Senate Bill 0230c2

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    Florida Senate - 1999                     CS for CS for SB 230

    By the Committees on Commerce and Economic Opportunities;
    Governmental Oversight and Productivity; and Senator Webster




    310-2105A-99

  1                      A bill to be entitled

  2         An act relating to the Department of Labor and

  3         Employment Security; amending s. 20.171, F.S.;

  4         providing that the department shall operate its

  5         programs in a decentralized fashion; providing

  6         for the appointment of three assistant

  7         secretaries; providing for the powers and

  8         duties of such secretaries; providing for the

  9         creation of field offices; amending s. 110.205,

10         F.S.; providing that certain employees of the

11         department shall be in the Senior Management

12         Service; providing that certain actions

13         contemplated by the act shall be done within

14         the available resources of the department;

15         amending ss. 393.11, 410.0245, 627.212,

16         627.311, F.S., to conform; amending s. 442.006,

17         F.S.; limiting the authority of the division to

18         the public sector; amending s. 442.008, F.S.;

19         prescribing duties of the division; providing

20         for safety inspections and consultations and

21         prescribing fees therefor; amending s. 442.013,

22         F.S.; authorizing penalties for public-sector

23         employers; amending s. 442.019, F.S.;

24         authorizing the division to seek compliance in

25         circuit court against public-sector employers;

26         creating s. 443.012, F.S.; recreating the

27         Unemployment Appeals Commission; describing its

28         duties; providing for the future repeal of ch.

29         442, F.S.; requiring the department to provide

30         a report relating to the Division of Safety;

31         transferring the brain and spinal cord injury

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  1         program and the Office of Disability

  2         Determinations to the Department of Health;

  3         amending s. 400.805, F.S., to conform;

  4         transferring, renumbering, and amending ss.

  5         413.465, 413.48, 413.49, 413.507, 413.604,

  6         413.605, 413.613, F.S. to conform to the

  7         transfer of duties to the Department of Health;

  8         requiring the Division of Vocational

  9         Rehabilitation to enter into partnerships;

10         providing legislative intent; providing

11         definitions; creating the Occupational Access

12         and Opportunity Commission; providing for

13         membership; providing for appointment and

14         terms; providing for reimbursement; providing

15         for financial disclosure; providing powers and

16         duties; directing the commission to develop and

17         implement the federally required state

18         vocational rehabilitation plan and to fulfill

19         specified administrative functions; requiring

20         the commission to contract with an

21         administrative entity; providing for the

22         assignment of staff; providing for the

23         Occupational Access and Opportunity

24         Corporation; providing powers and duties;

25         providing for the use of property; providing

26         for a board of directors; providing for an

27         annual audit; providing for an annual report of

28         the Occupational Access and Opportunity

29         Commission; authorizing the commission to

30         prepare the state plan, serve as the governing

31         authority, and receive federal funds; requiring

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  1         the Division of Vocational Rehabilitation to

  2         comply with transitional directives of the plan

  3         and, under certain circumstances, to transfer

  4         its powers, duties, functions, property, and

  5         funds to the commission; providing for quality

  6         assurance; providing remedies for conflict with

  7         federal law; designating the commission as the

  8         official state agency; providing for review by

  9         the Office of Program Policy Analysis and

10         Government Accountability; providing an

11         effective date.

12

13  Be It Enacted by the Legislature of the State of Florida:

14

15         Section 1.  Section 20.171, Florida Statutes, 1998

16  Supplement, is amended to read:

17         20.171  Department of Labor and Employment

18  Security.--There is created a Department of Labor and

19  Employment Security. The department shall operate its programs

20  in a decentralized fashion.

21         (1)  The head of the Department of Labor and Employment

22  Security is the Secretary of Labor and Employment Security.

23  The secretary shall be appointed by the Governor subject to

24  confirmation by the Senate.  The secretary shall serve at the

25  pleasure of the Governor.

26         (2)(a)  There shall be three assistant secretaries who

27  shall be appointed by and serve at the pleasure of the

28  Secretary of Labor and Employment Security. The assistant

29  secretaries shall be titled Assistant Secretary for Finance

30  and Administration, Assistant Secretary for Programs, and

31  Assistant Secretary for Field Operations. The Secretary of

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  1  Labor and Employment Security may assign any assistant

  2  secretary the responsibility of supervising, coordinating, and

  3  formulating policy for any division, office, field office, or

  4  local office.

  5         (b) The following special offices are established

  6  within the department: the Office of General Counsel, the

  7  Office of Inspector General, and the Office of the Executive

  8  Staff Director. These special offices are to be headed by

  9  managers who are appointed by and serve at the pleasure of the

10  secretary.

11         (c) There shall be five field offices involved in the

12  administration and management of the department's programs for

13  workers' compensation, jobs and benefits, and unemployment

14  compensation. These five field offices shall also be

15  responsible for administration and management of any local

16  offices within their districts. The five field offices shall

17  be headed by managers, each of whom shall be appointed by and

18  serve at the pleasure of the Secretary of Labor and Employment

19  Security.

20         (d) The managers of all divisions and offices

21  specifically named in this section and the directors of the

22  five field offices are exempt from part II of chapter 110 and

23  are included in the Senior Management Service in accordance

24  with s. 110.205(2)(i). No other assistant secretaries or

25  senior management positions at or above the division level,

26  except those established in chapter 110, may be created

27  without specific legislative authority.

28         (3)(a)  The Assistant Secretary for Finance and

29  Administration must possess a broad knowledge of the

30  administrative, financial, and technical aspects of a complete

31  cost-accounting system, budget preparation and management, and

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  1  management information systems. The Assistant Secretary for

  2  Finance and Administration must be a proven, effective manager

  3  with specialized skills in financial planning and management.

  4  The Assistant Secretary for Finance and Administration shall

  5  ensure that financial information is processed in a timely,

  6  accurate, and complete manner.

  7         (b)  The Assistant Secretary for Finance and

  8  Administration is responsible for developing, monitoring, and

  9  enforcing policy and managing major technical programs. The

10  responsibilities and duties of the Assistant Secretary for

11  Finance and Administration include, but are not limited to:

12         1.  The following functional areas:

13         a.  Financial planning and management.

14         b.  Information systems.

15         c.  Accounting systems.

16         d.  Administrative functions.

17         2.  Implementing by no later than December 1, 1999:

18         a.  The preparation of detailed documentation of the

19  internal controls, including general and application controls,

20  the department relies on for accurate and complete financial

21  information.

22         b.  The monthly reconciliation of the department's

23  accounting, planning and budgeting, cash forecasting, and

24  grants-in-aid program.

25         c.  The development of a long-range information systems

26  plan for the department which addresses the computing and

27  informational requirements of the five field and special

28  offices. Financial, personnel, and technical resources must

29  all be identified and qualified, as appropriate.

30

31

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  1         (c)  The following offices are established and shall be

  2  headed by managers who are supervised by and responsible to

  3  the Assistant Secretary for Finance and Administration:

  4         1.  The Office of Administration.

  5         2.  The Office of Comptroller.

  6         3.  The Office of Management and Budget.

  7         4.  The Office of Civil Rights.

  8         5.  The Office of Information Systems.

  9         (d)  Within the central office there is created an

10  Office of Management and Budget. The functions of the Office

11  of Management and Budget include, but are not limited to:

12         1.  Financial planning.

13         2.  Preparation of the department budget.

14         3.  Coordination of related policies and procedures.

15         4.  The development of uniform implementation and

16  monitoring procedures for all activities performed at the

17  field office level involving the budget and agency programs.

18         (e)1.  The head of the Office of Management and Budget

19  is the comptroller, who is appointed by the secretary and who

20  is responsible to the Assistant Secretary for Finance and

21  Administration. This position is exempt from part II of

22  chapter 110.

23         2.  The comptroller is the chief financial officer of

24  the department and shall be a proven, effective administrator

25  who by a combination of education and experience clearly

26  possesses a broad knowledge of the administrative, financial,

27  and technical aspects of a complex cost-accounting system. The

28  comptroller must also have a working knowledge of generally

29  accepted accounting principles. At a minimum, the comptroller

30  shall hold an active license to practice public accounting in

31  Florida pursuant to chapter 473 or an active license to

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  1  practice public accounting in another state. In addition to

  2  the requirements of the Florida Fiscal Accounting Management

  3  Information System Act, the comptroller is responsible for the

  4  development, maintenance, and modification of an accounting

  5  system which will in a timely manner accurately reflect the

  6  revenues and expenditures of the department and which shall

  7  include a cost-accounting system to properly identify,

  8  segregate, allocate, and report department costs. The

  9  comptroller shall supervise and direct preparation of a

10  detailed 36-month forecast of cash and expenditures and shall

11  be responsible for managing and determining cash requirements.

12  The comptroller shall review all comparative cost studies

13  which examine the cost-effectiveness and feasibility of

14  contracting for services and operations performed by the

15  department. The review shall state that the study was prepared

16  in accordance with generally accepted cost-accounting

17  standards applied in a consistent manner using valid and

18  accurate cost data.

19         3.  The comptroller may be required to give bond as

20  provided by s. 20.05(4).

21         4.  The department shall, by rule or internal

22  management memoranda as required by chapter 120, provide for

23  the maintenance by the comptroller of financial records and

24  accounts of the department as will afford a full and complete

25  check against the improper payment of bills and provide a

26  system for the prompt payment of the just obligations of the

27  department, which records must at all times disclose:

28         a.  The several appropriations available for the use of

29  the department.

30         b.  The specific amounts of each such appropriation

31  budgeted by the department for each improvement or purpose.

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  1         c.  The apportionment or division of all such

  2  appropriations among the several counties and field offices,

  3  when such apportionment or division is made.

  4         d.  The amount or portion of each such apportionment

  5  against contractual and other obligations of the department.

  6         e.  The amount expended and the amount still to be

  7  expended in connection with each contractual and other

  8  obligations of the department.

  9         f.  The expense and operating costs of the various

10  activities of the department.

11         g.  The receipts accruing to the department and the

12  distribution thereof.

13         h.  The assets, investments, and liabilities of the

14  department.

15         i.  The cash requirements of the department of a

16  36-month period.

17         5.  The comptroller shall maintain a separate account

18  for each fund administered by the department.

19         6.  The comptroller shall perform such other related

20  duties as may be designated by the department.

21         (4)(a)  The Assistant Secretary for Programs must

22  possess a broad knowledge of the administrative, financial,

23  and technical aspects of the divisions within the department.

24         (b)  The Assistant Secretary for Programs is

25  responsible for developing, monitoring, and enforcing policy

26  and managing major technical programs. The responsibilities

27  and duties of the Assistant Secretary for Programs include,

28  but are not limited to, the following functional areas:

29         1.  Workers' compensation management and policy.

30         2.  Jobs and benefits management and policy.

31         3.  Unemployment compensation management and policy.

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  1         4.  Blind services management and policy.

  2         (c)  The following divisions are established and shall

  3  be headed by division directors who are supervised by and

  4  responsible to the Assistant Secretary for Programs:

  5         1.  Division of Workforce and Employment Opportunities.

  6         2.  Division of Unemployment Compensation.

  7         3.  Division of Workers' Compensation.

  8         4.  Division of Blind Services.

  9         5.  Division of Safety. This subparagraph is repealed

10  July 1, 2000.

11         6.  Division of Vocational Rehabilitation.

12         (5)(a)  The Assistant Secretary for Field Operations

13  must possess a broad knowledge of the administrative,

14  financial, and technical aspects of the divisions within the

15  department.

16         (b)  The Assistant Secretary for Field Operations is

17  responsible for developing, monitoring, and enforcing policy

18  and managing major technical programs. The responsibilities

19  and duties of the Assistant Secretary for Field Operations

20  include, but are not limited to, the following functional

21  areas:

22         1.  Oversight of the five field offices, and any local

23  offices.

24         2.  Workers' compensation policy implementation.

25         3.  Jobs and benefits policy implementation.

26         4.  Unemployment compensation policy implementation.

27         (c)  It is the intent of the Legislature that the

28  functions and programs of the divisions are to be coordinated

29  and integrated to the maximum extent practicably feasible.

30  Further, it is the intent of the Legislature that all key

31  programs be co-located in five field offices. The department

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  1  is directed to develop a schedule to achieve this co-location

  2  by no later than July 1, 2001. The following field offices are

  3  established and shall be headed by managers:

  4         1.  Field Office I--Pensacola, which shall serve the

  5  following counties: Escambia, Santa Rosa, Okaloosa, Walton,

  6  Holmes, Washington, Bay, Jackson, Calhoun, Gulf, Liberty,

  7  Franklin, Wakulla, Leon, Gadsden, Jefferson, Madison,

  8  Lafayette, Suwannee, Hamilton, Dixie, Gilchrist, Columbia, and

  9  Union.

10         2.  Field Office II--Jacksonville, which shall serve

11  the following counties: Baker, Bradford, Clay, St. Johns,

12  Duval, Nassau, Alachua, Putnam, Marion, Citrus, Levy, Flagler,

13  Volusia, and Brevard.

14         3.  Field Office III--Orlando, which shall serve the

15  following counties: Lake, Seminole, Orange, Sumter, Sarasota,

16  Hardee, DeSoto, Highlands, Osceola, Polk, Hernando, Pasco,

17  Pinellas, Manatee, and Hillsborough.

18         4.  Field Office IV--Ft. Lauderdale, which shall serve

19  the following counties:  Broward, Palm Beach, Martin, St.

20  Lucie, Indian River, Glades, Hendry, Collier, Okeechobee,

21  Charlotte, and Lee.

22         5.  Field Office V--Miami, which shall serve the

23  following counties: Dade and Monroe.

24         (2)  The following divisions, and bureaus within the

25  divisions, of the Department of Labor and Employment Security

26  are established:

27         (a)  Division of Jobs and Benefits.

28         (b)  Division of Unemployment Compensation.

29         (c)  Division of Administrative Services.

30         (d)  Division of Workers' Compensation.

31         (e)  Division of Vocational Rehabilitation.

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  1         (f)  Division of Safety.

  2         (g)  Division of Blind Services.

  3         (6)(3)  The following commissions are established

  4  within the Department of Labor and Employment Security:

  5         (a)  Public Employees Relations Commission.

  6         (b)  Unemployment Appeals Commission.

  7         (4)(a)  There is created within the Department of Labor

  8  and Employment Security an Unemployment Appeals Commission,

  9  hereinafter referred to as the "commission."  The commission

10  shall consist of a chair and two other members to be appointed

11  by the Governor, subject to confirmation by the Senate.  Not

12  more than one appointee shall be a person who, on account of

13  previous vocation, employment, or affiliation, shall be

14  classified as a representative of employers; and not more than

15  one such appointee shall be a person who, on account of

16  previous vocation, employment, or affiliation, shall be

17  classified as a representative of employees.

18         1.  The chair shall devote his or her entire time to

19  commission duties and shall be responsible for the

20  administrative functions of the commission.

21         2.  The chair shall have the authority to appoint a

22  general counsel and such other personnel as may be necessary

23  to carry out the duties and responsibilities of the

24  commission.

25         3.  The chair shall have the qualifications required by

26  law for a judge of the circuit court and shall not engage in

27  any other business vocation or employment. Notwithstanding any

28  other provisions of existing law, the chair shall be paid a

29  salary equal to that paid under state law to a judge of the

30  circuit court.

31

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  1         4.  The remaining members shall be paid a stipend of

  2  $100 for each day they are engaged in the work of the

  3  commission.  The chair and other members shall also be

  4  reimbursed for travel expenses, as provided in s. 112.061.

  5         5.  The total salary and travel expenses of each member

  6  of the commission shall be paid from the Employment Security

  7  Administration Trust Fund.

  8         (b)  Members shall serve for terms of 4 years each,

  9  except that, beginning July 1, 1977, the chair shall be

10  appointed for a term of 4 years, one member for 3 years, and

11  one member for 2 years. A vacancy for the unexpired term of a

12  member shall be filled in the same manner as provided in this

13  subsection for an original appointment.  The presence of two

14  members shall constitute a quorum for any called meeting of

15  the commission.

16         (c)  The commission is vested with all authority,

17  powers, duties, and responsibilities relating to unemployment

18  compensation appeal proceedings under chapter 443.

19         (d)  The property, personnel, and appropriations

20  relating to the specified authority, powers, duties, and

21  responsibilities of the commission shall be provided to the

22  commission by the Department of Labor and Employment Security.

23         (e)  The commission shall not be subject to control,

24  supervision, or direction by the Department of Labor and

25  Employment Security in the performance of its powers and

26  duties under chapter 443.

27         (f)  The commission shall make such expenditures,

28  including expenditures for personal services and rent at the

29  seat of government and elsewhere; for law books, books of

30  reference, periodicals, furniture, equipment, and supplies;

31  and for printing and binding as may be necessary in exercising

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  1  its authority and powers and carrying out its duties and

  2  responsibilities.  All such expenditures of the commission

  3  shall be allowed and paid as provided in s. 443.211 upon the

  4  presentation of itemized vouchers therefor, approved by the

  5  chair.

  6         (g)  The commission may charge, in its discretion, for

  7  publications, subscriptions, and copies of records and

  8  documents. Such fees shall be deposited in the Employment

  9  Security Administration Trust Fund.

10         (h)  The commission shall maintain and keep open during

11  reasonable business hours an office, which shall be provided

12  in the Capitol or some other suitable building in the City of

13  Tallahassee, for the transaction of its business, at which

14  office its official records and papers shall be kept.  The

15  offices shall be furnished and equipped by the commission.

16  The commission may hold sessions and conduct hearings at any

17  place within the state.

18         (i)  The commission shall prepare and submit a budget

19  covering the necessary administrative cost of the commission.

20         (j)  The commission shall have a seal for

21  authentication of its orders, awards, and proceedings, upon

22  which shall be inscribed the words "State of

23  Florida-Unemployment Appeals Commission-Seal"; and it shall be

24  judicially noticed.

25         (k)  The commission has authority to adopt rules

26  pursuant to ss. 120.536(1) and 120.54 to implement provisions

27  of law conferring duties upon it.

28         (l)  Orders of the commission relating to unemployment

29  compensation under chapter 443 shall be subject to review only

30  by notice of appeal to the district courts of appeal in the

31  manner provided in s. 443.151(4)(e).

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  1         Section 2.  Paragraph (l) of subsection (2) of section

  2  110.205, Florida Statutes, is amended to read:

  3         110.205  Career service; exemptions.--

  4         (2)  EXEMPT POSITIONS.--The exempt positions which are

  5  not covered by this part include the following, provided that

  6  no position, except for positions established for a limited

  7  period of time pursuant to paragraph (h), shall be exempted if

  8  the position reports to a position in the career service:

  9         (l)  All assistant division director, deputy division

10  director, and bureau chief positions in any department, and

11  those positions determined by the department to have

12  managerial responsibilities comparable to such positions,

13  which positions include, but are not limited to, positions in

14  the Department of Health and Rehabilitative Services and the

15  Department of Corrections that are assigned primary duties of

16  serving as the superintendent of an institution: positions in

17  the Department of Transportation that are assigned primary

18  duties of serving as regional toll managers and managers of

19  offices as defined in s. 20.23(3)(d)3. and (4)(d); positions

20  in the Department of Environmental Protection that are

21  assigned the duty of an Environmental Administrator or program

22  administrator; those positions described in s. 20.171 as

23  included in the Senior Management Service; and positions in

24  the Department of Health and Rehabilitative Services that are

25  assigned the duty of an Environmental Administrator. Unless

26  otherwise fixed by law, the department shall set the salary

27  and benefits of these positions in accordance with the rules

28  established for the Selected Exempt Service.

29         Section 3.  All actions required by this act shall be

30  accomplished within available appropriations of the Department

31  of Labor and Employment Security.

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  1         Section 4.  Subsection (1) of section 393.11, Florida

  2  Statutes, 1998 Supplement, is amended to read:

  3         393.11  Involuntary admission to residential

  4  services.--

  5         (1)  JURISDICTION.--When a person is mentally retarded

  6  and requires involuntary admission to residential services

  7  provided by the developmental services program of the

  8  Department of Children and Family Health and Rehabilitative

  9  Services, the circuit court of the county in which the person

10  resides shall have jurisdiction to conduct a hearing and enter

11  an order involuntarily admitting the person in order that the

12  person may receive the care, treatment, habilitation, and

13  rehabilitation which the person needs.  For the purpose of

14  identifying mental retardation, diagnostic capability shall be

15  established in every program function of the department in the

16  districts, including, but not limited to, programs provided by

17  children and families; delinquency services; alcohol, drug

18  abuse, and mental health; and economic services, and by the

19  Division of Vocational Rehabilitation of the Department of

20  Labor and Employment Security. Except as otherwise specified,

21  the proceedings under this section shall be governed by the

22  Florida Rules of Civil Procedure.

23         Section 5.  Paragraph (a) of subsection (1) of section

24  410.0245, Florida Statutes, is amended to read:

25         410.0245  Study of service needs; report; multiyear

26  plan.--

27         (1)(a)  The Aging and Adult Services Program Office of

28  the Department of Children and Family Health and

29  Rehabilitative Services shall contract for a study of the

30  service needs of the 18-to-59-year-old disabled adult

31  population served or waiting to be served by the community

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  1  care for disabled adults program.  The Division of Vocational

  2  Rehabilitation of the Department of Labor and Employment

  3  Security and other appropriate state agencies shall provide

  4  information to the Department of Children and Family Health

  5  and Rehabilitative Services when requested for the purposes of

  6  this study.

  7         Section 6.  Section 442.006, Florida Statutes, 1998

  8  Supplement, is amended to read:

  9         442.006  Investigations by the division; refusal to

10  admit; penalty.--

11         (1)  The division shall make studies and investigations

12  with respect to safety provisions and the causes of injuries

13  in public-sector places of employment employments covered by

14  this chapter, and shall make to the Legislature and

15  public-sector employers and carriers such recommendations as

16  it considers proper as to the best means of preventing

17  injuries. In making such studies and investigations, the

18  division may:

19         (a)  Cooperate with any agency of the United States

20  charged with the duty of enforcing any law securing safety

21  against injury in any public-sector place of employment

22  covered by this chapter, or any agency or department of the

23  state engaged in enforcing any laws to assure safety for

24  employees.

25         (b)  Allow any such agency or department to have access

26  to the records of the division.

27         (2)  The division and its authorized representatives

28  may enter and inspect any public-sector place of employment at

29  any reasonable time for the purpose of investigating

30  compliance with this chapter and making inspections for the

31  proper enforcement of this chapter. Any public-sector employer

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  1  or owner who refuses to admit any member of the division or

  2  its authorized representative to any public-sector place of

  3  employment or to allow investigation and inspection pursuant

  4  to this paragraph is guilty of a misdemeanor of the second

  5  degree, punishable as provided in s. 775.082 or s. 775.083.

  6         (3)  The division by rule may adopt procedures for

  7  conducting investigations of public sector employers under

  8  this chapter.

  9         Section 7.  Section 442.008, Florida Statutes, 1998

10  Supplement, is amended to read:

11         442.008  Division authority.--The division shall:

12         (1)  Investigate and prescribe what safety devices,

13  safeguards, or other means of protection must be adopted for

14  the prevention of accidents in every public-sector employment

15  or place of employment; determine what suitable devices,

16  safeguards, or other means of protection for the prevention of

17  occupational diseases must be adopted or followed in any or

18  all such public-sector employments or places of employment;

19  and adopt reasonable rules for the prevention of accidents and

20  the prevention of occupational diseases.

21         (2)  Ascertain, fix, and order such reasonable

22  standards and rules for the construction, repair, and

23  maintenance of public-sector places of employment as shall

24  render them safe. Such rules and standards must be adopted in

25  accordance with chapter 120.

26         (3)  Assist employers in the development and

27  implementation of employee safety training programs by

28  contracting with professional safety organizations.

29         (4)  Adopt rules prescribing recordkeeping

30  responsibilities for public sector employers, which may

31  include rules for maintaining a log and summary of

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  1  occupational injuries, diseases, and illnesses and for

  2  producing on request a notice of injury and employee accident

  3  investigation records, and rules prescribing a retention

  4  schedule for such records.

  5         (5)  Provide safety inspections and consultations to

  6  those employers who request them. The division may assess a

  7  fee not to exceed $500. The funds collected by the division

  8  shall be deposited into the Workers' Compensation

  9  Administration Trust Fund pursuant to s. 440.51 and shall be

10  used to administer this subsection.

11         Section 8.  Section 442.013, Florida Statutes, is

12  amended to read:

13         442.013  Public-sector employer penalties.--If any

14  public-sector employer violates or fails or refuses to comply

15  with this chapter or with any rule adopted by the division, in

16  accordance with chapter 120, for the prevention of injuries,

17  accidents, or occupational diseases or with any lawful order

18  of the division in connection with this chapter, or fails or

19  refuses to furnish or adopt any safety device, safeguard, or

20  other means of protection prescribed by the division under

21  this chapter for the prevention of accidents or occupational

22  diseases, the division may assess against the public-sector

23  employer a civil penalty of not less than $100 nor more than

24  $5,000 for each day the violation, omission, failure, or

25  refusal continues after the public-sector employer has been

26  given notice thereof in writing. The total penalty for each

27  violation may not exceed $50,000. The division shall adopt

28  rules requiring penalties commensurate with the frequency or

29  severity, or both, of safety violations. A hearing must be

30  held in the county where the violation, omission, failure, or

31  refusal is alleged to have occurred, unless otherwise agreed

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  1  to by the public-sector employer and authorized by the

  2  division.

  3         Section 9.  Section 442.019, Florida Statutes, is

  4  amended to read:

  5         442.019  Compliance.--Failure of a public-sector an

  6  employer or a carrier to comply with this chapter or with any

  7  rules adopted under this chapter constitutes grounds for the

  8  division to seek remedies, including injunctive relief, for

  9  compliance by making appropriate filings with the Circuit

10  Court of Leon County.

11         Section 10.  Section 443.012, Florida Statutes, is

12  created to read:

13         443.012  Unemployment Appeals Commission.--

14         (1)  There is created within the Department of Labor

15  and Employment Security an Unemployment Appeals Commission,

16  hereinafter referred to as the "commission."  The commission

17  shall consist of a chair and two other members to be appointed

18  by the Governor, subject to confirmation by the Senate.  Not

19  more than one appointee must be a person who, on account of

20  previous vocation, employment, or affiliation, is classified

21  as a representative of employers; and not more than one such

22  appointee must be a person who, on account of previous

23  vocation, employment, or affiliation, is classified as a

24  representative of employees.

25         (a)  The chair shall devote his or her entire time to

26  commission duties and shall be responsible for the

27  administrative functions of the commission.

28         (b)  The chair shall have the authority to appoint a

29  general counsel and such other personnel as may be necessary

30  to carry out the duties and responsibilities of the

31  commission.

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  1         (c)  The chair shall have the qualifications required

  2  by law for a judge of the circuit court and shall not engage

  3  in any other business vocation or employment. Notwithstanding

  4  any other provisions of existing law, the chair shall be paid

  5  a salary equal to that paid under state law to a judge of the

  6  circuit court.

  7         (d)  The remaining members shall be paid a stipend of

  8  $100 for each day they are engaged in the work of the

  9  commission.  The chair and other members shall also be

10  reimbursed for travel expenses, as provided in s. 112.061.

11         (e)  The total salary and travel expenses of each

12  member of the commission shall be paid from the Employment

13  Security Administration Trust Fund.

14         (2)  Members shall serve for terms of 4 years each,

15  except that, beginning July 1, 1977, the chair shall be

16  appointed for a term of 4 years, one member for 3 years, and

17  one member for 2 years. A vacancy for the unexpired term of a

18  member shall be filled in the same manner as provided in this

19  subsection for an original appointment.  The presence of two

20  members shall constitute a quorum for any called meeting of

21  the commission.

22         (3)  The commission is vested with all authority,

23  powers, duties, and responsibilities relating to unemployment

24  compensation appeal proceedings under chapter 443.

25         (4)  The property, personnel, and appropriations

26  relating to the specified authority, powers, duties, and

27  responsibilities of the commission shall be provided to the

28  commission by the Department of Labor and Employment Security.

29         (5)  The commission shall not be subject to control,

30  supervision, or direction by the Department of Labor and

31

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  1  Employment Security in the performance of its powers and

  2  duties under chapter 443.

  3         (6)  The commission shall make such expenditures,

  4  including expenditures for personal services and rent at the

  5  seat of government and elsewhere, for law books, books of

  6  reference, periodicals, furniture, equipment, and supplies,

  7  and for printing and binding as are necessary in exercising

  8  its authority and powers and carrying out its duties and

  9  responsibilities.  All such expenditures of the commission

10  shall be allowed and paid as provided in s. 443.211 upon the

11  presentation of itemized vouchers therefor, approved by the

12  chair.

13         (7)  The commission may charge, in its discretion, for

14  publications, subscriptions, and copies of records and

15  documents. Such fees shall be deposited in the Employment

16  Security Administration Trust Fund.

17         (8)  The commission shall maintain and keep open during

18  reasonable business hours an office, which shall be provided

19  in the Capitol or some other suitable building in the City of

20  Tallahassee, for the transaction of its business, at which

21  office its official records and papers shall be kept.  The

22  offices shall be furnished and equipped by the commission.

23  The commission may hold sessions and conduct hearings at any

24  place within the state.

25         (9)  The commission shall prepare and submit a budget

26  covering the necessary administrative cost of the commission.

27         (10)  The commission shall have a seal for

28  authentication of its orders, awards, and proceedings, upon

29  which shall be inscribed the words "State of

30  Florida-Unemployment Appeals Commission-Seal," and it shall be

31  judicially noticed.

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  1         (11)  The commission has authority to adopt rules

  2  pursuant to ss. 120.536(1) and 120.54 to implement provisions

  3  of law conferring duties upon it.

  4         (12)  Orders of the commission relating to unemployment

  5  compensation under chapter 443 shall be subject to review only

  6  by notice of appeal to the district courts of appeal in the

  7  manner provided in s. 443.151(4)(e).

  8         Section 11.  Section 627.212, Florida Statutes, is

  9  amended to read:

10         627.212  Workplace safety program surcharge.--The

11  department shall approve a rating plan for workers'

12  compensation coverage insurance that provides for carriers

13  voluntarily to impose a surcharge of no more than 10 percent

14  on the premium of a policyholder or fund member if that

15  policyholder or fund member has been identified by the

16  Division of Safety of the Department of Labor and Employment

17  Security as having been required to implement a safety program

18  and having failed to establish or maintain, either in whole or

19  in part, a safety program. The division shall adopt rules

20  prescribing the criteria for the employee safety programs.

21         Section 12.  Paragraphs (b) and (c) of subsection (4)

22  of section 627.311, Florida Statutes, 1998 Supplement, are

23  amended to read:

24         627.311  Joint underwriters and joint reinsurers.--

25         (4)

26         (b)  The operation of the plan is subject to the

27  supervision of a 13-member board of governors. The board of

28  governors shall be comprised of:

29         1.  Five of the 20 domestic insurers, as defined in s.

30  624.06(1), having the largest voluntary direct premiums

31  written in this state for workers' compensation and employer's

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  1  liability insurance, which shall be elected by those 20

  2  domestic insurers;

  3         2.  Five of the 20 foreign insurers as defined in s.

  4  624.06(2) having the largest voluntary direct premiums written

  5  in this state for workers' compensation and employer's

  6  liability insurance, which shall be elected by those 20

  7  foreign insurers;

  8         3.  One person, who shall serve as the chair, appointed

  9  by the Insurance Commissioner;

10         4.  One person appointed by the largest property and

11  casualty insurance agents' association in this state; and

12         5.  The consumer advocate appointed under s. 627.0613

13  or the consumer advocate's designee.

14

15  Each board member shall serve 4-year terms and may serve

16  consecutive terms. No board member shall be an insurer which

17  provides service to the plan or which has an affiliate which

18  provides services to the plan or which is serviced by a

19  service company or third-party administrator which provides

20  services to the plan or which has an affiliate which provides

21  services to the plan. The minutes, audits, and procedures of

22  the board of governors are subject to chapter 119.

23         (c)  The operation of the plan shall be governed by a

24  plan of operation that is prepared at the direction of the

25  board of governors. The plan of operation may be changed at

26  any time by the board of governors or upon request of the

27  department. The plan of operation and all changes thereto are

28  subject to the approval of the department. The plan of

29  operation shall:

30

31

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  1         1.  Authorize the board to engage in the activities

  2  necessary to implement this subsection, including, but not

  3  limited to, borrowing money.

  4         2.  Develop criteria for eligibility for coverage by

  5  the plan, including, but not limited to, documented rejection

  6  by at least two insurers which reasonably assures that

  7  insureds covered under the plan are unable to acquire coverage

  8  in the voluntary market. Any insured may voluntarily elect to

  9  accept coverage from an insurer for a premium equal to or

10  greater than the plan premium if the insurer writing the

11  coverage adheres to the provisions of s. 627.171.

12         3.  Require notice from the agent to the insured at the

13  time of the application for coverage that the application is

14  for coverage with the plan and that coverage may be available

15  through an insurer, group self-insurers' fund, commercial

16  self-insurance fund, or assessable mutual insurer through

17  another agent at a lower cost.

18         4.  Establish programs to encourage insurers to provide

19  coverage to applicants of the plan in the voluntary market and

20  to insureds of the plan, including, but not limited to:

21         a.  Establishing procedures for an insurer to use in

22  notifying the plan of the insurer's desire to provide coverage

23  to applicants to the plan or existing insureds of the plan and

24  in describing the types of risks in which the insurer is

25  interested. The description of the desired risks must be on a

26  form developed by the plan.

27         b.  Developing forms and procedures that provide an

28  insurer with the information necessary to determine whether

29  the insurer wants to write particular applicants to the plan

30  or insureds of the plan.

31

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  1         c.  Developing procedures for notice to the plan and

  2  the applicant to the plan or insured of the plan that an

  3  insurer will insure the applicant or the insured of the plan,

  4  and notice of the cost of the coverage offered; and developing

  5  procedures for the selection of an insuring entity by the

  6  applicant or insured of the plan.

  7         d.  Provide for a market-assistance plan to assist in

  8  the placement of employers. All applications for coverage in

  9  the plan received 45 days before the effective date for

10  coverage shall be processed through the market-assistance

11  plan. A market-assistance plan specifically designed to serve

12  the needs of small good policyholders as defined by the board

13  must be finalized by January 1, 1994.

14         5.  Provide for policy and claims services to the

15  insureds of the plan of the nature and quality provided for

16  insureds in the voluntary market.

17         6.  Provide for the review of applications for coverage

18  with the plan for reasonableness and accuracy, using any

19  available historic information regarding the insured.

20         7.  Provide for procedures for auditing insureds of the

21  plan which are based on reasonable business judgment and are

22  designed to maximize the likelihood that the plan will collect

23  the appropriate premiums.

24         8.  Authorize the plan to terminate the coverage of and

25  refuse future coverage for any insured that submits a

26  fraudulent application to the plan or provides fraudulent or

27  grossly erroneous records to the plan or to any service

28  provider of the plan in conjunction with the activities of the

29  plan.

30         9.  Establish service standards for agents who submit

31  business to the plan.

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  1         10.  Establish criteria and procedures to prohibit any

  2  agent who does not adhere to the established service standards

  3  from placing business with the plan or receiving, directly or

  4  indirectly, any commissions for business placed with the plan.

  5         11.  Provide for the establishment of reasonable safety

  6  programs for all insureds in the plan. At the direction of the

  7  board, the Division of Safety shall provide inspection to

  8  insureds and applicants for coverage in the plan identified as

  9  high-risk insureds by the board or its designee.

10         12.  Authorize the plan to terminate the coverage of

11  and refuse future coverage to any insured who fails to pay

12  premiums or surcharges when due; who, at the time of

13  application, is delinquent in payments of workers'

14  compensation or employer's liability insurance premiums or

15  surcharges owed to an insurer, group self-insurers' fund,

16  commercial self-insurance fund, or assessable mutual insurer

17  licensed to write such coverage in this state; or who refuses

18  to substantially comply with any safety programs recommended

19  by the plan.

20         13.  Authorize the board of governors to provide the

21  services required by the plan through staff employed by the

22  plan, through reasonably compensated service providers who

23  contract with the plan to provide services as specified by the

24  board of governors, or through a combination of employees and

25  service providers.

26         14.  Provide for service standards for service

27  providers, methods of determining adherence to those service

28  standards, incentives and disincentives for service, and

29  procedures for terminating contracts for service providers

30  that fail to adhere to service standards.

31

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  1         15.  Provide procedures for selecting service providers

  2  and standards for qualification as a service provider that

  3  reasonably assure that any service provider selected will

  4  continue to operate as an ongoing concern and is capable of

  5  providing the specified services in the manner required.

  6         16.  Provide for reasonable accounting and

  7  data-reporting practices.

  8         17.  Provide for annual review of costs associated with

  9  the administration and servicing of the policies issued by the

10  plan to determine alternatives by which costs can be reduced.

11         18.  Authorize the acquisition of such excess insurance

12  or reinsurance as is consistent with the purposes of the plan.

13         19.  Provide for an annual report to the department on

14  a date specified by the department and containing such

15  information as the department reasonably requires.

16         20.  Establish multiple rating plans for various

17  classifications of risk which reflect risk of loss, hazard

18  grade, actual losses, size of premium, and compliance with

19  loss control. At least one of such plans must be a

20  preferred-rating plan to accommodate small-premium

21  policyholders with good experience as defined in

22  sub-subparagraph 22.a.

23         21.  Establish agent commission schedules.

24         22.  Establish three subplans as follows:

25         a.  Subplan "A" must include those insureds whose

26  annual premium does not exceed $2,500 and who have neither

27  incurred any lost-time claims nor incurred medical-only claims

28  exceeding 50 percent of their premium for the immediate 2

29  years.

30         b.  Subplan "B" must include insureds that are

31  employers identified by the board of governors as high-risk

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  1  employers due solely to the nature of the operations being

  2  performed by those insureds and for whom no market exists in

  3  the voluntary market, and whose experience modifications are

  4  less than 1.00.

  5         c.  Subplan "C" must include all other insureds within

  6  the plan.

  7         Section 13.  Chapter 442, Florida Statutes, consisting

  8  of ss. 442.001, 442.002, 442.003, 442.004, 442.005, 442.006,

  9  442.007, 442.008, 442.009, 442.1015, 442.011, 442.012,

10  442.013, 442.014, 442.015, 442.016, 442.017, 442.018, 442.019,

11  442.020, 442.021, 442.022, 442.023, 442.101, 442.102, 442.103,

12  442.104, 442.105, 442.106, 442.107, 442.108, 442.109, 442.111,

13  442.112, 442.113, 442.115, 442.116, 442.118, 442.1185,

14  442.119, 442.121, 442.123, 442.125, 442.126, 442.127, 442.20,

15  and 442.21 is repealed July 1, 2000. The Department of Labor

16  and Employment Security shall submit to the Governor and the

17  Legislature by January 1, 2000, a report on a proposed

18  reauthorization of the Division of Safety and the provisions

19  of chapter 442, Florida Statutes, based upon the following

20  criteria:

21         (1)  External requirements mandating that the State of

22  Florida provide a state agency for employment safety issues;

23         (2)  Internal organizational requirements that

24  necessitate a state agency for safety issues and a review of

25  state agency practices for the provision of existing

26  safety-related activities.

27         (3)  A compilation of best practices among public and

28  private employers which achieve safety results without the

29  creation of a governmental regulatory apparatus.

30         (4)  The appropriateness of a management-by-exception

31  system in which the division functions as a contract

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  1  performance auditor for the development of internal risk and

  2  safety management issues among employers.

  3         Section 14.  The brain and spinal cord injury program

  4  established in sections 400.805 and 413.48, Florida Statutes,

  5  and the Office of Disability Determinations administered by

  6  the Department of Labor and Employment Security are

  7  transferred by a type two transfer, as defined in section

  8  20.06, Florida Statutes, to the Department of Health.

  9         Section 15.  Section 400.805, Florida Statutes, 1998

10  Supplement, is amended to read:

11         400.805  Transitional living facilities.--

12         (1)  As used in this section, the term:

13         (a)  "Agency" means the Agency for Health Care

14  Administration.

15         (b)  "Department" "Division" means the Department of

16  Health Division of Vocational Rehabilitation of the Department

17  of Labor and Employment Security.

18         (c)  "Transitional living facility" means a site where

19  specialized health care services are provided, including, but

20  not limited to, rehabilitative services, community reentry

21  training, aids for independent living, and counseling to

22  spinal-cord-injured persons and head-injured persons.  This

23  term does not include a hospital licensed under chapter 395 or

24  any federally operated hospital or facility.

25         (2)(a)  A person must obtain a license from the agency

26  to operate a transitional living facility.  A license issued

27  under this section is valid for 1 year.

28         (b)  The application for a license must be made on a

29  form provided by the agency.  A nonrefundable license fee of

30  $2,000 and a fee of up to $39.25 per bed must be submitted

31  with the license application.

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  1         (c)  The agency may not issue a license to an applicant

  2  until the agency receives notice from the department division

  3  as provided in paragraph (5)(b).

  4         (3)  Each applicant for licensure must comply with the

  5  following requirements:

  6         (a)  Upon receipt of a completed, signed, and dated

  7  application, the agency shall require background screening, in

  8  accordance with the level 2 standards for screening set forth

  9  in chapter 435, of the managing employee, or other similarly

10  titled individual who is responsible for the daily operation

11  of the facility, and of the financial officer, or other

12  similarly titled individual who is responsible for the

13  financial operation of the facility, including billings for

14  client care and services. The applicant must comply with the

15  procedures for level 2 background screening as set forth in

16  chapter 435.

17         (b)  The agency may require background screening of any

18  other individual who is an applicant if the agency has

19  probable cause to believe that he or she has been convicted of

20  a crime or has committed any other offense prohibited under

21  the level 2 standards for screening set forth in chapter 435.

22         (c)  Proof of compliance with the level 2 background

23  screening requirements of chapter 435 which has been submitted

24  within the previous 5 years in compliance with any other

25  health care or assisted living licensure requirements of this

26  state is acceptable in fulfillment of the requirements of

27  paragraph (a).

28         (d)  A provisional license may be granted to an

29  applicant when each individual required by this section to

30  undergo background screening has met the standards for the

31  abuse registry background check and the Department of Law

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  1  Enforcement background check, but the agency has not yet

  2  received background screening results from the Federal Bureau

  3  of Investigation, or a request for a disqualification

  4  exemption has been submitted to the agency as set forth in

  5  chapter 435, but a response has not yet been issued. A

  6  standard license may be granted to the applicant upon the

  7  agency's receipt of a report of the results of the Federal

  8  Bureau of Investigation background screening for each

  9  individual required by this section to undergo background

10  screening which confirms that all standards have been met, or

11  upon the granting of a disqualification exemption by the

12  agency as set forth in chapter 435. Any other person who is

13  required to undergo level 2 background screening may serve in

14  his or her capacity pending the agency's receipt of the report

15  from the Federal Bureau of Investigation. However, the person

16  may not continue to serve if the report indicates any

17  violation of background screening standards and a

18  disqualification exemption has not been requested of and

19  granted by the agency as set forth in chapter 435.

20         (e)  Each applicant must submit to the agency, with its

21  application, a description and explanation of any exclusions,

22  permanent suspensions, or terminations of the applicant from

23  the Medicare or Medicaid programs. Proof of compliance with

24  the requirements for disclosure of ownership and control

25  interests under the Medicaid or Medicare programs may be

26  accepted in lieu of this submission.

27         (f)  Each applicant must submit to the agency a

28  description and explanation of any conviction of an offense

29  prohibited under the level 2 standards of chapter 435 by a

30  member of the board of directors of the applicant, its

31  officers, or any individual owning 5 percent or more of the

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  1  applicant. This requirement does not apply to a director of a

  2  not-for-profit corporation or organization if the director

  3  serves solely in a voluntary capacity for the corporation or

  4  organization, does not regularly take part in the day-to-day

  5  operational decisions of the corporation or organization,

  6  receives no remuneration for his or her services on the

  7  corporation or organization's board of directors, and has no

  8  financial interest and has no family members with a financial

  9  interest in the corporation or organization, provided that the

10  director and the not-for-profit corporation or organization

11  include in the application a statement affirming that the

12  director's relationship to the corporation satisfies the

13  requirements of this paragraph.

14         (g)  A license may not be granted to an applicant if

15  the applicant or managing employee has been found guilty of,

16  regardless of adjudication, or has entered a plea of nolo

17  contendere or guilty to, any offense prohibited under the

18  level 2 standards for screening set forth in chapter 435,

19  unless an exemption from disqualification has been granted by

20  the agency as set forth in chapter 435.

21         (h)  The agency may deny or revoke licensure if the

22  applicant:

23         1.  Has falsely represented a material fact in the

24  application required by paragraph (e) or paragraph (f), or has

25  omitted any material fact from the application required by

26  paragraph (e) or paragraph (f); or

27         2.  Has had prior action taken against the applicant

28  under the Medicaid or Medicare program as set forth in

29  paragraph (e).

30         (i)  An application for license renewal must contain

31  the information required under paragraphs (e) and (f).

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  1         (4)  An application for renewal of license must be

  2  submitted 90 days before the expiration of the license.  Upon

  3  renewal of licensure, each applicant must submit to the

  4  agency, under penalty of perjury, an affidavit as set forth in

  5  paragraph (3)(d).

  6         (5)  A change of ownership or control of a transitional

  7  living facility must be reported to the agency in writing at

  8  least 60 days before the change is scheduled to take effect.

  9         (6)(a)  The agency shall adopt rules in consultation

10  with the department division governing the physical plant of

11  transitional living facilities and the fiscal management of

12  transitional living facilities.

13         (b)  The department division shall adopt rules in

14  consultation with the agency governing the services provided

15  to clients of transitional living facilities. The department

16  division shall enforce all requirements for providing services

17  to the facility's clients.  The department division must

18  notify the agency when it determines that an applicant for

19  licensure meets the service requirements adopted by the

20  division.

21         (c)  The agency and the department division shall

22  enforce requirements under this section, as such requirements

23  relate to them respectively, and their respective adopted

24  rules.

25         (7)(a)  It is unlawful for any person to establish,

26  conduct, manage, or operate a transitional living facility

27  without obtaining a license from the agency.

28         (b)  It is unlawful for any person to offer or

29  advertise to the public, in any medium whatever, services or

30  care defined in paragraph (1)(c) without obtaining a license

31  from the agency.

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  1         (c)  It is unlawful for a holder of a license issued

  2  under this section to advertise or represent to the public

  3  that it holds a license for a type of facility other than the

  4  facility for which its license is issued.

  5         (8)  Any designated officer or employee of the agency,

  6  of the state, or of the local fire marshal may enter

  7  unannounced upon and into the premises of any facility

  8  licensed under this section in order to determine the state of

  9  compliance with this section and the rules or standards in

10  force under this section. The right of entry and inspection

11  also extends to any premises that the agency has reason to

12  believe are being operated or maintained as a facility without

13  a license; but such an entry or inspection may not be made

14  without the permission of the owner or person in charge of the

15  facility unless a warrant that authorizes the entry is first

16  obtained from the circuit court. The warrant requirement

17  extends only to a facility that the agency has reason to

18  believe is being operated or maintained as a facility without

19  a license. An application for a license or renewal thereof

20  which is made under this section constitutes permission for,

21  and acquiescence in, any entry or inspection of the premises

22  for which the license is sought, in order to facilitate

23  verification of the information submitted on or in connection

24  with the application; to discover, investigate, and determine

25  the existence of abuse or neglect; or to elicit, receive,

26  respond to, and resolve complaints. A current valid license

27  constitutes unconditional permission for, and acquiescence in,

28  any entry or inspection of the premises by authorized

29  personnel. The agency retains the right of entry and

30  inspection of facilities that have had a license revoked or

31  suspended within the previous 24 months, to ensure that the

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  1  facility is not operating unlawfully. However, before the

  2  facility is entered, a statement of probable cause must be

  3  filed with the director of the agency, who must approve or

  4  disapprove the action within 48 hours. Probable cause

  5  includes, but is not limited to, evidence that the facility

  6  holds itself out to the public as a provider of personal

  7  assistance services, or the receipt by the advisory council on

  8  brain and spinal cord injuries of a complaint about the

  9  facility.

10         (9)  The agency may institute injunctive proceedings in

11  a court of competent jurisdiction for temporary or permanent

12  relief to:

13         (a)  Enforce this section or any minimum standard,

14  rule, or order issued pursuant thereto if the agency's effort

15  to correct a violation through administrative fines has failed

16  or when the violation materially affects the health, safety,

17  or welfare of residents; or

18         (b)  Terminate the operation of a facility if a

19  violation of this section or of any standard or rule adopted

20  pursuant thereto exists which materially affects the health,

21  safety, or welfare of residents.

22

23  The Legislature recognizes that, in some instances, action is

24  necessary to protect residents of facilities from immediately

25  life-threatening situations. If it appears by competent

26  evidence or a sworn, substantiated affidavit that a temporary

27  injunction should issue, the court, pending the determination

28  on final hearing, shall enjoin operation of the facility.

29         (10)  The agency may impose an immediate moratorium on

30  admissions to a facility when the agency determines that any

31  condition in the facility presents a threat to the health,

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  1  safety, or welfare of the residents in the facility. If a

  2  facility's license is denied, revoked, or suspended, the

  3  facility may be subject to the immediate imposition of a

  4  moratorium on admissions to run concurrently with licensure

  5  denial, revocation, or suspension.

  6         (11)(a)  A violation of any provision of this section

  7  or rules adopted by the agency or department division under

  8  this section is punishable by payment of an administrative or

  9  a civil penalty fine not to exceed $5,000.

10         (b)  A violation of subsection (7) or rules adopted

11  under that subsection is a misdemeanor of the first degree,

12  punishable as provided in s. 775.082 or s. 775.083.  Each day

13  of a continuing violation is a separate offense.

14         Section 16.  Section 413.465, Florida Statutes, is

15  transferred and renumbered as section 381.73, Florida

16  Statutes, and amended to read:

17         381.73413.465  Short title.--Sections 381.73-381.79

18  413.465-413.74 may be cited as the "Charlie Mack Overstreet

19  Brain or Spinal Cord Injuries Act."

20         Section 17.  Section 413.48, Florida Statutes, is

21  transferred and renumbered as section 381.74, Florida

22  Statutes, and amended to read:

23         381.74413.48  Establishment and maintenance of a

24  central registry.--The department division shall establish and

25  maintain a central registry of persons who have

26  moderate-to-severe brain or spinal cord injuries.

27         (1)  Every public health agency, private health agency,

28  public social agency, private social agency, and attending

29  physician shall report to the division within 5 days after

30  identification or diagnosis of any person who has a

31

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  1  moderate-to-severe brain or spinal cord injury. The consent of

  2  such person shall not be required.

  3         (2)  The report shall contain the name, age, residence,

  4  and type of disability of the individual and such additional

  5  information as may be deemed necessary by the department

  6  division.

  7         Section 18.  Section 413.49, Florida Statutes, 1998

  8  Supplement, is transferred and renumbered as section 381.75,

  9  Florida Statutes, and amended to read:

10         381.75413.49  Duties and responsibilities of the

11  division, of transitional living facilities, and of

12  residents.--Consistent with the mandate of s. 413.46, the

13  department division shall develop and administer a multilevel

14  treatment program for persons who have brain or spinal cord

15  injuries and who are referred to the brain and spinal cord

16  injury program.

17         (1)  Within 15 days after any report of a person who

18  has a brain or spinal cord injury, the department division

19  shall notify the individual or the most immediate available

20  family members of their right to assistance from the state,

21  the services available, and the eligibility requirements.

22         (2)  The department division shall refer persons who

23  have brain or spinal cord injuries to other state agencies to

24  assure that rehabilitative services, if desired, are obtained

25  by that person.

26         (3)  The department division, in consultation with

27  emergency medical service, shall develop standards for an

28  emergency medical evacuation system that will ensure that all

29  persons who sustain traumatic brain or spinal cord injuries

30  are transported to a department-approved division-approved

31  trauma center that meets the standards and criteria

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  1  established by the emergency medical service and the

  2  acute-care standards of the brain and spinal cord injury

  3  program.

  4         (4)  The department division shall develop standards

  5  for designation of rehabilitation centers to provide

  6  rehabilitation services for persons who have brain or spinal

  7  cord injuries.

  8         (5)  The department division shall determine the

  9  appropriate number of designated acute-care facilities,

10  inpatient rehabilitation centers, and outpatient

11  rehabilitation centers, needed based on incidence, volume of

12  admissions, and other appropriate criteria.

13         (6)  The department division shall develop standards

14  for designation of transitional living facilities to provide

15  individuals the opportunity to adjust to their disabilities

16  and to develop physical and functional skills in a supported

17  living environment.

18         (a)  The Agency for Health Care Administration, in

19  consultation with the department division, shall develop rules

20  for the licensure of transitional living facilities for

21  persons who have brain or spinal cord injuries.

22         (b)  The goal of a transitional living program for

23  persons who have brain or spinal cord injuries is to assist

24  each person who has such a disability to achieve a higher

25  level of independent functioning and to enable that person to

26  reenter the community. The program shall be focused on

27  preparing participants to return to community living.

28         (c)  A transitional living facility for a person who

29  has a brain or spinal cord injury shall provide to such

30  person, in a residential setting, a goal-oriented treatment

31  program designed to improve the person's physical, cognitive,

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  1  communicative, behavioral, psychological, and social

  2  functioning, as well as to provide necessary support and

  3  supervision. A transitional living facility shall offer at

  4  least the following therapies: physical, occupational, speech,

  5  neuropsychology, independent living skills training, behavior

  6  analysis for programs serving brain-injured persons, health

  7  education, and recreation.

  8         (d)  All residents shall use the transitional living

  9  facility as a temporary measure and not as a permanent home or

10  domicile. The transitional living facility shall develop an

11  initial treatment plan for each resident within 3 days after

12  the resident's admission. The transitional living facility

13  shall develop a comprehensive plan of treatment and a

14  discharge plan for each resident as soon as practical, but no

15  later than 30 days after the resident's admission. Each

16  comprehensive treatment plan and discharge plan must be

17  reviewed and updated as necessary, but no less often than

18  quarterly. This subsection does not require the discharge of

19  an individual who continues to require any of the specialized

20  services described in paragraph (c) or who is making

21  measurable progress in accordance with that individual's

22  comprehensive treatment plan. The transitional living facility

23  shall discharge any individual who has an appropriate

24  discharge site and who has achieved the goals of his or her

25  discharge plan or who is no longer making progress toward the

26  goals established in the comprehensive treatment plan and the

27  discharge plan. The discharge location must be the least

28  restrictive environment in which an individual's health,

29  well-being, and safety is preserved.

30

31

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  1         (7)  Recipients of services, under this section, from

  2  any of the facilities referred to in this section shall pay a

  3  fee based on ability to pay.

  4         Section 19.  Section 413.507, Florida Statutes, is

  5  transferred and renumbered as section 381.76, Florida

  6  Statutes, and amended to read:

  7         381.76413.507  Eligibility for the brain and spinal

  8  cord injury program.--

  9         (1)  An individual shall be accepted as eligible for

10  the brain and spinal cord injury program following

11  certification by the department division that the individual:

12         (a)  Has been referred to the central registry pursuant

13  to s. 413.48.

14         (b)  Is a legal resident of this state at the time of

15  application for services.

16         (c)  Has suffered a traumatic injury as defined in s.

17  413.20.

18         (d)  Is medically stable as defined by rules of the

19  department division.

20         (e)  Is reasonably expected to achieve reintegration

21  into the community through rehabilitative services.

22         (2)  In the event the department division is unable to

23  provide services to all eligible individuals, the department

24  division may establish an order of selection.

25         Section 20.  Section 413.604, Florida Statutes, is

26  transferred and renumbered as section 381.77, Florida

27  Statutes, and amended to read:

28         381.77413.604  Nursing home residents, age 55 and

29  under; annual survey.--The department division shall conduct

30  an annual survey of nursing homes in the state to determine

31  the number of persons 55 years of age and under who reside in

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  1  such homes due to brain or spinal cord injuries. All persons

  2  identified in such a survey shall be evaluated as to their

  3  rehabilitation potential, and any person who may benefit from

  4  rehabilitation shall be given an opportunity to participate in

  5  an appropriate rehabilitation program for which she or he may

  6  be eligible.

  7         Section 21.  Section 413.605, Florida Statutes, 1998

  8  Supplement, is transferred and renumbered as section 381.78,

  9  Florida Statutes, and amended to read:

10         381.78413.605  Advisory council on brain and spinal

11  cord injuries.--

12         (1)  There is created within the department a 16-member

13  advisory council on brain and spinal cord injuries. The

14  council shall be composed of a minimum of four persons who

15  have brain injuries or are family members of persons who have

16  brain injuries, a minimum of four persons who have spinal cord

17  injuries or are family members of persons who have spinal cord

18  injuries, and a minimum of two persons who represent the

19  special needs of children who have brain or spinal cord

20  injuries. The balance of the council members shall be

21  physicians, other allied health professionals, administrators

22  of brain and spinal cord injury programs, and representatives

23  from support groups that have expertise in areas related to

24  the rehabilitation of persons who have brain or spinal cord

25  injuries.

26         (2)  Members of the council shall be appointed to serve

27  by the secretary. An individual may not serve more than two

28  terms.

29         (a)  Eight members of the first appointed council shall

30  serve an initial term of 2 years. This group shall include two

31  persons who have brain injuries or are family members of

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  1  persons who have brain injuries, two persons who have spinal

  2  cord injuries or are family members of persons who have spinal

  3  cord injuries, and four other persons from the previous

  4  council.

  5         (b)  The remaining members of the first appointed

  6  council shall serve an initial term of 4 years. Thereafter all

  7  members' terms shall be for 4 years.

  8         (c)  Any council member who is unwilling or unable to

  9  properly fulfill the duties of the office shall be succeeded

10  by a person chosen by the secretary to serve out the unexpired

11  balance of the replaced council member's term. If the

12  unexpired balance of the replaced council member's term is

13  less than 18 months, then, notwithstanding the provisions of

14  this subsection, the succeeding council member may be

15  reappointed by the secretary twice.

16         (3)  The council shall meet at least two times

17  annually.

18         (4)  The council shall:

19         (a)  Provide advice and expertise to the division in

20  the preparation, implementation, and periodic review of the

21  brain and spinal cord injury program as referenced in s.

22  413.49.

23         (b)  Annually appoint a five-member committee composed

24  of one person who has a brain injury or has a family member

25  with a brain injury, one person who has a spinal cord injury

26  or has a family member with a spinal cord injury, and three

27  members who shall be chosen from among these representative

28  groups: physicians, other allied health professionals,

29  administrators of brain and spinal cord injury programs, and

30  representatives from support groups with expertise in areas

31  related to the rehabilitation of persons who have brain or

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  1  spinal cord injuries, except that one and only one member of

  2  the committee shall be an administrator of a transitional

  3  living facility. Membership on the council is not a

  4  prerequisite for membership on this committee.

  5         1.  The committee shall perform onsite visits to those

  6  transitional living facilities identified by the Agency for

  7  Health Care Administration as being in possible violation of

  8  the statutes and rules regulating such facilities. The

  9  committee members have the same rights of entry and inspection

10  granted under s. 400.805(7) to designated representatives of

11  the agency.

12         2.  Factual findings of the committee resulting from an

13  onsite investigation of a facility pursuant to subparagraph 1.

14  shall be adopted by the agency in developing its

15  administrative response regarding enforcement of statutes and

16  rules regulating the operation of the facility.

17         3.  Onsite investigations by the committee shall be

18  funded by the Health Care Trust Fund.

19         4.  Travel expenses for committee members shall be

20  reimbursed in accordance with s. 112.061. Members of the

21  committee shall recuse themselves from participating in any

22  investigation that would create a conflict of interest under

23  state law, and the council shall replace the member, either

24  temporarily or permanently.

25         (5)  The membership of the council shall be appointed

26  not later than August 1, 1994.

27         Section 22.  Section 413.613, Florida Statutes, is

28  transferred and renumbered as section 381.79, Florida

29  Statutes, and amended to read:

30         381.79413.613  Brain and Spinal Cord Injury

31  Rehabilitation Trust Fund.--

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  1         (1)  There is created in the State Treasury the Brain

  2  and Spinal Cord Injury Rehabilitation Trust Fund. Moneys in

  3  the fund shall be appropriated to the department division for

  4  the purpose of providing the cost of care for brain or spinal

  5  cord injuries as a payor of last resort to residents of this

  6  state, for multilevel programs of care established pursuant to

  7  s. 413.49.

  8         (a)  Authorization of expenditures for brain or spinal

  9  cord injury care shall be made only by the department

10  division.

11         (b)  Authorized expenditures include acute care,

12  rehabilitation, transitional living, equipment, and supplies

13  necessary for activities of daily living, public information,

14  prevention, education, and research.

15         (2)  The department division shall issue a report to

16  the President of the Senate and the Speaker of the House of

17  Representatives by March 1 of each year, summarizing the

18  activities supported by the trust fund.

19         (3)  Annually, 5 percent of the revenues deposited

20  monthly in the fund pursuant to s. 318.21(2)(d) shall be

21  appropriated to the University of Florida and 5 percent to the

22  University of Miami for spinal cord injury and brain injury

23  research. The amount to be distributed to the universities

24  shall be calculated based on the deposits into the fund for

25  each quarter in the fiscal year, but may not exceed $500,000

26  per university per year. Funds distributed under this

27  subsection shall be made in quarterly payments at the end of

28  each quarter during the fiscal year.

29         (4)  The Board of Regents shall establish a program

30  review process and may allocate up to $10,000 of such funds

31  for an overall program review which would include: a

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  1  prospective program plan with goals, research design and

  2  proposed outcomes, and an annual report of research activities

  3  and findings. Prospective program plans shall be submitted to

  4  the Board of Regents, and funds shall be released upon

  5  acceptance of the proposed program plans. The annual report of

  6  research activities and findings shall be submitted to the

  7  Board of Regents, with the executive summaries submitted to

  8  the President of the Senate, the Speaker of the House of

  9  Representatives, and the secretary of the Department of Health

10  Labor and Employment Security.

11         Section 23.  The Division of Vocational Rehabilitation

12  will enter into local public-private partnerships to the

13  extent that it is beneficial to increasing employment outcomes

14  for persons with disabilities and ensuring their full

15  involvement in the comprehensive workforce investment system.

16         Section 24.  Legislative intent.--The Legislature finds

17  that individuals with disabilities experience the highest

18  unemployment rate of any group in society, as high as 75

19  percent, and that unemployment and poverty go hand in hand.

20  The Legislature also finds that persons who complete the

21  vocational rehabilitation program are twice as likely to

22  obtain and maintain employment, and the use of private

23  providers is the readiest way to add service capacity for this

24  population. It is the intent of the Legislature to establish

25  an Occupational Access and Opportunity Commission, which will

26  assemble individuals with disabilities, stakeholders, and

27  employers to develop a single self-sufficiency strategy that

28  provides for employment and career options for Floridians with

29  disabilities.

30         Section 25.  Definitions.--As used in sections 24

31  through 36, the term:

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  1         (1)  "Commission" means the Commission on Occupational

  2  Access and Opportunity.

  3         (2)  "Corporation" means the Occupational Access and

  4  Opportunity Corporation.

  5         (3)  "Division" means the Division of Vocational

  6  Rehabilitation.

  7         (4)  "Office" means the Executive Office of the

  8  Governor.

  9         (5)  "Plan" means the state plan for vocational

10  rehabilitation required by the federal Rehabilitation Act of

11  1973, as amended, and sections 25-37 of this act.

12         (6)  "Region" means a service area for a regional

13  workforce development board established by the Workforce

14  Development Board.

15         Section 26.  Occupational Access and Opportunity

16  Commission; creation; purpose; membership.--

17         (1)  There is created within the Executive Office of

18  the Governor the Occupational Access and Opportunity

19  Commission.

20         (2)  The commission shall consist of no more than 15

21  members appointed by the Governor, the President of the

22  Senate, and the Speaker of the House of Representatives. The

23  commission must contain a minimum of 50 percent representation

24  from the private-sector, who are subject to confirmation by

25  the Senate. The members of the commission shall include:

26         (a)  The chair of the Florida Rehabilitation Council;

27         (b)  The chair of the Council for Independent Living;

28         (c)  The chair of the Commission for the Purchase from

29  the Blind or Other Severely Handicapped;

30

31

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  1         (d)  A community rehabilitation provider who contracts

  2  to provide vocational rehabilitation services to individuals

  3  who qualify for the program;

  4         (e)  A representative from the Advocacy Center for

  5  Persons With Disabilities;

  6         (f)  A consumer of vocational rehabilitation services;

  7  and

  8         (g)  Other individuals with disabilities and

  9  representatives of business, workforce development, education,

10  state government, local government, consumer advocate groups,

11  employers of individuals with disabilities, or community

12  organizations.

13         (3)  Initially, the Governor, the President of the

14  Senate, and the Speaker of the House of Representatives shall

15  each appoint one member for a term of 4 years, one member for

16  a term of 3 years, one member for a term of 2 years, and one

17  member for a term of 1 year. Thereafter, after receiving

18  recommendations from the commission, the Governor, the

19  President of the Senate, and the Speaker of the House of

20  Representatives shall appoint all members for terms of 4

21  years. Any vacancy shall be filled for the unexpired portion

22  of the term by a person who possesses the proper

23  qualifications for the vacancy.

24         (4)  The private-sector members shall be limited to two

25  consecutive 4-year terms.

26         (5)  The commission shall hold its first meeting no

27  later than September 1999, and must meet at least quarterly. A

28  majority of the members constitute a quorum for the purpose of

29  conducting business.

30         (6)  The Governor shall name the chair of the

31  commission from its appointed members. The commission shall

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  1  biennially elect one of its members as vice chair, who shall

  2  preside in the absence of the chair. Neither the chair, nor

  3  the vice chair, may be a provider of client services funded

  4  through the commission.

  5         (7)  The Rehabilitation Council created by section

  6  413.405, Florida Statutes, shall serve the commission and

  7  shall continue to perform its designated duties. The

  8  commission shall consider the recommendations made by the

  9  council.

10         (8)  The commission may appoint advisory committees

11  that the commission considers appropriate, which may include

12  members from outside the commission to study special problems

13  or issues and advise the commission on those subjects. Any

14  existing advisory board, commission, or council may seek to

15  become an official advisory committee to the commission by

16  submitting to the commission a resolution requesting

17  affiliation and having the request approved by the commission.

18  The commission shall establish the operating procedures of the

19  committees.

20         (9)  The commission may establish an executive

21  committee consisting of five members recommended by the chair

22  and approved by the commission.

23         (10)  The members of the commission are entitled to be

24  reimbursed for reasonable and necessary expenses of attending

25  meetings and performing commission duties, including per diem

26  and travel expenses, and for personal care attendants and

27  interpreters needed by members during meetings, as provided in

28  section 413.273, Florida Statutes.

29         (11)  Each member of the commission shall file full and

30  public disclosure of his or her financial interests and is

31

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  1  subject to the provisions of part III of chapter 112, Florida

  2  Statutes.

  3         (12)  A member of the commission may not vote on a

  4  matter under consideration by the board regarding the

  5  provision of services by such member, or by any entity that

  6  such member represents; vote on a matter that would provide

  7  direct financial benefit to such member or the immediate

  8  family of such member; or engage in any other activity

  9  determined by the Governor to constitute a conflict of

10  interest as specified in the plan.

11         Section 27.  Powers and duties.--The commission:

12         (1)  Shall, no later than July 1, 2000, after

13  consulting with stakeholders and holding public hearings,

14  develop and implement a 5-year plan to promote occupational

15  access and opportunities for Floridians with disabilities, and

16  to fulfill the federal plan requirements. The plan must be

17  submitted to the Governor, the President of the Senate, and

18  the Speaker of the House of Representatives. The commission

19  may make amendments annually to the plan, which must be

20  submitted to the Governor, the President of the Senate, and

21  the Speaker of the House of Representatives by the first of

22  January.

23         (a)  The plan must explore the use of Individual

24  Training Accounts, as described in the federal Workforce Act

25  of 1998, Pub. L. No. 105-220, for eligible clients. If

26  developed, these accounts must be distributed under a written

27  memorandum of understanding with One-Stop Career Center

28  operators.

29         (b)  The plan must include an emergency response

30  component to address economic downturns.

31

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  1         (c)  The plan must designate an administrative entity

  2  that will support the commission's work; provide technical

  3  assistance, training, and capacity-building assistance; help

  4  raise additional federal, state, and local funds; and promote

  5  innovative contracts that upgrade or enhance direct services

  6  to Floridians with disabilities.

  7         (d)  The plan must require that the commission enter

  8  into cooperative agreements with community-based

  9  rehabilitation programs to be the service providers for the

10  program; however, state career service employees shall provide

11  all services mandated by federal law. The commission shall, as

12  rapidly as is feasible, increase the amount of such services

13  provided by community-based rehabilitation programs. The plan

14  must incorporate, to the maximum extent allowed by federal and

15  state law and regulation, all available funds for such

16  purposes. Funds and in-kind contributions from community and

17  private sources shall be used to enhance federal and state

18  resources.

19         (e)  The plan must include recommendations regarding

20  specific performance standards and measurable outcomes, and

21  must outline procedures for monitoring the commission's and

22  designated administrative entity's operations to ensure that

23  performance data is maintained and supported by records of

24  such entities. The commission shall consult with the Office of

25  Program Policy Analysis and Government Accountability in the

26  establishment of performance standards, measurable outcomes,

27  and monitoring procedures.

28         (2)  Notwithstanding the provisions of part I of

29  chapter 287, Florida Statutes, shall contract, no later than

30  July 1, 2000, with the administrative entity designated in the

31  plan to execute the services, functions, and programs

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  1  prescribed in the plan. The commission shall serve as contract

  2  administrator. If approved by the federal Department of

  3  Education, the administrative entity may be a direct-support

  4  organization. The commission shall define the terms of the

  5  contract.

  6         (3)  Shall work with the employer community to better

  7  define, address, and meet its business needs with qualified

  8  Floridians with disabilities.

  9         (4)  Is responsible for the prudent use of all public

10  and private funds provided for the commission's use, ensuring

11  that the use of all funds is in accordance with all applicable

12  laws, bylaws, and contractual requirements.

13         (5)  Shall develop an operational structure to carry

14  out the plan developed by the commission.

15         (6)  May appear on its own behalf before boards,

16  commissions, departments, or other agencies of municipal,

17  county, state, or Federal Government.

18         (7)  In the performance of its duties, may undertake or

19  commission research and studies.

20         (8)  Shall develop a budget, which is in keeping with

21  the plan, for the operation and activities of the commission

22  and functions of its designated administrative entity. The

23  budget shall be submitted to the Governor for inclusion in the

24  Governor's budget recommendations.

25         (9)  May assign staff from the office or division to

26  assist in implementing the provisions of this act relating to

27  the Occupational Access and Opportunity Commission.

28         Section 28.  Occupational Access and Opportunity

29  Corporation; use of property; board of directors; duties;

30  audit.--

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  1         (1)  ESTABLISHMENT.--If the commission elects to

  2  designate a direct-support organization as its administrative

  3  entity, such organization shall be designated the Occupational

  4  Access and Opportunity Corporation:

  5         (a)  Which is a corporation not for profit, as defined

  6  in s. 501(c)(6) of the Internal Revenue Code of 1986, as

  7  amended, and is incorporated under the provisions of chapter

  8  617, Florida Statutes, and approved by the Department of

  9  State.

10         (b)  Which is organized and operated exclusively to

11  request, receive, hold, invest, and administer property and to

12  manage and make expenditures for the operation of the

13  activities, services, functions, and programs of the

14  provisions of this act relating to the Occupational Access and

15  Opportunity Commission.

16         (c)  Which the commission, after review, has certified

17  to be operating in a manner consistent with the policies and

18  goals of the commission and the plan.

19         (d)  Which shall not be considered an agency for the

20  purposes of chapters 120 and 216, Florida Statutes; sections

21  255.25 and 255.254, Florida Statutes, relating to leasing of

22  buildings; sections 283.33 and 283.35, Florida Statutes,

23  relating to bids for printing; section 215.31, Florida

24  Statutes; and parts IV through VIII of chapter 112, Florida

25  Statutes.

26         (e)  Which shall be subject to the provisions of

27  chapter 119, Florida Statutes, relating to public records, and

28  the provisions of chapter 286, Florida Statutes, relating to

29  public meetings.

30         (2)  USE OF PROPERTY.--The commission:

31

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  1         (a)  May permit the use of property and facilities of

  2  the commission by the corporation, subject to the provisions

  3  of this section.

  4         (b)  Shall prescribe conditions with which the

  5  corporation must comply in order to use property and

  6  facilities of the commission. Such conditions must provide for

  7  budget and audit review, for oversight by the commission, and

  8  for a reversionary interest in any property used by the

  9  corporation upon its dissolution.

10         (c)  Shall not permit the use of property and

11  facilities of the commission if the corporation does not

12  provide equal employment opportunities to all persons,

13  regardless of race, color, national origin, sex, age, or

14  religion.

15         (3)  BOARD OF DIRECTORS.--The board of directors of the

16  corporation shall be composed of 15 members, appointed by the

17  commission from its own membership. The vice chair of the

18  commission shall serve as chair of the corporation's board of

19  directors.

20         (4)  POWERS AND DUTIES.--The corporation, in the

21  performance of its duties:

22         (a)  May make and enter into contracts and assume such

23  other functions as are necessary to carry out the provisions

24  of the plan and the corporation's contract with the commission

25  which are not inconsistent with this or any other provision of

26  law.

27         (b)  May develop a program to leverage the existing

28  federal and state funding and to provide upgraded or expanded

29  services to Floridians with disabilities.

30         (c)  May commission and adopt, in cooperation with the

31  commission, an official business name and logo to be used in

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  1  all promotional materials directly produced by the

  2  corporation.

  3         (d)  The corporation shall establish cooperative and

  4  collaborative memorandums of understanding with One-Stop

  5  Career Center operators to increase, upgrade, or expand

  6  services to Floridians with disabilities who are seeking

  7  employment and self-sufficiency.

  8         Section 29.  Annual audit.--

  9         (1)  The corporation shall make provision for an annual

10  post-audit of its financial accounts to be conducted by an

11  independent certified public accountant. The annual audit

12  report is due before December 1 of each year, must include a

13  management letter, and must be submitted to the Auditor

14  General, and the Office of Program Policy Analysis and

15  Government Accountability for review. The Office of Program

16  Policy Analysis and Government Accountability, the commission,

17  and the Auditor General have the authority to require and

18  receive from the corporation or from its independent auditor

19  any detail or supplemental data relative to the operation of

20  the corporation. The corporation shall annually certify

21  whether the corporation is operating in a manner that is

22  consistent with, and achieving objectives that are consistent

23  with, the policies and goals of the commission and the plan.

24         (2)  The corporation shall provide to the commission a

25  quarterly report that:

26         (a)  Updates its progress and impact in creating

27  employment and increasing the personal income of individuals

28  with disabilities;

29         (b)  Provides detailed, unaudited financial statements

30  of sources and uses of public and private funds;

31

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  1         (c)  Measures progress towards annual goals and

  2  objectives set forth in the commission's plan;

  3         (d)  Reviews all pertinent research findings and

  4  training efforts; and

  5         (e)  Provides other measures of accountability as

  6  requested by the commission.

  7         Section 30.  Annual report of the Occupational Access

  8  and Opportunity Commission; audits.--

  9         (1)  Before January 1 of each year, the commission

10  shall submit to the Governor, the President of the Senate, and

11  the Speaker of the House of Representatives a complete and

12  detailed report setting forth for itself and its designated

13  administrative entity:

14         (a)  Its operations and accomplishments during the

15  fiscal year.

16         (b)  Its business and operational plan.

17         (c)  The assets and liabilities of the designated

18  administrative entity at the end of its most recent fiscal

19  year.

20         (d)  A copy of the annual financial and compliance

21  audit.

22         (2)  The Auditor General may, pursuant to his or her

23  own authority or at the direction of the Legislative Auditing

24  Committee, conduct an audit of the commission or its

25  designated administrative entity.

26         Section 31.  Upon appointment, the Occupational Access

27  and Opportunity Commission is authorized to prepare and submit

28  the federally required state vocational rehabilitation plan

29  and to serve as the governing authority of programs

30  administered by the commission, including, but not limited to:

31  administering the state's plan under the Rehabilitation Act of

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  1  1973, as amended; receiving federal funds as the state

  2  vocational rehabilitation agency; directing the expenditure of

  3  legislative appropriations for rehabilitative services through

  4  its designated administrative entity or other agents; and, if

  5  necessary, making any changes to the plan that the commission

  6  considers necessary to maintain compliance with the federal

  7  Rehabilitation Act of 1973, as amended, and implementing such

  8  changes in order to continue to qualify and maintain federal

  9  funding support. During the period of time between the

10  appointment of the commission and the designation of the

11  administrative entity, the commission and the division may, by

12  agreement, provide for continued administration consistent

13  with federal and state law.

14         Section 32.  The division must comply with the

15  transitional direction of the plan. If the commission

16  designates an administrative entity other than the division,

17  all powers, duties, and functions of and all related records,

18  property, and equipment and all contractual rights,

19  obligations of, and unexpended balances of appropriations and

20  other funds or allocations of the division's component

21  programs of the Department of Labor and Employment Security

22  shall be transferred to the commission as provided in the

23  plan, pursuant to section 20.06(2), Florida Statutes. The

24  Department of Labor and Employment Security shall assist the

25  commission in carrying out the intent of this chapter and

26  achieving an orderly transition. The Office of Planning and

27  Budget shall submit the necessary budget amendments to the

28  Legislature in order to bring the budget into compliance with

29  the plan.

30         Section 33.  The Occupational Access and Opportunity

31  Commission shall assure that the designated administrative

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  1  entity and providers of direct service maintain an internal

  2  system of quality assurance, have proven functional systems,

  3  and are subject to a due-diligence inquiry for their fitness

  4  to undertake service responsibilities regardless of whether a

  5  contract for services is competitively or noncompetitively

  6  procured.

  7         Section 34.  It is the intent of the Legislature that

  8  the provisions of this act relating to the Occupational Access

  9  and Opportunity Commission not conflict with any federal

10  statute or implementing regulation governing federal

11  grant-in-aid programs administered by the division or the

12  commission. Whenever such a conflict is asserted by the

13  applicable agency of the Federal Government, the commission

14  shall submit to the federal Department of Education, or other

15  applicable federal agency, a request for a favorable policy

16  interpretation of the conflicting portions. If the request is

17  approved, as certified in writing by the secretary of the

18  federal Department of Education, or the head of the other

19  applicable federal agency, the commission or the division is

20  authorized to make the adjustments in the plan which are

21  necessary for achieving conformity to federal statutes and

22  regulations. Before making such adjustments, the commission or

23  the division shall provide to the President of the Senate and

24  the Speaker of the House of Representatives an explanation and

25  justification of the position of the division or the

26  commission and shall outline all feasible alternatives that

27  are consistent with this section. These alternatives may

28  include the state supervision of local service agencies by the

29  commission or the division if the agencies are designated by

30  the Governor.

31

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  1         Section 35.  For purposes of effecting compliance with

  2  the Rehabilitation Act of 1973, as amended, upon appointment,

  3  the Commission on Occupational Access and Opportunity is

  4  designated the official state agency.

  5         Section 36.  Before the 2002 Regular Session of the

  6  Legislature, the Office of Program Policy Analysis and

  7  Government Accountability shall conduct a review of, and

  8  prepare a report on, the Occupational Access and Opportunity

  9  Commission and its designated administrative entity. The

10  review must be comprehensive in its scope, but, at a minimum,

11  must be conducted in such a manner as to specifically

12  determine:

13         (1)  The progress toward achieving the established

14  outcomes.

15         (2)  The circumstances contributing to the

16  organization's ability to achieve, not achieve, or exceed its

17  established outcomes.

18         (3)  Whether it would be sound public policy to

19  continue or discontinue funding the organizations and the

20  consequences of discontinuing the organizations.

21         (4)  The progress toward increasing services through

22  community-based rehabilitation programs.

23         (5)  As a result of the provisions of the act relating

24  to the Occupational Access and Opportunity Commission, the net

25  increase or decrease of the associated administrative costs,

26  as defined in the Rehabilitation Act of 1973, as amended.

27

28  The report shall be submitted by January 1, 2002, to the

29  Governor, the President of the Senate, and the Speaker of the

30  House of Representatives.

31         Section 37.  This act shall take effect July 1, 1999.

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  1          STATEMENT OF SUBSTANTIAL CHANGES CONTAINED IN
                       COMMITTEE SUBSTITUTE FOR
  2                      CS for Senate Bill 230

  3

  4  The committee substitute eliminates the organizational
    improvement report required from the Division of Vocational
  5  Rehabilitation, instead creating the Occupational Access and
    Opportunity Commission. The commission is authorized to
  6  develop the federally required vocational rehabilitation plan,
    contract with an administrative entity to support the
  7  commission's work, and receive federal funds as the state's
    vocational rehabilitation agency.
  8
    The committee substitute transfers the Office of Disability
  9  Determinations to the Department of Health by a type two
    transfer.
10

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