain, foreclosure, or other

  3  court proceedings where, as a function of the nature of the

  4  suit, other governmental entities are necessary parties, if

  5  there are no materially disputed issues with regard to such

  6  joinder. Nothing in this act shall limit a governmental entity

  7  from filing any counterclaim or cross-claim in any litigation

  8  in which it is a defendant.  Nothing in this act is intended

  9  to abrogate other provisions of law which provide procedures

10  for challenges to specific governmental actions, including,

11  but not limited to, comprehensive plan amendments and tax

12  assessment challenges.  The provisions of this act shall not

13  apply to conflicts between governmental entities if an

14  alternative dispute resolution process, such as mediation or

15  arbitration, is specifically required by general law or agreed

16  to by contract, interlocal agreement, or other written

17  instrument, or if the governmental entities have reached an

18  impasse during an alternative dispute resolution process

19  engaged in prior to the initiation of court action.  Further,

20  nothing in this act shall preclude a governmental entity from

21  filing a suit without resort to the provisions of this act

22  against any federal or other governmental entity not governed

23  by state law.

24         (2)  If a governmental entity, by a three-fourths vote

25  of its governing body, finds that an immediate danger to the

26  health, safety, or welfare of the public requires immediate

27  action, or that significant legal rights will be compromised

28  if a court proceeding does not take place before the

29  provisions of this act are complied with, no notice or public

30  meeting or other proceeding as provided by this act shall be

31  required before such a court proceeding.  If a water

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  1  management district, by three-fourths vote of its governing

  2  body, finds that an immediate danger to the natural resources,

  3  water resources, and wildlife requires immediate declaratory

  4  relief, or that significant legal rights will be compromised

  5  if a court proceeding does not take place before the

  6  provisions of this act are complied with, no notice or public

  7  meeting or other proceeding as provided by this act shall be

  8  required before such a court proceeding.  However, the court,

  9  upon motion, may review the justification for failure to

10  comply with the provisions of this act and make a

11  determination as to whether the provisions of this act should

12  be complied with prior to a court proceeding.  If the court

13  determines that the provisions of this act should be complied

14  with prior to a court proceeding and that following the

15  provisions of this act will not result in the compromise of

16  significant legal rights, the court shall dismiss the action

17  for failure to comply with the provisions of this act or shall

18  abate the suit until the provisions of this act are complied

19  with.

20         Section 5.  Section 164.1051, Florida Statutes, is

21  created to read:

22         164.1051  Scope.--It is not the intent of this act to

23  limit the conflicts that may be considered under this act,

24  except any administrative proceeding pursuant to chapter 120.

25  Pursuant to s. 164.1041, this act shall apply, at a minimum,

26  to governmental conflicts arising from any of the following

27  issues or processes, including, but not limited to:

28         (1)  Any issue relating to local comprehensive plans or

29  plan amendments prepared pursuant to part II of chapter 163,

30  including, but not limited to, conflicts involving levels of

31  service for public facilities and natural resource protection.

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  1         (2)  Municipal annexation.

  2         (3)  Service provision areas.

  3         (4)  Allocation of resources, including water, land, or

  4  other natural resources.

  5         (5)  Siting of hazardous waste facilities, land fills,

  6  garbage collection facilities, silt disposal sites, or any

  7  other locally unwanted land uses.

  8         (6)  Governmental entity permitting processes.

  9         (7)  Siting of elementary and secondary schools.

10         Section 6.  Section 164.1052, Florida Statutes, is

11  created to read:

12         164.1052  Initiation of conflict resolution procedure;

13  duty to give notice.--

14         (1)  The governing body of a governmental entity shall

15  initiate the conflict resolution procedures provided by this

16  act through passage of a resolution by its members. The

17  resolution shall state that it is the intention of the

18  governing body to initiate the conflict resolution procedures

19  provided by this act prior to a court proceeding to resolve

20  the conflict and shall specify the issues of conflict and the

21  governmental entity or entities with which the governing body

22  has a conflict. Within 5 days after the passage of the

23  resolution, a letter and a certified copy of the resolution

24  shall be provided to the chief administrator of the

25  governmental entity or entities with which the governing body

26  has a conflict by certified mail, return receipt requested.

27  The letter shall state, at a minimum, the conflict, other

28  governmental entities in conflict with the initiating

29  governmental entity, justification for initiating the conflict

30  resolution process, the proposed date and location for the

31  conflict assessment meeting to be held pursuant to s.

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  1  164.1053, and suggestions regarding the officials who should

  2  be present at the conflict assessment meeting. The initiating

  3  governmental entity also shall mail a copy of the letter and

  4  resolution to any state, regional, or local governmental

  5  entities which, in the determination of the initiating

  6  governmental entity, may have a role in approving or

  7  implementing a particular element or aspect of any settlement

  8  of the conflict or whose substantial interests may be affected

  9  by the resolution of the conflict, and any other governmental

10  entity deemed appropriate by the initiating governmental

11  entity.

12         (2)  Within 10 days after receiving a copy of a

13  certified letter noticing the initiation of the conflict

14  resolution procedure, other governmental entities receiving

15  the notice may elect to participate in the conflict resolution

16  process, but are not entitled by virtue of that participation

17  to control the timing or progress of the conflict resolution

18  process, which at all times shall remain in the discretion of

19  the primary conflicting governmental entities. However, a

20  governmental entity which receives notice of a conflict may,

21  by passage of its own resolution and by otherwise following

22  the procedures set forth in subsection (1), join the conflict

23  resolution process as a primary conflicting governmental

24  entity. The intent of a governmental entity to join in the

25  conflict resolution process shall be communicated to the

26  initiating governmental entity by certified mail. The joining

27  governmental entity also shall mail a copy of the letter to

28  any state, regional, or local governmental entities which, in

29  the determination of the joining governmental entity, may have

30  a role in approving or implementing a particular element or

31  aspect of any settlement of the conflict or whose substantial

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  1  interests may be affected by the resolution of the conflict,

  2  and any other governmental entity deemed appropriate by the

  3  joining governmental entity. 

  4         (3)  For purposes of this act, the date of initiation

  5  of the conflict resolution procedure shall be the date of the

  6  passage of a resolution by a governmental entity.

  7         Section 7.  Section 164.1053, Florida Statutes, is

  8  created to read:

  9         164.1053  Conflict assessment phase.--

10         (1)  After the initiation of the conflict resolution

11  procedure, and after proper notice by certified letter has

12  been given, a conflict assessment meeting shall occur. The

13  meeting shall be scheduled to occur within 30 days of the

14  receipt of the letter initiating the conflict resolution

15  procedure. Public notice shall be given for this meeting in

16  accordance with s. 164.1031(7). The conflict assessment

17  meeting shall be scheduled to allow the attendance by the

18  appropriate personnel from each primary conflicting

19  governmental entity.  The chief administrator for each

20  governmental entity, or his or her designee, that are primary

21  conflicting governmental entities in the conflict resolution

22  procedure shall be present at this meeting. If the entities in

23  conflict agree, the assistance of a facilitator may be

24  enlisted for the conflict assessment meeting. During the

25  conflict assessment meeting, the governmental entities shall

26  discuss the issues pertaining to the conflict and an

27  assessment of the conflict from the perspective of each

28  governmental entity involved.

29         (2)  If a tentative resolution to the conflict can be

30  agreed upon by the representatives of the primary conflicting

31  governmental entities at the conflict assessment meeting, the

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  1  primary conflicting governmental entities may proceed with

  2  whatever steps they deem appropriate to fully resolve the

  3  conflict, including, but not limited to, the scheduling of

  4  additional meetings for informal negotiations or proposing a

  5  resolution to the governing bodies of the primary conflicting

  6  governmental entities.

  7         (3)  In the event that no tentative resolution can be

  8  agreed upon, the primary conflicting governmental entities

  9  shall schedule a joint public meeting as described in s.

10  164.1055, which meeting shall occur within 50 days of the

11  receipt of the first letter initiating the conflict resolution

12  process from the initiating governmental entity.

13         (4)  After the conclusion of the conflict assessment

14  meeting, any primary conflicting governmental entity may

15  request mediation as provided in s. 164.1055(2).

16         Section 8.  Section 164.1055, Florida Statutes, is

17  created to read:

18         164.1055  Joint public meeting.--

19         (1)  Failure to resolve a conflict after following

20  authorized procedures as specified in s. 164.1053 shall

21  require the scheduling of a joint public meeting between

22  primary conflicting governmental entities.  The governmental

23  entity first initiating the conflict resolution process shall

24  have the responsibility to schedule the joint public meeting

25  and arrange a location. If the entities in conflict agree, the

26  assistance of a facilitator may be enlisted to assist them in

27  conducting the meeting.  In this meeting, the governing bodies

28  of the primary conflicting governmental entities shall:

29         (a)  Consider the statement of issues prepared in the

30  conflict assessment phase.

31         (b)  Seek an agreement.

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  1         (c)  Schedule additional meetings of the joint

  2  entities, or of their designees, to continue to seek

  3  resolution of the conflict.

  4         (2)  If no agreement is reached, the primary

  5  conflicting governmental entities shall participate in

  6  mediation, the costs of which shall be equally divided between

  7  the primary conflicting governmental entities. The primary

  8  conflicting governmental entities shall endeavor in good faith

  9  to select a mutually acceptable mediator. If the primary

10  conflicting governmental entities are unable to mutually agree

11  on a mediator within 14 days after the joint public meeting,

12  the primary conflicting governmental entities shall arrange

13  for a mediator to be selected or recommended by an independent

14  conflict resolution organization, such as the Florida Conflict

15  Resolution Consortium, and shall agree to accept the

16  recommendation of that independent organization, or shall

17  agree upon an alternate method for selection of a mediator,

18  within 7 business days after the close of that 14-day period.

19  Upon being selected, the conflicting governmental entities

20  shall schedule mediation to occur within 14 days, and shall

21  issue a written agreement on the issues in conflict within 10

22  days of the conclusion of the mediation proceeding. The

23  written agreement shall not be admissible in any court

24  proceeding concerning the conflict, except for proceedings to

25  award attorney's fees under s. 164.1058, where the agreement

26  may be used to demonstrate an entity's refusal to participate

27  in the process in good faith.

28         Section 9.  Section 164.1056, Florida Statutes, is

29  created to read:

30         164.1056  Final resolution.--If there is failure to

31  resolve a conflict between governmental entities through the

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  1  procedures provided by ss. 164.1053 and 164.1055, the entities

  2  participating in the dispute resolution process may avail

  3  themselves of any otherwise available legal rights.

  4         Section 10.  Section 164.1057, Florida Statutes, is

  5  created to read:

  6         164.1057  Execution of resolution of

  7  conflict.--Resolution of a conflict at any phase shall require

  8  passage of an ordinance, resolution, or interlocal agreement

  9  that reflects the terms or conditions of the resolution to the

10  conflict.

11         Section 11.  Section 164.104, Florida Statutes, is

12  renumbered as section 164.1058, Florida Statutes, and amended

13  to read:

14         164.1058 164.104  Penalty.--If a primary conflicting

15  governmental entity the governing body of a county or

16  municipality which has received notice of intent to initiate

17  the conflict resolution procedure pursuant to this act file a

18  suit pursuant to s. 164.103(1) fails to participate in good

19  faith in the conflict assessment meeting, mediation, or other

20  remedies provided for in this act, and the initiating

21  governmental entity files suit and is the prevailing party in

22  such suit, the primary disputing governmental entity which

23  failed to participate in good faith hold a public meeting to

24  discuss the proposed litigation, the governing body shall be

25  required to pay the attorney's fees and costs in that

26  proceeding of the governmental entity which initiated the

27  conflict resolution procedure county or municipality which has

28  filed suit.

29         Section 12.  Section 164.1061, Florida Statutes, is

30  created to read:

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  1         164.1061  Time extensions.--Any of the time

  2  requirements set forth in this act may be extended by mutual

  3  agreement, in writing, of the primary conflicting governmental

  4  entities.  To the extent such agreement would cause any

  5  jurisdictional time requirements to run with regard to a

  6  particular claim, the agreement shall have the effect of

  7  extending any jurisdictional time requirements with regard to

  8  that claim for the period set forth in the agreement.

  9         Section 13.  Sections 164.103 and 164.106, Florida

10  Statutes, are hereby repealed.

11         Section 14.  This act shall take effect upon becoming a

12  law, but shall not be construed to abrogate any otherwise

13  applicable agreements or requirements of any contracts,

14  interlocal agreements, or other written instruments which are

15  in existence as of the effective date of this act. To the

16  extent that any contractual or other agreement provisions in

17  existence on the effective date of this act conflict with the

18  provisions of this act, the provisions in the written

19  agreement shall control.

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  1          STATEMENT OF SUBSTANTIAL CHANGES CONTAINED IN
                       COMMITTEE SUBSTITUTE FOR
  2                         Senate Bill 1756

  3

  4  Provides that if a governmental entity files suit against
    another governmental entity a court proceeding shall not occur
  5  unless the procedural options of the act have been exhausted.

  6  Provides numerous exemptions to the act, including
    administrative proceedings under the Administrative Procedure
  7  Act, administrative or judicial appeals, or emergencies.

  8  Requires the governmental entity that initiates the dispute
    resolution process to send notice to the other governmental
  9  entity by certified mail, return receipt requested.

10  Provides for a conflict assessment phase in which issues are
    identified and in which resolution may occur.
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    Provides for a joint meeting of governmental entities if no
12  resolution occurs in the conflict assessment phase.

13  Provides for mediation.

14  Provides that if a governmental entity does not participate in
    good faith in the conflict assessment meeting, mediation, or
15  other remedies provided in the act, that the attorneys fees of
    the prevailing initiating governmental entity must be paid by
16  the governmental entity that did not participate in good
    faith.
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