House Bill 0889

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    Florida House of Representatives - 2000                 HB 889

        By the Committee on Corrections and Representative
    Trovillion





  1                      A bill to be entitled

  2         An act relating to corrections; amending s.

  3         945.10, F.S.; specifying certain records

  4         included within the confidential inmate medical

  5         records of the Department of Corrections;

  6         authorizing release of such records to the

  7         Correctional Medical Authority and specifying

  8         records to be included; amending s. 945.603,

  9         F.S.; authorizing the authority to conduct

10         investigative inquiries and reviews of health

11         care services; amending s. 945.6032, F.S.;

12         providing for oversight of medical quality

13         management records by the authority's medical

14         review committee; amending s. 945.6035, F.S.;

15         revising the procedures and requirements for

16         the resolution of disputes between the

17         authority and the department; amending s.

18         945.6036, F.S.; revising procedures and

19         requirements for enforcement of dispute

20         resolution decisions; providing an effective

21         date.

22

23  Be It Enacted by the Legislature of the State of Florida:

24

25         Section 1.  Paragraph (a) of subsection (1) and

26  subsection (2) of section 945.10, Florida Statutes, are

27  amended to read:

28         945.10  Confidential information.--

29         (1)  Except as otherwise provided by law or in this

30  section, the following records and information of the

31  Department of Corrections are confidential and exempt from the

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  1  provisions of s. 119.07(1) and s. 24(a), Art. I of the State

  2  Constitution:

  3         (a)  Mental health, medical, or substance abuse records

  4  of an inmate or an offender, including medical quality

  5  management records, individual inmate medical records, and

  6  records relating to decisions made by the department not to

  7  provide mental health, medical, or substance abuse treatment.

  8         (2)  The records and information specified in

  9  paragraphs (1)(a)-(h) (1)(b)-(h) may be released as follows

10  unless expressly prohibited by federal law:

11         (a)  Information specified in paragraph (1)(a) to the

12  Correctional Medical Authority or a person designated in

13  writing by the executive director of the authority. The

14  department is specifically directed to include mental health,

15  medical, or substance abuse records, medical quality

16  management records, and all reports and records which relate

17  to the department's statewide delivery of these services,

18  including inmate management activity records.  A request for

19  records or information pursuant to this paragraph must be made

20  in writing by the executive director of the authority and must

21  include a statement describing the need for the records or

22  information.

23         (b)(a)  Information specified in paragraphs (1)(b),

24  (d), and (f) to the Office of the Governor, the Legislature,

25  the Parole Commission, the Department of Children and Family

26  Services, a private correctional facility or program that

27  operates under a contract, the Department of Legal Affairs, a

28  state attorney, the court, or a law enforcement agency. A

29  request for records or information pursuant to this paragraph

30  need not be in writing.

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  1         (c)(b)  Information specified in paragraphs (1)(c),

  2  (e), and (h) to the Office of the Governor, the Legislature,

  3  the Parole Commission, the Department of Children and Family

  4  Services, a private correctional facility or program that

  5  operates under contract, the Department of Legal Affairs, a

  6  state attorney, the court, or a law enforcement agency. A

  7  request for records or information pursuant to this paragraph

  8  must be in writing and a statement provided demonstrating a

  9  need for the records or information.

10         (d)(c)  Information specified in paragraph (1)(b) to an

11  attorney representing an inmate under sentence of death,

12  except those portions of the records containing a victim's

13  statement or address, or the statement or address of a

14  relative of the victim. A request for records of information

15  pursuant to this paragraph must be in writing and a statement

16  provided demonstrating a need for the records or information.

17         (e)(d)  Information specified in paragraph (1)(b) to a

18  public defender representing a defendant, except those

19  portions of the records containing a victim's statement or

20  address, or the statement or address of a relative of the

21  victim. A request for records or information pursuant to this

22  paragraph need not be in writing.

23         (f)(e)  Information specified in paragraph (1)(b) to

24  state or local governmental agencies. A request for records or

25  information pursuant to this paragraph must be in writing and

26  a statement provided demonstrating a need for the records or

27  information.

28         (g)(f)  Information specified in paragraph (1)(b) to a

29  person conducting legitimate research. A request for records

30  and information pursuant to this paragraph must be in writing,

31  the person requesting the records or information must sign a

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  1  confidentiality agreement, and the department must approve the

  2  request in writing.

  3

  4  Records and information released under this subsection remain

  5  confidential and exempt from the provisions of s. 119.07(1)

  6  and s. 24(a), Art. I of the State Constitution when held by

  7  the receiving person or entity.

  8         Section 2.  Subsections (6) through (15) of section

  9  945.603, Florida Statutes, are renumbered as subsections (7)

10  through (16), respectively, and a new subsection (6) is added

11  to said section to read:

12         945.603  Powers and duties of authority.--The purpose

13  of the authority is to assist in the delivery of health care

14  services for inmates in the Department of Corrections by

15  advising the Secretary of Corrections on the professional

16  conduct of primary, convalescent, dental, and mental health

17  care and the management of costs consistent with quality care,

18  by advising the Governor and the Legislature on the status of

19  the Department of Corrections' health care delivery system,

20  and by assuring that adequate standards of physical and mental

21  health care for inmates are maintained at all Department of

22  Corrections institutions.  For this purpose, the authority has

23  the authority to:

24         (6)  Conduct such investigative inquiries and reviews

25  of health care services, including medical quality management

26  records, as the authority deems necessary to assess the

27  adequacy of inmate health care.

28         Section 3.  Subsection (1) of section 945.6032, Florida

29  Statutes, is amended to read:

30         945.6032  Quality management program requirements.--

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  1         (1)  The authority shall appoint a medical review

  2  committee pursuant to s. 766.101 to provide oversight for the

  3  Department of Corrections' inmate health care quality

  4  management program and medical quality management records. The

  5  authority shall also designate one of its members to serve on

  6  the Department of Corrections' medical review committee in

  7  order to ensure coordination between the department and the

  8  authority with regard to issues of quality management and to

  9  enhance the authority's oversight of the Department of

10  Corrections' quality management system.

11         Section 4.  Section 945.6035, Florida Statutes, is

12  amended to read:

13         945.6035  Dispute resolution.--

14         (1)  The authority and the Assistant Secretary for

15  Health Services shall attempt to expeditiously resolve any

16  disputes arising between the authority and the department

17  regarding the physical and mental health care of inmates.

18         (2)  If the authority and the Assistant Secretary for

19  Health Services are unable to resolve a dispute regarding

20  inmate physical or mental health care, the authority may

21  submit a written notice of noncompliance to the Secretary of

22  Corrections and the Assistant Secretary for Health Services,

23  setting forth each issue in controversy, and the position of

24  the authority, and the corrective measures the authority seeks

25  to have implemented by the department. The assistant

26  secretary, with the concurrence of the secretary, for Health

27  Services shall respond to the authority within 15 30 days

28  after receipt of such written notice. If the department does

29  not concur with the corrective measures noticed by the

30  authority, the authority shall place the assistant secretary's

31  response on the agenda of the next regularly scheduled or

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  1  emergency meeting of the authority. If the dispute remains

  2  unresolved, the authority may submit a written report to the

  3  secretary detailing the authority's objections.  The Assistant

  4  Secretary for Health Services shall submit a written report

  5  setting forth his or her position to the secretary on the

  6  issue or issues raised by the authority within 5 working days

  7  after receipt of the submission by the authority.

  8         (3)  After consideration of the position of the

  9  authority and the department at the authority's meeting, the

10  authority members shall determine by majority vote whether:

11         (a)1.  The current practice of the department or an

12  institution, agent, or employee of the department fails to

13  comply with an adopted health care standard; or

14         2.  The standard of care existing at the department or

15  an institution of the department does not conform to the

16  standard of care generally accepted in the professional health

17  community at large; and

18         (b)  The actions recommended in the written notice of

19  noncompliance should be enforced by the authority.

20         (4)  The decision of the authority made by majority

21  vote at its meeting is final and binding on the department and

22  shall not be subject to any proceeding or review pursuant to

23  chapter 120. The department shall have 21 days after the

24  authority renders its decision of noncompliance with

25  subparagraph (3)(a)1. or 2. in which to challenge the decision

26  of the authority. The department's sole remedy shall be a

27  proceeding in the Circuit Court in Leon County on the basis

28  that the authority's decision is an abuse of discretion or

29  contrary to law.

30         (3)  The secretary shall review any disputes between

31  the authority and the Assistant Secretary for Health Services,

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  1  and shall provide written notice to the authority of his or

  2  her decision regarding such disputes within 40 days after the

  3  date when the authority provides written notice of the dispute

  4  to the secretary.

  5         (4)  If, at the end of the 40-day period, no resolution

  6  has been reached, the authority is authorized to appeal to the

  7  Administration Commission for a review and resolution of the

  8  dispute between the department and the authority.

  9         (5)  The authority, within 30 days after receiving

10  written notice of the action of the secretary or, if no

11  response is received, within 30 days after the secretary's

12  response is due pursuant to subsection (3), may file an appeal

13  by petition to the Administration Commission, filed with the

14  Secretary of the Administration Commission.  The petition

15  shall set forth the issues in controversy between the

16  authority and the department, in the form and manner

17  prescribed by the Administration Commission, and shall contain

18  the reasons for the appeal.  The department has 5 days after

19  delivery of a copy of any such petition to file its reply with

20  the Secretary of the Administration Commission, and the

21  department shall also deliver a copy of its reply to the

22  authority.

23         (6)  The issues which may be raised by the authority on

24  appeal to the Administration Commission are:

25         (a)  Adoption or implementation by the department of a

26  health care standard which does not conform to the standard of

27  care generally accepted in the professional health community

28  at large.

29         (b)  Failure of the department to comply with an

30  adopted health care standard.

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  1         (c)  Failure to timely file a corrective action plan

  2  regarding all deficiencies which are determined by the

  3  authority to exist at an institution, as required pursuant to

  4  s. 945.6031.

  5         (d)  Failure to implement a corrective action plan

  6  filed pursuant to s. 945.6031.

  7         (7)  Within 30 days after receipt of a petition from

  8  the authority, the Secretary of the Administration Commission,

  9  or his or her designee, shall conduct an informal hearing to

10  consider the matters presented in the petition and the reply,

11  and after the informal hearing shall promptly submit a report

12  of the findings and recommendations to the Administration

13  Commission. Within 30 days after the informal hearing, the

14  Administration Commission shall approve either the position of

15  the authority or that of the department.  If the position of

16  the authority is approved, the Administration Commission shall

17  set forth whatever remedial measures it deems appropriate and

18  the department shall implement such remedial measures.  The

19  decision of the Administration Commission is final and binding

20  on the authority and the department and shall not be subject

21  to appeal pursuant to s. 120.68.

22         Section 5.  Section 945.6036, Florida Statutes, is

23  amended to read:

24         945.6036  Enforcement.--

25         (1)  If the authority determines that the written

26  notice of noncompliance should be enforced as described in s.

27  945.6035(3), the authority is authorized to petition the

28  Circuit Court in Leon County for an order requiring the

29  department to substantially comply with the corrective

30  measures contained in the authority's notice of noncompliance

31  and establishing a time for such compliance. If the department

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  1  fails to substantially comply with the dispute resolution

  2  decision of the Administration Commission or fails to

  3  implement required remedial action within 45 days after such

  4  decision or within the time period set by the Administration

  5  Commission, whichever period is longer, the authority is

  6  authorized to petition the Circuit Court in Leon County for an

  7  order requiring the department to comply. For the purposes of

  8  this section, "substantial compliance" means a firm effort to

  9  comply fully with the decision without omitting any essential

10  part, and that any omission consists solely of an unimportant

11  defect.

12         (2)  If the authority fails to initiate a circuit court

13  proceeding pursuant to this section, an inmate has the right

14  to file a verified petition with the authority requesting that

15  such a proceeding be initiated.  The petition shall set forth

16  with particularity the manner in which the department has

17  failed to implement the decision of the authority

18  Administration Commission, including any required remedial

19  actions. The authority has 30 45 days after receipt of a

20  verified petition to either initiate an action in circuit

21  court pursuant to this section or advise the inmate in writing

22  of the reason such an action will not be initiated.

23         (3)  Within 30 days after service of the written

24  decision of the authority setting forth its reason why an

25  action will not be initiated by the authority pursuant to this

26  section, an inmate may initiate an appropriate proceeding in

27  the Circuit Court in Leon County to require the department to

28  substantially comply with the decision of the authority

29  Administration Commission.

30         Section 6.  This act shall take effect July 1, 2000.

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  1            *****************************************

  2                          HOUSE SUMMARY

  3
      Specifies certain records included within the
  4    confidential inmate medical records of the Department of
      Corrections. Authorizes release of such records to the
  5    Correctional Medical Authority and specifies the records
      to be included. Authorizes the authority to conduct
  6    investigative inquiries and reviews of health care
      services. Provides for oversight of medical quality
  7    management records by the authority's medical review
      committee. Revises the procedures and requirements for
  8    the resolution of disputes between the authority and the
      department and for enforcement of dispute resolution
  9    decisions.

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