Senate Bill 2124

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    Florida Senate - 1999                                  SB 2124

    By Senator Saunders





    25-813A-99

  1                      A bill to be entitled

  2         An act relating to Medicaid physician fraud;

  3         creating s. 409.9131, F.S.; providing

  4         legislative findings and intent; providing

  5         definitions; providing for review of certain

  6         physician records; requiring notice before such

  7         review is conducted; requiring notice of due

  8         process rights in certain circumstances;

  9         specifying procedures for determination of

10         overpayment; providing guidelines for sanctions

11         in cases of overbilling and acceptance of

12         overpayment; providing an effective date.

13

14  Be It Enacted by the Legislature of the State of Florida:

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16         Section 1.  Section 409.9131, Florida Statutes, is

17  created to read:

18         409.9131  Special provisions relating to integrity of

19  the Medicaid program.--

20         (1)  LEGISLATIVE FINDINGS AND INTENT.--It is the intent

21  of the Legislature that physicians be subject to Medicaid

22  fraud and abuse investigations in accordance with the

23  provisions set forth in this section as a supplement to the

24  provisions contained in s. 409.913.  If a conflict exists

25  between the provisions of this section and s. 409.913, it is

26  the intent of the Legislature that the provisions of this

27  section control.

28         (2)  DEFINITIONS.--For the purposes of this section,

29  the term:

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    Florida Senate - 1999                                  SB 2124
    25-813A-99




  1         (a)  "Active practice" means that a physician must have

  2  regularly provided medical care and treatment to patients

  3  within the past 3 years.

  4         (b)  "Medical necessity" or "medically necessary" means

  5  that the provision of goods or services is necessary to

  6  palliate the effects of a terminal condition or to prevent,

  7  diagnose, correct, cure, alleviate, or preclude deterioration

  8  of a condition that threatens life, causes pain or suffering,

  9  or results in illness or infirmity, which goods or services

10  are provided in accordance with generally accepted standards

11  of medical practice.  For purposes of determining Medicaid

12  reimbursement, the agency is the final arbiter of medical

13  necessity.  In making determinations of medical necessity, to

14  the maximum extent possible, the agency must use a physician

15  in active practice, either employed by or under contract with

16  the agency, of the same specialty or subspecialty and who is

17  licensed under the same chapter as the physician under review.

18  Such determination must be based upon the information

19  available at the time the goods or services were provided.

20         (c)  "Peer" means a physician licensed in this state

21  who is, whenever possible, of the same specialty or

22  subspecialty and who is licensed under the same chapter as the

23  physician under review and in active practice.

24         (d)  "Peer review" means an evaluation of the

25  professional practices of a Medicaid physician provider by a

26  peer or peers in order to assess the medical necessity,

27  appropriateness, and quality of care provided, as such care is

28  compared to that customarily furnished by the physician's

29  peers and to recognized health care standards.

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    Florida Senate - 1999                                  SB 2124
    25-813A-99




  1         (e)  "Physician" means a person licensed to practice

  2  medicine under chapter 458 or a person licensed to practice

  3  osteopathic medicine under chapter 459.

  4         (f)  "Professional services" means procedures provided

  5  to a Medicaid recipient, either directly by or under the

  6  supervision of a physician who is a registered provider for

  7  the Medicaid program.

  8         (3)  ONSITE RECORDS REVIEW; APPOINTMENT REQUIRED.--As

  9  specified in s. 409.913(8), the agency may investigate, review

10  or analyze a physician's medical records of Medicaid patients.

11  The physician must make such records available to the agency

12  during normal business hours.  The agency must provide notice

13  to the physician at least 24 hours before such visit, and the

14  physician may schedule an appointment for the agency's visit

15  within the 24-hour period, if necessary to avoid disruption of

16  patient care.

17         (4)  NOTICE OF DUE PROCESS RIGHTS REQUIRED.--Whenever

18  the agency seeks an administrative remedy against a physician

19  pursuant to this section or s. 409.913, the physician must be

20  advised of his or her rights to due process under chapter 120.

21         (5)  DETERMINATIONS OF OVERPAYMENT; EDUCATIONAL AUDIT

22  REQUIRED.--In making a determination of overpayment to a

23  physician, the agency must:

24         (a)  Use accepted and valid auditing, accounting,

25  analytical, statistical, or peer-review methods or

26  combinations thereof. Appropriate statistical methods may

27  include, but are not limited to, sampling and extension to the

28  population, parametric and nonparametric statistics, tests of

29  hypotheses, and other generally accepted statistical methods.

30  To the maximum extent possible, such statistical methods for

31  physician services must compare physicians of the same

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    Florida Senate - 1999                                  SB 2124
    25-813A-99




  1  specialty or subspecialty, if applicable; must take into

  2  consideration the physician's case mix; and must have a 95

  3  percent or greater confidence level.  Appropriate analytical

  4  methods may include, but are not limited to, reviews to

  5  determine variances between the quantities of products that a

  6  provider had on hand and available to be purveyed to Medicaid

  7  recipients during the review period and the quantities of the

  8  same products paid for by the Medicaid program for the same

  9  period, taking into appropriate consideration sales of the

10  same products to non-Medicaid customers during the same

11  period.  In meeting its burden of proof in any administrative

12  or court proceeding, the agency may introduce the results of

13  such statistical methods as evidence of overpayment.

14         (b)  Refer all physician service claims for peer review

15  when an investigation of overpayment is being conducted by the

16  agency, except as required by s. 409.913(4).

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18  Unless the agency has substantial evidence of willful fraud,

19  the first audit of any physician pursuant to this subsection

20  must be for the purposes of educating the physician regarding

21  Medicaid billing and documentation and collecting any

22  overpayments in the sample medical records.

23         (6)  ADMINISTRATIVE SANCTIONS.--In determining the

24  appropriate administrative sanctions to be applied to a

25  physician, or the duration of any suspension or termination,

26  the agency shall consider the factors specified in s.

27  409.913(16).  Based upon these factors, the agency may limit

28  administrative sanctions to the amount of the sample

29  overpayment.

30         Section 2.  This act shall take effect October 1, 1999.

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    Florida Senate - 1999                                  SB 2124
    25-813A-99




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  2                          SENATE SUMMARY

  3    Provides legislative intent with respect to, and
      guidelines for conducting, investigations of Medicaid
  4    fraud and abuse. Prescribes minimum standards for peer
      review. Requires certain procedures to be used in
  5    determining whether overpayment has occurred. Provides
      procedural safeguards for physicians under investigation.
  6    Provides standards for determining sanctions for
      overbilling and collecting overpayments.
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