Senate Bill sb1880

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    Florida Senate - 2001                                  SB 1880

    By Senator Klein





    28-1261-01

  1                      A bill to be entitled

  2         An act relating to corporations; amending s.

  3         607.01401, F.S.; redefining the term

  4         "electronic transmission" to include telegrams,

  5         cablegrams, telephone transmissions, and

  6         transmissions through the Internet; amending s.

  7         607.0721, F.S.; providing requirements for the

  8         voting of shares held by partnerships, limited

  9         liability companies, and other similar

10         entities; amending s. 607.0722, F.S.;

11         specifying those persons who may vote on behalf

12         of a shareholder; authorizing the appointment

13         of a proxy by electronic transmission; deleting

14         provisions limiting the period during which an

15         appointment of proxy is irrevocable;

16         authorizing the use of certain copies or

17         reproductions in lieu of the original writing

18         or electronic transmission; authorizing a

19         corporation to adopt bylaws authorizing

20         additional procedures for shareholders to use

21         in exercising certain rights; providing an

22         effective date.

23

24  Be It Enacted by the Legislature of the State of Florida:

25

26         Section 1.  Subsection (9) of section 607.01401,

27  Florida Statutes, is amended to read:

28         607.01401  Definitions.--As used in this act, unless

29  the context otherwise requires, the term:

30         (9)  "Electronic transmission" or "electronically

31  transmitted" means any process of communication not directly

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    Florida Senate - 2001                                  SB 1880
    28-1261-01




  1  involving the physical transfer of paper that is suitable for

  2  the retention, retrieval, and reproduction of information by

  3  the recipient, including, but not limited to, telegrams,

  4  cablegrams, telephone transmissions, and transmissions through

  5  the Internet.

  6         Section 2.  Subsection (5) of section 607.0721, Florida

  7  Statutes, is amended to read:

  8         607.0721  Voting entitlement of shares.--

  9         (5)(a)  Shares standing in the name of another

10  corporation, domestic or foreign, may be voted by such

11  officer, agent, or proxy as the bylaws of the corporate

12  shareholder may prescribe or, in the absence of any applicable

13  provision, by such person as the board of directors of the

14  corporate shareholder may designate.  In the absence of any

15  such designation or in case of conflicting designation by the

16  corporate shareholder, the chair of the board, the president,

17  any vice president, the secretary, and the treasurer of the

18  corporate shareholder, in that order, are shall be presumed to

19  be fully authorized to vote such shares.

20         (b)  Shares standing in the name of a limited liability

21  company, partnership, or other similar entity, domestic or

22  foreign, may be voted by such member, officer, manager, agent,

23  or proxy as the agreement governing the operation of such

24  entity prescribes or, in the absence of any applicable

25  agreement or applicable provision within such agreement, by

26  such person as the members, partners, managers, or other

27  governing body or persons of such entity designate. In the

28  absence of any such designation or in case of conflicting

29  designation by a limited liability company, the president, any

30  vice president, the secretary, the treasurer of the limited

31  liability company, if any, and the member with the largest

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    Florida Senate - 2001                                  SB 1880
    28-1261-01




  1  percentage interest in the limited liability company, in that

  2  order, are presumed to be fully authorized to vote such

  3  shares. In the absence of any such designation or in case of

  4  conflicting designation by a partnership, the president, any

  5  vice president, the secretary, the treasurer of the

  6  partnership, if any, the general partner of a limited

  7  partnership, and the partner with the largest percentage

  8  interest in the partnership, in that order, are presumed to be

  9  fully authorized to vote such shares. In the absence of any

10  such designation or in case of conflicting designation by any

11  other such entity, the president, any vice president, the

12  secretary, and the treasurer of the entity, if any, in that

13  order, are presumed to be fully authorized to vote such

14  shares.

15         Section 3.  Section 607.0722, Florida Statutes, is

16  amended to read:

17         607.0722  Proxies.--

18         (1)  A shareholder, other person entitled to vote on

19  behalf of a shareholder pursuant to s. 607.0721, or attorney

20  in fact for a shareholder may vote the shareholder's shares in

21  person or by proxy.

22         (2)(a)  A shareholder, other person entitled to vote on

23  behalf of a shareholder pursuant to s. 607.0721, or attorney

24  in fact for a shareholder may appoint a proxy to vote or

25  otherwise act for the shareholder by signing an appointment

26  form or by electronic transmission, either personally or by

27  the shareholder's attorney in fact. Any type of electronic

28  transmission appearing to have been, or containing or

29  accompanied by such information or obtained under such

30  procedures to reasonably ensure that the electronic

31  transmission was, transmitted by such person is a sufficient

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    Florida Senate - 2001                                  SB 1880
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  1  appointment, subject to the verification requested by the

  2  corporation under s. 607.0724. An executed telegram or

  3  cablegram appearing to have been transmitted by such person,

  4  or a photographic, photostatic, or equivalent reproduction of

  5  an appointment form, is a sufficient appointment form.

  6         (b)  Without limiting the manner in which a

  7  shareholder, other person entitled to vote on behalf of a

  8  shareholder pursuant to s. 607.0721, or attorney in fact for a

  9  shareholder may appoint a proxy to vote or otherwise act for

10  the shareholder pursuant to paragraph (a), a shareholder,

11  other person entitled to vote on behalf of a shareholder

12  pursuant to s. 607.0721, or attorney in fact for a shareholder

13  may make grant such an appointment authority by:

14         1.  Signing an appointment form, with the signature

15  affixed, or having such form signed by the shareholder's

16  authorized officer, director, employee, or agent by any

17  reasonable means including, but not limited to, facsimile or

18  electronic signature.

19         2.  Transmitting or authorizing the transmission of an

20  a telegram, cablegram, or other means of electronic

21  transmission to the person who will be appointed as the proxy

22  or to a proxy solicitation firm, proxy support service

23  organization, registrar, or agent authorized by the person who

24  will be designated as the proxy to receive such transmission.

25  However, any telegram, cablegram, or other means of electronic

26  transmission must set forth or be submitted with information

27  from which it can be determined that the electronic

28  transmission was authorized by the shareholder, other person

29  entitled to vote on behalf of a shareholder pursuant to s.

30  607.0721, or attorney in fact for a shareholder. If it is

31  determined that the electronic transmission is valid, the

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    Florida Senate - 2001                                  SB 1880
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  1  inspectors of election or, if there are no inspectors, such

  2  other persons making that determination shall specify the

  3  information upon which they relied.

  4         (3)  An appointment of a proxy is effective when

  5  received by the secretary or other officer or agent authorized

  6  to tabulate votes.  An appointment is valid for up to 11

  7  months unless a longer period is expressly provided in the

  8  appointment form.

  9         (4)  The death or incapacity of the shareholder

10  appointing a proxy does not affect the right of the

11  corporation to accept the proxy's authority unless notice of

12  the death or incapacity is received by the secretary or other

13  officer or agent authorized to tabulate votes before the proxy

14  exercises his or her authority under the appointment.

15         (5)  An appointment of a proxy is revocable by the

16  shareholder unless the appointment form or electronic

17  transmission conspicuously states that it is irrevocable and

18  the appointment is coupled with an interest. Appointments

19  coupled with an interest include the appointment of:

20         (a)  A pledgee;

21         (b)  A person who purchased or agreed to purchase the

22  shares;

23         (c)  A creditor of the corporation who extended credit

24  to the corporation under terms requiring the appointment;

25         (d)  An employee of the corporation whose employment

26  contract requires the appointment; or

27         (e)  A party to a voting agreement created under s.

28  607.0731.

29         (6)  An appointment made irrevocable under subsection

30  (5) becomes revocable when the interest with which it is

31  coupled is extinguished and, in a case provided for in

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    Florida Senate - 2001                                  SB 1880
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  1  paragraph (5)(c) or paragraph (5)(d), the proxy becomes

  2  revocable 3 years after the date of the proxy or at the end of

  3  the period, if any, specified therein, whichever is less,

  4  unless the period of irrevocability is renewed from time to

  5  time by the execution of a new irrevocable proxy as provided

  6  in this section.  This does not affect the duration of a proxy

  7  under subsection (3).

  8         (7)  A transferee for value of shares subject to an

  9  irrevocable appointment may revoke the appointment if the

10  transferee did not know of its existence when he or she

11  acquired the shares and the existence of the irrevocable

12  appointment was not noted conspicuously on the certificate

13  representing the shares or on the information statement for

14  shares without certificates.

15         (8)  Subject to s. 607.0724 and to any express

16  limitation on the proxy's authority appearing on the face of

17  the appointment form or in the electronic transmission, a

18  corporation is entitled to accept the proxy's vote or other

19  action as that of the shareholder making the appointment.

20         (9)  If an appointment form expressly provides, any

21  proxy holder may appoint, in writing, a substitute to act in

22  his or her place.

23         (10)  Any copy, facsimile transmission, or other

24  reliable reproduction of the writing or electronic

25  transmission created under paragraph (2) may be substituted or

26  used in lieu of the original writing or electronic

27  transmission for any purpose for which the original writing or

28  electronic transmission could be used if the copy, facsimile

29  transmission, or other reproduction is a complete reproduction

30  of the entire original writing or electronic transmission.

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    Florida Senate - 2001                                  SB 1880
    28-1261-01




  1         (11)  A corporation may adopt bylaws authorizing

  2  additional means or procedures for shareholders to use in

  3  exercising rights granted by this section.

  4         Section 4.  This act shall take effect July 1, 2001.

  5

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  7                          SENATE SUMMARY

  8    Revises provisions of the Florida Business Corporation
      Act governing the voting of shares of a corporation.
  9    Includes telegrams, cablegrams, telephone transmissions,
      and transmissions through the Internet within the
10    definition of the term "electronic transmission."
      Provides for the voting of shares held by partnerships,
11    limited liability companies, and other similar entities.
      Authorizes the appointment of a proxy by electronic
12    transmission. Deletes the 3-year limitation on the
      irrevocability of a proxy. Authorizes the use of certain
13    copies or reproductions in lieu of the original writing
      or electronic transmission. Provides for a corporation to
14    adopt bylaws authorizing additional procedures for
      shareholders to use in exercising their rights by proxy.
15    (See bill for details.)

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