Senate Bill 2348

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    Florida Senate - 2000                                  SB 2348

    By Senator Silver





    38-1105-00                                              See HB

  1                      A bill to be entitled

  2         An act relating to older adult mental health

  3         and substance abuse services; providing a short

  4         title; providing legislative intent; directing

  5         the Department of Children and Family Services

  6         to develop a comprehensive plan for a mental

  7         health and substance abuse service delivery

  8         system for older adults; providing plan

  9         requirements; requiring reports; requiring

10         collection and analysis of data; specifying

11         populations to be served; providing for

12         performance measures; requiring annual review

13         thereof; directing the department to establish

14         services, within available resources; directing

15         the department to adopt by rule certain

16         statewide standards; providing for a service

17         planning process; providing for case management

18         services; providing training requirements for

19         service providers; directing the department to

20         develop public education and outreach programs;

21         providing for enhancement of existing community

22         mental health and substance abuse systems;

23         providing for solicitation of enhancement

24         projects to be funded on a competitive basis;

25         providing for project evaluation; requiring a

26         report; providing for a consortium to oversee

27         older adult interagency system of care

28         demonstration models; providing for

29         establishment of a local oversight body for

30         each demonstration model; providing for

31         purpose, funding, and evaluation of

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1         demonstration models; requiring a report;

  2         providing rulemaking authority; providing

  3         authority to seek certain federal waivers;

  4         providing an effective date.

  5

  6  Be It Enacted by the Legislature of the State of Florida:

  7

  8         Section 1.  Short title.--This act may be cited as the

  9  "Comprehensive Older Adult Mental Health and Substance Abuse

10  Services Act."

11         Section 2.  Legislative intent; guiding principles.--It

12  is the intent of the Legislature that the following principles

13  guide the development and implementation of the publicly

14  funded older adult mental health and substance abuse treatment

15  and support system:

16         (1)  There should be a system of care for older adults

17  which includes a continuum of aging, mental health, and

18  substance abuse services that meet the needs of Florida's

19  older adults.

20         (2)  The system of care should be centered on the older

21  adult, with the needs and strengths of the older adult and his

22  or her family or support system dictating the types and mix of

23  services provided.

24         (3)  Older adults should be active participants in

25  planning, selecting, and delivering mental health and

26  substance abuse services at the local level, as well as in

27  developing statewide policies for older adult mental health

28  and substance abuse services. The families and support systems

29  of older adults should be included where appropriate and in

30  the best interests of the older adult.

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1         (4)  Priorities and minimum standards should be

  2  established at the state level to foster consistency

  3  throughout the state in mental health and substance abuse

  4  services.

  5         (5)  The system of care should be community-based, with

  6  accountability, location of services, and responsibility for

  7  management and decisionmaking resting at the local level.

  8         (6)  The system should provide timely access to a

  9  comprehensive array of cost-effective mental health and

10  substance abuse services.

11         (7)  Older adults should receive individualized

12  services, guided by an individualized service plan, in

13  accordance with the unique needs and strengths of each older

14  adult and his or her family or support system.

15         (8)  The system should include comprehensive screening,

16  assessment, internal case finding, and outreach to identify

17  older adults who are in need of mental health or substance

18  abuse services and should target known risk factors.

19         (9)  Older adults should receive services within the

20  least restrictive environment appropriate to the service needs

21  and quality of life of the individual.

22         (10)  Mental health and substance abuse programs and

23  services should support and strengthen families and support

24  systems so that the family or support system can more

25  adequately meet the mental health and substance abuse

26  treatment needs of the older adult.

27         (11)  Services should be delivered in a coordinated

28  manner so that the older adult can move through the system of

29  services according to his or her changing needs and in a way

30  that meets those needs.

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1         (12)  The delivery of comprehensive mental health and

  2  substance abuse services should enable older adults to

  3  function more effectively at home and within the community.

  4         (13)  Community-based systems of care should educate

  5  persons, including health care, long-term care, and aging

  6  services providers, to recognize indicators of emotional

  7  distress, depression, suicide risk, and substance abuse in

  8  older adults and to provide information regarding referral,

  9  treatment, and support services.

10         (14)  Mental health and substance abuse services should

11  be delivered by staff specifically trained to work with older

12  adult mental health and substance abuse consumers.

13         (15)  Mental health and substance abuse services for

14  older adults should be provided in a manner that is sensitive

15  and responsive to the special needs that derive from cultural

16  or gender differences, without regard to race, religion,

17  national origin, gender, disability, or payment source.

18         Section 3.  Comprehensive plan.--

19         (1)  The Department of Children and Family Services

20  shall develop a comprehensive plan that shall address the

21  mental health and substance abuse treatment needs of older

22  adults and provide strategies to meet those needs through the

23  interagency coordination of services. The plan shall identify

24  the unique service needs of older adults, determine the types

25  of services delivered, project the services needed, provide an

26  analysis of costs associated with existing and projected

27  services, and recommend modifications to programs and services

28  to more effectively meet the unique mental health and

29  substance abuse treatment needs of older adults, especially

30  underserved populations.

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1         (2)  Elements of the comprehensive plan shall be

  2  coordinated and integrated with other mental health planning

  3  and with the plans of other state agencies that administer

  4  programs or services that are or should be components of a

  5  comprehensive mental health and substance abuse service

  6  delivery system for older adults. To this end, such state

  7  agencies shall coordinate with the department the development

  8  and integration of elements of the comprehensive plan

  9  appropriate to their respective programmatic responsibilities.

10         (3)  The comprehensive plan shall be presented to the

11  Governor, the President of the Senate, and the Speaker of the

12  House of Representatives every 3 years on or before August 1,

13  beginning in the year 2001. On or before August 1 of each

14  year, the department shall submit a report to the Governor,

15  the President of the Senate, and the Speaker of the House of

16  Representatives which analyzes the status of the

17  implementation of each element of the comprehensive plan and

18  the relationship of that status to the department's budget

19  request.

20         Section 4.  Data collection.--To ensure the adequate

21  provision of services and to meet the needs of older adults in

22  need of mental health and substance abuse services, the

23  department shall ensure that detailed statistical and

24  empirical information on Florida citizens is collected,

25  maintained, and analyzed for the purpose of improving the

26  system. As part of the development of the comprehensive plan,

27  the department shall include provisions regarding data needed,

28  and a time schedule and method for obtaining this information.

29         Section 5.  Target populations.--

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1         (1)  State-funded older adult mental health and

  2  substance abuse services shall serve, to the extent that

  3  resources are available, the following groups of older adults:

  4         (a)  Adults age 55 and older who are experiencing an

  5  acute mental or emotional health or substance abuse crisis.

  6         (b)  Adults age 55 and older who have a severe and

  7  persistent mental or emotional illness or substance abuse

  8  problem.

  9         (c)  Adults age 55 and older who are at risk for a

10  mental or emotional health or substance abuse crisis event or

11  are at risk of institutionalization in a long-term care

12  setting or state institution.

13         (2)  Older adults who meet the target population

14  criteria of this section shall be served to the extent

15  possible within available resources and consistent with a

16  state plan of care developed by the department. The plan shall

17  specify a service mandate for Florida's underserved older

18  population. Services shall be targeted to prevent further need

19  for the substance abuse, mental health, or aging continuum of

20  services. Services shall be readily available along the mental

21  health, substance abuse, and aging continuum to older adults

22  residing in the community as well as those residing in state

23  institutions. To the extent possible, services shall be

24  community-based. To achieve the continuum of services, the

25  department may develop public-private partnerships as well as

26  sliding fee-scale programs.

27         Section 6.  Performance measures.--

28         (1)  The older adult mental health treatment and

29  support system shall develop performance measures for older

30  Floridians with mental health and substance abuse problems who

31  are within the target populations.

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1         (2)  After the development of the initial

  2  age-appropriate performance measures, the department shall

  3  annually review and adjust as needed the specific performance

  4  outcomes and performance measures to assess the performance of

  5  the older adult mental health treatment and support system in

  6  achieving the intent of this act.

  7         Section 7.  Programs and services.--

  8         (1)  The department shall establish, within available

  9  resources, an array of services to meet the individualized

10  service and treatment needs of older adults who are members of

11  the target populations and their families and caregivers.

12         (2)  The array of services shall include comprehensive

13  holistic assessment services that provide a competent

14  interpretation of the nature of the problems of the older

15  adult and, when appropriate, his or her family or support

16  systems; family issues that may impact such problems;

17  additional factors that contribute to such problems; and the

18  assets, strengths, and resources of the older adult and his or

19  her family or support systems. The assessment services to be

20  provided shall be determined by the clinical needs of each

21  individual.

22         (3)  The department shall adopt by rule statewide

23  standards for mental health and substance abuse assessments

24  and definitions of the service array appropriate to older

25  adults.

26         (4)  The array of services shall include, but is not

27  limited to:

28         (a)  Case management.

29         (b)  Prevention services.

30         (c)  Home and community-based services and systems of

31  care.

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1         (d)  Family therapy and support.

  2         (e)  Respite services and day care.

  3         (f)  Outpatient treatment.

  4         (g)  Day treatment.

  5         (h)  Crisis intervention and stabilization.

  6         (i)  Residential treatment facilities.

  7         (j)  Inpatient hospitalization.

  8         (k)  Medical services.

  9         (l)  Overlay services.

10         (m)  Supported housing.

11         (n)  Transportation services.

12         (o)  Consumer-operated and peer support services.

13         (p)  Vocational services.

14         (q)  Individual counseling, both in-home and

15  community-based.

16         (r)  Partial hospitalization.

17         (s)  Transitional services.

18         (t)  Outreach, including to in-home settings.

19         (u)  Residential services.

20         (v)  Services to victims of sex offenses.

21         (w)  Medication management.

22         (x)  Mobile crisis intervention.

23         (y)  Therapeutic foster and family care homes.

24         (z)  Caregiver support.

25         Section 8.  Service planning.--

26         (1)  The service planning process shall:

27         (a)  Focus on individualized treatment aligned with the

28  highest priority needs of the older adult.

29         (b)  Concentrate on the service needs of the older

30  adult's formal and informal support system.

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1         (c)  Involve appropriate family and support system

  2  members and pertinent community-based health, education, and

  3  social agencies.

  4         (2)  The principles of the service planning process

  5  shall:

  6         (a)  Enable case management.

  7         (b)  Include a mechanism to discern opportunities for

  8  early intervention in developing cases of older adult mental

  9  health or substance abuse problems. The same mechanism shall

10  afford crisis intervention and prevention capacity.

11         (c)  Assist the family and other caregivers in

12  developing and implementing a workable services plan for

13  treating the mental health or substance abuse problems of the

14  older adult.

15         (d)  Use all available resources in the community,

16  including informal support services, which will assist in

17  carrying out the goals and objectives of the services plan.

18         (e)  Maintain the older adult in the most normal

19  environment possible and as close to home, family, or support

20  system as is feasible.

21         (f)  Ensure the ability of family to participate in the

22  treatment of the older adult, when appropriate, and strive to

23  enhance the older adult's independence by building on family

24  strengths and assets.

25         (3)  The services plan shall include:

26         (a)  A mental health description of the older adult and

27  his or her personal perspective on the problem being

28  addressed.

29         (b)  A description of the services or treatment to be

30  provided to the older adult, and his or her family or support

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1  system, if appropriate, which address the identified problem,

  2  including:

  3         1.  The frequency and duration of services or

  4  treatment.

  5         2.  The location at which the services or treatment are

  6  to be provided.

  7         3.  The name of each accountable provider of services

  8  or treatment.

  9         4.  Medication management and continuity of care.

10         (c)  A description of the measurable objectives of

11  treatment which, if met, will result in measurable

12  improvements in the condition of the older adult.

13         (d)  The older adult's personal vision and goals.

14         (4)  The department shall adopt by rule criteria for

15  determining when an older adult who receives mental health

16  services must have an individualized services plan.

17         (5)  The services plan shall be driven by the needs of

18  the older adult upon whom it is centered. The services plan,

19  where possible, shall be developed in conference with the

20  older adult and, if appropriate, family or primary support

21  members. An appeal process shall be established.

22         (6)  The services plan shall be reviewed with changes

23  in client status or level of care, or at least annually, for

24  programmatic and financial appropriateness.

25         (7)  The department shall adopt by rule criteria that

26  define the population to be assigned case managers. The

27  department shall develop standards for case management

28  services and procedures for appointing case managers. It is

29  the intent of the Legislature that case management services

30  not be duplicated or fragmented and that such services promote

31  the continuity and stability of a case manager assigned to an

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1  older adult. For the purpose of this section, case management

  2  includes:

  3         (a)  Developing and implementing the services plan.

  4         (b)  Providing advocacy services.

  5         (c)  Linking service providers to an older adult and,

  6  when appropriate, his or her family or support system.

  7         (d)  Monitoring the delivery of services.

  8         (e)  Collecting information to determine the effect of

  9  services and treatment.

10         Section 9.  Training requirements.--Individuals

11  treating or serving older adults should have appropriate and

12  ongoing training in aging and mental health and in substance

13  abuse. The department shall work with providers, licensure

14  boards, professional organizations, and educators to establish

15  appropriate education and training. The department is

16  encouraged to foster the development of continuing education

17  by existing professional membership organizations and

18  educational institutions.

19         Section 10.  Public education and outreach.--The

20  department shall develop methods of information dissemination

21  designed to overcome the barriers to treatment within the

22  target populations. Innovative outreach programs must be

23  developed and promoted to improve the diversion of older

24  persons from expensive and intensive forms of care. The

25  department shall develop a marketing and public education plan

26  for how best to develop prevention and treatment strategies

27  aimed at an older audience. At least one of the older adult

28  interagency system of care demonstration models shall be

29  centered around the development of innovative marketing and

30  public education materials and strategies.

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1         Section 11.  Community mental health and substance

  2  abuse system enhancement.--

  3         (1)  DEVELOPMENT.--The current community mental health

  4  and substance abuse systems shall be enhanced to identify,

  5  attract, and serve older adults. The system enhancement should

  6  address staffing, training, and program development for older

  7  adults.

  8         (2)  IMPLEMENTATION.--

  9         (a)  As the Legislature provides funding for the

10  enhancement of older adult mental health and substance abuse

11  services, the Alcohol, Drug Abuse and Mental Health Program

12  Office of the department shall create a competitive selection

13  process for soliciting proposals for use of funds within the

14  community mental health and substance abuse systems to

15  implement this section.

16         1.  The department shall use an independent review

17  panel to evaluate the proposals.

18         2.  Each project or initiative funded through the

19  enhancement program shall be evaluated and continued based on

20  whether the project or initiative achieves established goals.

21         (b)  The department shall establish the proposal

22  process by October 1, 2000, with project awards to be made no

23  later than December 1, 2000. Evaluations of the enhancement

24  projects shall be performed on a schedule to be determined by

25  the department.

26         (3)  EVALUATION.--An independent evaluation of each

27  enhancement project shall be conducted to identify more

28  effective ways in which to serve the most complex cases of

29  older adults who have a serious emotional disturbance, mental

30  illness, or substance abuse problem; to determine better

31  utilization of public resources; to assess ways that community

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1  agencies may share pertinent client information; and to

  2  determine to what extent the project achieved its stated

  3  goals. The department shall identify each enhancement project

  4  to be evaluated. The evaluation must analyze all

  5  administrative costs associated with operating each

  6  enhancement project. The evaluator must be independent of the

  7  department and the service providers and must have

  8  demonstrated experience in evaluating mental health and

  9  substance abuse programs for older adults. The department

10  shall submit a report to the President of the Senate and the

11  Speaker of the House of Representatives by December 31, 2003,

12  which must include findings and conclusions for each

13  enhancement project and provide recommendations for statewide

14  implementation.

15         Section 12.  Older adult interagency system of care

16  demonstration models.--

17         (1)  DEVELOPMENT.--

18         (a)  The Agency for Health Care Administration, the

19  Department of Health, the Department of Children and Family

20  Services, and the Department of Elderly Affairs shall form a

21  consortium, hereinafter referred to as "the consortium," by

22  entering into a partnership agreement to create and oversee

23  older adult interagency system of care demonstration models.

24  The partnership agreement may not divest any public or private

25  agency of its responsibility for an older adult but may allow

26  participating agencies to better meet the needs of older

27  adults through the sharing of resources. The consortium shall

28  ensure that funds appropriated in the General Appropriations

29  Act for direct services to the target populations are not

30  expended for any other purpose. The departments shall

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1  collaborate to implement this section, and the Department of

  2  Elderly Affairs shall be the lead agency.

  3         (b)  The consortium shall establish a local oversight

  4  body that is responsible for directing each demonstration

  5  model. The oversight body shall include representatives of the

  6  state agencies that comprise the consortium, representatives

  7  of local government as well as other appropriate community

  8  entities, and older adults.

  9         (c)  A demonstration model, unless otherwise authorized

10  by the consortium, shall operate for 3 years, utilizing

11  existing funds. Pursuant to the direction of the consortium,

12  each demonstration model shall maintain appropriate program

13  and fiscal accountability.

14         (2)  PURPOSE.--The purpose of the older adult

15  interagency system of care demonstration models is to test

16  various designs and strategies for the planning, integration,

17  or coordination of the interagency delivery of services to

18  older adults who have mental health or substance abuse

19  problems and their families or support systems. In addition to

20  the guiding principles specified in section 2 and the

21  principles of the service planning process specified in

22  section 8(2), each demonstration model shall seek to:

23         (a)  Enhance and expedite services to older adults with

24  mental health or substance abuse problems.

25         (b)  Refine the process of case management using the

26  strengths approach in assessment and service planning and

27  eliminate case management duplication.

28         (c)  Employ natural supports in the family and the

29  community to help meet the service needs of the older adult.

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1         (d)  Improve interagency planning efforts through

  2  greater collaboration between public and private

  3  community-based agencies.

  4         (e)  Test creative and flexible strategies for

  5  financing and purchasing mental health and substance abuse

  6  services for older adults.

  7         (f)  Establish information-sharing mechanisms with

  8  state and community agencies.

  9         (3)  MODEL ENHANCEMENTS.--

10         (a)  The Legislature finds that reimbursement

11  restrictions, such as narrowly defined cost centers or

12  appropriation categories, do not typically allow for the

13  integrated and coordinated interagency purchase of formal and

14  informal services that are needed by older adults who have

15  mental health or substance abuse problems. Therefore, each

16  demonstration model may use an integrated blend of state,

17  federal, and local funds, and may expend funds, chapter 216,

18  Florida Statutes, notwithstanding, for services without

19  categorical or cost-center restraints. Funds shall be

20  allocated so as to allow the demonstration models to provide

21  the most appropriate care and treatment to the older adult,

22  including a range of traditional and nontraditional services,

23  in the least restrictive setting that is clinically

24  appropriate to the needs of the older adult.

25         (b)  The consortium may use prospective payment

26  mechanisms through which a demonstration model and its

27  contracted service providers accept financial risk for

28  producing outcomes for the target populations.

29         (c)  The consortium shall reinvest cost savings in the

30  community-based older adult mental health and substance abuse

31  services system.

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1         (d)  The consortium shall establish a funding plan that

  2  allocates proportionate costs to the participating state

  3  agencies. The funding plan shall be developed based on an

  4  analysis of expenditures made by each participating state

  5  agency during the previous 2 fiscal years in which services

  6  were provided for members of the target populations or for

  7  individuals who have characteristics that are similar to the

  8  members of the target populations. Based on the results of

  9  this cost analysis, funds shall be collected from each of the

10  participating state agencies and deposited into a central

11  financial account. A financial body shall be designated by the

12  consortium to manage the pool of funds and shall have the

13  capability to pay for individual services specified in a

14  services plan.

15         (4)  EVALUATION.--An independent evaluation of each

16  demonstration model shall be conducted to identify more

17  effective ways in which to serve the most complex cases of

18  older adults who have a serious emotional disturbance, mental

19  illness, or substance abuse problem; to determine better

20  utilization of public resources; to assess ways that community

21  agencies may share pertinent client information; and to

22  determine to what extent the project achieved its stated

23  goals. The consortium shall identify each demonstration model

24  to be evaluated. The evaluation must analyze all

25  administrative costs associated with operating the

26  demonstration models. The evaluator must be independent of the

27  consortium and the model service providers and must have

28  demonstrated experience in evaluating mental health and

29  substance abuse programs for older adults. The consortium

30  shall submit a report to the President of the Senate and the

31  Speaker of the House of Representatives by December 31, 2003,

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1  which must include findings and conclusions for each local

  2  demonstration model and provide recommendations for statewide

  3  implementation.

  4         (5)  RULES.--Each participating state agency shall have

  5  the authority to adopt rules for implementing the

  6  demonstration models. These rules shall be developed in

  7  cooperation with other appropriate state agencies for

  8  implementation within 90 days after obtaining any necessary

  9  federal waivers. The Medicaid program within the Agency for

10  Health Care Administration may obtain any federal waivers

11  necessary for implementing the demonstration models.

12         Section 13.  The Department of Children and Family

13  Services is authorized to adopt rules as necessary for the

14  implementation of the Comprehensive Older Adult Mental Health

15  and Substance Abuse Services Act.

16         Section 14.  This act shall take effect July 1, 2000.

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    Florida Senate - 2000                                  SB 2348
    38-1105-00                                              See HB




  1            *****************************************

  2                       LEGISLATIVE SUMMARY

  3
      Creates the "Comprehensive Older Adult Mental Health and
  4    Substance Abuse Services Act." Provides guiding
      principles for development of a publicly funded older
  5    adult mental health and substance abuse treatment and
      support system of services. Directs the Department of
  6    Children and Family Services to develop a comprehensive
      plan for service delivery, to be submitted periodically
  7    to the Governor and Legislature, beginning August 1,
      2001. Provides for data collection and analysis.
  8    Specifies older adult target populations. Provides for
      statewide standards, programs and services, performance
  9    measures, a service planning process, case management
      services, training requirements for service providers,
10    and public education and outreach programs. Provides for
      competitive selection of projects to be funded to enhance
11    existing community mental health and substance abuse
      systems to serve older adults. Requires evaluation of
12    such projects and a report to the Legislature by December
      31, 2003. Provides for 3-year demonstration models to
13    test strategies for delivery of services to older adults,
      overseen by a consortium of the Agency for Health Care
14    Administration and the Departments of Health, Children
      and Family Services, and Elderly Affairs. Provides for
15    establishment of a local oversight body for each
      demonstration model. Provides requirements for services
16    and funding, provides for independent evaluation of each
      demonstration model, and requires a report to the
17    Legislature by December 31, 2003.

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