House Bill 1971er

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    1999 Legislature                      HB 1971, First Engrossed



  1

  2         An act relating to nursing home facilities;

  3         amending s. 430.502, F.S.; establishing an

  4         additional memory disorder clinic; authorizing

  5         the Department of Elder Affairs and the

  6         Department of Children and Families to initiate

  7         certain projects; creating s. 400.0078, F.S.;

  8         requiring the Office of State Long-Term Care

  9         Ombudsman to establish a statewide toll-free

10         telephone number; amending s. 400.022, F.S.;

11         providing immediate access to residents for

12         representatives of the Office of the Attorney

13         General; creating s. 400.0225, F.S.; directing

14         the Agency for Health Care Administration to

15         contract for consumer satisfaction surveys for

16         nursing home residents; providing procedures

17         and requirements for use of such surveys;

18         amending s. 400.0255, F.S.; defining terms

19         relating to facility decisions to transfer or

20         discharge a resident; providing procedures,

21         requirements, and limitations; requiring notice

22         to the agency under certain circumstances;

23         providing for review of a notice of discharge

24         or transfer by the district long-term care

25         ombudsman, upon request; specifying timeframes;

26         amending s. 400.071, F.S.; providing additional

27         requirements for licensure and renewal;

28         providing a certificate-of-need preference for

29         Gold Seal licensees; creating s. 400.118, F.S.;

30         directing the agency to establish a quality

31         assurance early warning system; providing for


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  1         quality-of-care monitoring; providing duties of

  2         monitors; excluding certain information from

  3         discovery or introduction in evidence in civil

  4         or administrative actions; providing for rapid

  5         response teams; amending s. 400.121, F.S.;

  6         authorizing the agency to require certain

  7         facilities to increase staffing; authorizing

  8         such facilities to request an expedited interim

  9         rate increase; providing a penalty; amending s.

10         400.141, F.S.; providing requirements for

11         appointment of a medical director; providing

12         for resident use of a community pharmacy and

13         for certain repackaging of prescription

14         medication; providing for immunity from

15         liability in the administration of repackaged

16         medication; revising conditions for encouraging

17         facilities to provide other needed services;

18         requiring public display of certain assistance

19         information; authorizing Gold Seal facilities

20         to develop programs to provide certified

21         nursing assistant training; amending s.

22         400.162, F.S.; revising procedures and policies

23         regarding the safekeeping of residents'

24         property; amending s. 400.19, F.S., relating to

25         the agency's right of entry and inspection;

26         providing a time period for investigation of

27         certain complaints; amending s. 400.191, F.S.;

28         revising requirements for provision of

29         information to the public by the agency;

30         amending s. 400.215, F.S.; specifying

31         conditions for probationary employment of


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  1         applicants, pending results of an abuse

  2         registry screening; requiring the agency to

  3         provide a direct-access screening system;

  4         amending s. 400.23, F.S.; abolishing the

  5         Nursing Home Advisory Committee; revising the

  6         system for evaluating facility compliance with

  7         licensure requirements; eliminating ratings and

  8         providing for standard or conditional licensure

  9         status; directing the agency to adopt rules to

10         provide minimum staffing requirements for

11         nursing homes and to allow certain staff to

12         assist residents with eating; increasing the

13         maximum penalties for deficiencies in facility

14         operations; creating s. 400.235, F.S.;

15         providing for development of a Gold Seal

16         Program for recognition of facilities

17         demonstrating excellence in long-term care;

18         establishing a Panel on Excellence in Long-Term

19         Care under the Executive Office of the

20         Governor; providing membership; providing

21         program criteria; providing for duties of the

22         panel and the Governor; providing for agency

23         rules; providing for biennial relicensure of

24         Gold Seal Program facilities, under certain

25         conditions; amending s. 400.241, F.S.;

26         prohibiting willful interference with an

27         unannounced inspection; providing a penalty;

28         amending s. 408.035, F.S.; providing

29         certificate-of-need review criteria for Gold

30         Seal facilities; creating s. 430.80, F.S.;

31         requiring that the Agency for Health Care


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  1         Administration implement a pilot project for

  2         establishing teaching nursing homes; specifying

  3         requirements for a nursing home facility to be

  4         designated as a teaching nursing home;

  5         requiring that the agency develop additional

  6         criteria; authorizing a teaching nursing home

  7         to be affiliated with a medical school within

  8         the State University System; providing for

  9         annual appropriations to a teaching nursing

10         home; providing certain limitations on the

11         expenditure of funds by a teaching nursing

12         home; amending s. 468.1755, F.S.; providing for

13         disciplinary action against a nursing home

14         administrator who authorizes discharge or

15         transfer of a resident for a reason other than

16         provided by law; amending ss. 394.4625,

17         400.063, and 468.1756, F.S.; correcting cross

18         references; reenacting ss. 468.1695(3) and

19         468.1735, F.S.; incorporating the amendment to

20         s. 468.1755, F.S., in references thereto;

21         providing for funding for recruitment of

22         qualified nursing facility staff; creating a

23         panel on Medicaid reimbursement; providing

24         membership and duties; requiring reports;

25         providing for expiration; requiring a study of

26         factors affecting recruitment, training,

27         employment, and retention of qualified

28         certified nursing assistants; requiring a

29         report; repealing s. 400.29, F.S., relating to

30         an agency annual report of nursing home

31


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  1         facilities; providing appropriations; providing

  2         effective dates.

  3

  4  Be It Enacted by the Legislature of the State of Florida:

  5

  6         Section 1.  Paragraphs (i) and (j) of subsection (1) of

  7  section 430.502, Florida Statutes, 1998 Supplement, are

  8  amended and paragraph (k) is added to said subsection, to

  9  read:

10         430.502  Alzheimer's disease; memory disorder clinics

11  and day care and respite care programs.--

12         (1)  There is established:

13         (i)  A memory disorder clinic at the Tallahassee

14  Memorial Regional Medical Center; and

15         (j)  A memory disorder clinic at Lee Memorial Hospital

16  created by chapter 63-1552, Laws of Florida, as amended; and,

17         (k)  A memory disorder clinic at Sarasota Memorial

18  Hospital in Sarasota County,

19

20  for the purpose of conducting research and training in a

21  diagnostic and therapeutic setting for persons suffering from

22  Alzheimer's disease and related memory disorders.  However,

23  memory disorder clinics funded as of June 30, 1995, shall not

24  receive decreased funding due solely to subsequent additions

25  of memory disorder clinics in this subsection.

26         Section 2.  The Department of Elder Affairs is

27  authorized to initiate projects to demonstrate the

28  effectiveness of comprehensive day treatment services to

29  seniors as a diversion from nursing home care thereby allowing

30  seniors to remain in their homes.

31


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  1         Section 3.  The Department of Children and Families is

  2  authorized to initiate projects to demonstrate the

  3  effectiveness of comprehensive day treatment service to the

  4  developmentally disabled to remain in their homes and/or

  5  communities.

  6         Section 4.  Section 400.0078, Florida Statutes, is

  7  created to read:

  8         400.0078  Statewide toll-free telephone number.--The

  9  Office of State Long-Term Care Ombudsman shall establish a

10  statewide toll-free telephone number for receiving complaints

11  concerning nursing facilities.

12         Section 5.  Paragraph (c) of subsection (1) of section

13  400.022, Florida Statutes, is amended to read:

14         400.022  Residents' rights.--

15         (1)  All licensees of nursing home facilities shall

16  adopt and make public a statement of the rights and

17  responsibilities of the residents of such facilities and shall

18  treat such residents in accordance with the provisions of that

19  statement.  The statement shall assure each resident the

20  following:

21         (c)  Any entity or individual that provides health,

22  social, legal, or other services to a resident has the right

23  to have reasonable access to the resident.  The resident has

24  the right to deny or withdraw consent to access at any time by

25  any entity or individual. Notwithstanding the visiting policy

26  of the facility, the following individuals must be permitted

27  immediate access to the resident:

28         1.  Any representative of the federal or state

29  government, including, but not limited to, representatives of

30  the Department of Children and Family Health and

31  Rehabilitative Services, the Department of Health, the Agency


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  1  for Health Care Administration, the Office of the Attorney

  2  General, and the Department of Elderly Affairs; any law

  3  enforcement officer; members of the state or district

  4  ombudsman council; and the resident's individual physician.

  5         2.  Subject to the resident's right to deny or withdraw

  6  consent, immediate family or other relatives of the resident.

  7

  8  The facility must allow representatives of the State Nursing

  9  Home and Long-Term Care Facility Ombudsman Council to examine

10  a resident's clinical records with the permission of the

11  resident or the resident's legal representative and consistent

12  with state law.

13         Section 6.  Section 400.0225, Florida Statutes, is

14  created to read:

15         400.0225  Consumer satisfaction surveys.--The agency,

16  or its contractor, in consultation with the nursing home

17  industry and consumer representatives, shall develop an

18  easy-to-use consumer satisfaction survey, shall ensure that

19  every nursing facility licensed pursuant to this part

20  participates in assessing consumer satisfaction, and shall

21  establish procedures to ensure that, at least annually, a

22  representative sample of residents of each facility is

23  selected to participate in the survey. The sample shall be of

24  sufficient size to allow comparisons between and among

25  facilities. Family members, guardians, or other resident

26  designees may assist the resident in completing the survey.

27  Employees and volunteers of the nursing facility or of a

28  corporation or business entity with an ownership interest in

29  the facility are prohibited from assisting a resident with or

30  attempting to influence a resident's responses to the consumer

31  satisfaction survey. The agency, or its contractor, shall


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  1  survey family members, guardians, or other resident designees

  2  when the resident is mentally incapable of responding to the

  3  survey. The agency, or its contractor, shall specify the

  4  protocol for conducting and reporting the consumer

  5  satisfaction surveys. Reports of consumer satisfaction surveys

  6  shall protect the identity of individual respondents. The

  7  agency shall contract for consumer satisfaction surveys and

  8  report the results of those surveys in the consumer

  9  information materials prepared and distributed by the agency.

10         Section 7.  Section 400.0231, Florida Statutes, is

11  renumbered as section 400.1415, Florida Statutes.

12         Section 8.  Section 400.0255, Florida Statutes, is

13  amended to read:

14         400.0255  Resident hearings of facility decisions to

15  transfer or discharge; requirements and procedures;

16  hearings.--

17         (1)  As used in this section, the term:

18         (a)  "Discharge" means to move a resident to a

19  noninstitutional setting when the releasing facility ceases to

20  be responsible for the resident's care.

21         (b)  "Transfer" means to move a resident from the

22  facility to another legally responsible institutional setting.

23  "discharge" or "transfer" means the movement of a resident to

24  a bed outside the certified facility. "Discharge" or

25  "transfer" does not refer to the movement of a resident to a

26  bed within the same certified facility.

27         (2)  Each facility licensed under this part must comply

28  with subsection (10) and s. 400.022(1)(p) when deciding to

29  discharge or transfer a resident.

30         (3)  When a resident is to be discharged or

31  transferred, the nursing home administrator employed by the


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  1  nursing home that is discharging or transferring the resident,

  2  or an individual employed by the nursing home who is

  3  designated by the nursing home administrator to act on behalf

  4  of the administrator, must sign the notice of discharge or

  5  transfer. Any notice indicating a medical reason for transfer

  6  or discharge must be signed by the resident's attending

  7  physician or the medical director of the facility.

  8         (4)(a)  Each facility must notify the agency of any

  9  proposed discharge or transfer of a resident when such

10  discharge or transfer is necessitated by changes in the

11  physical plant of the facility that make the facility unsafe

12  for the resident.

13         (b)  Upon receipt of such a notice, the agency shall

14  conduct an onsite inspection of the facility to verify the

15  necessity of the discharge or transfer.

16         (5)(2)  A resident of any Medicaid or Medicare

17  certified facility may challenge a decision by the facility to

18  discharge or transfer the resident.

19         (7)  A facility that has been reimbursed for reserving

20  a bed and, for reasons other than those permitted under this

21  section, refuses to readmit a resident within the prescribed

22  timeframe shall refund the bed reservation payment.

23         (8)(3)  At least 30 days prior to any proposed transfer

24  or discharge, a facility must provide advance notice of the

25  proposed transfer or discharge to the resident and, if known,

26  to a family member or the resident's legal guardian or

27  representative, except, in the following circumstances, the

28  facility shall give notice as soon as practicable before the

29  transfer or discharge:

30         (a)  The transfer or discharge is necessary for the

31  resident's welfare and the resident's needs cannot be met in


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  1  the facility, and the circumstances are documented in the

  2  resident's medical records by the resident's physician; or

  3         (b)  The health or safety of other residents or

  4  facility employees would be endangered, and the circumstances

  5  are documented in the resident's medical records by the

  6  resident's physician or the medical director if the resident's

  7  physician is not available.

  8         (9)(4)  The notice required by subsection (8)(3) must

  9  be in writing and must contain all information required by

10  state and federal law, rules, or regulations applicable to

11  Medicaid or Medicare cases. The agency shall develop a

12  standard document to be used by all facilities licensed under

13  this part for purposes of notifying residents of a discharge

14  or transfer. Such document must include a means for a resident

15  to request the district long-term care ombudsman council to

16  review the notice and request information about or assistance

17  with initiating a fair hearing with the department's Office of

18  Appeals Hearings. In addition to any other pertinent

19  information included, the form shall specify the reason

20  allowed under federal or state law that the resident is being

21  discharged or transferred, with an explanation to support this

22  action. Further, the form shall state the effective date of

23  the discharge or transfer and the location to which the

24  resident is being discharged or transferred. The form shall

25  clearly describe the resident's appeal rights and the

26  procedures for filing an appeal, including the right to

27  request the district ombudsman council to review the notice of

28  discharge or transfer. A copy of the notice must be placed in

29  the resident's clinical record, and a copy must be transmitted

30  to the resident's legal guardian or representative and to the

31  local district ombudsman council.


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  1         (10)  A resident may request that the district

  2  ombudsman council review any notice of discharge or transfer

  3  given to the resident. When requested by a resident to review

  4  a notice of discharge or transfer, the district ombudsman

  5  council shall do so within 7 days after receipt of the

  6  request. The nursing home administrator, or the

  7  administrator's designee, must forward the request for review

  8  contained in the notice to the district ombudsman council

  9  within 24 hours after such request is submitted. Failure to

10  forward the request within 24 hours after the request is

11  submitted shall toll the running of the 30-day advance notice

12  period until the request has been forwarded.

13         (11)(5)(a)  A resident is entitled to a fair hearing to

14  challenge a facility's proposed transfer or discharge.  The

15  resident, or the resident's legal representative or designee,

16  may request a hearing at any time within 90 days after of the

17  resident's receipt of the facility's notice of the proposed

18  discharge or transfer.

19         (b)  If a resident requests a hearing within 10 days

20  after of receiving the notice from the facility, the request

21  shall stay the proposed transfer or discharge pending a

22  hearing decision.  The facility may not take action, and the

23  resident may remain in the facility, until the outcome of the

24  initial fair hearing, which must be completed within 90 days

25  after of receipt of a request for a fair hearing.

26         (c)  If the resident fails to request a hearing within

27  10 days after of receipt of the facility notice of the

28  proposed discharge or transfer, the facility may transfer or

29  discharge the resident after 30 days from the date the

30  resident received the notice.

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  1         (12)(6)  Notwithstanding paragraph (11)(b) (5)(b), an

  2  emergency discharge or transfer may be implemented as

  3  necessary pursuant to state or federal law during the period

  4  of time after the notice is given and before the time a

  5  hearing decision is rendered. Notice of an emergency discharge

  6  or transfer to the resident, the resident's legal guardian or

  7  representative, and the district ombudsman council if

  8  requested pursuant to subsection (10) must be by telephone or

  9  in person. This notice shall be given before the transfer, if

10  possible, or as soon thereafter as practicable. A district

11  ombudsman council conducting a review under this subsection

12  shall do so within 24 hours after receipt of the request. The

13  resident's file must be documented to show who was contacted,

14  whether the contact was by telephone or in person, and the

15  date and time of the contact. If the notice is not given in

16  writing, written notice meeting the requirements of subsection

17  (9) (4) must be given the next working day.

18         (13)  After receipt of any notice required under this

19  section, the district ombudsman council may request a private

20  informal conversation with a resident to whom the notice is

21  directed, and, if known, a family member or the resident's

22  legal guardian or designee, to ensure that the facility is

23  proceeding with the discharge or transfer in accordance with

24  the requirements of this section. If requested, the district

25  ombudsman council shall assist the resident with filing an

26  appeal of the proposed discharge or transfer.

27         (14)(7)  The following persons must be present at all

28  hearings proceedings authorized under this section:

29         (a)  The resident, or the resident's legal

30  representative or designee.

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  1         (b)  The facility administrator, or the facility's

  2  legal representative or designee.

  3

  4  A representative of the district long-term care ombudsman

  5  council may be present at all hearings proceedings authorized

  6  by this section.

  7         (15)(8)  In any hearing proceeding under this section,

  8  the following information concerning the parties shall be

  9  confidential and exempt from the provisions of s. 119.07(1):

10         (a)  Names and addresses.

11         (b)  Medical services provided.

12         (c)  Social and economic conditions or circumstances.

13         (d)  Evaluation of personal information.

14         (e)  Medical data, including diagnosis and past history

15  of disease or disability.

16         (f)  Any information received verifying income

17  eligibility and amount of medical assistance payments.  Income

18  information received from the Social Security Administration

19  or the Internal Revenue Service must be safeguarded according

20  to the requirements of the agency that furnished the data.

21

22  The exemption created by this subsection does not prohibit

23  access to such information by a district long-term care

24  ombudsman council upon request, by a reviewing court if such

25  information is required to be part of the record upon

26  subsequent review, or as specified in s. 24(a), Art. I of the

27  State Constitution.

28         (16)(9)(a)  The department's Office of Appeals Hearings

29  shall conduct hearings under this section.  The office shall

30  notify the facility of a resident's request for a hearing.

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  1         (b)  The department shall, by rule, establish

  2  procedures to be used for fair hearings requested by

  3  residents. These procedures shall be equivalent to the

  4  procedures used for fair hearings for other Medicaid cases,

  5  chapter 10-2, part VI, Florida Administrative Code.  The

  6  burden of proof must be clear and convincing evidence. A

  7  hearing decision must be rendered within 90 days after of

  8  receipt of the request for hearing.

  9         (c)(10)  If the hearing decision is favorable to the

10  resident who has been transferred or discharged, the resident

11  must be readmitted to the facility's first available bed.

12         (d)(11)  The decision of the hearing officer shall be

13  final.  Any aggrieved party may appeal the decision to the

14  district court of appeal in the appellate district where the

15  facility is located.  Review procedures shall be conducted in

16  accordance with the Florida Rules of Appellate Procedure.

17         (17)(12)  The department may adopt rules necessary to

18  administer implement the provisions of this section.

19         Section 9.  Paragraph (g) is added to subsection (2) of

20  section 400.071, Florida Statutes, 1998 Supplement, present

21  subsections (8) and (9) are amended and renumbered as

22  subsections (9) and (10), respectively, and a new subsection

23  (8) is added to said section, to read:

24         400.071  Application for license.--

25         (2)  The application shall be under oath and shall

26  contain the following:

27         (g)  Copies of any civil verdict or judgment involving

28  the applicant rendered within the 10 years preceding the

29  application, relating to medical negligence, violation of

30  residents' rights, or wrongful death.  As a condition of

31  licensure, the licensee agrees to provide to the agency copies


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  1  of any new verdict or judgment involving the applicant,

  2  relating to such matters, within 30 days after filing with the

  3  clerk of the court.  The information required in this

  4  paragraph shall be maintained in the facility's licensure file

  5  and in an agency database which is available as a public

  6  record.

  7         (8)  As a condition of licensure, each facility must

  8  agree to participate in a consumer satisfaction measurement

  9  process as prescribed by the agency.

10         (9)(8)  The agency may not issue a license to a nursing

11  home that fails to receive a certificate of need under the

12  provisions of ss. 408.031-408.045. It is the intent of the

13  Legislature that, in reviewing a certificate-of-need

14  application to add beds to an existing nursing home facility,

15  preference be given to the application of a licensee who has

16  been awarded a Gold Seal as provided for in s. 400.235, if the

17  applicant otherwise meets the review criteria specified in s.

18  408.035.

19         (10)(9)  The agency may develop an abbreviated survey

20  for licensure renewal applicable to a licensee that has

21  continuously operated as a nursing facility since 1991 or

22  earlier, and has operated under the same management for at

23  least the preceding 30 months, and has had during the

24  preceding 30 months no class I or class II deficiencies

25  maintained a superior rating during that period.

26         Section 10.  Section 400.118, Florida Statutes, is

27  created to read:

28         400.118  Quality assurance; early warning system;

29  monitoring; rapid response teams.--

30         (1)  The agency shall establish an early warning system

31  to detect conditions in nursing facilities that could be


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  1  detrimental to the health, safety, and welfare of residents.

  2  The early warning system shall include, but not be limited to,

  3  analysis of financial and quality-of-care indicators that

  4  would predict the need for the agency to take action pursuant

  5  to the authority set forth in this part.

  6         (2)(a)  The agency shall establish within each district

  7  office one or more quality-of-care monitors, based on the

  8  number of nursing facilities in the district, to monitor all

  9  nursing facilities in the district on a regular, unannounced,

10  aperiodic basis, including nights, evenings, weekends, and

11  holidays. Priority for monitoring visits shall be given to

12  nursing facilities with a history of patient care

13  deficiencies. Quality-of-care monitors shall be registered

14  nurses who are trained and experienced in nursing facility

15  regulation, standards of practice in long-term care, and

16  evaluation of patient care. Individuals in these positions

17  shall not be deployed by the agency as a part of the district

18  survey team in the conduct of routine, scheduled surveys, but

19  shall function solely and independently as quality-of-care

20  monitors. Quality-of-care monitors shall assess the overall

21  quality of life in the nursing facility and shall assess

22  specific conditions in the facility directly related to

23  patient care. The quality-of-care monitor shall include in an

24  assessment visit observation of the care and services rendered

25  to residents and formal and informal interviews with

26  residents, family members, facility staff, resident guests,

27  volunteers, other regulatory staff, and representatives of a

28  long-term care ombudsman council or human rights advocacy

29  committee.

30         (b)  Findings of a monitoring visit, both positive and

31  negative, shall be provided orally and in writing to the


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  1  facility administrator or, in the absence of the facility

  2  administrator, to the administrator on duty or the director of

  3  nursing. The quality-of-care monitor may recommend to the

  4  facility administrator procedural and policy changes and staff

  5  training, as needed, to improve the care or quality of life of

  6  facility residents. Conditions observed by the quality-of-care

  7  monitor which threaten the health or safety of a resident

  8  shall be reported immediately to the agency area office

  9  supervisor for appropriate regulatory action and, as

10  appropriate or as required by law, to law enforcement, adult

11  protective services, or other responsible agencies.

12         (c)  Any record, whether written or oral, or any

13  written or oral communication generated pursuant to paragraph

14  (a) or paragraph (b) shall not be subject to discovery or

15  introduction into evidence in any civil or administrative

16  action against a nursing facility arising out of matters which

17  are the subject of quality-of-care monitoring, and a person

18  who was in attendance at a monitoring visit or evaluation may

19  not be permitted or required to testify in any such civil or

20  administrative action as to any evidence or other matters

21  produced or presented during the monitoring visits or

22  evaluations. However, information, documents, or records

23  otherwise available from original sources are not to be

24  construed as immune from discovery or use in any such civil or

25  administrative action merely because they were presented

26  during monitoring visits or evaluations, and any person who

27  participates in such activities may not be prevented from

28  testifying as to matters within his or her knowledge, but such

29  witness may not be asked about his or her participation in

30  such activities. The exclusion from the discovery or

31  introduction of evidence in any civil or administrative action


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  1  provided for herein shall not apply when the quality-of-care

  2  monitor makes a report to the appropriate authorities

  3  regarding a threat to the health or safety of a resident.

  4         (3)  The agency shall also create teams of experts that

  5  can function as rapid response teams to visit nursing

  6  facilities identified through the agency's early warning

  7  system. Rapid response teams may visit facilities that request

  8  the agency's assistance. The rapid response teams shall not be

  9  deployed for the purpose of helping a facility prepare for a

10  regular survey.

11         Section 11.  Subsection (6) is added to section

12  400.121, Florida Statutes, 1998 Supplement, to read:

13         400.121  Denial, suspension, revocation of license;

14  moratorium on admissions; administrative fines; procedure.--

15         (6)  The agency is authorized to require a facility to

16  increase staffing beyond the minimum required by law, if the

17  agency has taken administrative action against the facility

18  for care-related deficiencies directly attributable to

19  insufficient staff. Under such circumstances, the facility may

20  request an expedited interim rate increase. The agency shall

21  process the request within 10 days after receipt of all

22  required documentation from the facility. A facility that

23  fails to maintain the required increased staffing is subject

24  to a fine of $500 per day for each day the staffing is below

25  the level required by the agency.

26         Section 12.  Section 400.141, Florida Statutes, is

27  amended to read:

28         400.141  Administration and management of nursing home

29  facilities.--Every licensed facility shall comply with all

30  applicable standards and rules of the agency and shall:

31


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  1         (1)  Be under the administrative direction and charge

  2  of a licensed administrator.

  3         (2)  Appoint a medical director licensed pursuant to

  4  chapter 458 or chapter 459. The agency may establish by rule

  5  more specific criteria for the appointment of a medical

  6  director.

  7         (3)(2)  Have available the regular, consultative, and

  8  emergency services of physicians licensed by the state.

  9         (4)(3)  Provide for the access of the facility

10  residents to dental and other health-related services,

11  recreational services, rehabilitative services, and social

12  work services appropriate to their needs and conditions and

13  not directly furnished by the licensee.  When a geriatric

14  outpatient nurse clinic is conducted in accordance with rules

15  adopted by the agency, outpatients attending such clinic shall

16  not be counted as part of the general resident population of

17  the nursing home facility, nor shall the nursing staff of the

18  geriatric outpatient clinic be counted as part of the nursing

19  staff of the facility, until the outpatient clinic load

20  exceeds 15 a day.

21         (5)  Provide for resident use of a community pharmacy

22  as specified in s. 400.022(1)(q). Any other law to the

23  contrary notwithstanding, a registered pharmacist licensed in

24  Florida may repackage a nursing facility resident's bulk

25  prescription medication which has been packaged by another

26  pharmacist licensed in any state in the United States into a

27  unit dose system compatible with the system used by the

28  nursing facility, if such resident has bulk prescription

29  medication benefits covered under a qualified pension plan as

30  specified in s. 4972 of the Internal Revenue Code, a federal

31  retirement program as specified under 5 C.F.R. s. 831, or a


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  1  long-term care policy as defined in s. 627.9404(1). A

  2  pharmacist who correctly repackages and relabels the

  3  medication and the nursing facility which correctly

  4  administers such repackaged medication under the provisions of

  5  this subsection shall not be held liable in any civil or

  6  administrative action arising from the repackaging. In order

  7  to be eligible for the repackaging, a nursing facility

  8  resident for whom the medication is to be repackaged shall

  9  sign an informed consent form provided by the facility which

10  includes an explanation of the repackaging process and which

11  notifies the resident of the immunities from liability

12  provided herein. A pharmacist who repackages and relabels

13  prescription medications, as authorized under this subsection,

14  may charge a reasonable fee for costs resulting from the

15  implementation of this provision.

16         (6)(4)  Be allowed and encouraged by the agency to

17  provide other needed services under certain conditions. If the

18  facility has a standard licensure status, and has had no class

19  I or class II deficiencies during the past 2 years or has been

20  awarded a Gold Seal under the program established in s.

21  400.235, it may is rated superior or standard, be encouraged

22  by the agency to provide services, including, but not limited

23  to, respite and adult day services, which enable individuals

24  to move in and out of the facility.  A facility is not subject

25  to any additional licensure requirements for providing these

26  services. Respite care may be offered to persons in need of

27  short-term or temporary nursing home services. Respite care

28  must be provided in accordance with this part and rules

29  adopted by the agency. However, the agency shall, by rule,

30  adopt modified requirements for resident assessment, resident

31  care plans, resident contracts, physician orders, and other


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  1  provisions, as appropriate, for short-term or temporary

  2  nursing home services.  The agency shall allow for shared

  3  programming and staff in a facility which meets minimum

  4  standards and offers services pursuant to this subsection,

  5  but, if the facility is cited for deficiencies in patient

  6  care, may require additional staff and programs appropriate to

  7  the needs of service recipients. A person who receives respite

  8  care may not be counted as a resident of the facility for

  9  purposes of the facility's licensed capacity unless that

10  person receives 24-hour respite care. A person receiving

11  either respite care for 24 hours or longer or adult day

12  services must be included when calculating minimum staffing

13  for the facility. Any costs and revenues generated by a

14  nursing home facility from nonresidential programs or services

15  shall be excluded from the calculations of Medicaid per diems

16  for nursing home institutional care reimbursement.

17         (7)(5)  If the facility has a standard licensure status

18  or is a Gold Seal facility is rated superior or standard,

19  exceeds minimum staffing standards, and is part of a

20  retirement community that offers other services pursuant to

21  part III, part IV, or part V, be allowed to share programming

22  and staff.  At the time of relicensure, a retirement community

23  that uses this option must demonstrate through staffing

24  records that minimum staffing requirements for the facility

25  were exceeded.

26         (8)(6)  Maintain the facility premises and equipment

27  and conduct its operations in a safe and sanitary manner.

28         (9)(7)  If the licensee furnishes food service, provide

29  a wholesome and nourishing diet sufficient to meet generally

30  accepted standards of proper nutrition for its residents and

31  provide such therapeutic diets as may be prescribed by


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  1  attending physicians.  In making rules to implement this

  2  subsection, the agency shall be guided by standards

  3  recommended by nationally recognized professional groups and

  4  associations with knowledge of dietetics.

  5         (10)(8)  Keep full records of resident admissions and

  6  discharges; medical and general health status, including

  7  medical records, personal and social history, and identity and

  8  address of next of kin or other persons who may have

  9  responsibility for the affairs of the residents; and

10  individual resident care plans including, but not limited to,

11  prescribed services, service frequency and duration, and

12  service goals.  The records shall be open to inspection by the

13  agency.

14         (11)(9)  Keep such fiscal records of its operations and

15  conditions as may be necessary to provide information pursuant

16  to this part.

17         (12)(10)  Furnish copies of personnel records for

18  employees affiliated with such facility, to any other facility

19  licensed by this state requesting this information pursuant to

20  this part.  Such information contained in the records may

21  include, but is not limited to, disciplinary matters and any

22  reason for termination. Any facility releasing such records

23  pursuant to this part shall be considered to be acting in good

24  faith and may not be held liable for information contained in

25  such records, absent a showing that the facility maliciously

26  falsified such records.

27         (13)  Publicly display a poster provided by the agency

28  containing the names, addresses, and telephone numbers for the

29  state's abuse hotline, the State Long-Term Care Ombudsman, the

30  Agency for Health Care Administration consumer hotline, the

31  Advocacy Center for Persons with Disabilities, the Statewide


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  1  Human Rights Advocacy Committee, and the Medicaid Fraud

  2  Control Unit, with a clear description of the assistance to be

  3  expected from each.

  4

  5  Facilities that have been awarded a Gold Seal under the

  6  program established in s. 400.235 may develop a plan to

  7  provide certified nursing assistant training as prescribed by

  8  federal regulations and state rules and may apply to the

  9  agency for approval of its program.

10         Section 13.  Subsection (3) of section 400.162, Florida

11  Statutes, is amended to read:

12         400.162  Property and personal affairs of residents.--

13         (3)  A licensee shall provide for the safekeeping of

14  personal effects, funds, and other property of the resident in

15  the facility.  Whenever necessary for the protection of

16  valuables, or in order to avoid unreasonable responsibility

17  therefor, the licensee may require that such valuables be

18  excluded or removed from the facility and kept at some place

19  not subject to the control of the licensee. At the request of

20  a resident, the facility shall mark the resident's personal

21  property with the resident's name or another type of

22  identification, without defacing the property. Any theft or

23  loss of a resident's personal property shall be documented by

24  the facility. The facility shall develop policies and

25  procedures to minimize the risk of theft or loss of the

26  personal property of residents. A copy of the policy shall be

27  provided to every employee and to each resident at admission.

28  Facility policies must include provisions related to reporting

29  theft or loss of a resident's property to law enforcement and

30  any facility waiver of liability for loss or theft. The

31


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  1  facility shall post notice of these policies and procedures,

  2  and any revision thereof, in places accessible to residents.

  3         Section 14.  Subsections (1) and (4) of section 400.19,

  4  Florida Statutes, are amended to read:

  5         400.19  Right of entry and inspection.--

  6         (1)  The agency and any duly designated officer or

  7  employee thereof or a member of the State Long-Term Care

  8  Ombudsman Council or the district long-term care ombudsman

  9  council shall have the right to enter upon and into the

10  premises of any facility licensed pursuant to this part, or

11  any distinct nursing home unit of a hospital licensed under

12  chapter 395 or any freestanding facility licensed under

13  chapter 395 that provides extended care or other long-term

14  care services, at any reasonable time in order to determine

15  the state of compliance with the provisions of this part and

16  rules in force pursuant thereto.  The right of entry and

17  inspection shall also extend to any premises which the agency

18  has reason to believe is being operated or maintained as a

19  facility without a license, but no such entry or inspection of

20  any premises shall be made without the permission of the owner

21  or person in charge thereof, unless a warrant is first

22  obtained from the circuit court authorizing same.  Any

23  application for a facility license or renewal thereof, made

24  pursuant to this part, shall constitute permission for and

25  complete acquiescence in any entry or inspection of the

26  premises for which the license is sought, in order to

27  facilitate verification of the information submitted on or in

28  connection with the application; to discover, investigate, and

29  determine the existence of abuse or neglect; or to elicit,

30  receive, respond to, and resolve complaints. The agency shall,

31  within 60 days after receipt of a complaint made by a resident


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  1  or resident's representative, complete its investigation and

  2  provide to the complainant its findings and resolution.

  3         (4)  The agency shall conduct unannounced onsite

  4  facility reviews following written verification of licensee

  5  noncompliance in instances in which a long-term care ombudsman

  6  council, pursuant to ss. 400.0071 and 400.0075, has received a

  7  complaint and has documented deficiencies in resident care or

  8  in the physical plant of the facility that threaten the

  9  health, safety, or security of residents, or when the agency

10  documents through inspection that conditions in a facility

11  present a direct or indirect threat to the health, safety, or

12  security of residents. However, the agency shall conduct four

13  or more unannounced onsite reviews within a 12-month period of

14  each facility which has a conditional licensure status rating.

15  Deficiencies related to physical plant do not require followup

16  reviews after the agency has determined that correction of the

17  deficiency has been accomplished and that the correction is of

18  the nature that continued compliance can be reasonably

19  expected.

20         Section 15.  Section 400.191, Florida Statutes, is

21  amended to read:

22         400.191  Availability, distribution, and posting of

23  reports and records.--

24         (1)  The agency shall provide information to the public

25  about all of the licensed nursing home facilities operating in

26  the state. The agency shall, within 60 days after from the

27  date of an annual inspection visit or within 30 days after

28  from the date of any interim visit to a facility, send copies

29  of the inspection reports to the district long-term care

30  ombudsman council, the agency's local office, and a public

31  library or the county seat for the county in which the


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  1  facility is located., forward the results of all inspections

  2  of nursing home facilities to:

  3         (a)  The district ombudsman council in whose district

  4  the inspected facility is located.

  5         (b)  At least one public library or, in the absence of

  6  a public library, the county seat in the county in which the

  7  inspected facility is located.

  8         (c)  The area office supervisor of the agency in whose

  9  district the inspected facility is located.

10         (2)  The agency shall provide additional information in

11  consumer-friendly printed and electronic formats to assist

12  consumers and their families in comparing and evaluating

13  nursing home facilities.

14         (a)  The agency shall provide an Internet site which

15  shall include at least the following information:

16         1.  A list by name and address of all nursing home

17  facilities in this state.

18         2.  Whether such nursing home facilities are

19  proprietary or nonproprietary.

20         3.  The licensure status of each facility.

21         4.  The ownership history of each facility.

22         5.  The name of the owner or owners of each facility

23  and whether the facility is a part of a corporation owning or

24  operating more than one nursing facility in this state.

25         6.  Performance, regulatory, and enforcement

26  information about the corporation, as well as the facility.

27         7.  The total number of beds in each facility.

28         8.  The number of private and semiprivate rooms in each

29  facility.

30         9.  The religious affiliation, if any, of each

31  facility.


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  1         10.  The languages spoken by the administrator and

  2  staff of each facility.

  3         11.  Whether or not each facility accepts Medicare or

  4  Medicaid recipients.

  5         12.  Recreational and other programs available at each

  6  facility.

  7         13.  For nursing homes certified for Medicare or

  8  Medicaid, information from the Minimum Data Set system of the

  9  federal Health Care Financing Administration about the

10  clinical performance of each facility, including information

11  related to the nursing home quality indicators.

12         14.  Information about the licensure status and

13  regulatory history of each facility.

14         15.  Special care units or programs offered at each

15  facility.

16         16.  Whether the facility is a part of a retirement

17  community that offers other services pursuant to part III,

18  part IV, or part V.

19         17.  The results of consumer and family satisfaction

20  surveys for each facility.

21         18.  The licensure status and rating history for the

22  past 5 years for each facility.

23         19.  Survey and deficiency information contained on the

24  Online Survey Certification and Reporting (OSCAR) system of

25  the federal Health Care Financing Administration, including

26  annual survey, revisit, and complaint survey information, for

27  each facility for the past 3 years.  For noncertified nursing

28  homes, state survey and deficiency information, including

29  annual survey, revisit, and complaint survey information for

30  the past 3 years shall be provided.

31


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  1         (b)  The agency shall provide the following information

  2  in printed form:

  3         1.  A list by name and address of all nursing home

  4  facilities in this state.

  5         2.  Whether such nursing home facilities are

  6  proprietary or nonproprietary and their current ownership.

  7         3.  The licensure status of each facility.

  8         4.  The total number of beds, and of private and

  9  semiprivate rooms, in each facility.

10         5.  The religious affiliation, if any, of each

11  facility.

12         6.  The languages spoken by the administrator and staff

13  of each facility.

14         7.  Whether or not each facility accepts Medicare or

15  Medicaid recipients.

16         8.  Recreational programs, special care units, and

17  other programs available at each facility.

18         9.  A summary of information from the Minimum Data Set

19  system of the federal Health Care Financing Administration

20  about the clinical performance of each facility.

21         10.  Information about the licensure status and

22  regulatory history of each facility.

23         11.  The results of consumer and family satisfaction

24  surveys for each facility.

25         12.  The Internet address for the site where more

26  detailed information can be seen.

27         13.  A statement advising consumers that each facility

28  will have its own policies and procedures related to

29  protecting resident property.

30         (3)(2)  Each nursing home facility licensee shall

31  maintain as public information, available upon request,


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  1  records of all cost and inspection reports pertaining to that

  2  facility that have been filed with, or issued by, any

  3  governmental agency. Copies of such reports shall be retained

  4  in such records for not less than 5 years from the date the

  5  reports are filed or issued.

  6         (4)(3)  Any records of a nursing home facility

  7  determined by the agency to be necessary and essential to

  8  establish lawful compliance with any rules or standards shall

  9  be made available to the agency on the premises of the

10  facility.

11         (5)(4)  Every nursing home facility licensee shall:

12         (a)  Post, in a sufficient number of prominent

13  positions in the nursing home so as to be accessible to all

14  residents and to the general public, a concise summary of the

15  last inspection report pertaining to the nursing home and

16  issued by the agency, with references to the page numbers of

17  the full reports, noting any deficiencies found by the agency

18  and the actions taken by the licensee to rectify such

19  deficiencies and indicating in such summaries where the full

20  reports may be inspected in the nursing home.

21         (b)  Upon request, provide to any person who has

22  completed a written application with an intent to be admitted

23  to, or to any resident of, such nursing home, or to any

24  relative, spouse, or guardian of such person, a copy of the

25  last inspection report pertaining to the nursing home and

26  issued by the agency, provided the person requesting the

27  report agrees to pay a reasonable charge to cover copying

28  costs.

29         Section 16.  Effective upon this act becoming a law,

30  paragraph (a) of subsection (2) of section 400.215, Florida

31


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  1  Statutes, 1998 Supplement, is amended, and paragraph (e) is

  2  added to said subsection, to read:

  3         400.215  Personnel screening requirement.--

  4         (2)  Employers and employees shall comply with the

  5  requirements of s. 435.05.

  6         (a)  Notwithstanding the provisions of s. 435.05(1),

  7  facilities must have in their possession evidence that level 1

  8  screening has been completed before allowing an employee to

  9  begin working with patients as provided in subsection (1). All

10  information necessary for conducting background screening

11  using level 1 standards as specified in s. 435.03(1) and for

12  conducting a search of the central abuse registry and tracking

13  system as specified in s. 435.03(3)(a) shall be submitted by

14  the nursing facility to the agency. Results of the background

15  screening and the abuse registry check shall be provided by

16  the agency to the requesting nursing facility. An applicant

17  who has been qualified under a level 1 criminal screening and

18  who, under penalty of perjury, attests to not having been

19  classified in the central abuse registry and tracking system

20  as a perpetrator in a confirmed report of abuse, neglect, or

21  exploitation may be allowed to work on a probationary status

22  in the nursing facility, under supervision, for a period not

23  to exceed 30 days, pending the results of an abuse registry

24  screening.

25         (e)  Notwithstanding the confidentiality provisions of

26  s. 415.107, the agency shall provide no later than 45 days

27  after the effective date of this paragraph, a direct-access

28  electronic screening capability to all enrolled facilities or

29  agencies required by law to restrict employment to only an

30  applicant who does not have a disqualifying report in the

31  central abuse registry and tracking system. The agency shall,


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  1  upon request, provide to such facility or agency a user code

  2  by which the facility or agency may query the listing of all

  3  persons disqualified because of a confirmed classification.

  4  The direct-access screening system shall allow for the

  5  electronic matching of an applicant's identifying information,

  6  including name, date of birth, race, sex, and social security

  7  number, against the listing of disqualified persons. The

  8  agency may charge a fee for issuing the user code sufficient

  9  to cover the cost of establishing and maintaining the

10  direct-access screening system. The direct-access screening

11  system shall provide immediately to the user only the

12  electronic notification of applicant clearance or

13  disqualification. The system shall also maintain for

14  appropriate entry into the agency screening database an

15  electronic record of the inquiry on behalf of the applicant.

16         Section 17.  Section 400.23, Florida Statutes, 1998

17  Supplement, is amended, and subsections (11) and (12) of said

18  section are renumbered as subsections (1) and (2) of section

19  400.232, Florida Statutes, to read:

20         400.23  Rules; criteria; Nursing Home Advisory

21  Committee; evaluation and deficiencies; licensure status

22  rating system; fee for review of plans.--

23         (1)  It is the intent of the Legislature that rules

24  published and enforced pursuant to this part shall include

25  criteria by which a reasonable and consistent quality of

26  resident care may be ensured and the results of such resident

27  care can be demonstrated and by which safe and sanitary

28  nursing homes can be provided.  It is further intended that

29  reasonable efforts be made to accommodate the needs and

30  preferences of residents to enhance the quality of life in a

31  nursing home.  In addition, efforts shall be made to minimize


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  1  the paperwork associated with the reporting and documentation

  2  requirements of these rules.

  3         (2)  Pursuant to the intention of the Legislature, the

  4  agency, in consultation with the Department of Health and

  5  Rehabilitative Services and the Department of Elderly Affairs,

  6  shall adopt and enforce rules to implement this part, which

  7  shall include reasonable and fair criteria in relation to:

  8         (a)  The location and construction of the facility;

  9  including fire and life safety, plumbing, heating, lighting,

10  ventilation, and other housing conditions which will ensure

11  the health, safety, and comfort of residents, including an

12  adequate call system.  The agency shall establish standards

13  for facilities and equipment to increase the extent to which

14  new facilities and a new wing or floor added to an existing

15  facility after July 1, 1999, are structurally capable of

16  serving as shelters only for residents, staff, and families of

17  residents and staff, and equipped to be self-supporting during

18  and immediately following disasters.  The agency for Health

19  Care Administration shall work with facilities licensed under

20  this part and report to the Governor and Legislature by April

21  1, 1999, its recommendations for cost-effective renovation

22  standards to be applied to existing facilities. In making such

23  rules, the agency shall be guided by criteria recommended by

24  nationally recognized reputable professional groups and

25  associations with knowledge of such subject matters. The

26  agency shall update or revise such criteria as the need

27  arises. All nursing homes must comply with those lifesafety

28  code requirements and building code standards applicable at

29  the time of approval of their construction plans. The agency

30  may require alterations to a building if it determines that an

31  existing condition constitutes a distinct hazard to life,


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  1  health, or safety. The agency shall adopt fair and reasonable

  2  rules setting forth conditions under which existing facilities

  3  undergoing additions, alterations, conversions, renovations,

  4  or repairs shall be required to comply with the most recent

  5  updated or revised standards.

  6         (b)  The number and qualifications of all personnel,

  7  including management, medical, nursing, and other professional

  8  personnel, and nursing assistants, orderlies, and support

  9  personnel, having responsibility for any part of the care

10  given residents.

11         (c)  All sanitary conditions within the facility and

12  its surroundings, including water supply, sewage disposal,

13  food handling, and general hygiene which will ensure the

14  health and comfort of residents.

15         (d)  The equipment essential to the health and welfare

16  of the residents.

17         (e)  A uniform accounting system.

18         (f)  The care, treatment, and maintenance of residents

19  and measurement of the quality and adequacy thereof, based on

20  rules developed under this chapter and the Omnibus Budget

21  Reconciliation Act of 1987 (Pub. L. No. 100-203) (December 22,

22  1987), Title IV (Medicare, Medicaid, and Other Health-Related

23  Programs), Subtitle C (Nursing Home Reform), as amended.

24         (g)  The preparation and annual update of a

25  comprehensive emergency management plan.  The agency shall

26  adopt rules establishing minimum criteria for the plan after

27  consultation with the Department of Community Affairs.  At a

28  minimum, the rules must provide for plan components that

29  address emergency evacuation transportation; adequate

30  sheltering arrangements; postdisaster activities, including

31  emergency power, food, and water; postdisaster transportation;


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  1  supplies; staffing; emergency equipment; individual

  2  identification of residents and transfer of records; and

  3  responding to family inquiries.  The comprehensive emergency

  4  management plan is subject to review and approval by the local

  5  emergency management agency.  During its review, the local

  6  emergency management agency shall ensure that the following

  7  agencies, at a minimum, are given the opportunity to review

  8  the plan:  the Department of Elderly Affairs, the Department

  9  of Health and Rehabilitative Services, the Agency for Health

10  Care Administration, and the Department of Community Affairs.

11  Also, appropriate volunteer organizations must be given the

12  opportunity to review the plan.  The local emergency

13  management agency shall complete its review within 60 days and

14  either approve the plan or advise the facility of necessary

15  revisions.

16         (3)(a)  The agency shall adopt rules providing for the

17  minimum staffing requirements for nursing homes. These

18  requirements shall include, for each nursing home facility, a

19  minimum certified nursing assistant staffing and a minimum

20  licensed nursing staffing per resident per day, including

21  evening and night shifts and weekends. Agency rules shall

22  specify requirements for documentation of compliance with

23  staffing standards, sanctions for violation of such standards,

24  and requirements for daily posting of the names of staff on

25  duty for the benefit of facility residents and the public. The

26  agency shall recognize the use of licensed nurses for

27  compliance with minimum staffing requirements for certified

28  nursing assistants, provided that the facility otherwise meets

29  the minimum staffing requirements for licensed nurses and that

30  the licensed nurses so recognized are performing the duties of

31  a certified nursing assistant. Unless otherwise approved by


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  1  the agency, licensed nurses counted towards the minimum

  2  staffing requirements for certified nursing assistants must

  3  exclusively perform the duties of a certified nursing

  4  assistant for the entire shift and shall not also be counted

  5  towards the minimum staffing requirements for licensed nurses.

  6  If the agency approved a facility's request to use a licensed

  7  nurse to perform both licensed nursing and certified nursing

  8  assistant duties, the facility must allocate the amount of

  9  staff time specifically spent on certified nursing assistant

10  duties for the purpose of documenting compliance with minimum

11  staffing requirements for certified and licensed nursing

12  staff. In no event may the hours of a licensed nurse with dual

13  job responsibilities be counted twice.

14         (b)  The agency shall adopt rules to allow properly

15  trained staff of a nursing facility, in addition to certified

16  nursing assistants and licensed nurses, to assist residents

17  with eating. The rules shall specify the minimum training

18  requirements and shall specify the physiological conditions or

19  disorders of residents which would necessitate that the eating

20  assistance be provided by nursing personnel of the facility.

21  Non-nursing staff providing eating assistance to residents

22  under the provisions of this subsection shall not count

23  towards compliance with minimum staffing standards.

24         (4)(3)  Rules developed pursuant to this section shall

25  not restrict the use of shared staffing and shared programming

26  in facilities which are part of retirement communities that

27  provide multiple levels of care and otherwise meet the

28  requirement of law or rule.

29         (5)(4)  The agency, in collaboration with the Division

30  of Children's Medical Services Program Office of the

31  Department of Health and Rehabilitative Services, must, no


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  1  later than December 31, 1993, adopt rules for minimum

  2  standards of care for persons under 21 years of age who reside

  3  in nursing home facilities.  The rules must include a

  4  methodology for reviewing a nursing home facility under ss.

  5  408.031-408.045 which serves only persons under 21 years of

  6  age.

  7         (6)(5)  Prior to conducting a survey of the facility,

  8  the survey team shall obtain a copy of the district nursing

  9  home and long-term care facility ombudsman council report on

10  the facility. Problems noted in the report shall be

11  incorporated into and followed up through the agency's

12  inspection process. This procedure does not preclude the

13  district nursing home and long-term care facility ombudsman

14  council from requesting the agency to conduct a followup visit

15  to the facility.

16         (6)  There is created the Nursing Home Advisory

17  Committee, which shall consist of 15 members who are to be

18  appointed by and report directly to the director of the

19  agency. The membership is to include:

20         (a)  One researcher from a university center on aging.

21         (b)  Two representatives from the Florida Health Care

22  Association.

23         (c)  Two representatives from the Florida Association

24  of Homes for the Aging.

25         (d)  One representative from the Department of Elderly

26  Affairs.

27         (e)  Five consumer representatives, at least two of

28  whom serve on or are staff members of the state or a district

29  nursing home and long-term care facility ombudsman council.

30         (f)  One representative from the Florida American

31  Medical Directors Association.


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  1         (g)  One representative from the Florida Association of

  2  Directors of Nursing Administrators.

  3         (h)  One representative from the Agency for Health Care

  4  Administration.

  5         (i)  One representative from the nursing home industry

  6  at large who owns or operates a licensed nursing home facility

  7  in the state and is not a member of any state nursing home

  8  association.

  9

10  At least one member shall be over 60 years of age.

11         (7)  The committee shall perform the following duties

12  to assist the agency in ensuring compliance with the intent of

13  the Legislature specified in subsection (1):

14         (a)  Assist in developing a nursing home rating system

15  based on the requirements of rules developed under this

16  chapter and the Omnibus Budget Reconciliation Act of 1987

17  (Pub. L. No. 100-203) (December 22, 1987), Title IV (Medicare,

18  Medicaid, and Other Health-Related Programs), Subtitle C

19  (Nursing Home Reform), as amended.

20         (b)  Assist in developing surveyor guidelines and

21  training to ensure the equitable application of the nursing

22  home rating system.

23         (c)  Assist in developing guidelines to determine the

24  scope and severity of noncompliance.

25         (d)  Identify burdensome paperwork that is not

26  specifically related to resident care.

27         (e)  Advise the agency of proposed changes in statutes

28  and rules necessary to ensure adequate care and services and

29  the promotion and protection of residents' rights in long-term

30  care facilities.

31


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  1         (7)(8)  The agency shall, at least every 15 months,

  2  evaluate all nursing home facilities and make a determination

  3  as to the degree of compliance by each licensee with the

  4  established rules adopted under this part as a basis for

  5  assigning a licensure status rating to that facility.  The

  6  agency shall base its evaluation on the most recent inspection

  7  report, taking into consideration findings from other official

  8  reports, surveys, interviews, investigations, and inspections.

  9  The agency shall assign a licensure status of standard or

10  conditional one of the following ratings to each nursing home:

11  standard, conditional, or superior.

12         (a)  A standard licensure status rating means that a

13  facility has no class I or class II deficiencies, has

14  corrected all class III deficiencies within the time

15  established by the agency, and is in substantial compliance at

16  the time of the survey with criteria established under this

17  part, with rules adopted by the agency, and, if applicable,

18  with rules adopted under the Omnibus Budget Reconciliation Act

19  of 1987 (Pub. L. No. 100-203) (December 22, 1987), Title IV

20  (Medicare, Medicaid, and Other Health-Related Programs),

21  Subtitle C (Nursing Home Reform), as amended.

22         (b)  A conditional licensure status rating means that a

23  facility, due to the presence of one or more class I or class

24  II deficiencies, or class III deficiencies not corrected

25  within the time established by the agency, is not in

26  substantial compliance at the time of the survey with criteria

27  established under this part, with rules adopted by the agency,

28  or, if applicable, with rules adopted under the Omnibus Budget

29  Reconciliation Act of 1987 (Pub. L. No. 100-203) (December 22,

30  1987), Title IV (Medicare, Medicaid, and Other Health-Related

31  Programs), Subtitle C (Nursing Home Reform), as amended.  If


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  1  the facility comes into substantial compliance at the time of

  2  the followup survey, a standard licensure status rating may be

  3  assigned issued.  A facility assigned a conditional rating at

  4  the time of the relicensure survey may not qualify for

  5  consideration for a superior rating until the time of the next

  6  subsequent relicensure survey.

  7         (c)  A superior rating means that a facility has no

  8  class I or class II deficiencies and has corrected all class

  9  III deficiencies within the time established by the agency and

10  is in substantial compliance with the criteria established

11  under this part and the rules adopted by the agency and, if

12  applicable, with rules adopted pursuant to the Omnibus Budget

13  Reconciliation Act of 1987 (Pub. L. No. 100-203) (December 22,

14  1987), Title IV (Medicare, Medicaid, and Other Health-Related

15  Programs), Subtitle C (Nursing Home Reform), as amended; and

16  the facility exceeds the criteria for a standard rating

17  through enhanced programs and services in the following areas:

18         1.  Nursing service.

19         2.  Dietary or nutritional services.

20         3.  Physical environment.

21         4.  Housekeeping and maintenance.

22         5.  Restorative therapies and self-help activities.

23         6.  Social services.

24         7.  Activities and recreational therapy.

25         (d)  In order to facilitate the development of special

26  programs or facilitywide initiatives and promote creativity

27  based on the needs and preferences of residents, the areas

28  listed in paragraph (c) may be grouped or addressed

29  individually by the licensee.  However, a facility may not

30  qualify for a superior rating if fewer than three programs or

31  initiatives are developed to encompass the required areas.


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  1         (c)(e)  In determining the rating and evaluating the

  2  overall quality of care and services and determining whether

  3  the facility will receive a conditional or standard license,

  4  the agency shall consider the needs and limitations of

  5  residents in the facility and the results of interviews and

  6  surveys of a representative sampling of residents, families of

  7  residents, ombudsman council members in the district in which

  8  the facility is located, guardians of residents, and staff of

  9  the nursing home facility.

10         (d)(f)  The current licensure status rating of each

11  facility must be indicated in bold print on the face of the

12  license.  A list of the deficiencies of the facility shall be

13  posted in a prominent place that is in clear and unobstructed

14  public view at or near the place where residents are being

15  admitted to that facility. Licensees receiving a conditional

16  licensure status rating for a facility shall prepare, within

17  10 working days after receiving notice of deficiencies, a plan

18  for correction of all deficiencies and shall submit the plan

19  to the agency for approval. Correction of all deficiencies,

20  within the period approved by the agency, shall result in

21  termination of the conditional licensure status rating.

22  Failure to correct the deficiencies within a reasonable period

23  approved by the agency shall be grounds for the imposition of

24  sanctions pursuant to this part.

25         (e)(g)  Each licensee shall post its license in a

26  prominent place that is in clear and unobstructed public view

27  at or near the place where residents are being admitted to the

28  facility.  A licensee with a superior rating may advertise its

29  rating in any nonpermanent medium and in accordance with rules

30  adopted by the agency.  A list of the facilities receiving a

31


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  1  superior rating shall be distributed to the state and district

  2  ombudsman councils.

  3         (f)(h)  Not later than January 1, 1994, the agency

  4  shall adopt rules that:

  5         1.  Establish uniform procedures for the evaluation of

  6  facilities.

  7         2.  Provide criteria in the areas referenced in

  8  paragraph (c).

  9         3.  Address other areas necessary for carrying out the

10  intent of this section.

11         (i)  A license rated superior shall continue until it

12  is replaced by a rating based on a later survey.  A superior

13  rating may be revoked at any time for failure to maintain

14  substantial compliance with criteria established under this

15  part, with rules adopted by the agency, or, if applicable,

16  with rules adopted under the Omnibus Budget Reconciliation Act

17  of 1987 (Pub. L. No. 100-203) (December 22, 1987), Title IV

18  (Medicare, Medicaid, and Other Health-Related Programs),

19  Subtitle C (Nursing Home Reform), as amended, or for failure

20  to exceed the criteria specified for any area as listed in

21  paragraph (c).

22         (j)  A superior rating is not transferable to another

23  license, except when an existing facility is being relicensed

24  in the name of an entity related to the current licenseholder

25  by common ownership or control and there will be no change in

26  the management, operation, or programs at the facility as a

27  result of the relicensure.

28         (8)(9)  The agency shall adopt rules to provide that,

29  when the criteria established under subsection (2) are not

30  met, such deficiencies shall be classified according to the

31  nature of the deficiency.  The agency shall indicate the


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  1  classification on the face of the notice of deficiencies as

  2  follows:

  3         (a)  Class I deficiencies are those which the agency

  4  determines present an imminent danger to the residents or

  5  guests of the nursing home facility or a substantial

  6  probability that death or serious physical harm would result

  7  therefrom.  The condition or practice constituting a class I

  8  violation shall be abated or eliminated immediately, unless a

  9  fixed period of time, as determined by the agency, is required

10  for correction. Notwithstanding s. 400.121(2), a class I

11  deficiency is subject to a civil penalty in an amount not less

12  than $5,000 and not exceeding $25,000 $10,000 for each and

13  every deficiency. A fine may be levied notwithstanding the

14  correction of the deficiency.

15         (b)  Class II deficiencies are those which the agency

16  determines have a direct or immediate relationship to the

17  health, safety, or security of the nursing home facility

18  residents, other than class I deficiencies.  A class II

19  deficiency is subject to a civil penalty in an amount not less

20  than $1,000 and not exceeding $10,000 $5,000 for each and

21  every deficiency.  A citation for a class II deficiency shall

22  specify the time within which the deficiency is required to be

23  corrected.  If a class II deficiency is corrected within the

24  time specified, no civil penalty shall be imposed, unless it

25  is a repeated offense.

26         (c)  Class III deficiencies are those which the agency

27  determines to have an indirect or potential relationship to

28  the health, safety, or security of the nursing home facility

29  residents, other than class I or class II deficiencies.  A

30  class III deficiency shall be subject to a civil penalty of

31  not less than $500 and not exceeding $2,500 $1,000 for each


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  1  and every deficiency.  A citation for a class III deficiency

  2  shall specify the time within which the deficiency is required

  3  to be corrected.  If a class III deficiency is corrected

  4  within the time specified, no civil penalty shall be imposed,

  5  unless it is a repeated offense.

  6         (9)(10)  Civil penalties paid by any licensee under

  7  subsection (8) (9) shall be deposited in the Health Care Trust

  8  Fund and expended as provided in s. 400.063.

  9         (13)  This section may not be used to increase the

10  total Medicaid funding paid as incentives for facilities

11  receiving a superior or standard rating.

12         400.232  Review and approval of plans; fees and

13  costs.--

14         (1)(11)  The agency shall approve or disapprove the

15  plans and specifications within 60 days after receipt of the

16  final plans and specifications.  The agency may be granted one

17  15-day extension for the review period, if the director of the

18  agency so approves. If the agency fails to act within the

19  specified time, it shall be deemed to have approved the plans

20  and specifications. When the agency disapproves plans and

21  specifications, it shall set forth in writing the reasons for

22  disapproval.  Conferences and consultations may be provided as

23  necessary.

24         (2)(12)  The agency is authorized to charge an initial

25  fee of $2,000 for review of plans and construction on all

26  projects, no part of which is refundable.  The agency may also

27  collect a fee, not to exceed 1 percent of the estimated

28  construction cost or the actual cost of review, whichever is

29  less, for the portion of the review which encompasses initial

30  review through the initial revised construction document

31  review.  The agency is further authorized to collect its


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  1  actual costs on all subsequent portions of the review and

  2  construction inspections.  Initial fee payment shall accompany

  3  the initial submission of plans and specifications.  Any

  4  subsequent payment that is due is payable upon receipt of the

  5  invoice from the agency. Notwithstanding any other provisions

  6  of law to the contrary, all money received by the agency

  7  pursuant to the provisions of this section shall be deemed to

  8  be trust funds, to be held and applied solely for the

  9  operations required under this section.

10         Section 18.  Section 400.235, Florida Statutes, is

11  created to read:

12         400.235  Nursing home quality and licensure status;

13  Gold Seal Program.--

14         (1)  To protect the health and welfare of persons

15  receiving care in nursing facilities, it is the intent of the

16  Legislature to develop a regulatory framework that promotes

17  the stability of the industry and facilitates the physical,

18  social, and emotional well-being of nursing facility

19  residents.

20         (2)  The Legislature intends to develop an award and

21  recognition program for nursing facilities that demonstrate

22  excellence in long-term care over a sustained period.  This

23  program shall be known as the Gold Seal Program.

24         (3)(a)  The Gold Seal Program shall be developed and

25  implemented by the Governor's Panel on Excellence in Long-Term

26  Care which shall operate under the authority of the Executive

27  Office of the Governor. The panel shall be composed of three

28  persons appointed by the Governor, to include a consumer

29  advocate for senior citizens and two persons with expertise in

30  the fields of quality management, service delivery excellence,

31  or public sector accountability; three persons appointed by


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  1  the Secretary of Elderly Affairs, to include an active member

  2  of a nursing facility family and resident care council and a

  3  member of the University Consortium on Aging; the State

  4  Long-Term Care Ombudsman; one person appointed by the Florida

  5  Life Care Residents Association; one person appointed by the

  6  Secretary of Health; two persons appointed by the Director of

  7  Health Care Administration, to include the Deputy Director for

  8  State Health Purchasing; one person appointed by the Florida

  9  Association of Homes for the Aging; and one person appointed

10  by the Florida Health Care Association. All members of the

11  panel shall be appointed by October 1, 1999, and the panel

12  shall hold its organizational meeting no later than December

13  10, 1999. Vacancies on the panel shall be filled in the same

14  manner as the original appointments. No member shall serve for

15  more than 4 consecutive years from the date of appointment.

16         (b)  Members of the Governor's Panel on Excellence in

17  Long-Term Care shall be prohibited from having any ownership

18  interest in a nursing facility. Any member of the panel who is

19  employed by a nursing facility in any capacity shall be

20  prohibited from participating in reviewing or voting on

21  recommendations involving the facility by which the member is

22  employed or any facility under common ownership with that

23  facility.

24         (c)  Recommendations to the panel for designation of a

25  nursing facility as a Gold Seal facility may be received by

26  the panel after January 1, 2000.  The activities of the panel

27  shall be supported by staff of the Department of Elderly

28  Affairs and the Agency for Health Care Administration.

29         (4)  The panel shall consider at least the following

30  resident-based quality indicator domains when evaluating a

31  facility for the Gold Seal Program:


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  1         (a)  Accidents.

  2         (b)  Behavioral/emotional patterns.

  3         (c)  Clinical management.

  4         (d)  Cognitive patterns.

  5         (e)  Elimination/continence.

  6         (f)  Infection control.

  7         (g)  Nutrition and eating.

  8         (h)  Physical functioning.

  9         (i)  Psychotropic drug use.

10         (j)  Quality of life.

11         (k)  Sensory functioning and communication.

12         (l)  Skin care.

13         (5)  Facilities must meet the following additional

14  criteria for recognition as a Gold Seal Program facility:

15         (a)  Had no class I or class II deficiencies within the

16  30 months preceding application for the program.

17         (b)  Evidence financial soundness and stability

18  according to standards adopted by the agency in administrative

19  rule.

20         (c)  Participate consistently in the required consumer

21  satisfaction process as prescribed by the agency, and

22  demonstrate that information is elicited from residents,

23  family members, and guardians about satisfaction with the

24  nursing facility, its environment, the services and care

25  provided, the staff's skills and interactions with residents,

26  attention to resident's needs, and the facility's efforts to

27  act on information gathered from the consumer satisfaction

28  measures.

29         (d)  Evidence the involvement of families and members

30  of the community in the facility on a regular basis.

31


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  1         (e)  Have a stable workforce, as evidenced by a

  2  relatively low rate of turnover among certified nursing

  3  assistants and registered nurses within the 30 months

  4  preceding application for the Gold Seal Program, and

  5  demonstrate a continuing effort to maintain a stable workforce

  6  and to reduce turnover of licensed nurses and certified

  7  nursing assistants.

  8         (f)  Evidence an outstanding record regarding the

  9  number and types of substantiated complaints reported to the

10  State Long-Term Care Ombudsman Council within the 30 months

11  preceding application for the program.

12         (g)  Provide targeted inservice training provided to

13  meet training needs identified by internal or external quality

14  assurance efforts.

15         (h)  Evidence superior levels of clinical outcomes as

16  measured in the Minimum Data Set system of the federal Health

17  Care Financing Administration.  Facilities that are not

18  certified for Medicare or Medicaid are not required to

19  complete the Minimum Data Set in order to qualify for the Gold

20  Seal Program.  Such facilities may demonstrate superior levels

21  of performance with an alternate assessment as approved by the

22  panel.

23

24  A facility assigned a conditional licensure status may not

25  qualify for consideration for the Gold Seal Program until

26  after it has operated for 30 months with no class I or class

27  II deficiencies and has completed a regularly scheduled

28  relicensure survey.

29         (6)  The agency, nursing facility industry

30  organizations, consumers, State Long-Term Care Ombudsman

31  Council, and members of the community may recommend to the


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  1  Governor facilities that meet the established criteria for

  2  consideration for and award of the Gold Seal.  The panel shall

  3  review nominees and make a recommendation to the Governor for

  4  final approval and award.  The decision of the Governor is

  5  final and is not subject to appeal.

  6         (7)  A facility must be licensed and operating for 30

  7  months before it is eligible to apply for the Gold Seal

  8  Program. The agency shall establish by rule the frequency of

  9  review for designation as a Gold Seal Program facility and

10  under what circumstances a facility may be denied the

11  privilege of using this designation.  The designation of a

12  facility as a Gold Seal Program facility is not transferable

13  to another license, except when an existing facility is being

14  relicensed in the name of an entity related to the current

15  licenseholder by common ownership or control, and there will

16  be no change in the management, operation, or programs at the

17  facility as a result of the relicensure.

18         (8)(a)  Facilities awarded the Gold Seal may use the

19  designation in their advertising and marketing.

20         (b)  Upon approval by the United States Department of

21  Health and Human Services, the agency shall adopt a revised

22  schedule of survey and relicensure visits for Gold Seal

23  Program facilities.  Gold Seal Program facilities may be

24  surveyed for certification and relicensure every 2 years, so

25  long as they maintain the standards associated with retaining

26  the Gold Seal.

27         Section 19.  Subsection (3) of section 400.241, Florida

28  Statutes, is renumbered as subsection (4), and a new

29  subsection (3) is added to said section, to read:

30         400.241  Prohibited acts; penalties for violations.--

31


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  1         (3)  It is unlawful for any person, long-term care

  2  facility, or other entity to willfully interfere with the

  3  unannounced inspections mandated by s. 400.19(3). Alerting or

  4  advising a facility of the actual or approximate date of such

  5  inspection shall be a per se violation of this subsection.

  6         (4)(3)  A violation of any provision of this part or of

  7  any minimum standard, rule, or regulation adopted pursuant

  8  thereto constitutes a misdemeanor of the second degree,

  9  punishable as provided in s. 775.082 or s. 775.083.  Each day

10  of a continuing violation shall be considered a separate

11  offense.

12         Section 20.  Paragraph (p) is added to subsection (1)

13  of section 408.035, Florida Statutes, to read:

14         408.035  Review criteria.--

15         (1)  The agency shall determine the reviewability of

16  applications and shall review applications for

17  certificate-of-need determinations for health care facilities

18  and health services in context with the following criteria:

19         (p)  The applicant's designation as a Gold Seal Program

20  nursing facility pursuant to s. 400.235, when the applicant is

21  requesting additional nursing home beds at that facility.

22         Section 21.  Subsection (1) of section 468.1755,

23  Florida Statutes, 1998 Supplement, is amended to read:

24         468.1755  Disciplinary proceedings.--

25         (1)  The following acts shall constitute grounds for

26  which the disciplinary actions in subsection (2) may be taken:

27         (a)  Violation of any provision of s. 455.624(1) or s.

28  468.1745(1).

29         (b)  Attempting to procure a license to practice

30  nursing home administration by bribery, by fraudulent

31


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  1  misrepresentation, or through an error of the department or

  2  the board.

  3         (c)  Having a license to practice nursing home

  4  administration revoked, suspended, or otherwise acted against,

  5  including the denial of licensure, by the licensing authority

  6  of another state, territory, or country.

  7         (d)  Being convicted or found guilty, regardless of

  8  adjudication, of a crime in any jurisdiction which relates to

  9  the practice of nursing home administration or the ability to

10  practice nursing home administration.  Any plea of nolo

11  contendere shall be considered a conviction for purposes of

12  this part.

13         (e)  Making or filing a report or record which the

14  licensee knows to be false, intentionally failing to file a

15  report or record required by state or federal law, willfully

16  impeding or obstructing such filing, or inducing another

17  person to impede or obstruct such filing.  Such reports or

18  records shall include only those which are signed in the

19  capacity of a licensed nursing home administrator.

20         (f)  Authorizing the discharge or transfer of a

21  resident for a reason other than those provided in ss. 400.022

22  and 400.0255.

23         (g)(f)  Advertising goods or services in a manner which

24  is fraudulent, false, deceptive, or misleading in form or

25  content.

26         (h)(g)  Fraud or deceit, negligence, incompetence, or

27  misconduct in the practice of nursing home administration.

28         (i)(h)  A violation or repeated violations of this

29  part, part II of chapter 455, or any rules promulgated

30  pursuant thereto.

31


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  1         (j)(i)  Violation of a lawful order of the board or

  2  department previously entered in a disciplinary hearing or

  3  failing to comply with a lawfully issued subpoena of the board

  4  or department.

  5         (k)(j)  Practicing with a revoked, suspended, inactive,

  6  or delinquent license.

  7         (l)(k)  Repeatedly acting in a manner inconsistent with

  8  the health, safety, or welfare of the patients of the facility

  9  in which he or she is the administrator.

10         (m)(l)  Being unable to practice nursing home

11  administration with reasonable skill and safety to patients by

12  reason of illness, drunkenness, use of drugs, narcotics,

13  chemicals, or any other material or substance or as a result

14  of any mental or physical condition.  In enforcing this

15  paragraph, upon a finding of the secretary or his or her

16  designee that probable cause exists to believe that the

17  licensee is unable to serve as a nursing home administrator

18  due to the reasons stated in this paragraph, the department

19  shall have the authority to issue an order to compel the

20  licensee to submit to a mental or physical examination by a

21  physician designated by the department. If the licensee

22  refuses to comply with such order, the department's order

23  directing such examination may be enforced by filing a

24  petition for enforcement in the circuit court where the

25  licensee resides or serves as a nursing home administrator.

26  The licensee against whom the petition is filed shall not be

27  named or identified by initials in any public court records or

28  documents and the proceedings shall be closed to the public.

29  The department shall be entitled to the summary procedure

30  provided in s. 51.011.  A licensee affected under this

31  paragraph shall have the opportunity, at reasonable intervals,


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  1  to demonstrate that he or she can resume the competent

  2  practice of nursing home administration with reasonable skill

  3  and safety to patients.

  4         (n)(m)  Has Willfully or repeatedly violating violated

  5  any of the provisions of the law, code or rules of the

  6  licensing or supervising authority or agency of the state or

  7  political subdivision thereof having jurisdiction of the

  8  operation and licensing of nursing homes.

  9         (o)(n)  Paying, giving, causing Has paid, given, caused

10  to be paid or given, or offering offered to pay or to give to

11  any person a commission or other valuable consideration for

12  the solicitation or procurement, either directly or

13  indirectly, of nursing home usage.

14         (p)(o)  Has Willfully permitting permitted unauthorized

15  disclosure of information relating to a patient or his or her

16  records.

17         (q)(p)  Discriminating with Has discriminated in

18  respect to patients, employees, or staff on account of race,

19  religion, color, sex, or national origin.

20         Section 22.  Paragraph (b) of subsection (1) of section

21  394.4625, Florida Statutes, is amended to read:

22         394.4625  Voluntary admissions.--

23         (1)  AUTHORITY TO RECEIVE PATIENTS.--

24         (b)  A mental health overlay program or a mobile crisis

25  response service or a licensed professional who is authorized

26  to initiate an involuntary examination pursuant to s. 394.463

27  and is employed by a community mental health center or clinic

28  must, pursuant to district procedure approved by the

29  respective district administrator, conduct an initial

30  assessment of the ability of the following persons to give

31


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  1  express and informed consent to treatment before such persons

  2  may be admitted voluntarily:

  3         1.  A person 60 years of age or older for whom transfer

  4  is being sought from a nursing home, assisted living facility,

  5  adult day care center, or adult family-care home, when such

  6  person has been diagnosed as suffering from dementia.

  7         2.  A person 60 years of age or older for whom transfer

  8  is being sought from a nursing home pursuant to s.

  9  400.0255(12) s. 400.0255(6).

10         3.  A person for whom all decisions concerning medical

11  treatment are currently being lawfully made by the health care

12  surrogate or proxy designated under chapter 765.

13         Section 23.  Subsection (1) of section 400.063, Florida

14  Statutes, is amended to read:

15         400.063  Resident Protection Trust Fund.--

16         (1)  A Resident Protection Trust Fund shall be

17  established for the purpose of collecting and disbursing funds

18  generated from the license fees and administrative fines as

19  provided for in ss. 393.0673(2), 400.062(3)(b), 400.111(1),

20  400.121(2), and 400.23(8)(9).  Such funds shall be for the

21  sole purpose of paying for the appropriate alternate

22  placement, care, and treatment of residents who are removed

23  from a facility licensed under this part or a facility

24  specified in s. 393.0678(1) in which the agency determines

25  that existing conditions or practices constitute an immediate

26  danger to the health, safety, or security of the residents.

27  If the agency determines that it is in the best interest of

28  the health, safety, or security of the residents to provide

29  for an orderly removal of the residents from the facility, the

30  agency may utilize such funds to maintain and care for the

31  residents in the facility pending removal and alternative


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  1  placement.  The maintenance and care of the residents shall be

  2  under the direction and control of a receiver appointed

  3  pursuant to s. 393.0678(1) or s. 400.126(1).  However, funds

  4  may be expended in an emergency upon a filing of a petition

  5  for a receiver, upon the declaration of a state of local

  6  emergency pursuant to s. 252.38(3)(a)5., or upon a duly

  7  authorized local order of evacuation of a facility by

  8  emergency personnel to protect the health and safety of the

  9  residents.

10         Section 24.  Section 430.80, Florida Statutes, is

11  created to read:

12         430.80  Implementation of a teaching nursing home pilot

13  project.--

14         (1)  As used in this section, the term "teaching

15  nursing home" means a nursing home facility licensed under

16  chapter 400 which contains a minimum of 400 licensed nursing

17  home beds; has access to a resident senior population of

18  sufficient size to support education, training, and research

19  relating to geriatric care; and has a contractual relationship

20  with a federally funded accredited geriatric research center

21  in this state.

22         (2)(a)  The Agency for Health Care Administration shall

23  implement a comprehensive multidisciplinary program of

24  geriatric education and research as a pilot project in a

25  nursing home facility designated by the agency as a teaching

26  nursing home. The program shall be established as a pilot

27  project and shall be administered at the nursing home facility

28  and other appropriate settings.

29         (b)  The agency shall develop criteria for designating

30  teaching nursing homes in consultation with advocates of the

31  elderly, advocates of persons with disabilities,


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  1  representatives of the nursing home industry, and

  2  representatives of the State University System.

  3         (3)  To be designated as a teaching nursing home, a

  4  nursing home licensee must, at a minimum:

  5         (a)  Provide a comprehensive program of integrated

  6  senior services that include institutional services and

  7  community-based services;

  8         (b)  Participate in a nationally recognized

  9  accreditation program and hold a valid accreditation, such as

10  the accreditation awarded by the Joint Commission on

11  Accreditation of Healthcare Organizations;

12         (c)  Have been in business in this state for a minimum

13  of 10 consecutive years;

14         (d)  Demonstrate an active program in multidisciplinary

15  education and research that relates to gerontology;

16         (e)  Have a formalized contractual relationship with at

17  least one accredited health profession education program

18  located in this state;

19         (f)  Have a formalized contractual relationship with an

20  accredited hospital that is designated by law as a teaching

21  hospital; and

22         (g)  Have senior staff members who hold formal faculty

23  appointments at universities, which must include at least one

24  accredited health profession education program.

25         (4)  A teaching nursing home may be affiliated with a

26  medical school within the state and a federally funded center

27  of excellence in geriatric research and education. The purpose

28  of such affiliations is to foster the development of methods

29  for improving and expanding the capability of health care

30  facilities to respond to the medical, psychological, and

31  social needs of frail and elderly persons by providing the


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  1  most effective and appropriate services. A teaching nursing

  2  home shall serve as a resource for research and for training

  3  health care professionals in providing health care services in

  4  institutional settings to frail and older persons.

  5         (5)  The Legislature may provide an annual

  6  appropriation to the nursing home facility designated as a

  7  teaching nursing home.

  8         (6)  In order for a nursing home to qualify as a

  9  teaching nursing home under this section and to be entitled to

10  the benefits provided under this section, the nursing home

11  must:

12         (a)  Be primarily operated and established to offer,

13  afford, and render a comprehensive multidisciplinary program

14  of geriatric education and research to residents of the state;

15  and

16         (b)  Certify to the Agency for Health Care

17  Administration each school year the name, address, and

18  educational history of each trainee approved and accepted for

19  enrollment in the institution.

20         (7)  A teaching nursing home may not expend any of the

21  funds received under this section for any purpose other than

22  operating and maintaining a teaching nursing home and

23  conducting geriatric research. In addition, a teaching nursing

24  home may not expend any funds received under this section for

25  constructing any building of any kind, nature, or description

26  or for maintaining or operating, in any form or manner, a

27  nursing home or health care facility.

28         Section 25.  For purposes of incorporating the

29  amendment to section 468.1755, Florida Statutes, in references

30  thereto, subsection (3) of section 468.1695, Florida Statutes,

31  and section 468.1735, Florida Statutes, are reenacted to read:


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  1         468.1695  Licensure by examination.--

  2         (3)  The department shall issue a license to practice

  3  nursing home administration to any applicant who successfully

  4  completes the examination in accordance with this section and

  5  otherwise meets the requirements of this part.  The department

  6  shall not issue a license to any applicant who is under

  7  investigation in this state or another jurisdiction for an

  8  offense which would constitute a violation of s. 468.1745 or

  9  s. 468.1755. Upon completion of the investigation, the

10  provisions of s. 468.1755 shall apply.

11         468.1735  Provisional license.--The board may establish

12  by rule requirements for issuance of a provisional license.  A

13  provisional license shall be issued only to fill a position of

14  nursing home administrator that unexpectedly becomes vacant

15  due to illness, sudden death of the administrator, or

16  abandonment of position and shall be issued for one single

17  period as provided by rule not to exceed 6 months.  The

18  department shall not issue a provisional license to any

19  applicant who is under investigation in this state or another

20  jurisdiction for an offense which would constitute a violation

21  of s. 468.1745 or s. 468.1755. Upon completion of the

22  investigation, the provisions of s. 468.1755 shall apply.  The

23  provisional license may be issued to a person who does not

24  meet all of the licensing requirements established by this

25  part, but the board shall by rule establish minimal

26  requirements to ensure protection of the public health,

27  safety, and welfare.  The provisional license shall be issued

28  to the person who is designated as the responsible person next

29  in command in the event of the administrator's departure.  The

30  board may set an application fee not to exceed $500 for a

31  provisional license.


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  1         Section 26.  Section 468.1756, Florida Statutes, 1998

  2  Supplement, is amended to read:

  3         468.1756  Statute of limitations.--An administrative

  4  complaint may only be filed pursuant to s. 455.621 for an act

  5  listed in s. 468.1755(1)(c)-(q) paragraphs (1)(c)-(p) of s.

  6  468.1755 within 4 years from the time of the incident giving

  7  rise to the complaint, or within 4 years from the time the

  8  incident is discovered or should have been discovered.

  9         Section 27.  Panel on Medicaid reimbursement.--

10         (1)  There is created a panel on Medicaid reimbursement

11  to study the state's Medicaid reimbursement plan for nursing

12  home facilities and recommend changes to accomplish the

13  following goals:

14         (a)  Increase the rate of employee retention in

15  individual nursing home facilities and in the field of

16  long-term care, and ensure salary enhancements for staff who

17  achieve targets of longevity with a nursing home facility.

18         (b)  Create incentives for facilities to renovate and

19  update existing physical plants, when practicable, instead of

20  building new facilities or selling to another entity.

21         (c)  Create incentives for facilities to provide more

22  direct-care staff and nurses.

23         (2)  The panel shall be administratively attached to

24  and supported by the Agency for Health Care Administration and

25  shall be composed of the following members: the Director for

26  Medicaid of the Agency for Health Care Administration and two

27  agency staff persons competent in the technical and policy

28  aspects of Medicaid reimbursement; one representative from the

29  Governor's Office of Planning and Budgeting; one

30  representative from the Florida Association of Homes for the

31  Aging; one representative from the Florida Health Care


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  1  Association; one representative from the Department of Elderly

  2  Affairs, and one consumer representative appointed by the

  3  secretary of that department; and a consumer's advocate for

  4  senior citizens and two persons with expertise in the field of

  5  quality management, financing, or public sector

  6  accountability, appointed by the Governor.

  7         (3)  The panel shall hold its first meeting by August

  8  1, 1999, and shall report its preliminary findings and

  9  recommendations to the Legislature no later than December 31,

10  1999, by submitting a copy of its report to the President of

11  the Senate, the Speaker of the House of Representatives, and

12  the majority and minority offices of each chamber. The panel

13  shall report its final findings and recommendations to those

14  persons and offices no later than December 8, 2000. The panel

15  shall cease to exist and its operation shall terminate on

16  January 1, 2001.

17         Section 28.  Study of certified nursing assistant

18  training, employment, and retention.--The Department of

19  Elderly Affairs, in consultation with the nursing home

20  industry, consumer advocates, persons employed by nursing

21  homes as licensed nurses and certified nursing assistants, the

22  Department of Health, the Agency for Health Care

23  Administration, the Department of Labor and Employment

24  Security, and the Department of Education, shall conduct, or

25  contract for, a study of the major factors affecting the

26  recruitment, training, employment, and retention of qualified

27  certified nursing assistants within the nursing home industry.

28  The Department of Elderly Affairs shall, by January 15, 2000,

29  provide to the Speaker of the House of Representatives and the

30  President of the Senate the results of the study, along with

31  recommendations to improve the quality and availability of


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  1  certified nursing assistants employed by nursing facilities.

  2  The study shall include a one-time review of the performance

  3  of certified nursing assistant training programs and shall

  4  compare the types of training programs as to admission

  5  criteria, program requirements, graduation rates, job

  6  placement, and job retention in nursing homes relative to job

  7  retention in other health care environments and other job

  8  classifications for which certified nursing assistants may

  9  qualify. The study shall identify factors likely to improve

10  the rates of employment and retention of certified nursing

11  assistants in nursing homes. The study shall also include an

12  assessment of the extent and impact of certified nursing

13  assistant shortages within the major regional job markets of

14  the state. The study shall include an assessment of the

15  following factors:

16         (1)  The extent and characteristics of the shortage

17  within the various regions of the state.

18         (2)  The causes of the shortage, including, but not

19  restricted to, salary and benefits, working conditions, career

20  development, and the availability of certified nursing

21  assistant training programs.

22         (3)  The impact of labor shortages on the ability of

23  nursing homes to hire sufficient staff to meet both the

24  minimum staffing standards required by agency rule and the

25  facility-specific staffing standards based on the needs of

26  residents.

27         (4)  The impact of the labor shortage on the increased

28  use of temporary nursing pool agencies by nursing homes; the

29  influences of this trend on the quality and cost of services

30  provided; and the benefits of additional regulation of such

31  nursing pool agencies in light of the shortage.


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  1         (5)  Comparisons of the extent and effect of the

  2  shortage of certified nursing assistants in Florida to the

  3  experiences of other states and with respect to national

  4  trends.

  5         (6)  The need for and feasibility of various measures

  6  to enhance the image of certified nursing assistants,

  7  including enhanced recruitment efforts directed towards

  8  students at the junior high school and senior high school

  9  levels, local education outreach, and job placement programs.

10         (7)  The implications of the shortage as it relates to

11  the supply of and need for related paraprofessionals and other

12  health care workers, such as licensed practical nurses.

13         (8)  The feasibility of allocating loans, grants, and

14  scholarships for the purpose of providing greater incentive

15  for and access to certified nursing assistant education, and

16  the probable effects of such efforts.

17         (9)  The desirability of demonstration projects to test

18  innovative models and methods for the purpose of addressing

19  the need for more and better-qualified certified nursing

20  assistants in nursing homes.

21         Section 29.  Section 400.29, Florida Statutes, is

22  repealed.

23         Section 30.  There is hereby appropriated the sum of

24  $3,500,000 from the General Revenue Fund and the sum

25  $4,420,344 from the Medical Care Trust Fund to the Agency for

26  Health Care Administration in order to allow nursing

27  facilities the ability to recruit and retain qualified staff

28  and to provide appropriate care.  The Agency for Health Care

29  Administration shall adjust limitations in the patient care

30  component of the per diem rate to allow these additional funds

31  to be reimbursed through the per diem rate, effective April 1,


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  1  2000.  The agency in expending the funds provided in this

  2  appropriation shall establish a formula for reimbursing

  3  nursing facilities for the cost of hiring additional certified

  4  nursing assistants and licensed nurses or for the cost of

  5  salary or benefit enhancements to retain such staff in these

  6  specific classes.  The formula shall provide for an increase

  7  in a nursing facility's per diem rate inversely proportionate

  8  to the facility's current staffing level for these staff

  9  compared to the staffing standards set forth in agency rule.

10  The agency shall maintain for tracking purposes the record of

11  each facility's staffing increases or enhancements resulting

12  from these funds.

13         Section 31.  The sum of $150,000 is hereby appropriated

14  from the General Revenue Fund to the Department of Elderly

15  Affairs for fiscal year 1999-2000 to fund the responsibilities

16  of the Office of State Long-Term Care Ombudsman and establish

17  a statewide toll-free telephone number pursuant to s.

18  400.0078, Florida Statutes, as created by this act.  Eighteen

19  positions and the sum of $1,304,720 from recurring General

20  Revenue Funds, $72,994 from nonrecurring General Revenue Funds

21  and $452,584 from the Administrative Trust Fund is

22  appropriated to the Agency for Health Care Administration for

23  Fiscal Year 1999-2000 implement the provisions of this act.

24  The sum of $26,000 from General Revenue Fund is appropriated

25  to the Executive Office of the Governor for Fiscal Year

26  1999-2000 for the Governor's Panel on Excellence in Long Term

27  Care.

28         Section 32.  Except as otherwise provided herein, this

29  act shall take effect July 1, 1999.

30

31


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