Senate Bill 0362

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    Florida Senate - 1999                                   SB 362

    By the Committee on Governmental Oversight and Productivity





    302-569-99

  1                      A bill to be entitled

  2         An act relating to the Florida Retirement

  3         System; amending s. 121.091, F.S.; providing

  4         retirement benefits for regular members,

  5         members of the Senior Management Service Class,

  6         and members of the Elected State and County

  7         Officers' Class; providing for additional

  8         termination benefit; amending s. 121.021, F.S.;

  9         redefining the term "early retirement date" for

10         purposes of the system; providing an effective

11         date.

12

13  Be It Enacted by the Legislature of the State of Florida:

14

15         Section 1.  Subsections (3) and (5) and paragraphs (b)

16  and (j) of subsection (13) of section 121.091, Florida

17  Statutes, 1998 Supplement, are amended to read:

18         121.091  Benefits payable under the system.--Benefits

19  may not be paid under this section unless the member has

20  terminated employment as provided in s. 121.021(39)(a) or

21  begun participation in the Deferred Retirement Option Program

22  as provided in subsection (13), and a proper application has

23  been filed in the manner prescribed by the division. The

24  division may cancel an application for retirement benefits

25  when the member or beneficiary fails to timely provide the

26  information and documents required by this chapter and the

27  division's rules. The division shall adopt rules establishing

28  procedures for application for retirement benefits and for the

29  cancellation of such application when the required information

30  or documents are not received.

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    Florida Senate - 1999                                   SB 362
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  1         (3)  EARLY RETIREMENT BENEFIT.--Upon retirement on his

  2  or her early retirement date, the member shall receive an

  3  immediate monthly benefit that shall begin to accrue on the

  4  first day of the month of the retirement date and be payable

  5  on the last day of that month and each month thereafter during

  6  his or her lifetime.  Such benefit shall be calculated as

  7  follows:

  8         (a)  The amount of each monthly payment shall be

  9  computed in the same manner as for a normal retirement

10  benefit, in accordance with subsection (1) and ss. 121.052(10)

11  and 121.055(4), as applicable, but shall be based on the

12  member's average monthly compensation and creditable service

13  as of the member's early retirement date.  The benefit so

14  computed shall be reduced by five-twelfths of 1 percent for

15  each complete month by which the early retirement date

16  precedes the normal retirement date of age 62 for a member of

17  the Regular Class, Senior Management Service Class, or the

18  Elected State and County Officers' Class, and age 55 for a

19  member of the Special Risk Class, or age 52 if a Special Risk

20  member has completed 25 years of creditable service in

21  accordance with s. 121.021(29)(b)3.

22         (b)  If the employment of a member is terminated by

23  reason of death subsequent to the completion of 20 years of

24  creditable service, the monthly benefit payable to the

25  member's beneficiary shall be calculated in accordance with

26  subsection (1) and ss. 121.052(10) and 121.055(4), as

27  applicable, but shall be based on average monthly compensation

28  and creditable service as of the date of death.  The benefit

29  so computed shall be reduced by five-twelfths of 1 percent for

30  each complete month by which death precedes the normal

31  retirement date specified above or the date on which the

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    Florida Senate - 1999                                   SB 362
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  1  member would have attained 30 years of creditable service had

  2  he or she survived and continued his or her employment,

  3  whichever provides a higher benefit. Effective January 1,

  4  2000, if the employment of a regular member, a member of the

  5  Senior Management Service Class, or a member of the Elected

  6  State and County Officers' Class is terminated after the

  7  member reaches age 50 and has completed 25 years of creditable

  8  service, the monthly retirement benefit payable shall be

  9  calculated in accordance with subsection (1) and ss.

10  121.052(10) and 121.055(4), as applicable, but based on

11  average monthly compensation and creditable service as of the

12  date of termination. The benefit so computed shall be reduced

13  by five-twelfths of 1 percent for each complete month by which

14  termination of employment precedes the normal retirement date

15  at age 62 or by some other percentage for each complete month

16  by which termination of employment precedes the date on which

17  the member would have attained 30 years of creditable service

18  had the member's employment continued, whichever provides a

19  greater benefit. Such other percentage shall be calculated to

20  finance in full any benefit increase resulting from

21  implementation of this benefit option based on sound actuarial

22  data developed in accordance with subsection (10).

23         (5)  TERMINATION BENEFITS.--

24         (a)  A member whose employment is terminated for any

25  reason other than death or retirement prior to becoming vested

26  is entitled to the return of his or her accumulated

27  contributions as of the date of termination.

28         (b)  A member whose employment is terminated for any

29  reason other than death or retirement after becoming vested

30  may elect to receive a deferred monthly benefit which shall

31  begin to accrue on the first day of the month of normal or

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    Florida Senate - 1999                                   SB 362
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  1  early retirement and shall be payable on the last day of that

  2  month and each month thereafter during his or her lifetime.

  3  The amount of monthly benefit shall be computed in the same

  4  manner as for a normal retirement benefit in accordance with

  5  subsection (1) or early retirement benefit in accordance with

  6  s. 121.021(30), but based on average monthly compensation and

  7  creditable service as of the date of termination.

  8         (c)  In lieu of any other option, a member whose

  9  employment is terminated for any reason other than death or

10  retirement after the member has attained age 50 and completed

11  at least 25 years of creditable service may elect to receive a

12  deferred monthly benefit. The benefit shall begin to accrue on

13  the first day of the month following the month in which the

14  member would have completed 30 years of creditable service had

15  the member's employment continued, if that date precedes the

16  normal retirement date at age 62, and it shall be payable on

17  the last day of that month and each month thereafter during

18  the member's lifetime. The amount of the monthly benefit shall

19  be computed in the same manner as for a normal retirement

20  benefit in accordance with subsection (1) or early retirement

21  benefit in accordance with s. 121.021(30), except that it

22  shall be based on average monthly compensation and creditable

23  service as of the date of termination, and the benefit so

24  computed shall be reduced by a percentage for each complete

25  month by which termination of employment precedes the normal

26  retirement date on which the member would have attained 30

27  years of creditable service had the member's employment

28  continued, if that date precedes the normal retirement date at

29  age 62. Such benefit reduction percentage shall be calculated

30  to finance in full any benefit increase resulting from

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    Florida Senate - 1999                                   SB 362
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  1  implementation of this deferred benefit option based on sound

  2  actuarial data developed in accordance with subsection (10).

  3         (d)(c)  In lieu of the deferred monthly benefit

  4  provided in paragraph (b) or paragraph (c), the terminated

  5  member may elect to receive a lump-sum amount equal to his or

  6  her accumulated contributions as of the date of termination.

  7         (e)(d)  If any retired member dies without having

  8  received in benefit payments an amount equal to his or her

  9  accumulated contributions, there shall be payable to his or

10  her designated beneficiary an amount equal to the excess, if

11  any, of the member's accumulated contributions over the total

12  monthly payments made to the member prior to the date of

13  death.

14         (f)(e)  A member shall be deemed a terminated member

15  when termination of employment has occurred as provided in s.

16  121.021(39).

17         (g)(f)  Any member who has been found guilty by a

18  verdict of a jury, or by the court trying the case without a

19  jury, of committing, aiding, or abetting any embezzlement or

20  theft from his or her employer, bribery in connection with the

21  employment, or other felony specified in chapter 838, except

22  ss. 838.15 and 838.16, committed prior to retirement, or who

23  has entered a plea of guilty or of nolo contendere to such

24  crime, or any member whose employment is terminated by reason

25  of the member's admitted commitment, aiding, or abetting of an

26  embezzlement or theft from his or her employer, bribery, or

27  other felony specified in chapter 838, except ss. 838.15 and

28  838.16, shall forfeit all rights and benefits under this

29  chapter, except the return of his or her accumulated

30  contributions as of the date of termination.

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  1         (h)(g)  Any elected official who is convicted by the

  2  Senate of an impeachable offense shall forfeit all rights and

  3  benefits under this chapter, except the return of his or her

  4  accumulated contributions as of the date of the conviction.

  5         (i)(h)  Any member who, prior to retirement, is

  6  adjudged by a court of competent jurisdiction to have violated

  7  any state law against strikes by public employees, or who has

  8  been found guilty by such court of violating any state law

  9  prohibiting strikes by public employees, shall forfeit all

10  rights and benefits under this chapter, except the return of

11  his or her accumulated contributions as of the date of the

12  conviction.

13         (j)(i)  Any beneficiary who by a verdict of a jury or

14  by the court trying the case without a jury is found guilty,

15  or who has entered a plea of guilty or nolo contendere, of

16  unlawfully and intentionally killing or procuring the death of

17  the member forfeits all rights to the deceased member's

18  benefits under this chapter, and the benefits will be paid as

19  if such beneficiary had predeceased the decedent. Benefits may

20  not be paid by the division pending final resolution of such

21  charges against the beneficiary.

22         (13)  DEFERRED RETIREMENT OPTION PROGRAM.--In general,

23  and subject to the provisions of this section, the Deferred

24  Retirement Option Program, hereinafter referred to as the

25  DROP, is a program under which an eligible member of the

26  Florida  Retirement System may elect to participate, deferring

27  receipt of retirement benefits while continuing employment

28  with his or her Florida Retirement System employer.  The

29  deferred monthly benefits shall accrue in the System Trust

30  Fund on behalf of the participant, plus interest compounded

31  monthly, for the specified period of the DROP participation,

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    Florida Senate - 1999                                   SB 362
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  1  as provided in paragraph (c).  Upon termination of employment,

  2  the participant shall receive the total DROP benefits and

  3  begin to receive the previously determined normal retirement

  4  benefits. Participation in the DROP does not guarantee

  5  employment for the specified period of DROP.

  6         (b)  Participation in the DROP.--

  7         1.  An eligible member may elect to participate in the

  8  DROP for a period not to exceed a maximum of 60 calendar

  9  months immediately following the date on which the member

10  first reaches his or her normal retirement date or the date to

11  which he or she is eligible to defer his or her election to

12  participate as provided in subparagraph (a)2. However, a

13  member who has reached normal retirement date prior to the

14  effective date of the DROP shall be eligible to participate in

15  the DROP for a period of time not to exceed 60 calendar months

16  immediately following the effective date of the DROP, except a

17  member of the Special Risk Class who has reached normal

18  retirement date prior to the effective date of the DROP and

19  whose total accrued value exceeds 75 percent of average final

20  compensation as of his or her effective date of retirement

21  shall be eligible to participate in the DROP for no more than

22  36 calendar months immediately following the effective date of

23  the DROP.

24         2.  Upon deciding to participate in the DROP, the

25  member shall submit, on forms required by the division:

26         a.  A written election to participate in the DROP;

27         b.  Selection of the DROP participation and termination

28  dates, which satisfy the limitations stated in paragraph (a)

29  and subparagraph 1. Such termination date shall be in a

30  binding letter of resignation with the employer, establishing

31  a deferred termination date. The member may change the

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    Florida Senate - 1999                                   SB 362
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  1  termination date within the limitations of subparagraph 1.,

  2  but only with the written approval of his employer;

  3         c.  A properly completed DROP application for service

  4  retirement as provided in this section; and

  5         d.  Any other information required by the division.

  6         3.  The DROP participant shall be a retiree under the

  7  Florida Retirement System for all purposes, except for

  8  paragraph (5)(g) (5)(f) and subsection (9) and ss. 112.3173,

  9  112.363, 121.053, and 121.122. However, participation in the

10  DROP does not alter the participant's employment status and

11  such employee shall not be deemed retired from employment

12  until his or her deferred resignation is effective and

13  termination occurs as provided in s. 121.021(39).

14         4.  Elected officers shall be eligible to participate

15  in the DROP subject to the following:

16         a.  An elected officer who reaches normal retirement

17  date during a term of office may defer the election to

18  participate in the DROP until the next succeeding term in that

19  office. Such elected officer who exercises this option may

20  participate in the DROP for up to 60 calendar months or a

21  period of no longer than such succeeding term of office,

22  whichever is less.

23         b.  An elected or a nonelected participant may run for

24  a term of office while participating in DROP and, if elected,

25  extend the DROP termination date accordingly, except, however,

26  if such additional term of office exceeds the 60-month

27  limitation established in subparagraph 1., and the officer

28  does not resign from office within such 60-month limitation,

29  the retirement and the participant's DROP shall be null and

30  void as provided in sub-subparagraph (c)4.d.

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  1         c.  An elected officer who is dually employed and

  2  elects to participate in DROP shall be required to satisfy the

  3  definition of termination within the 60-month limitation

  4  period as provided in subparagraph 1. for the nonelected

  5  position and may continue employment as an elected officer as

  6  provided in s. 121.053. The elected officer will be enrolled

  7  as a renewed member in the Elected State and County Officers'

  8  Class or the Regular Class, as provided in ss. 121.053 and

  9  121.22, on the first day of the month after termination of

10  employment in the nonelected position and termination of DROP.

11  Distribution of the DROP benefits shall be made as provided in

12  paragraph (c).

13         (j)  Forfeiture of retirement benefits.--Nothing in

14  this section shall be construed to remove DROP participants

15  from the scope of s. 8(d), Art. II of the State Constitution,

16  s. 112.3173, and paragraph (5)(g) (5)(f). DROP participants

17  who commit a specified felony offense while employed will be

18  subject to forfeiture of all retirement benefits, including

19  DROP benefits, pursuant to those provisions of law.

20         Section 2.  Subsection (30) of section 121.021, Florida

21  Statutes, 1998 Supplement, is amended to read:

22         121.021  Definitions.--The following words and phrases

23  as used in this chapter have the respective meanings set forth

24  unless a different meaning is plainly required by the context:

25         (30)  "Early retirement date" means the first day of

26  the month following the date a member becomes vested and

27  elects to receive retirement benefits in accordance with this

28  chapter. Such benefits shall be calculated based on average

29  monthly compensation and creditable service as of the member's

30  early retirement date, and the benefit so computed shall be

31  reduced by five-twelfths of 1 percent for each complete month

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  1  by which the early retirement date precedes his or her normal

  2  retirement date as provided in s. 121.091(3).

  3         Section 3.  This act shall take effect January 1, 2000.

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  6                          SENATE SUMMARY

  7    Authorizes the calculation and payment of early
      retirement benefits or termination retirement benefits
  8    for regular, senior-management, and elected state and
      county officer members of the Florida Retirement System
  9    who have attained age 50 with 25 years' creditable
      service. Redefines the term "early retirement date" for
10    purposes of the system.

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