Senate Bill 0898

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    Florida Senate - 1999                                   SB 898

    By Senator Childers





    1-4B-99

  1                      A bill to be entitled

  2         An act relating to title loan transactions;

  3         creating the "Florida Title Loan Act";

  4         providing definitions; requiring licensure by

  5         the Department of Agriculture and Consumer

  6         Services to be in the business as a title loan

  7         lender; providing fees; providing for

  8         eligibility for licensure; providing for

  9         application; providing for suspension or

10         revocation of license; providing for a title

11         loan transaction form; providing for

12         recordkeeping and reporting and safekeeping of

13         property; providing for title loan charges;

14         prohibiting certain acts; providing for the

15         right to redeem; providing for lost title loan

16         transaction forms; providing for a title loan

17         lender's lien; providing for criminal

18         penalties; providing for certain records from

19         the Department of Law Enforcement; providing

20         for subpoenas, enforcement of actions, and

21         rules; providing a fine; providing for

22         investigations and complaints; providing an

23         appropriation; providing legislative intent;

24         repealing s. 538.06(5), F.S., which allows a

25         secondhand dealer to engage in a title loan

26         transaction; repealing s. 538.15(4), (5), F.S.,

27         which prohibit certain acts and practices by

28         secondhand dealers; amending ss. 538.03,

29         538.16, F.S.; deleting references to title

30         loans; providing an effective date.

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  1  Be It Enacted by the Legislature of the State of Florida:

  2

  3         Section 1.  Short title.--This act may be cited as the

  4  "Florida Title Loan Act."

  5         Section 2.  Definitions.--As used in this act, the

  6  term:

  7         (1)  "Department" means the Department of Agriculture

  8  and Consumer Services.

  9         (2)  "Commercially reasonable" means a sale or disposal

10  which occurs and can be construed as an arms-length

11  transaction. Nonpublic sales or disposal of personal property

12  between licensees and business affiliates or family members

13  are sales and disposal which are presumed not to be

14  commercially reasonable.

15         (3)  "Executive officer" means the president, chief

16  executive officer, chief financial officer, chief operating

17  officer, executive vice president, senior vice president,

18  secretary, or treasurer.

19         (4)  "Identification" means a government issued

20  photographic identification.

21         (5)  "Licensee" means a person who is licensed under

22  this act.

23         (6)  "Loan property" means any personal property

24  certificate of title that is deposited with a title loan

25  lender in the course of the title loan lender's business and

26  is the subject of a title loan agreement.

27         (7)  "Title loan agreement" means a written agreement

28  whereby a title loan lender agrees to make a loan of a

29  specific sum of money to a pledgor, and the pledgor agrees to

30  give the title loan lender a security interest in unencumbered

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  1  titled personal property, except by a title loan agreement,

  2  owned by the pledgor.

  3         (8)  "Title loan lender" means any person who is

  4  engaged in the business of making title loans or engaging in

  5  title loan agreements with pledgors.

  6         (9)  "Title loan office" means the location at which,

  7  or premises from which, a title loan lender regularly conducts

  8  business.

  9         (10)  "Title loan transaction form" means the

10  instrument on which a title loan lender records title loan

11  agreements.

12         (11)  "Titled personal property" means any personal

13  property that has as evidence of ownership a state-issued

14  certificate of title, except for a mobile home that is the

15  primary residence of the pledgor.

16         (12)  "Ultimate equitable owner" means a natural person

17  who, directly or indirectly, owns or controls an ownership

18  interest in a corporation, a foreign corporation, an alien

19  business organization, or any other form of business

20  organization, regardless of whether the person owns or

21  controls such ownership interest through one or more natural

22  persons or one or more proxies, powers of attorney, nominees,

23  corporations, associations, partnerships, trusts, joint stock

24  companies, or other entities or devices, or any combination

25  thereof.

26         Section 3.  License required; license fees.--

27         (1)  A person may not engage in business as a title

28  loan lender without a valid license issued by the department.

29  A separate license is required for each physical location of a

30  title loan office. The department shall issue more than one

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  1  license to a person who complies with the requirements of this

  2  act for each license.

  3         (2)  An application for a license must be submitted to

  4  the department on forms prescribed by departmental rule. If

  5  the department determines that an application should be

  6  granted, it shall issue the license for a period not to exceed

  7  1 year. A nonrefundable license fee of $1,500 and a

  8  nonrefundable investigation fee of $250 must accompany an

  9  initial application for each title loan location.  The revenue

10  from these fees is intended to reasonably reflect the actual

11  cost of regulation. However, in no event shall the initial

12  license fees payable by a single title loan lender with

13  multiple title loan offices exceed $15,000 in the aggregate.

14         (3)  A license must be renewed annually and must be

15  accompanied by a nonrefundable fee of $1,500. However, in no

16  event shall the renewal fees payable by a single title loan

17  lender with multiple title loan offices exceed $15,000 in the

18  aggregate. A license that is not renewed by its expiration

19  date automatically reverts to inactive status. A license may

20  be reactivated within 3 months after it becomes inactive, upon

21  submission of a completed reactivation form and payment of a

22  reactivation fee. A license may not be reactivated more than 3

23  months after it becomes inactive.

24         (4)  Each license must specify the location for which

25  it is issued and must be conspicuously displayed at that

26  location. In order to move a title loan office to another

27  location, a licensee must give 30 days prior written notice to

28  the department by certified or registered mail, return receipt

29  requested, and the department shall then amend the license

30  accordingly. A license is not transferable or assignable.

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  1         (5)  The department may deny an initial application for

  2  a license if the applicant or any person with power to direct

  3  the management or policies of the applicant is the subject of

  4  a pending criminal prosecution or governmental civil

  5  enforcement action in any jurisdiction until the conclusion of

  6  the criminal prosecution or enforcement action.

  7         (6)  A licensee must designate and maintain an agent in

  8  this state for service of process.

  9         (7)  A person must apply to the department for a new

10  license upon the change of any person owning 25 percent or

11  greater interest in any title loan office and must pay the

12  nonrefundable license and investigation fees, up to a maximum

13  of $10,000.

14         (8)  All moneys collected by the department under this

15  act shall be deposited into the State Treasury to be placed in

16  the General Inspection Trust Fund for the sole purpose of

17  implementing this act.

18         Section 4.  Eligibility for license.--

19         (1)  To be eligible for a title loan lending license,

20  an applicant must:

21         (a)  Be of good moral character and not have been found

22  guilty of a crime of moral turpitude.

23         (b)  File with the department a bond in the amount of

24  $100,000 for each license with a surety company qualified to

25  do business in this state. However, in no event shall the

26  aggregate amount of the bond required for a single title loan

27  lender exceed $1 million. In lieu of the bond, the applicant

28  may provide proof to the department that it has a net worth in

29  excess of $1 million; the applicant may provide to the

30  department a current audited financial statement that

31  documents that the applicant's net worth is in excess of $1

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  1  million; or the applicant may establish a certificate of

  2  deposit or an irrevocable letter of credit in a Florida

  3  financial institution, as defined in chapter 655.005, Florida

  4  Statutes, in the amount of the bond. The original bond,

  5  certificate of deposit, or letter of credit must be filed with

  6  the department, and the department must be the beneficiary of

  7  the document. The bond, certificate of deposit, or letter of

  8  credit must be in favor of the department for the use and

  9  benefit of any consumer who is injured pursuant to a title

10  loan transaction by the fraud, misrepresentation, breach of

11  contract, financial failure, or violation of any provision of

12  this act by the title loan lender. The liability may be

13  enforced by an administrative action or lawsuit in a court of

14  competent jurisdiction. However, in a lawsuit, the bond,

15  certificate of deposit, or letter of credit posted with the

16  department is not subject to any judgment or other legal

17  process issuing out of or from such court in connection with

18  the lawsuit, but the bond, certificate of deposit, or letter

19  of credit is enforceable only by administrative proceedings

20  before the department. It is the intent of the Legislature

21  that such bond, certificate of deposit, or letter of credit

22  shall be applicable and liable only for the payment of claims

23  duly adjudicated by the department. The bond, certificate of

24  deposit, or letter of credit shall be payable on a pro rata

25  basis as determined by the department, but the aggregate

26  amount may not exceed the amount of the bond, certificate of

27  deposit, or letter of credit.

28         (c)  Not have been convicted of a felony within the

29  last 10 years or be acting on behalf of an ultimate equitable

30  owner who has been convicted of a felony within the last 10

31  years.

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  1         (d)  Not have been convicted, and not be acting as an

  2  ultimate equitable owner for someone who has been convicted,

  3  of a crime that the department finds directly relates to the

  4  duties and responsibilities of a title loan lender within the

  5  last 10 years.

  6         (2)  An applicant for a title loan lending license may

  7  not be a motor vehicle dealer licensed under chapter 320 or be

  8  related to a licensed motor vehicle dealer by common officers,

  9  directors, principals, stockholders, agents, family, or

10  employees.

11         (3)  If an applicant for a title loan lending license

12  is other than a corporation or limited liability company, the

13  eligibility requirements of this section apply to each direct

14  or ultimate equitable owner.

15         (4)  If an applicant for a title loan lending license

16  is a corporation or limited liability company, the eligibility

17  requirements of this section apply to each direct or ultimate

18  equitable owner of at least 25 percent of the outstanding

19  equity interest of such corporation and to each director and

20  executive officer.

21         Section 5.  Application for license.--

22         (1)  An application for a license to make title loans

23  must be in writing, under oath, and in the form prescribed by

24  departmental rule, and must contain the name and residence and

25  business addresses of the applicant, and, if the applicant is

26  a partnership or association, of every member thereof, and, if

27  a corporation, of each executive officer and director and

28  ultimate equitable owner of at least 25 percent thereof; must

29  state whether any of the above has been arrested within the

30  last 10 years for, convicted of, or is under indictment or

31  information for, a felony or crime that directly relates to

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  1  the duties and responsibilities of a title loan lender, and,

  2  if so, the nature thereof; must specify the county and

  3  municipality, with the street and number or location, where

  4  the business is to be conducted; and must provide such further

  5  relevant information as the department requires by rule. At

  6  the time of application, the applicant must pay the

  7  nonrefundable license fees specified in section 3.

  8  Applications, except for applications to renew or reactivate a

  9  license, must be accompanied by a nonrefundable investigation

10  fee of $250.

11         (2)  Notwithstanding the foregoing, the application

12  need not state the full name and address of each officer,

13  director, and shareholder if the applicant is owned directly

14  or beneficially by a person who as an issuer has a class of

15  securities registered pursuant to Section 12 of the Securities

16  Exchange Act of 1934, or pursuant to Section 15 (d) thereof is

17  an issuer of securities which is required to file reports with

18  the Securities and Exchange Commission, if the person files

19  with the department any information, documents, and reports

20  required by that act to be filed with the Securities and

21  Exchange Commission.

22         (3)  Upon the filing of an application for a license

23  and payment of all applicable fees, the department shall,

24  unless the application is to renew or reactivate an existing

25  license, investigate the facts concerning the applicant's

26  proposed activities. The department shall investigate the

27  facts and shall approve an application and issue to the

28  applicant a license that will evidence the authority to do

29  business under this act if the department finds that the

30  eligibility requirements for the license are satisfied. The

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  1  license must be prominently displayed at the front desk or

  2  counter at the title loan office.

  3         (4)  A license that is not renewed by its expiration

  4  date shall automatically revert to inactive status. An

  5  inactive license may be reactivated upon submission of a

  6  completed reactivation application, payment of the annual

  7  license fee, and payment of a reactivation fee of $250. A

  8  license expires on the date at which it has been inactive for

  9  3 months.

10         (5)  A licensee may not change the place of business

11  maintained under a license without giving prior written notice

12  to the department.

13         (6)  A licensee may make loans within a place of

14  business in which other business is solicited or engaged in,

15  unless the department finds that the conduct of the other

16  business by the licensee results in the evasion of this act or

17  combining such other business activities results in practices

18  that are detrimental, misleading, or unfair to consumers. Upon

19  such a finding, the department shall order the licensee to

20  desist from such evasion or other business activities. A

21  license may not be granted to or renewed for any person or

22  organization engaged in the pawnbroking business.

23         (7)  Licenses are not transferable or assignable. A

24  licensee may invalidate any license by delivering it to the

25  department with written notice of its surrender by certified

26  or registered mail, return receipt requested, but such

27  delivery does not affect any civil or criminal liability or

28  the authority to enforce this act for acts committed in

29  violation thereof.

30         Section 6.  Suspension, revocation of license.--

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  1         (1)  The following acts are violations of this act and

  2  constitute grounds for the disciplinary actions specified in

  3  subsection (2):

  4         (a)  Failure to comply with any provision of this act,

  5  any rule or order adopted under this act, or any written

  6  agreement entered into with the department;

  7         (b)  Fraud, misrepresentation, deceit, or gross

  8  negligence in any title loan transaction, regardless of

  9  reliance by or damage to the pledgor;

10         (c)  Fraudulent misrepresentation, circumvention, or

11  concealment of any matter required to be stated or furnished

12  to a pledgor under this act, regardless of reliance by or

13  damage to the pledgor;

14         (d)  Willful imposition of illegal or excessive charges

15  in any title loan transaction;

16         (e)  False, deceptive, or misleading advertising by a

17  title loan lender;

18         (f)  Failure to maintain, preserve, and make available

19  for examination, all books, accounts, or other documents

20  required by this act, by any rule or order adopted under this

21  act, or by any agreement entered into with the department;

22         (g)  Aiding, abetting, or conspiring with another

23  person to circumvent or violate this act;

24         (h)  Refusal to permit inspection of books and records

25  in an investigation or examination by the department or

26  refusal to comply with a subpoena issued by the department; or

27         (i)  Criminal conduct in the course of a person's

28  business as a title loan lender.

29         (2)  Upon a finding by the department that a person has

30  committed an act prohibited by subsection (1), the department

31  may:

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  1         (a)  Issue a notice of noncompliance pursuant to

  2  section 120.695, Florida Statutes;

  3         (b)  Deny an application for a license;

  4         (c)  Revoke or suspend a license;

  5         (d)  Place a licensee or an applicant on probation for

  6  a period of time and subject to such conditions as the

  7  department specifies;

  8         (e)  Place permanent restrictions or conditions upon

  9  issuance or maintenance of a license;

10         (f)  Issue a reprimand; or

11         (g)  Impose an administrative fine not to exceed $5,000

12  for each act or violation.

13         (3)  In addition to the acts prohibited by subsection

14  (1), the following acts are grounds for denial of a license or

15  for revocation, suspension, or restriction of a license:

16         (a)  Making a material misstatement of fact in an

17  initial or renewal application for a license;

18         (b)  Having a license, registration, or the equivalent,

19  to practice any profession or occupation denied, suspended,

20  revoked, or otherwise acted against by a licensing authority

21  in any jurisdiction for fraud, dishonest dealing, or any act

22  of moral turpitude;

23         (c)  Having been convicted or found guilty of a crime

24  involving fraud, dishonest dealing, or any act of moral

25  turpitude;

26         (d)  Being insolvent or having demonstrated a lack of

27  honesty or financial responsibility; or

28         (e)  The existence of a fact or condition that, if it

29  had existed or had been known to exist at the time of the

30  original issuance of the license, would have justified the

31  department in refusing a license.

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  1         (4)  The department may take any action specified in

  2  subsection (2) as to any partnership, corporation, or

  3  association if the department finds grounds for such action as

  4  to any member of the partnership, as to any executive officer

  5  or director of the corporation or association, or as to any

  6  person who has power to direct the management or policies of

  7  the partnership, corporation, or association.

  8         (5)  A licensee is responsible for the acts of its

  9  employees and agents if, with actual knowledge of such acts,

10  it retained profits, benefits, or advantages accruing from

11  such acts or ratified the conduct of the employee or agent as

12  a matter of law or fact.

13         (6)  The manner of giving notice and conducting a

14  hearing is governed by chapter 120, Florida Statutes.

15         (7)  Any title loan agreement made by an unlicensed

16  person is voidable, in which case the person forfeits the

17  right to collect any moneys, including principal and finance

18  charges, from the pledgor in connection with the agreement and

19  must return to the pledgor the loan property in connection

20  with the agreement or the fair market value of the property.

21         Section 7.  Title loan transaction form.--

22         (1)  At the time a title loan lender enters into each

23  title loan agreement, the title loan lender shall complete a

24  title loan transaction form for such transaction, and the

25  pledgor shall sign such completed form. The department shall

26  approve the design and format of the title loan transaction

27  form, which shall elicit the information required under this

28  section. In completing the title loan transaction form, the

29  title loan lender shall record the following information,

30  which must be typed or written indelibly and legibly in

31  English:

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  1         (a)  The make, model, and year of the titled personal

  2  property to which the loan property relates.

  3         (b)  The vehicle identification number or other

  4  comparable identification number, along with the license plate

  5  number, if applicable, of the titled personal property to

  6  which the loan property relates.

  7         (c)  The name, address, date of birth, physical

  8  description, and social security number of the pledgor.

  9         (d)  The date of the transaction.

10         (e)  The identification number and the type of

11  identification, including the issuing agency, accepted from

12  the pledgor.

13         (f)  The amount of money advanced, which must be

14  designated as the "amount financed."

15         (g)  The maturity date of the title loan agreement.

16         (h)  The total title loan charge payable on the

17  maturity date, designated as the "finance charge."

18         (i)  The total amount, amount financed plus finance

19  charge, which must be paid to redeem the loan property on the

20  maturity date, designated as the "total amount of all

21  payments."

22         (j)  The annual percentage rate, computed in accordance

23  with regulations adopted by the Federal Reserve Board pursuant

24  to the Federal Truth-in-Lending Act.

25         (2)  The following information must also be printed on

26  title loan transaction forms:

27         (a)  The name and address of the title loan office.

28         (b)  The name and address of the department and a

29  telephone number that consumers may use to make complaints.

30         (c)  A statement in not less than 12-point type that:

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  1         1.  Your vehicle has been pledged as security for this

  2  loan and if you do not repay this loan in full, including the

  3  finance charge, YOU WILL LOSE YOUR VEHICLE.

  4         2.  You are encouraged to repay this loan at the end of

  5  the term, The lender is not required to extend or renew your

  6  loan. It is important that you plan your finances so that you

  7  can repay this loan as soon as possible.

  8         3.  THIS LOAN HAS A VERY HIGH INTEREST RATE. DO NOT

  9  COMPLETE THIS LOAN TRANSACTION IF YOU HAVE THE ABILITY TO

10  BORROW FROM ANOTHER SOURCE AT AN ANNUAL PERCENTAGE RATE LOWER

11  THAN THAT SHOWN ON THIS FORM.

12         (d)  The statement that "The pledgor represents and

13  warrants that the titled personal property to which the loan

14  property relates is not stolen, that it has no liens or

15  encumbrances against it, that the pledgor has the right to

16  enter into this transaction, and that the pledgor will not

17  apply for a duplicate certificate of title while the title

18  loan agreement is in effect."

19         (e)  Immediately above the signature of the pledgor,

20  the statement that "I, the pledgor, declare under penalty of

21  perjury that I have read the foregoing document and that to

22  the best of my knowledge and belief the facts contained in it

23  are true and correct."

24         (f)  A blank line for the signature of the pledgor.

25         (3)  At the time of the transaction, the title loan

26  lender shall deliver to the pledgor an exact copy of the

27  completed title loan transaction form.

28         (4)  The pledgor shall agree for the title loan lender

29  to keep possession of the certificate of title. The pledgor

30  shall have the exclusive right to redeem the certificate of

31  title by repaying the loan in full and by complying with the

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  1  title loan agreement. When the certificate of title is

  2  redeemed, the title loan lender shall release the security

  3  interest in the titled personal property and shall return the

  4  personal property certificate of title to the pledgor. The

  5  title loan agreement shall provide that upon failure by the

  6  pledgor to redeem the certificate of title at the end of the

  7  original agreement period, or at the end of any extension

  8  thereof, the title loan lender may take possession of the

  9  property. The title loan lender shall retain physical

10  possession of the certificate of title for the duration of the

11  title loan agreement, but may not be required to retain

12  physical possession of the titled personal property at any

13  time. A title loan lender may hold only unencumbered

14  certificates of title for loan.

15         Section 8.  Recordkeeping; reporting; safekeeping of

16  property.--

17         (1)  A title loan lender shall maintain, at its

18  principal place of business, such books, accounts, and records

19  of the business conducted under the license issued for such

20  place of business as will enable the department to determine

21  the licensee's compliance with this act. The licensee shall

22  make all such books, accounts, and records of business

23  conducted under the license available at a convenient location

24  in this state upon request of the department.

25         (2)  The department may allow the maintenance of books,

26  accounts, and records at a location other than a principal

27  place of business and may require them to be produced and

28  available at a reasonable and convenient location in this

29  state within a reasonable period of time.

30         (3)  The title loan lender shall maintain the original

31  copy of each completed title loan transaction form, and may

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  1  not obliterate, discard, or destroy any original copy, for at

  2  least 2 years after making the final entry on any loan

  3  recorded therein.

  4         (4)  All loan property, or property related to the

  5  title loan transaction, which is delivered to a title loan

  6  lender must be securely stored and maintained at the title

  7  loan office unless the title document has been forwarded to

  8  the appropriate state agency for the recording or deletion of

  9  a lien.

10         (5)  The department may prescribe the minimum

11  information to be shown in the books, accounts, and records of

12  licensees so that the department can determine compliance with

13  this act.

14         Section 9.  Title loan charges.--

15         (1)  In a title loan agreement, a title lender may

16  contract for and receive a finance charge only. The finance

17  charge may not exceed 168 percent simple interest under a

18  title loan agreement during the first year it is in effect;

19  however, the amount of interest charged in any one month may

20  not exceed 22 percent, and a title loan lender may charge no

21  more than 22 percent per month for 4 months during the first

22  year and no more than 10 percent per month thereafter.

23         (2)  Any extension must be executed in writing and must

24  clearly specify the new maturity date, the title loan finance

25  charges paid for the extension, and title loan finance charges

26  owed on the new maturity date, and a copy must be supplied to

27  the pledgor. A title loan lender may not capitalize any unpaid

28  finance charge as part of the amount financed in a subsequent

29  title loan transaction.

30         (3)  If a title loan agreement is not satisfied within

31  1 year after its inception, the title loan lender may receive

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  1  a finance charge on the outstanding principal balance at a

  2  rate not to exceed 18 percent per annum for the period of time

  3  that the loan remains outstanding beyond 1 year.

  4         (4)  Any finance charge contracted for or received,

  5  directly or indirectly, in excess of the amounts authorized

  6  under this section are prohibited, may not be collected, and

  7  render the title loan agreement voidable, in which case the

  8  title loan lender shall forfeit the right to collect any

  9  interest or finance charges. Upon the pledgor's written

10  request delivered to the title loan lender by certified mail,

11  return receipt requested, within 30 days after the maturity

12  date, the title loan lender must return to the pledgor the

13  loan property delivered to the title loan lender upon payment

14  of the balance of the principal remaining due; there is no

15  penalty for a violation resulting from an accidental and bona

16  fide error that is corrected upon discovery. Any action to

17  circumvent the limitation on title loan interest or any other

18  amounts collectible under this act is voidable. Any

19  transaction involving a person's delivery of a personal

20  property certificate of title in exchange for the advancement

21  of funds on the condition that the person shall or may redeem

22  or repurchase the certificate of title upon the payment of a

23  sum of money, whether the transaction is characterized as a

24  "buy-sell agreement," "sale-leaseback agreement," or

25  otherwise, is a violation of this act if the sum exceeds the

26  amount that a title loan lender may collect in a title loan

27  agreement or if the terms of the transaction otherwise

28  conflict with the permitted terms and conditions of a title

29  loan agreement.

30         (5)  Any fees or taxes paid to a governmental agency

31  and directly related to a particular title loan transaction

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  1  may be collected from the pledgor, in addition to the

  2  permitted finance charge.

  3         Section 10.  Failure to redeem; default.--

  4         (1)  Upon a pledgor's default under the title loan

  5  agreement or failure to redeem the pledged property on or

  6  before the maturity date of the title loan agreement, the

  7  title loan lender may take possession of the titled personal

  8  property.

  9         (2)  A title loan lender who takes possession of the

10  titled personal property must comply with the applicable

11  requirements of part V of chapter 679.

12         Section 11.  Prohibited acts.--A title loan lender, or

13  agent or employee of a title loan lender, may not:

14         (1)  Falsify or fail to make an entry of any material

15  matter in a title loan lender transaction form.

16         (2)  Refuse to allow the department to inspect

17  completed title loan transaction forms or loan property during

18  the ordinary hours of the title loan lender's business or at

19  other times acceptable to both parties.

20         (3)  Enter into a title loan agreement with a person

21  under the age of 18 years.

22         (4)  Make any agreement requiring or allowing for the

23  personal liability of a pledgor or the waiver of any provision

24  of this act.

25         (5)  Knowingly enter into a title loan agreement with

26  any person who is under the influence of drugs or alcohol when

27  such condition is visible or apparent, or with any person

28  using a name other than his or her own name or the registered

29  name of his or her business.

30

31

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  1         (6)  Fail to exercise reasonable care in the

  2  safekeeping of loan property or titled personal property

  3  repossessed under this act.

  4         (7)  Fail to return loan property or repossessed titled

  5  personal property to a pledgor, with the title loan lender's

  6  liens on the property properly released, upon payment of the

  7  full amount due the title loan lender, unless the property has

  8  been seized or impounded by an authorized law enforcement

  9  agency, taken into custody by a court, or otherwise disposed

10  of by court order.

11         (8)  Sell or otherwise charge for insurance in

12  connection with a title loan agreement, if the title loan

13  lender realizes a profit thereon.

14         (9)  Charge or receive any finance charge, interest, or

15  fees which are not authorized by this act.

16         (10)  Engage in business as a title loan lender without

17  first securing the license.

18         (11)  Refuse to accept a partial repayment of the

19  amount financed, if all accrued finance charges have been

20  paid.

21         (12)  Charge a prepayment penalty.

22         (13)  Advertise using the words "interest free loans"

23  or "no finance charges."

24         Section 12.  Right to redeem; lost title loan

25  transaction form.--

26         (1)  Any person presenting identification as the

27  pledgor and presenting the pledgor's copy of the title loan

28  transaction form to the title loan lender is presumed to be

29  entitled to redeem the loan property described in the title

30  loan lender transaction form. However, if the title loan

31  lender determines that the person is not the pledgor, the

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  1  title loan lender is not required to allow the redemption of

  2  the loan property by such person. The person redeeming the

  3  loan property must sign the pledgor's copy of the title loan

  4  transaction form, which the title loan lender may retain to

  5  evidence such person's receipt of the loan property. A person

  6  redeeming the loan property who is not the pledgor must show

  7  identification to the title loan lender and written

  8  authorization from the pledgor, and the title loan lender must

  9  record that person's name and address on the title loan

10  transaction form retained by the title loan lender. In such

11  case, the person redeeming the pledgor's copy of the title

12  loan transaction form must be given a copy of the signed form

13  as evidence of the concerned transaction.

14         (2)  If the pledgor's copy of the title loan

15  transaction form is lost, destroyed, or stolen, the pledgor

16  must notify the title loan lender in writing by certified or

17  registered mail, return receipt requested, or in person

18  evidenced by a signed receipt, and receipt of the notice

19  invalidates the title loan transaction form if the loan

20  property has not previously been redeemed. Before delivering

21  the loan property or issuing a new title loan transaction

22  form, the title loan lender shall require the pledgor to make

23  a written statement of the loss, destruction, or theft of the

24  pledgor's copy of the title loan transaction form. The title

25  loan lender shall record on the written statement the type of

26  identification and the identification number accepted from the

27  pledgor, the date the statement is given, and the number or

28  date of the title loan transaction form lost, destroyed, or

29  stolen. The statement must be signed by the title loan lender

30  or the title loan office employee who accepts the statement

31  from the pledgor.

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  1         Section 13.  Title loan lender's lien.--

  2         (1)  The title loan lender may record its security

  3  interest in the titled personal property to which the loan

  4  property relates by noting the lien on the certificate of

  5  title.

  6         (2)  The title loan lender is, upon entering into a

  7  title loan agreement and taking possession of the borrower's

  8  certificate of title, a bona fide lienholder whose interest

  9  has been perfected.

10         Section 14.  Criminal penalties.--

11         (1)  A person who engages in business as a title loan

12  lender without a license commits a felony of the third degree,

13  punishable as provided in section 775.082, Florida Statutes,

14  section 775.083, Florida Statutes, or section 775.084, Florida

15  Statutes.

16         (2)  In addition to any other penalty, any person who

17  willfully violates this act or who willfully makes a false

18  entry in any record specifically required by this act commits

19  a misdemeanor of the first degree, punishable as provided in

20  section 775.082, Florida Statutes, or section 775.083, Florida

21  Statutes.

22         (3)  The possession of a certificate of title by a

23  title loan lender pursuant to a title loan agreement shall not

24  be considered a bailment of the titled personal property.

25         Section 15.  Records from the Department of Law

26  Enforcement.--The Department of Law Enforcement, on request,

27  shall supply to the department any arrest and conviction

28  records in its possession of an individual applying for or

29  holding a license under this act.

30         Section 16.  Subpoenas; enforcement actions; rules.--

31

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  1         (1)  The department may issue and serve subpoenas to

  2  compel the attendance of witnesses and the production of

  3  documents, papers, books, records, and other evidence before

  4  it in any matter pertaining to this act. The department may

  5  administer oaths and affirmations to any person whose

  6  testimony is required. If a person refuses to testify, produce

  7  books, records, and documents, or otherwise refuses to obey a

  8  subpoena issued under this section, the department may enforce

  9  the subpoena in the same manner as subpoenas issued under the

10  Administrative Procedure Act. Witnesses are entitled to the

11  same fees and mileage as they are entitled to by law for

12  attending as witnesses in the circuit court, unless the

13  examination or investigation is held at the place of business

14  or residence of the witness.

15         (2)  In addition to other powers to administer this

16  act, the department may:

17         (a)  Bring an action in any court of competent

18  jurisdiction to enforce or administer this act, any rule or

19  order adopted under this act, or any written agreement entered

20  into with the department. In such action, the department may

21  seek any relief at law or equity, including a temporary or

22  permanent injunction, appointment of a receiver or

23  administrator, or an order of restitution.

24         (b)  Issue and serve upon a person an order requiring

25  that person to cease and desist and take corrective action

26  whenever the department finds that such person is violating,

27  has violated, or is about to violate this act, any rule or

28  order adopted under this act, or any written agreement entered

29  into with the department.

30         (c)  If the department finds that conduct described in

31  paragraph (b) presents an immediate danger to the public

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  1  health, safety, or welfare requiring an immediate final order,

  2  issue an emergency cease and desist order reciting with

  3  particularity the facts underlying such findings. The

  4  emergency cease and desist order is effective immediately upon

  5  service of a copy of the order on the respondent named therein

  6  and remains effective for 90 days. If the department begins

  7  nonemergency proceedings under paragraph (b), the order

  8  remains effective until the conclusion of the proceedings

  9  under sections 120.569 and 120.57, Florida Statutes.

10         (d)  Impose and collect an administrative fine against

11  any person found to have violated this act, any rule or order

12  adopted under this act, or any written agreement entered into

13  with the department, in an amount not to exceed $5,000 for

14  each violation.

15         (3)  The department may adopt rules to administer this

16  act.

17         Section 17.  Investigations and complaints.--

18         (1)  The department may, at intermittent periods, make

19  investigations and examinations of any licensee or other

20  person to determine compliance with this act. For such

21  purposes, it may examine the books, accounts, records, and

22  other documents or matters of any licensee or other person. It

23  may compel the production of all relevant books, records, and

24  other documents and materials relative to an examination or

25  investigation. Such investigations and examinations shall not

26  be made more often than once during any 12-month period unless

27  the department has good cause to believe that the licensee is

28  not complying with this act.

29         (2)  Any person having reason to believe that this act

30  has been violated may file with the department a written

31  complaint setting forth the details of the alleged violations

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  1  and the department, upon receipt of the complaint, may inspect

  2  the pertinent books, records, letters, and contracts of the

  3  licensee and of the seller involved, relating to the

  4  complaint.

  5         Section 18.  The sum of $700,000 is appropriated from

  6  the General Inspection Trust Fund to the Department of

  7  Agriculture and Consumer Services to administer this act and

  8  to pay the salaries and other administrative expenses for nine

  9  positions to implement this act during the 1999-2000 fiscal

10  year.

11         Section 19.  Legislative intent.--It is the intent of

12  the Legislature that title loans shall be regulated by this

13  act. This act supersedes any other law affecting title loans

14  to the extent of the conflict.

15         Section 20.  Subsection (1) of section 538.03, Florida

16  Statutes, is amended to read:

17         538.03  Definitions; applicability.--

18         (1)  As used in this part, the term:

19         (a)  "Secondhand dealer" means any person, corporation,

20  or other business organization or entity which is not a

21  secondary metals recycler subject to part II and which is

22  engaged in the business of purchasing, consigning, or pawning

23  secondhand goods or entering into title loan transactions.

24  However, secondhand dealers are not limited to dealing only in

25  items defined as secondhand goods in paragraph (g).  Except as

26  provided in subsection (2), the term means pawnbrokers,

27  jewelers, precious metals dealers, garage sale operators,

28  secondhand stores, and consignment shops.

29         (b)  "Precious metals dealer" means a secondhand dealer

30  who normally or regularly engages in the business of buying

31  used precious metals for resale.  The term does not include

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  1  those persons involved in the bulk sale of precious metals

  2  from one secondhand or precious metals dealer to another.

  3         (c)  "Pawnbroker" means any person, corporation, or

  4  other business organization or entity which is regularly

  5  engaged in the business of making pawns but does not include a

  6  financial institution as defined in s. 655.005 or any person

  7  who regularly loans money or any other thing of value on

  8  stocks, bonds, or other securities.

  9         (d)  "Pawn" means either of the following transactions:

10         1.  Loan of money.--A written or oral bailment of

11  personal property as security for an engagement or debt,

12  redeemable on certain terms and with the implied power of sale

13  on default.

14         2.  Buy-sell agreement.--An agreement whereby a

15  purchaser agrees to hold property for a specified period of

16  time to allow the seller the exclusive right to repurchase the

17  property. A buy-sell agreement is not a loan of money.

18         (e)  "Secondhand store" means the place or premises at

19  which a secondhand dealer is registered to conduct business as

20  a secondhand dealer, or conducts business, including pawn

21  shops.

22         (f)  "Consignment shop" means a shop engaging in the

23  business of accepting for sale, on consignment, secondhand

24  goods which, having once been used or transferred from the

25  manufacturer to the dealer, are then received into the

26  possession of a third party.

27         (g)  "Secondhand goods" means personal property

28  previously owned or used, which is not regulated metals

29  property regulated under part II and which is purchased,

30  consigned, or pawned as used property.  Such secondhand goods

31  shall be limited to watches; diamonds, gems, and other

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  1  precious stones; fishing rods, reels, and tackle; audio and

  2  video electronic equipment, including television sets, compact

  3  disc players, radios, amplifiers, receivers, turntables, tape

  4  recorders; video tape recorders; speakers and citizens' band

  5  radios; computer equipment; radar detectors; depth finders;

  6  trolling motors; outboard motors; sterling silver flatware and

  7  serving pieces; photographic equipment, including cameras,

  8  video and film cameras, lenses, electronic flashes, tripods,

  9  and developing equipment; microwave ovens; animal fur coats;

10  marine equipment; video games and cartridges; power lawn and

11  landscape equipment; office equipment such as copiers, fax

12  machines, and postage machines but excluding furniture; sports

13  equipment; golf clubs; weapons, including knives, swords, and

14  air guns; telephones, including cellular and portable;

15  firearms; tools; calculators; musical instruments, excluding

16  pianos and organs; lawnmowers; bicycles; typewriters; motor

17  vehicles; gold, silver, platinum, and other precious metals

18  excluding coins; and jewelry, excluding costume jewelry.

19         (h)  "Transaction" means any title loan, purchase,

20  consignment, or pawn of secondhand goods by a secondhand

21  dealer.

22         (i)  "Title loan" means a loan of money secured by

23  bailment of a certificate of title to a motor vehicle.  A

24  title loan is not a pawn if the secondhand dealer does not

25  maintain physical possession of the vehicle throughout the

26  term of the transaction.

27         (i)(j)  "Precious metals" means any item containing any

28  gold, silver, or platinum, or any combination thereof,

29  excluding:

30         1.  Any chemical or any automotive, photographic,

31  electrical, medical, or dental materials or electronic parts.

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  1         2.  Any coin with an intrinsic value less than its

  2  numismatic value.

  3         3.  Any gold bullion coin.

  4         4.  Any gold, silver, or platinum bullion that has been

  5  assayed and is properly marked as to its weight and fineness.

  6         5.  Any coin which is mounted in a jewelry setting.

  7         (j)(k)  "Department" means the Department of Revenue.

  8         (k)(l)  "Pledge" means pawn or buy-sell agreement.

  9         Section 21.  Subsection (1) of section 538.16, Florida

10  Statutes, is amended to read:

11         538.16  Pawnbrokers Secondhand dealers; disposal of

12  property.--

13         (1)  Any personal property pawned with a pawnbroker,

14  whether the pawn is a loan of money or a buy-sell agreement or

15  a motor vehicle which is security for a title loan, is subject

16  to sale or disposal if the pawn is a loan of money and the

17  property has not been redeemed or there has been no payment on

18  account made for a period of 90 days, or if the pawn is a

19  buy-sell agreement or if it is a title loan and the property

20  has not been repurchased from the pawnbroker or the title

21  redeemed from the title lender or there has been no payment

22  made on account within 60 days.

23         Section 22.  Subsection (5) of section 538.06, Florida

24  Statutes, and subsections (4) and (5) of section 538.15,

25  Florida Statutes, are repealed.

26         Section 23.  This act shall take effect October 1,

27  1999, except that this section and section 19 shall take

28  effect July 1, 1999.

29

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  1            *****************************************

  2                          SENATE SUMMARY

  3    Creates the Florida Title Loan Act. Requires a person to
      be licensed as a title loan lender by the Department of
  4    Agriculture and Consumer Services to engage in the
      business of making title loans. Prescribes fees. Provides
  5    definitions. Provides procedures for proving eligibility
      for a license, application for a license, and revocation
  6    or suspension of a license. Prescribing title loan
      application forms. Requires recordkeeping, reporting, and
  7    safekeeping of pledged property. Authorizes title loan
      charges. Authorizes a lender to take possession of
  8    pledged property if the pledgor defaults under the title
      loan agreement or fails to redeem the pledged property on
  9    or before the maturity date of the agreement. Prohibits
      lenders from engaging in certain acts. Provides the
10    pledgor of property with a right to redeem. Provides that
      a lender may record its security interest in the pledged
11    property by noting the lien on the certificate of title.
      Provides criminal penalties. Requires the Department of
12    Law Enforcement to supply information, upon request of
      the Department of Agriculture and Consumer Services,
13    relating to an applicant for license. Provides the
      department with investigative and subpoena powers, and
14    authorizes it to take other legal enforcement actions
      through the courts. Authorizes the department to impose
15    administrative fines against any person violating the
      act. Repeals s. 538.06(5), F.S., which authorizes
16    secondhand dealers to engage in title loan transactions.
      Repeals s. 538.15(4), (5), F.S., which prohibits a
17    secondhand dealer from engaging in both pawn transactions
      and title loan transactions from the same dealer location
18    and from using the words "pawn" or "pawnbroker" in the
      dealer's business if the dealer engages in title loan
19    transactions.

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