Senate Bill 1834c1

CODING: Words stricken are deletions; words underlined are additions.



    Florida Senate - 2000                   CS for SB's 1834 & 694

    By the Committee on Governmental Oversight and Productivity;
    and Senators Latvala, Meek, Kurth and Saunders




    302-1750A-00

  1                      A bill to be entitled

  2         An act relating to consumer financial

  3         transactions; creating the "Fair Accountability

  4         in Interest Rates Act of 2000"; providing

  5         legislative intent; providing definitions;

  6         requiring licensure by the Department of

  7         Banking and Finance to act as a title loan

  8         lender; providing for application for

  9         licensure; requiring a bond, a nonrefundable

10         application fee, a nonrefundable investigation

11         fee, and fingerprinting; providing for waiver

12         of fingerprinting; providing for inactive

13         licenses; providing for renewal and

14         reactivation of licenses; providing for a

15         renewal fee and a reactivation fee; providing

16         for disposition of certain moneys; providing

17         for acquisition of an interest in a licensee

18         under certain circumstances; providing for

19         denial, suspension, or revocation of a license;

20         specifying acts that constitute violations for

21         which certain disciplinary actions may be

22         taken; providing a fine; providing remedies for

23         title loans made or serviced without licensure;

24         providing for a title loan agreement; providing

25         requirements; providing for reclaiming a

26         repossessed motor vehicle under certain

27         circumstances; providing entitlement to certain

28         excess proceeds of a sale or disposal of a

29         motor vehicle; providing for recordkeeping and

30         reporting and safekeeping of property;

31         providing for title loan interest rates;

                                  1

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1         providing requirements and limitations;

  2         providing for extensions; providing for return

  3         of principal and interest to the borrower under

  4         certain circumstances; providing a holding

  5         period when there is a failure to reclaim

  6         pledged property; providing for the disposal of

  7         pledged property; providing for disposition of

  8         excess proceeds; prohibiting certain acts;

  9         providing for the right to reclaim; providing

10         for lost title loan agreements; providing for a

11         title loan lender's lien; providing for

12         criminal penalties; providing for subpoenas,

13         enforcement of actions, and rules; providing

14         for investigations and complaints; authorizing

15         the department to adopt rules; amending ss.

16         538.03, 538.16, F.S.; repealing provisions

17         relating to title loan transactions; permitting

18         more-restrictive local ordinances; providing an

19         appropriation; repealing ss. 538.03(1)(i),

20         538.06(5), 538.15(4) and (5), F.S., relating to

21         title loan transactions by secondhand dealers;

22         amending s. 560.309, F.S.; prescribing deposit

23         requirements for payment instruments; providing

24         for severability; providing effective dates.

25

26  Be It Enacted by the Legislature of the State of Florida:

27

28         Section 1.  Short title.--Sections 1 through 16 of this

29  act may be cited as the "Fair Accountability in Interest Rates

30  Act of 2000."

31

                                  2

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1         Section 2.  Legislative intent.--It is the intent of

  2  the Legislature that certain consumer financial transactions

  3  be regulated to protect consumers from unreasonably high

  4  interest rates and unfair lending practices. Such transactions

  5  include title loans, which shall be regulated by the

  6  provisions of this act, and deferred presentment of checks and

  7  other payment instruments, which shall be subject to the

  8  provisions of section 560.309, Florida Statutes, as amended by

  9  this act. This act supersedes any other provisions of state

10  law affecting title loans or deferred presentment to the

11  extent of any conflict.

12         Section 3.  Definitions.--As used in this act, the

13  term:

14         (1)  "Commercially reasonable" has the same meaning as

15  used in part V of chapter 679, Florida Statutes. In addition,

16  nonpublic sales or disposal of personal property between a

17  title loan lender and any business affiliates of a title loan

18  lender or a member of a title loan lender's family are

19  presumed not to be made in a commercially reasonable manner.

20         (2)  "Department" means the Department of Banking and

21  Finance.

22         (3)  "Executive officer" means the president, chief

23  executive officer, chief financial officer, chief operating

24  officer, executive vice president, senior vice president,

25  secretary, and treasurer.

26         (4)  "Identification" means a government-issued

27  photographic identification.

28         (5)  "Interest" means the cost of obtaining a title

29  loan and includes any profit or advantage of any kind

30  whatsoever that a title loan lender may charge, contract for,

31

                                  3

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  collect, receive, or in any way obtain as a result of a title

  2  loan.

  3         (6)  "License" means a permit issued under this act to

  4  make or service title loans in accordance with this act at a

  5  single title loan office.

  6         (7)  "Licensee" means a person who is licensed as a

  7  title loan lender.

  8         (8)  "Loan property" means any motor vehicle

  9  certificate of title that is deposited with a title loan

10  lender as a security for a title loan in the course of the

11  title loan lender's business.

12         (9)  "Motor vehicle" means an automobile, motorcycle,

13  mobile home, truck, trailer, semitrailer, truck tractor and

14  semitrailer combination, or any other vehicle operated on the

15  public highways and streets of this state, used to transport

16  persons or property, and propelled by power other than

17  muscular power, but excluding a vehicle that runs only upon a

18  track and a mobile home that is the primary residence of the

19  owner.

20         (10)  "Title loan" or "loan" means a loan of money

21  secured by bailment of a certificate of title to a motor

22  vehicle, except such a loan made by a person licensed under

23  chapter 516, chapter 520, or chapters 655-667, Florida

24  Statutes, or a person who complies with section 687.03,

25  Florida Statutes.

26         (11)  "Title loan agreement" or "agreement" means a

27  written agreement in which a title loan lender agrees to make

28  a title loan to a borrower.

29         (12)  "Title loan lender" or "lender" means any person

30  who engages in the business of making or servicing title

31  loans.

                                  4

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1         (13)  "Title loan office" means the location at which,

  2  or premises from which, a title loan lender regularly conducts

  3  business under this chapter or any other location that is held

  4  out to the public as a location at which a lender makes or

  5  services title loans.

  6         (14)  "Titled personal property" means a motor vehicle

  7  that has as evidence of ownership a state-issued certificate

  8  of title except for a mobile home that is the primary

  9  residence of the borrower.

10         (15)  "Ultimate equitable owner" means a person who,

11  directly or indirectly, owns or controls an ownership interest

12  in a corporation, a foreign corporation, an alien business

13  organization, or any other form of business organization,

14  regardless of whether such person owns or controls such

15  ownership interest through one or more persons or one or more

16  proxies, powers of attorney, nominees, corporations,

17  associations, partnerships, trusts, joint stock companies, or

18  other entities or devices, or any combination thereof.

19         Section 4.  License required; license fees.--

20         (1)  A person may not act as a title loan lender or own

21  or operate a title loan office unless such person has an

22  active title loan lender license issued by the department

23  under this act.  A title loan lender may not own or operate

24  more than one title loan office unless the lender obtains a

25  separate title loan lender license for each title loan office.

26         (2)  A person applying for licensure as a title loan

27  lender shall file with the department an application; the bond

28  required by section 5(3); a nonrefundable application fee of

29  $1,200; a nonrefundable investigation fee of $200; and a

30  complete set of fingerprints taken by an authorized law

31  enforcement officer.  The department shall submit such

                                  5

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  fingerprints to the Department of Law Enforcement or the

  2  Federal Bureau of Investigation for state and federal

  3  processing. However, the department is not required to obtain

  4  a set of fingerprints if the applicant's fingerprints are on

  5  file with the department.

  6         (3)  If the department determines that an application

  7  should be approved, the department shall issue a license for a

  8  period not to exceed 2 years.

  9         (4)  A license shall be renewed biennially by filing a

10  renewal form and a nonrefundable renewal fee of $1,200.  A

11  license that is not renewed by the end of the biennial period

12  shall automatically revert to inactive status. An inactive

13  license may be reactivated within 6 months after becoming

14  inactive by filing a reactivation form; payment of the

15  nonrefundable $1,200 renewal fee; and payment of a

16  nonrefundable reactivation fee of $600.  A license that is not

17  reactivated within 6 months after becoming inactive may not be

18  reactivated and shall automatically expire. The department

19  shall establish by rule the procedures for renewal and

20  reactivation of a license and shall adopt a renewal form and a

21  reactivation form.

22         (5)  Each license must be conspicuously displayed at

23  the title loan office. When a licensee wishes to move a title

24  loan office to another location, the licensee shall provide 30

25  days' written notice to the department prior to the

26  relocation.

27         (6)  A license issued pursuant to this act is not

28  transferable or assignable.

29         (7)  Each licensee shall designate and maintain a

30  registered agent in this state for service of process.

31

                                  6

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1         (8)  Whenever a person or a group of persons, directly

  2  or indirectly or acting by or through one or more persons,

  3  proposes to purchase or acquire a 50 percent or more interest

  4  in a licensee, such person or group shall submit an initial

  5  application for licensure under this act prior to such

  6  purchase or acquisition.

  7         (9)  The department may adopt rules to allow for

  8  electronic filing of applications, fees, and forms required by

  9  this act.

10         (10)  All moneys collected by the department under this

11  act shall be deposited into the Regulatory Trust Fund of the

12  Department of Banking and Finance.

13         Section 5.  Application for license.--

14         (1)  A verified application for licensure under this

15  act, in the form prescribed by department rule, shall:

16         (a)  Contain the name and the residence and business

17  address of the applicant.  If the applicant is other than a

18  natural person, the application shall contain the name and the

19  residence and business address of each ultimate equitable

20  owner of 10 percent or more of such entity and each director,

21  general partner, and executive officer of such entity.

22         (b)  State whether any individual identified in

23  paragraph (a) has, within the last 10 years, pleaded nolo

24  contendere to, or has been convicted or found guilty of, a

25  felony, regardless of whether adjudication was withheld.

26         (c)  Identify the county and municipality with the

27  street and number or location where the business is to be

28  conducted.

29         (d)  Contain additional information as the department

30  determines by rule to be necessary to ensure compliance with

31  this act.

                                  7

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1         (2)  Notwithstanding subsection (1), the application

  2  need not state the full name and address of each officer,

  3  director, and shareholder if the applicant is owned directly

  4  or beneficially by a person who as an issuer has a class of

  5  securities registered pursuant to section 12 of the Securities

  6  Exchange Act of 1934 or, pursuant to section 13 or section

  7  15(d) of such act, is an issuer of securities which is

  8  required to file reports with the Securities and Exchange

  9  Commission, if the person files with the department any

10  information, documents, and reports required by such act to be

11  filed with the Securities and Exchange Commission.

12         (3)  An applicant for licensure shall file with the

13  department a bond, in the amount of $100,000 for each license,

14  with a surety company qualified to do business in this state.

15  However, in no event shall the aggregate amount of the bond

16  required for a single title loan lender exceed $1 million. In

17  lieu of the bond, the applicant may establish an irrevocable

18  letter of credit in a financial institution, as defined in

19  section 655.005, Florida Statutes, in the amount of the bond.

20  The original bond or letter of credit shall be filed with the

21  department, and the department shall be made the beneficiary

22  of that document. The bond or letter of credit shall be in

23  favor of the department for the use and benefit of any

24  consumer who is injured pursuant to a title loan transaction

25  by the fraud, misrepresentation, breach of contract, financial

26  failure, or violation of any provision of this act by the

27  title loan lender. Such liability may be enforced either by

28  proceeding in an administrative action or by filing a judicial

29  suit at law in a court of competent jurisdiction. However, in

30  such court suit, the bond or letter of credit posted with the

31  department shall not be amenable or subject to any judgment or

                                  8

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  other legal process issuing out of or from such court in

  2  connection with such lawsuit, but such bond or letter of

  3  credit shall be amenable to and enforceable only by and

  4  through administrative proceedings before the department. It

  5  is the intent of the Legislature that such bond or letter of

  6  credit shall be applicable and liable only for the payment of

  7  claims duly adjudicated by order of the department. The bond

  8  or letter of credit shall be payable on a pro rata basis as

  9  determined by the department, but the aggregate amount may not

10  exceed the amount of the bond or letter of credit.

11         (4)  The department shall approve an application and

12  issue a license if the department determines that the

13  applicant satisfies the requirements of this act.

14         Section 6.  Denial, suspension, or revocation of

15  license.--

16         (1)  The following acts are violations of this act and

17  constitute grounds for the disciplinary actions specified in

18  subsection (2):

19         (a)  Failure to comply with any provision of this act,

20  any rule or order adopted pursuant to this act, or any written

21  agreement entered into with the department.

22         (b)  Fraud, misrepresentation, deceit, or gross

23  negligence in any title loan transaction, regardless of

24  reliance by or damage to the borrower.

25         (c)  Fraudulent misrepresentation, circumvention, or

26  concealment of any matter required to be stated or furnished

27  to a borrower pursuant to this act, regardless of reliance by

28  or damage to the borrower.

29         (d)  Imposition of illegal or excessive charges in any

30  title loan transaction.

31

                                  9

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1         (e)  False, deceptive, or misleading advertising by a

  2  title loan lender.

  3         (f)  Failure to maintain, preserve, and keep available

  4  for examination all books, accounts, or other documents

  5  required by this act, by any rule or order adopted pursuant to

  6  this act, or by any agreement entered into with the

  7  department.

  8         (g)  Aiding, abetting, or conspiring by a title loan

  9  lender with a person to circumvent or violate any of the

10  requirements of this act.

11         (h)  Refusal to provide information upon request of the

12  department, to permit inspection of books and records in an

13  investigation or examination by the department, or to comply

14  with a subpoena issued by the department.

15         (i)  Pleading nolo contendere to or having been

16  convicted or found guilty, regardless of whether adjudication

17  was withheld, of a crime involving fraud, dishonest dealing,

18  or any act of moral turpitude or acting as an ultimate

19  equitable owner of 10 percent or more of a licensee who has

20  pled nolo contendere to or who has been convicted or found

21  guilty, regardless of whether adjudication was withheld, of a

22  crime involving fraud, dishonest dealing, or any act of moral

23  turpitude.

24         (j)  Making or having made material misstatement of

25  fact in an initial or renewal application for a license.

26         (k)  Having been the subject of any decision, finding,

27  injunction, suspension, prohibition, revocation, denial,

28  judgment, or administrative order by any court of competent

29  jurisdiction or administrative law judge, or by any state or

30  federal agency, involving a violation of any federal or state

31  law relating to title loans or any rule or regulation adopted

                                  10

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  under such law, or having been the subject of any injunction

  2  or adverse administrative order by a state or federal agency

  3  regulating banking, insurance, finance or small loan

  4  companies, real estate, mortgage brokers, or other related or

  5  similar industries for acts involving fraud, dishonest

  6  dealing, or any act of moral turpitude.

  7         (l)  Failing to continuously maintain the bond or

  8  letter of credit required by section 5(3).

  9         (m)  Failing to timely pay any fee, charge, or fine

10  imposed or assessed pursuant to this act or rules adopted

11  under this act.

12         (n)  Having had a license or registration, or the

13  equivalent, to practice any profession or occupation denied,

14  suspended, revoked, or otherwise acted against by a licensing

15  authority in any jurisdiction for fraud, dishonest dealing, or

16  any act of moral turpitude.

17         (o)  Having demonstrated unworthiness, as defined by

18  department rule, to transact the business of a title loan

19  lender.

20         (2)  Upon a finding by the department that any person

21  has committed any of the acts set forth in subsection (1), the

22  department may, in the manner provided by chapter 120, Florida

23  Statutes, enter an order taking one or more of the following

24  actions:

25         (a)  Denying an application for licensure under this

26  act.

27         (b)  Revoking or suspending a license previously

28  granted pursuant to this act.

29         (c)  Placing a licensee or an applicant for a license

30  on probation for a period of time and subject to such

31  conditions as the department specifies.

                                  11

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1         (d)  Issuing a reprimand.

  2         (e)  Imposing an administrative fine not to exceed

  3  $5,000 for each separate act or violation.

  4         (3)  If a person seeking licensure is anything other

  5  than a natural person, the eligibility requirements of this

  6  section apply to each direct or ultimate equitable owner of 10

  7  percent or more of the outstanding equity interest of such

  8  entity and to each director, general partner, and executive

  9  officer.

10         (4)  It is sufficient cause for the department to take

11  any of the actions specified in subsection (2), as to any

12  entity other than a natural person, if the department finds

13  grounds for such action as to any member of such entity, as to

14  any executive officer or director of the entity, or as to any

15  person with power to direct the management or policies of the

16  entity.

17         (5)  Each licensee is subject to the provisions of

18  subsection (2) for the acts of employees and agents of the

19  licensee if the licensee knew or should have known about such

20  acts.

21         (6)  Licensure under this act may be denied or any

22  license issued under this act may be suspended or restricted

23  if an applicant or licensee is charged, in a pending

24  enforcement action or pending criminal prosecution, with any

25  conduct that would authorize denial or revocation under this

26  section.

27         Section 7.  Remedies for title loans made without

28  licensure.--Any title loan made without benefit of a license

29  is void, in which case the person making the title loan

30  forfeits the right to collect any moneys, including principal

31  and interest charged on the title loan, from the borrower in

                                  12

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  connection with such agreement.  The person making the title

  2  loan shall return to the borrower the loan property, the

  3  titled personal property pledged or the fair market value of

  4  such titled personal property, and all principal and interest

  5  paid by the borrower. The borrower is entitled to receive

  6  reasonable attorney's fees and costs in any action brought by

  7  the borrower to recover from the person making the title loan

  8  the loan property, the titled personal property, or the

  9  principal and interest paid by the borrower.

10         Section 8.  Title loan agreement.--

11         (1)  At the time a title loan lender makes a title

12  loan, the lender and the borrower shall execute a title loan

13  agreement, which shall be legibly typed or written in

14  indelible ink and completed as to all essential provisions

15  prior to execution by the borrower and lender. The title loan

16  agreement shall include the following information:

17         (a)  The make, model, and year of the titled personal

18  property to which the loan property relates.

19         (b)  The vehicle identification number, or other

20  comparable identification number, along with the license plate

21  number, if applicable, of the titled personal property to

22  which the loan property relates.

23         (c)  The name, residential address, date of birth,

24  physical description, and social security number of the

25  borrower.

26         (d)  The date the title loan agreement is executed by

27  the title loan lender and the borrower.

28         (e)  The identification number and the type of

29  identification, including the issuing agency, accepted from

30  the borrower.

31

                                  13

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1         (f)  The amount of money advanced, designated as the

  2  "amount financed."

  3         (g)  The maturity date of the title loan agreement,

  4  which shall be 30 days after the date the title loan agreement

  5  is executed by the title loan lender and the borrower.

  6         (h)  The total title loan interest payable on the

  7  maturity date, designated as the "finance charge."

  8         (i)  The amount financed plus finance charge, which

  9  must be paid to reclaim the loan property on the maturity

10  date, designated as the "total amount of all payments."

11         (j)  The interest rate, computed in accordance with the

12  regulations adopted by the Federal Reserve Board pursuant to

13  the Federal Truth-in-Lending Act, designated as the "annual

14  percentage rate."

15         (2)  The following information shall also be printed on

16  all title loan agreements:

17         (a)  The name and physical address of the title loan

18  office.

19         (b)  The name and address of the department as well as

20  a telephone number to which consumers may address complaints.

21         (c)  The following statement in not less than 12-point

22  type that:

23         1.  If the borrower fails to repay the full amount of

24  the title loan on or before the end of the maturity date or

25  any extension of the maturity date and fails to make a payment

26  on the title loan within 30 days after the end of the maturity

27  date or any extension of the maturity date, whichever is

28  later, the title loan lender may take possession of the

29  borrower's motor vehicle and sell the vehicle in the manner

30  provided by law. If the vehicle is sold, the borrower is

31  entitled to any proceeds of the sale in excess of the amount

                                  14

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  owed on the title loan and the reasonable expenses of

  2  repossession and sale.

  3         2.  If the title loan agreement is lost, destroyed, or

  4  stolen, the borrower must immediately so advise the issuing

  5  title loan lender in writing.

  6         (d)  The statement that "the borrower represents and

  7  warrants that the titled personal property to which the loan

  8  property relates is not stolen and has no liens or

  9  encumbrances against it, the borrower has the right to enter

10  into this transaction, and the borrower will not apply for a

11  duplicate certificate of title while the title loan agreement

12  is in effect."

13         (e)  A blank line for the signature of the borrower and

14  the title loan lender or the lender's agent.

15         (3)  All owners of the titled personal property must

16  sign the title loan agreement.

17         (4)  At the time of the transaction, the title loan

18  lender shall deliver to the borrower an exact copy of the

19  executed title loan agreement.

20         (5)  Upon execution of a title loan agreement, the

21  title loan lender may take possession of the loan property and

22  retain possession of such property until such property is

23  redeemed. The borrower shall have the exclusive right to

24  redeem the loan property by repaying all amounts legally due

25  under the agreement. When the loan property is redeemed, the

26  lender shall immediately return the loan property and commence

27  action to release any security interest in the titled personal

28  property. During the term of the agreement or any extension of

29  the agreement, a title loan lender may retain physical

30  possession of the loan property only. A title loan lender

31  shall not require a borrower to provide any additional

                                  15

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  security or guaranty as a condition to entering into a title

  2  loan transaction.

  3         (6)  A title loan lender and any agent of a title loan

  4  lender are subject to the consumer debt collection provisions

  5  of section 559.72, Florida Statutes.

  6         Section 9.  Recordkeeping; reporting; safekeeping of

  7  property.--

  8         (1)  Every title loan lender must maintain, at the

  9  lender's title loan office, such books, accounts, and records

10  of the business conducted under the license issued for such

11  place of business as will enable the department to determine

12  the licensee's compliance with this act.

13         (2)  The department may authorize the maintenance of

14  books, accounts, and records at a location other than the

15  lender's title loan office. The department may require books,

16  accounts, and records to be produced and available at a

17  reasonable and convenient location in this state within a

18  reasonable period of time after such a request.

19         (3)  The title loan lender must maintain the original

20  copy of each completed title loan agreement on the title loan

21  office premises, and may not obliterate, discard, or destroy

22  any such original copy for a period of at least 2 years after

23  making the final entry on any loan recorded in such office, or

24  until the original copy is examined by the department,

25  whichever occurs later.

26         (4)  Loan property that is delivered to a title loan

27  lender must be securely stored and maintained at the title

28  loan office unless the loan property has been forwarded to the

29  appropriate state agency for the purpose of having a lien

30  recorded or deleted.

31

                                  16

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1         (5)  The department may prescribe by rule the books,

  2  accounts, and records, and the minimum information to be shown

  3  in the books, accounts, and records, of licensees so that such

  4  records will enable the department to determine compliance

  5  with this act.

  6         Section 10.  Title loan charges.--

  7         (1)  A title loan lender may charge a maximum interest

  8  rate of 30 percent per annum computed on the first $2,000 of

  9  the principal amount, 24 percent per annum on that part of the

10  principal amount exceeding $2,000 and not exceeding $3,000,

11  and 18 percent per annum on that part of the principal amount

12  exceeding $3,000. The original principal amount is the same

13  amount as the amount financed, as defined by the federal Truth

14  in Lending Act and Regulation Z of the Board of Governors of

15  the Federal Reserve System. In determining compliance with the

16  statutory maximum interest, the computations must be simple

17  interest and not add-on interest or any other computations.

18  When two or more interest rates are to be applied to the

19  principal amount, the lender may charge interest at that

20  single annual percentage rate which, if applied according to

21  the actuarial method to each of the scheduled periodic

22  balances of principal, would produce at maturity the same

23  total amount of interest as would result from the application

24  of the two or more rates otherwise permitted, based upon the

25  assumption that all payments are made as agreed.

26         (2)  The annual percentage rate that may be charged for

27  a title loan may equal, but not exceed, the annual percentage

28  rate that must be computed and disclosed as required by the

29  federal Truth in Lending Act and Regulation Z of the Board of

30  Governors of the Federal Reserve System. The maximum annual

31  percentage rate of interest that may be charged is 12 times

                                  17

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  the maximum monthly rate, and the maximum monthly rate must be

  2  computed on the basis of one-twelfth of the annual rate for

  3  each full month. The Department of Banking and Finance shall

  4  establish by rule the rate for each day of a fractional month

  5  when the period for which the charge is computed is more or

  6  less than 1 month.

  7         (3)  A title loan agreement may be extended for one or

  8  more 30-day periods by mutual consent of the title loan lender

  9  and the borrower.  Each extension of a title loan agreement

10  must be executed in a separate extension agreement each of

11  which must comply with the requirements for executing a title

12  loan agreement as provided in this act.  The interest rate

13  charged in any title loan extension agreement may not exceed

14  the interest rate charged in the related title loan agreement.

15  A title loan lender may not capitalize in any title loan

16  extension agreement any unpaid interest due on the related

17  title loan agreement or any subsequent extensions to that

18  title loan agreement.

19         (4)  Any interest contracted for or received, directly

20  or indirectly, by a title loan lender, or an agent of the

21  title loan lender, in excess of the amounts authorized under

22  this chapter are prohibited and may not be collected by the

23  title loan lender or an agent of the title loan lender.

24         (a)  If such excess interest resulted from a bona fide

25  error by the title loan lender, or an agent of the title loan

26  lender, the title loan agreement is voidable, and the lender

27  must refund the excess interest to the borrower within 20 days

28  after discovery by the lender or borrower of the bona fide

29  error, whichever occurs first.

30         (b)  If such excess interest results from an act by the

31  title loan lender, or an agent of the title loan lender, for

                                  18

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  the purpose of circumventing the maximum title loan interest

  2  allowed by this act, the title loan agreement is void, and the

  3  lender must refund to the borrower any interest paid on the

  4  title loan and return to the borrower the loan property. The

  5  title loan lender also forfeits the lender's right to collect

  6  any principal owed by the borrower on the title loan.

  7         (c)  The department may order a title loan lender, or

  8  an agent of the title loan lender, to comply with the

  9  provisions of paragraphs (a) and (b).

10         (5)  Any interest contracted for or received, directly

11  or indirectly, by a title loan lender, or an agent of the

12  title loan lender, in excess of the amount allowed by this act

13  constitutes a violation of chapter 687, Florida Statutes,

14  governing interest and usury, and the penalties of that

15  chapter apply.

16         Section 11.  Repossession, disposal of pledged

17  property; excess proceeds.--

18         (1)  If a borrower fails to repay all amounts legally

19  due under the title loan agreement on or before the end of the

20  title loan's maturity date or any extension of such date and

21  fails to make a payment on the loan within 30 days after the

22  end of the loan's maturity date or any extension of such date,

23  whichever occurs later, the title loan lender may take

24  possession of the titled personal property. A lender may take

25  possession of the titled personal property only through an

26  agent who is licensed by the state to repossess motor

27  vehicles.

28         (2)  Prior to engaging a repossession agent, the lender

29  must afford the debtor an opportunity to make the titled

30  personal property available to the lender at a place, date,

31  and time reasonably convenient to the lender and the borrower.

                                  19

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  Prior to taking possession of titled personal property, the

  2  lender must afford the borrower a reasonable opportunity to

  3  remove from the titled personal property any personal

  4  belongings without charge or additional cost to the borrower.

  5  After the lender takes possession of the titled personal

  6  property, the lender, at the lender's sole expense and risk,

  7  may authorize a third party to retain physical possession of

  8  the titled personal property.

  9         (3)  Upon taking possession of titled personal

10  property, the lender may dispose of the titled personal

11  property by sale but may do so only through a motor vehicle

12  dealer licensed under section 320.27, Florida Statutes. At

13  least 10 days prior to sale, the lender must notify the

14  borrower of the date, time, and place of the sale and provide

15  the borrower with a written accounting of the principal amount

16  due on the title loan, interest accrued through the date the

17  lender takes possession of the titled personal property, and

18  any reasonable expenses incurred to date by the lender in

19  taking possession of, preparing for sale, and selling the

20  titled personal property. At any time prior to such sale, the

21  lender must permit the borrower to redeem the titled personal

22  property by tendering a money order or certified check for the

23  principal amount of the title loan, interest accrued through

24  the date the lender takes possession, and any reasonable

25  expenses incurred to date by the lender in taking possession

26  of, preparing for sale, and selling the titled personal

27  property. Nothing in this act nor in any title loan agreement

28  precludes a borrower from purchasing the titled personal

29  property at any sale.

30

31

                                  20

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1         (4)  Any such sale or disposal vests in the purchaser

  2  the right, title, and interest of the owner and the title loan

  3  lender.

  4         (5)  Within 30 days after the sale of the titled

  5  personal property, the borrower is entitled to receive all

  6  proceeds from the sale of the motor vehicle in excess of the

  7  principal amount due on the loan, interest on the loan up to

  8  the date the lender took possession, and the reasonable

  9  expenses incurred by the lender in taking possession of,

10  preparing for sale, and selling the titled personal property.

11  The borrower is entitled to reasonable attorney's fees and

12  costs incurred in any action brought to recover such proceeds

13  which results in the title loan lender being ordered to return

14  all or part of such amount.

15         (6)  The rights and remedies provided in this section

16  are cumulative. Except as otherwise provided in this section,

17  the disposal of titled personal property is subject to the

18  provisions of chapter 679, Florida Statutes.

19         (7)  In taking possession and disposing of titled

20  personal property by sale or otherwise, the title loan lender

21  shall at all times proceed in a commercially reasonable

22  manner.

23         Section 12.  Prohibited acts.--

24         (1)  A title loan lender, or any agent or employee of a

25  title loan lender, may not:

26         (a)  Falsify or fail to make an entry of any material

27  matter in a title loan agreement or any extension of such

28  agreement.

29         (b)  Refuse to allow the department to inspect

30  completed title loan agreements, extensions of such

31  agreements, or loan property during the ordinary operating

                                  21

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  hours of the title loan lender's business or at other times

  2  acceptable to both parties.

  3         (c)  Enter into a title loan agreement with a person

  4  under the age of 18 years.

  5         (d)  Make any agreement requiring or allowing for the

  6  personal liability of a borrower or the waiver of any of the

  7  provisions of this act. Any such agreement or waiver is void

  8  and unenforceable.

  9         (e)  Knowingly enter into a title loan agreement with

10  any person who is under the influence of drugs or alcohol when

11  such condition is visible or apparent, or with any person

12  using a name other than such person's own name or the

13  registered name of the person's business.

14         (f)  Fail to exercise reasonable care, as defined by

15  department rule, in the safekeeping of loan property or of

16  titled personal property repossessed pursuant to this act.

17         (g)  Fail to return loan property or repossessed titled

18  personal property to a borrower, with any and all of the title

19  loan lender's liens on the property properly released, upon

20  payment of the full amount due the title loan lender, unless

21  the property has been seized or impounded by an authorized law

22  enforcement agency, taken into custody by a court, or

23  otherwise disposed of by court order.

24         (h)  Sell or otherwise charge for any type of insurance

25  in connection with a title loan agreement.

26         (i)  Charge or receive any finance charge, interest, or

27  fees that are not authorized pursuant to this act.

28         (j)  Act as a title loan lender without an active

29  license issued under this act.

30

31

                                  22

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1         (k)  Refuse to accept partial payments toward

  2  satisfying any obligation owed under a title loan agreement or

  3  extension of such agreement.

  4         (l)  Charge a prepayment penalty.

  5         (m)  Engage in the business of selling new or used

  6  motor vehicles, or parts for motor vehicles.

  7         (n)  Act as a title loan lender under this act within a

  8  place of business in which the licensee solicits or engages in

  9  business outside the scope of this act if the department

10  determines that the licensee's operation of and conduct

11  pertaining to such other business results in an evasion of

12  this act.  Upon making such a determination, the department

13  shall order the licensee to cease and desist from such

14  evasion. However, a licensee may not engage in the pawnbroker

15  business.

16         (2)  Title loan companies may not advertise using the

17  phrases "interest-free loans," "zero-percent interest," or "no

18  finance charges."

19         Section 13.  Right to reclaim; lost title loan

20  agreement.--

21         (1)  Any person presenting identification of such

22  person as the borrower and presenting the borrower's copy of

23  the title loan agreement to the title loan lender is presumed

24  to be entitled to reclaim the loan property described in the

25  title loan agreement. However, if the title loan lender

26  determines that the person is not the borrower, the title loan

27  lender is not required to allow the redemption of the loan

28  property by such person. The person reclaiming the loan

29  property must sign the borrower's copy of the title loan

30  agreement, which copy the title loan lender may retain as

31  evidence of such person's receipt of the loan property. A

                                  23

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  person reclaiming the loan property who is not the borrower

  2  must show identification to the title loan lender, together

  3  with notarized written authorization from the borrower, and

  4  the title loan lender must record that person's name and

  5  address on the title loan agreement retained by the title loan

  6  lender. In such case, the person reclaiming the borrower's

  7  copy of the title loan agreement must be provided a copy of

  8  such signed form as evidence of such agreement.

  9         (2)  If the borrower's copy of the title loan agreement

10  is lost, destroyed, or stolen, the borrower must notify the

11  title loan lender, in writing by certified or registered mail,

12  return receipt requested, or in person evidenced by a signed

13  receipt, and receipt of such notice invalidates such title

14  loan agreement if the loan property has not previously been

15  reclaimed. Before delivering the loan property or issuing a

16  new title loan agreement, the title loan lender must require

17  the borrower to make a written statement of the loss,

18  destruction, or theft of the borrower's copy of the title loan

19  agreement. The title loan lender must record on the written

20  statement the type of identification and the identification

21  number accepted from the borrower, the date the statement is

22  given, and the number or date of the title loan agreement that

23  has been lost, destroyed, or stolen. The statement must be

24  signed by the title loan lender or the title loan office

25  employee who accepts the statement from the borrower.  The

26  title loan lender may not impose any type of fee for providing

27  the borrower with a copy of the title loan agreement.

28         Section 14.  Criminal penalties.--

29         (1)  Any person who acts as a title loan lender without

30  first securing the license prescribed by this act commits a

31  felony of the third degree, punishable as provided in section

                                  24

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  775.082, section 775.083, or section 775.084, Florida

  2  Statutes.

  3         (2)  In addition to any other applicable penalty, any

  4  person who willfully violates any provision of this act or who

  5  willfully makes a false entry in any record specifically

  6  required by this act commits a misdemeanor of the first

  7  degree, punishable as provided in section 775.082 or section

  8  775.083, Florida Statutes.

  9         Section 15.  Subpoenas; enforcement actions; rules.--

10         (1)  The department may issue and serve subpoenas to

11  compel the attendance of witnesses and the production of

12  documents, papers, books, records, and other evidence before

13  the department in any matter pertaining to this act. The

14  department may administer oaths and affirmations to any person

15  whose testimony is required. If any person refuses to testify

16  or to produce books, records, and documents, or otherwise

17  refuses to obey a subpoena issued under this section, the

18  department may enforce the subpoena in the same manner as

19  subpoenas issued under the Administrative Procedure Act are

20  enforced. Witnesses are entitled to the same fees and mileage

21  as they are entitled to by law for attending as witnesses in

22  the circuit court, unless such examination or investigation is

23  held at the place of business or residence of the witness.

24         (2)  In addition to any other powers conferred upon the

25  department to enforce or administer this act, the department

26  may:

27         (a)  Bring an action in any court of competent

28  jurisdiction to enforce or administer this act, any rule or

29  order adopted under this act, or any written agreement entered

30  into with the department. In such action, the department may

31  seek any relief at law or equity, including a temporary or

                                  25

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  permanent injunction, appointment of a receiver or

  2  administrator, or an order of restitution.

  3         (b)  Issue and serve upon a person an order requiring

  4  such person to cease and desist and take corrective action

  5  whenever the department finds that such person is violating,

  6  has violated, or is about to violate any provision of this

  7  act, any rule or order adopted under this act, or any written

  8  agreement entered into with the department.

  9         (c)  Whenever the department finds that conduct

10  described in paragraph (b) presents an immediate danger to the

11  public health, safety, or welfare requiring an immediate final

12  order, the department may issue an emergency cease and desist

13  order reciting with particularity the facts underlying such

14  findings. The emergency cease and desist order is effective

15  immediately upon service of a copy of the order on the

16  respondent named in the order and shall remain effective for

17  90 days. If the department begins nonemergency proceedings

18  under paragraph (b), the emergency cease and desist order

19  remains effective until the conclusion of the proceedings

20  under sections 120.569 and 120.57, Florida Statutes.

21         (3)  The department may adopt rules to administer this

22  act.

23         Section 16.  Investigations and complaints.--

24         (1)  The department may make any investigation and

25  examination of any licensee or other person the department

26  deems necessary to determine compliance with this act. For

27  such purposes, the department may examine the books, accounts,

28  records, and other documents or matters of any licensee or

29  other person. The department may compel the production of all

30  relevant books, records, and other documents and materials

31  relative to an examination or investigation. Examinations

                                  26

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  shall not be made more often than once during any 12-month

  2  period unless the department has reason to believe the

  3  licensee is not complying with this act.

  4         (2)  The department shall conduct all examinations at a

  5  convenient location in this state unless the department

  6  determines that it is more effective or cost-efficient to

  7  perform an examination at the licensee's out-of-state

  8  location.  For an examination performed at the licensee's

  9  out-of-state location, the licensee shall pay the travel

10  expense and per diem subsistence at the rate provided by law

11  for up to 30 8-hour days per year for each department examiner

12  who participates in such an examination.  However, if the

13  examination involves or reveals possible fraudulent conduct by

14  the licensee, the licensee shall pay the travel expenses and

15  per diem subsistence provided by law, without limitation, for

16  each participating examiner.

17         (3)  Any person having reason to believe that any

18  provision of this act has been violated may file with the

19  department a written complaint setting forth the details of

20  such alleged violation and the department may investigate such

21  complaint.

22         Section 17.  Paragraphs (a) and (h) of subsection (1)

23  of section 538.03, Florida Statutes, are amended to read:

24         538.03  Definitions; applicability.--

25         (1)  As used in this part, the term:

26         (a)  "Secondhand dealer" means any person, corporation,

27  or other business organization or entity which is not a

28  secondary metals recycler subject to part II and which is

29  engaged in the business of purchasing, consigning, or pawning

30  secondhand goods or entering into title loan transactions.

31  However, secondhand dealers are not limited to dealing only in

                                  27

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  items defined as secondhand goods in paragraph (g).  Except as

  2  provided in subsection (2), the term means pawnbrokers,

  3  jewelers, precious metals dealers, garage sale operators,

  4  secondhand stores, and consignment shops.

  5         (h)  "Transaction" means any title loan, purchase,

  6  consignment, or pawn of secondhand goods by a secondhand

  7  dealer.

  8         Section 18.  Subsection (1) of section 538.16, Florida

  9  Statutes, is amended to read:

10         538.16  Secondhand dealers; disposal of property.--

11         (1)  Any personal property pawned with a pawnbroker,

12  whether the pawn is a loan of money or a buy-sell agreement or

13  a motor vehicle which is security for a title loan, is subject

14  to sale or disposal if the pawn is a loan of money and the

15  property has not been redeemed or there has been no payment on

16  account made for a period of 90 days, or if the pawn is a

17  buy-sell agreement or if it is a title loan and the property

18  has not been repurchased from the pawnbroker or the title

19  redeemed from the title lender or there has been no payment

20  made on account within 60 days.

21         Section 19.  Nothing in this act precludes a county or

22  municipality from adopting ordinances more restrictive than

23  the provisions of this act.

24         Section 20.  Effective July 1, 2000, the sum of

25  $500,000 is appropriated for the 2000-2001 fiscal year from

26  the Regulatory Trust Fund of the Department of Banking and

27  Finance to the Department of Banking and Finance to fund eight

28  positions for the purpose of carrying out the provisions of

29  this act.

30         Section 21.  Paragraph (i) of subsection (1) of section

31  538.03, Florida Statutes, subsection (5) of section 538.06,

                                  28

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1  Florida Statutes, and subsections (4) and (5) of section

  2  538.15, Florida Statutes, are repealed.

  3         Section 22.  Subsection (1) of section 560.309, Florida

  4  Statutes. is amended to read:

  5         560.309  Rules.--

  6         (1)  Before a registrant shall deposit, with any

  7  financial institution, a payment instrument that is cashed by

  8  a registrant, each such item must be endorsed with the actual

  9  name under which such registrant is doing business. If a

10  payment instrument received from a customer is not deposited

11  within 2 business days, excluding Saturdays and Sundays, after

12  receipt, the transaction is considered to be a consumer

13  finance loan and is subject to the provisions of chapter 516.

14  For purposes of this subsection, the term "payment instrument"

15  does not include travelers checks, foreign drawn payment

16  instruments, or money orders.

17         Section 23.  If any provision of this act or the

18  application thereof to any person or circumstance is held

19  invalid, the invalidity shall not affect other provisions or

20  applications of the act which can be given effect without the

21  invalid provision or application, and to this end the

22  provisions of this act are declared severable.

23         Section 24.  Except as otherwise provided in this act,

24  this act shall take effect October 1, 2000.

25

26

27

28

29

30

31

                                  29

CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2000                   CS for SB's 1834 & 694
    302-1750A-00




  1          STATEMENT OF SUBSTANTIAL CHANGES CONTAINED IN
                       COMMITTEE SUBSTITUTE FOR
  2                         SB 1834 and 694

  3

  4  Changes definition of "title loan" by also excepting loans
    made by persons licensed pursuant to chs. 656-667, F.S., and
  5  by persons complying with s. 687.03, F.S.

  6  Increases the percentage of interest in a title loan business
    necessary to require licensure from 25% to 50%.
  7
    Decreases the percentage of ownership necessary to require
  8  certain information about an "ultimate equitable owner" from
    25% to 10%.
  9
    Adds that the department need not obtain a title loan
10  applicant's fingerprints if the applicant's fingerprints are
    on file with the department.
11
    Removes provision allowing department to waive applicant
12  fingerprint requirement.

13  Clarifies that department's enforcement of the act is subject
    to Chapter 120, F.S.
14
    Eliminates option to file a certificate of deposit, rather
15  than a surety bond.

16  bhin that pleas of no contest to crimes involving fraud,
    dishonest dealing, or moral turpitude may subject an applicant
17  to license denial or a licensee to enumerated sanctions.

18  Changes recordkeeping requirement by providing that lender
    must maintain records for two years after the last entry on a
19  loan or until examined by the department, whichever occurs
    later.
20
    Removes provision stating that borrower is only personally
21  liable for the loan balance in excess of $2,000 after vehicle
    sale proceeds are applied.
22
    Removes requirement that the department establish a consumer
23  awareness program.

24  Excepts travelers checks, foreign drawn payment instruments,
    and money orders from the definition of "payment instrument"
25  contained in s. 560.309(1), F.S

26

27

28

29

30

31

                                  30