House Bill hb1643

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    Florida House of Representatives - 2002                HB 1643

        By Representative Clarke






  1                      A bill to be entitled

  2         An act transferring and reassigning divisions,

  3         functions, and responsibilities of the

  4         Department of Labor and Employment Security;

  5         providing for a type two transfer of the

  6         Division of Workers' Compensation to the

  7         Department of Insurance; providing for a type

  8         two transfer of workers' compensation medical

  9         services to the Agency for Health Care

10         Administration; providing for a type two

11         transfer of workers' compensation

12         rehabilitation and reemployment services to the

13         Department of Education; providing for a type

14         two transfer of the administration of child

15         labor laws to the Department of Business and

16         Professional Regulation; providing for

17         comparable pay grades for the transferred

18         positions; authorizing the Department of

19         Insurance to reorganize positions within the

20         department and establish regional offices;

21         authorizing the Department of Insurance to

22         enter into contracts; providing for existing

23         contracts to be subject to review and

24         cancellation; providing for a type two transfer

25         of certain functions of the Office of the

26         Secretary and the Office of Administrative

27         Services of the Department of Labor and

28         Employment Security relating to labor

29         organizations and migrant and farm labor

30         registration to the Department of Business and

31         Professional Regulation; providing for a type

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  1         two transfer of other workplace regulation

  2         functions to the Department of Business and

  3         Professional Regulation; providing for the

  4         transfer of the Unemployment Appeals Commission

  5         to the Agency for Workforce Innovation by a

  6         type two transfer; providing for the transfer

  7         of the Office of Information Systems to the

  8         State Technology Office by a type two transfer;

  9         requiring the State Technology Office and the

10         Department of Insurance to determine whether it

11         is feasible to transfer ownership of the

12         Workers' Compensation Integrated System to the

13         Department of Insurance; authorizing the

14         Department of Banking and Finance, in

15         conjunction with the Office of the Attorney

16         General, to use unexpended funds to settle

17         certain claims; providing for the continuation

18         of contracts or agreements of the Department of

19         Labor and Employment Security; providing for a

20         successor department, agency, or entity to be

21         substituted for the Department of Labor and

22         Employment Security as a party in interest in

23         pending proceedings; exempting specified state

24         agencies, on a temporary basis, from provisions

25         relating to procurement of property and

26         services and leasing of space; authorizing

27         specified state agencies to develop temporary

28         emergency rules relating to the implementation

29         of this act; amending s. 20.13, F.S.;

30         establishing the Division of Workers'

31         Compensation within the Department of

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  1         Insurance; amending s. 440.02, F.S.; providing

  2         a definition for the term "agency"; conforming

  3         definitions of "department" and "division" to

  4         the transfer of the Division of Workers'

  5         Compensation; amending ss. 440.102 and 440.125,

  6         F.S.; conforming agency references to reflect

  7         the transfer of the Division of Workers'

  8         Compensation; amending s. 440.13, F.S.,

  9         relating to medical services and supplies under

10         the workers' compensation law; reassigning

11         certain functions from the Division of Workers'

12         Compensation to the Agency for Health Care

13         Administration; conforming agency references to

14         reflect the transfer of the Division of

15         Workers' Compensation; amending s. 440.15,

16         F.S.; providing for the agency to specify

17         certain forms and procedures governing wage

18         loss and impairment benefits; conforming a

19         cross reference; amending ss. 440.20 and

20         440.207, F.S., relating to payment of

21         compensation; conforming provisions to changes

22         made by the act; amending ss. 440.25 and

23         440.271, F.S., relating to mediation, hearings,

24         and appeals; conforming provisions to changes

25         made by the act; amending s. 440.381, F.S.,

26         relating to audits of payroll and

27         classifications; conforming provisions to

28         changes made by the act; amending s. 440.49,

29         F.S.; reassigning responsibility for a report

30         on the Special Disability Trust Fund to the

31         Department of Insurance; amending s. 440.491,

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  1         F.S., relating to the reemployment of injured

  2         workers; conforming references to the transfer

  3         of rehabilitation and reemployment services to

  4         the Department of Education; amending s.

  5         440.525, F.S., relating to the examination of

  6         carriers; conforming agency references to the

  7         transfer of programs from the Department of

  8         Labor and Employment Security to the Department

  9         of Insurance; amending s. 443.012, F.S.;

10         providing for the Unemployment Appeals

11         Commission to be created within the Agency for

12         Workforce Innovation rather than the Department

13         of Labor and Employment Security; conforming

14         provisions; amending s. 443.036, F.S.;

15         conforming the definition of "commission" to

16         the transfer of the Unemployment Appeals

17         Commission to the Agency for Workforce

18         Innovation; amending s. 447.02, F.S.;

19         conforming the definition of "department" to

20         the transfer of the regulation of labor

21         organizations to the Department of Business and

22         Professional Regulation; amending s. 447.305,

23         F.S.; providing that notification of

24         registrations and renewals of registration

25         shall be furnished to the Department of

26         Business and Professional Regulation, to

27         conform; amending s. 450.012, F.S.; conforming

28         the definition of "department" to the transfer

29         of the regulation of child labor to the

30         Department of Business and Professional

31         Regulation; amending s. 450.191, F.S., relating

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  1         to the duties of the Executive Office of the

  2         Governor with respect to migrant labor;

  3         conforming provisions to changes made by the

  4         act; amending s. 450.28, F.S.; conforming the

  5         definition of "department" to the transfer of

  6         the regulation of farm labor to the Department

  7         of Business and Professional Regulation;

  8         amending ss. 110.205, 112.19, 112.191, 121.125,

  9         122.03, 238.06, 440.10, 440.104, 440.134,

10         440.14, 440.51, 489.114, 489.510, 626.88,

11         626.989, 627.0915, and 627.914, F.S., to

12         conform; repealing s. 20.171, F.S., relating to

13         the establishment and the authority and

14         organizational structure of the Department of

15         Labor and Employment Security; repealing s.

16         440.4416, F.S., relating to the Workers'

17         Compensation Oversight Board; repealing s.

18         440.59, F.S., relating to certain reporting

19         requirements; providing for severability;

20         providing effective dates.

21

22  Be It Enacted by the Legislature of the State of Florida:

23

24         Section 1.  (1)  All powers, duties, functions, rules,

25  records, personnel, property, and unexpended balances of

26  appropriations, allocations, and other funds of the Division

27  of Workers' Compensation are transferred by a type two

28  transfer, as defined in section 20.06(2), Florida Statutes,

29  from the Department of Labor and Employment Security to the

30  Department of Insurance, except as otherwise provided in this

31  section. The full-time equivalent positions and the associated

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  1  funding for salaries, benefits, and expenses related to

  2  oversight of medical services in workers' compensation

  3  provider relations, dispute and complaint resolution, program

  4  evaluation, data management, and carrier compliance and review

  5  are transferred by a type two transfer, as defined in section

  6  20.06(2), Florida Statutes, from the Department of Labor and

  7  Employment Security to the Agency for Health Care

  8  Administration; the full-time equivalent positions and the

  9  associated funding for salaries, benefits, and expenses

10  related to the rehabilitation and reemployment of injured

11  workers are transferred by a type two transfer, as defined in

12  section 20.06(2), Florida Statutes, from the Department of

13  Labor and Employment Security to the Department of Education;

14  and the full-time equivalent positions and the associated

15  funding for salaries, benefits, and expenses related to the

16  administration of child labor laws under chapter 450, Florida

17  Statutes, are transferred by a type two transfer, as defined

18  in section 20.06(2), Florida Statutes, from the Department of

19  Labor and Employment Security to the Department of Business

20  and Professional Regulation. To the extent feasible, the

21  positions established by the Department of Insurance will be

22  at pay grades comparable to the positions established by the

23  Department of Labor and Employment Security based on the

24  classification codes and specifications of the positions for

25  work to be performed at the Department of Insurance. The

26  number of positions the department determines is needed may

27  not exceed the number of authorized positions and the salary

28  and benefits that were authorized for the Division of Workers'

29  Compensation within the Department of Labor and Employment

30  Security prior to the transfer. The Department of Insurance is

31  further authorized to reassign, reorganize, or otherwise

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  1  transfer positions to appropriate administrative subdivisions

  2  within the department and to establish such regional offices

  3  as are necessary to properly enforce and administer its

  4  responsibilities under the Florida Insurance Code and chapter

  5  440, Florida Statutes. The department may also enter into

  6  contracts with public or private entities to administer its

  7  duties and responsibilities associated with the transfer of

  8  the Division of Workers' Compensation.

  9         (2)  All powers, duties, functions, rules, records,

10  personnel, property, and unexpended balances of

11  appropriations, allocations, and other funds of the Office of

12  the Secretary and the Office of Administrative Services of the

13  Department of Labor and Employment Security related to the

14  regulation of labor organizations under chapter 447, Florida

15  Statutes, and the administration of migrant labor and farm

16  labor laws under chapter 450, Florida Statutes, are

17  transferred by a type two transfer, as defined in section

18  20.06(2), Florida Statutes, from the Department of Labor and

19  Employment Security to the Department of Business and

20  Professional Regulation.

21         (3)  Any other powers, duties, functions, rules,

22  records, property, and unexpended balances of appropriations,

23  allocations, and other funds of the Department of Labor and

24  Employment Security not otherwise transferred by this act

25  relating to workplace regulation and enforcement, including,

26  but not limited to, those under chapter 448, Florida Statutes,

27  are transferred by a type two transfer, as defined in section

28  20.06(2), Florida Statutes, from the Department of Labor and

29  Employment Security to the Department of Business and

30  Professional Regulation.

31

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  1         (4)  All powers, duties, functions, rules, records,

  2  personnel, property, and unexpended balances of

  3  appropriations, allocations, and other funds of the

  4  Unemployment Appeals Commission relating to the commission's

  5  specified authority, powers, duties, and responsibilities are

  6  transferred by a type two transfer, as defined in section

  7  20.06(2), Florida Statutes, to the Agency for Workforce

  8  Innovation.

  9         (5)  The Office of Information Systems is transferred

10  by a type two transfer, as defined in s. 20.06(2), Florida

11  Statutes, from the Department of Labor and Employment Security

12  to the State Technology Office. Upon completion of this

13  transfer, the State Technology Office and the Department of

14  Insurance shall enter into discussions to determine whether it

15  would be technologically feasible and cost effective to

16  separate the Workers' Compensation Integrated System from its

17  current mainframe platform and transfer ownership of this

18  system to the Department of Insurance. If the State Technology

19  Office ultimately determines that it is technologically

20  feasible and cost effective to transfer ownership of the

21  Workers' Compensation Integrated System from the State

22  Technology Office to the Department of Insurance, the State

23  Technology Office and the Department of Insurance shall

24  jointly develop and implement a plan to transfer this system

25  to the Department of Insurance.

26         (6)(a)  The records, property, and unexpended balances

27  of appropriations, allocations, and other funds and resources

28  of the Office of the Secretary and the Office of

29  Administrative Services of the Department of Labor and

30  Employment Security which support the activities and functions

31  transferred under subsection (1) to the Department of

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  1  Insurance are transferred as provided in section 20.06(2),

  2  Florida Statutes, to the Department of Insurance.

  3         (b)  The records, property, and unexpended balances of

  4  appropriations, allocations, and other funds and resources of

  5  the Office of the Secretary and the Office of Administrative

  6  Services of the Department of Labor and Employment Security

  7  which support the activities and functions transferred under

  8  subsection (1) to the Agency for Health Care Administration

  9  are transferred as provided in section 20.06(2), Florida

10  Statutes, to the Agency for Health Care Administration.

11         (c)  The records, property, and unexpended balances of

12  appropriations, allocations, and other funds and resources of

13  the Office of the Secretary and the Office of Administrative

14  Services of the Department of Labor and Employment Security

15  which support the activities and functions transferred under

16  subsection (1) to the Department of Education are transferred

17  as provided in section 20.06(2), Florida Statutes, to the

18  Department of Education.

19         (d)  The records, property, and unexpended balances of

20  appropriations, allocations, and other funds and resources of

21  the Office of the Secretary and the Office of Administrative

22  Services of the Department of Labor and Employment Security

23  which support the activities and functions transferred under

24  subsections (1), (2), and (3) to the Department of Business

25  and Professional Regulation are transferred as provided in

26  section 20.06(2), Florida Statutes, to the Department of

27  Business and Professional Regulation.

28         (e)  The records, property, and unexpended balances of

29  appropriations, allocations, and other funds and resources of

30  the Office of the Secretary and the Office of Administrative

31  Services of the Department of Labor and Employment Security

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  1  which support the activities and functions transferred under

  2  subsection (4) to the Agency for Workforce Innovation are

  3  transferred as provided in section 20.06(2), Florida Statutes,

  4  to the Agency for Workforce Innovation.

  5         (f)  The records, property, and unexpended balances of

  6  appropriations, allocations, and other funds and resources of

  7  the Office of the Secretary and the Office of Administrative

  8  Services of the Department of Labor and Employment Security

  9  which support the activities and functions transferred under

10  subsection (5) to the State Technology Office are transferred

11  as provided in section 20.06(2), Florida Statutes, to the

12  State Technology Office.

13         (7)  The transfer of any programs, activities, and

14  functions under this act shall include the transfer of any

15  records and unexpended balances of appropriations,

16  allocations, or other funds related to such programs,

17  activities, and functions. Any surplus records and unexpended

18  balances of appropriations, allocations, or other funds not so

19  transferred shall be transferred to the Department of

20  Management Services for proper disposition. The Department of

21  Management Services shall become the custodian of any property

22  of the Department of Labor and Employment Security which is

23  not otherwise transferred for the purposes of chapter 273,

24  Florida Statutes. The Department of Management Services is

25  authorized to permit the use of such property by organizations

26  as necessary to implement the provisions of this act.

27         (8)  The Department of Banking and Finance, in

28  conjunction with the Office of the Attorney General, may use

29  any unexpended balances of the Department of Labor and

30  Employment Security to settle any claims or leases, pay out

31  personnel annual leave or sick leave, or close out other costs

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  1  owed by the department, regardless of whether such costs

  2  relate to federal, state, or local governments, department

  3  employees, or the private sector. Any remaining balances of

  4  the department shall be transferred as directed by this act or

  5  by budget amendment.

  6         (9)  Except as otherwise provided in subsection (1) and

  7  notwithstanding any other provision of law, any binding

  8  contract or interagency agreement existing on or before July

  9  1, 2002, between the Department of Labor and Employment

10  Security, or an entity or agent of the department, and any

11  other agency, entity, or person shall continue as a binding

12  contract or agreement for the remainder of the term of such

13  contract or agreement with the successor department, agency,

14  or entity responsible for the program, activity, or functions

15  relative to the contract or agreement.

16         (10)  This act does not affect the validity of any

17  judicial or administrative proceeding involving the Department

18  of Labor and Employment Security which is pending as of the

19  effective date of any transfer under this act. The successor

20  department, agency, or entity responsible for the program,

21  activity, or function relative to the proceeding shall be

22  substituted, as of the effective date of the applicable

23  transfer under this act, for the Department of Labor and

24  Employment Security as a party in interest in any such

25  proceedings.

26         (11)  To expedite the acquisition of goods and services

27  for implementation of the provisions of this act, the

28  Department of Insurance, the Agency for Health Care

29  Administration, the Department of Education, the Department of

30  Business and Professional Regulation, the Agency for Workforce

31  Innovation, and the State Technology Office are exempt from

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  1  the provisions of chapter 287, Florida Statutes, when

  2  contracting for the purchase or lease of goods or services

  3  under this act. This subsection shall take effect upon this

  4  act becoming a law and shall expire July 1, 2003.

  5         (12)  To expedite the leasing of facilities for

  6  implementation of the provisions of this act, the Department

  7  of Revenue, the Agency for Health Care Administration, the

  8  Department of Education, the Department of Business and

  9  Professional Regulation, the Agency for Workforce Innovation,

10  and the State Technology Office are exempt from the

11  requirements of any state laws relating to the leasing of

12  space, including, but not limited to, the requirements imposed

13  by section 255.25, Florida Statutes, and any rules adopted

14  under such laws; however, all leases entered into under this

15  act through January 1, 2003, must be submitted for approval to

16  the Department of Management Services at the earliest

17  practicable time. This subsection shall take effect upon this

18  act becoming a law and shall expire January 1, 2003.

19         (13)  Notwithstanding any provisions of chapter 120,

20  Florida Statutes, to the contrary, the Department of

21  Insurance, the Agency for Health Care Administration, the

22  Department of Education, the Department of Business and

23  Professional Regulation, the Agency for Workforce Innovation,

24  and the State Technology Office are authorized to develop

25  emergency rules relating to and in furtherance of the orderly

26  implementation of the provisions of this act. This subsection

27  shall take effect upon this act becoming a law, and these

28  emergency rules shall be valid for a period of 180 days after

29  July 1, 2002.

30         Section 2.  Paragraph (k) is added to subsection (2) of

31  section 20.13, Florida Statutes, to read:

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  1         20.13  Department of Insurance.--There is created a

  2  Department of Insurance.

  3         (2)  The following divisions of the Department of

  4  Insurance are established:

  5         (k)  Division of Workers' Compensation.

  6         Section 3.  Subsections (3) through (39) of section

  7  440.02, Florida Statutes, are renumbered as subsections (4)

  8  through (40), respectively, a new subsection (3) is added to

  9  said section, and renumbered subsections (12) and (14) of said

10  section are amended, to read:

11         440.02  Definitions.--When used in this chapter, unless

12  the context clearly requires otherwise, the following terms

13  shall have the following meanings:

14         (3)  "Agency" means the Agency for Health Care

15  Administration.

16         (12)(11)  "Department" means the Department of

17  Insurance Labor and Employment Security.

18         (14)(13)  "Division" means the Division of Workers'

19  Compensation of the Department of Insurance Labor and

20  Employment Security.

21         Section 4.  Paragraph (a) of subsection (3) of section

22  440.102, Florida Statutes, is amended to read:

23         440.102  Drug-free workplace program requirements.--The

24  following provisions apply to a drug-free workplace program

25  implemented pursuant to law or to rules adopted by the Agency

26  for Health Care Administration:

27         (3)  NOTICE TO EMPLOYEES AND JOB APPLICANTS.--

28         (a)  One time only, prior to testing, an employer shall

29  give all employees and job applicants for employment a written

30  policy statement which contains:

31

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  1         1.  A general statement of the employer's policy on

  2  employee drug use, which must identify:

  3         a.  The types of drug testing an employee or job

  4  applicant may be required to submit to, including

  5  reasonable-suspicion drug testing or drug testing conducted on

  6  any other basis.

  7         b.  The actions the employer may take against an

  8  employee or job applicant on the basis of a positive confirmed

  9  drug test result.

10         2.  A statement advising the employee or job applicant

11  of the existence of this section.

12         3.  A general statement concerning confidentiality.

13         4.  Procedures for employees and job applicants to

14  confidentially report to a medical review officer the use of

15  prescription or nonprescription medications to a medical

16  review officer both before and after being tested.

17         5.  A list of the most common medications, by brand

18  name or common name, as applicable, as well as by chemical

19  name, which may alter or affect a drug test. A list of such

20  medications as developed by the Agency for Health Care

21  Administration shall be available to employers through the

22  Division of Workers' Compensation of the Department of

23  Insurance Labor and Employment Security.

24         6.  The consequences of refusing to submit to a drug

25  test.

26         7.  A representative sampling of names, addresses, and

27  telephone numbers of employee assistance programs and local

28  drug rehabilitation programs.

29         8.  A statement that an employee or job applicant who

30  receives a positive confirmed test result may contest or

31  explain the result to the medical review officer within 5

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  1  working days after receiving written notification of the test

  2  result; that if an employee's or job applicant's explanation

  3  or challenge is unsatisfactory to the medical review officer,

  4  the medical review officer shall report a positive test result

  5  back to the employer; and that a person may contest the drug

  6  test result pursuant to law or to rules adopted by the Agency

  7  for Health Care Administration.

  8         9.  A statement informing the employee or job applicant

  9  of his or her responsibility to notify the laboratory of any

10  administrative or civil action brought pursuant to this

11  section.

12         10.  A list of all drugs for which the employer will

13  test, described by brand name or common name, as applicable,

14  as well as by chemical name.

15         11.  A statement regarding any applicable collective

16  bargaining agreement or contract and the right to appeal to

17  the Public Employees Relations Commission or applicable court.

18         12.  A statement notifying employees and job applicants

19  of their right to consult with a medical review officer for

20  technical information regarding prescription or

21  nonprescription medication.

22         Section 5.  Section 440.125, Florida Statutes, is

23  amended to read:

24         440.125  Medical records and reports; identifying

25  information in employee medical bills; confidentiality.--

26         (1)  Any medical records and medical reports of an

27  injured employee and any information identifying an injured

28  employee in medical bills which are provided to the

29  department, agency, or Department of Education Division of

30  Workers' Compensation of the Department of Labor and

31  Employment Security pursuant to s. 440.13 are confidential and

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  1  exempt from the provisions of s. 119.07(1) and s. 24(a), Art.

  2  I of the State Constitution, except as otherwise provided by

  3  this chapter.

  4         (2)  The Legislature finds that it is a public

  5  necessity that an injured employee's medical records and

  6  medical reports and information identifying the employee in

  7  medical bills held by the department, agency, or Department of

  8  Education Division of Workers' Compensation pursuant to s.

  9  440.13 be confidential and exempt from the public records law.

10  Public access to such information is an invasion of the

11  injured employee's right to privacy in that personal,

12  sensitive information would be revealed, and public knowledge

13  of such information could lead to discrimination against the

14  employee by coworkers and others. Additionally, there is

15  little utility in providing public access to such information

16  in that the effectiveness and efficiency of the workers'

17  compensation program can be otherwise adequately monitored and

18  evaluated.

19         (3)  The department may share any confidential and

20  exempt information received pursuant to s. 440.13 with the

21  Agency for Health Care Administration in furtherance of the

22  agency's official duties under ss. 440.13 and 440.134. The

23  agency shall maintain the confidential and exempt status of

24  the information.

25         Section 6.  Subsections (1), (3), (4), (5), (6), (7),

26  (8), (9), (11), (12), and (13) of section 440.13, Florida

27  Statutes, are amended to read:

28         440.13  Medical services and supplies; penalty for

29  violations; limitations.--

30         (1)  DEFINITIONS.--As used in this section, the term:

31

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  1         (a)  "Alternate medical care" means a change in

  2  treatment or health care provider.

  3         (b)  "Attendant care" means care rendered by trained

  4  professional attendants which is beyond the scope of household

  5  duties. Family members may provide nonprofessional attendant

  6  care, but may not be compensated under this chapter for care

  7  that falls within the scope of household duties and other

  8  services normally and gratuitously provided by family members.

  9  "Family member" means a spouse, father, mother, brother,

10  sister, child, grandchild, father-in-law, mother-in-law, aunt,

11  or uncle.

12         (c)  "Carrier" means, for purposes of this section,

13  insurance carrier, self-insurance fund or individually

14  self-insured employer, or assessable mutual insurer.

15         (d)  "Catastrophic injury" means an injury as defined

16  in s. 440.02.

17         (e)  "Certified health care provider" means a health

18  care provider who has been certified by the agency division or

19  who has entered an agreement with a licensed managed care

20  organization to provide treatment to injured workers under

21  this section. Certification of such health care provider must

22  include documentation that the health care provider has read

23  and is familiar with the portions of the statute, impairment

24  guides, and rules which govern the provision of remedial

25  treatment, care, and attendance.

26         (f)  "Compensable" means a determination by a carrier

27  or judge of compensation claims that a condition suffered by

28  an employee results from an injury arising out of and in the

29  course of employment.

30         (g)  "Emergency services and care" means emergency

31  services and care as defined in s. 395.002.

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  1         (h)  "Health care facility" means any hospital licensed

  2  under chapter 395 and any health care institution licensed

  3  under chapter 400.

  4         (i)  "Health care provider" means a physician or any

  5  recognized practitioner who provides skilled services pursuant

  6  to a prescription or under the supervision or direction of a

  7  physician and who has been certified by the agency division as

  8  a health care provider. The term "health care provider"

  9  includes a health care facility.

10         (j)  "Independent medical examiner" means a physician

11  selected by either an employee or a carrier to render one or

12  more independent medical examinations in connection with a

13  dispute arising under this chapter.

14         (k)  "Independent medical examination" means an

15  objective evaluation of the injured employee's medical

16  condition, including, but not limited to, impairment or work

17  status, performed by a physician or an expert medical advisor

18  at the request of a party, a judge of compensation claims, or

19  the agency division to assist in the resolution of a dispute

20  arising under this chapter.

21         (l)  "Instance of overutilization" means a specific

22  inappropriate service or level of service provided to an

23  injured employee.

24         (m)  "Medically necessary" means any medical service or

25  medical supply which is used to identify or treat an illness

26  or injury, is appropriate to the patient's diagnosis and

27  status of recovery, and is consistent with the location of

28  service, the level of care provided, and applicable practice

29  parameters. The service should be widely accepted among

30  practicing health care providers, based on scientific

31  criteria, and determined to be reasonably safe. The service

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  1  must not be of an experimental, investigative, or research

  2  nature, except in those instances in which prior approval of

  3  the Agency for Health Care Administration has been obtained.

  4  The Agency for Health Care Administration shall adopt rules

  5  providing for such approval on a case-by-case basis when the

  6  service or supply is shown to have significant benefits to the

  7  recovery and well-being of the patient.

  8         (n)  "Medicine" means a drug prescribed by an

  9  authorized health care provider and includes only generic

10  drugs or single-source patented drugs for which there is no

11  generic equivalent, unless the authorized health care provider

12  writes or states that the brand-name drug as defined in s.

13  465.025 is medically necessary, or is a drug appearing on the

14  schedule of drugs created pursuant to s. 465.025(6), or is

15  available at a cost lower than its generic equivalent.

16         (o)  "Palliative care" means noncurative medical

17  services that mitigate the conditions, effects, or pain of an

18  injury.

19         (p)  "Pattern or practice of overutilization" means

20  repetition of instances of overutilization within a specific

21  medical case or multiple cases by a single health care

22  provider.

23         (q)  "Peer review" means an evaluation by two or more

24  physicians licensed under the same authority and with the same

25  or similar specialty as the physician under review, of the

26  appropriateness, quality, and cost of health care and health

27  services provided to a patient, based on medically accepted

28  standards.

29         (r)  "Physician" or "doctor" means a physician licensed

30  under chapter 458, an osteopathic physician licensed under

31  chapter 459, a chiropractic physician licensed under chapter

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  1  460, a podiatric physician licensed under chapter 461, an

  2  optometrist licensed under chapter 463, or a dentist licensed

  3  under chapter 466, each of whom must be certified by the

  4  agency division as a health care provider.

  5         (s)  "Reimbursement dispute" means any disagreement

  6  between a health care provider or health care facility and

  7  carrier concerning payment for medical treatment.

  8         (t)  "Utilization control" means a systematic process

  9  of implementing measures that assure overall management and

10  cost containment of services delivered.

11         (u)  "Utilization review" means the evaluation of the

12  appropriateness of both the level and the quality of health

13  care and health services provided to a patient, including, but

14  not limited to, evaluation of the appropriateness of

15  treatment, hospitalization, or office visits based on

16  medically accepted standards. Such evaluation must be

17  accomplished by means of a system that identifies the

18  utilization of medical services based on medically accepted

19  standards as established by medical consultants with

20  qualifications similar to those providing the care under

21  review, and that refers patterns and practices of

22  overutilization to the agency division.

23         (3)  PROVIDER ELIGIBILITY; AUTHORIZATION.--

24         (a)  As a condition to eligibility for payment under

25  this chapter, a health care provider who renders services must

26  be a certified health care provider and must receive

27  authorization from the carrier before providing treatment.

28  This paragraph does not apply to emergency care. The agency

29  division shall adopt rules to implement the certification of

30  health care providers.

31

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  1         (b)  A health care provider who renders emergency care

  2  must notify the carrier by the close of the third business day

  3  after it has rendered such care. If the emergency care results

  4  in admission of the employee to a health care facility, the

  5  health care provider must notify the carrier by telephone

  6  within 24 hours after initial treatment. Emergency care is not

  7  compensable under this chapter unless the injury requiring

  8  emergency care arose as a result of a work-related accident.

  9  Pursuant to chapter 395, all licensed physicians and health

10  care providers in this state shall be required to make their

11  services available for emergency treatment of any employee

12  eligible for workers' compensation benefits. To refuse to make

13  such treatment available is cause for revocation of a license.

14         (c)  A health care provider may not refer the employee

15  to another health care provider, diagnostic facility, therapy

16  center, or other facility without prior authorization from the

17  carrier, except when emergency care is rendered. Any referral

18  must be to a health care provider that has been certified by

19  the agency division, unless the referral is for emergency

20  treatment.

21         (d)  A carrier must respond, by telephone or in

22  writing, to a request for authorization by the close of the

23  third business day after receipt of the request. A carrier who

24  fails to respond to a written request for authorization for

25  referral for medical treatment by the close of the third

26  business day after receipt of the request consents to the

27  medical necessity for such treatment. All such requests must

28  be made to the carrier. Notice to the carrier does not include

29  notice to the employer.

30         (e)  Carriers shall adopt procedures for receiving,

31  reviewing, documenting, and responding to requests for

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  1  authorization. Such procedures shall be for a health care

  2  provider certified under this section.

  3         (f)  By accepting payment under this chapter for

  4  treatment rendered to an injured employee, a health care

  5  provider consents to the jurisdiction of the agency division

  6  as set forth in subsection (11) and to the submission of all

  7  records and other information concerning such treatment to the

  8  agency division in connection with a reimbursement dispute,

  9  audit, or review as provided by this section. The health care

10  provider must further agree to comply with any decision of the

11  agency division rendered under this section.

12         (g)  The employee is not liable for payment for medical

13  treatment or services provided pursuant to this section except

14  as otherwise provided in this section.

15         (h)  The provisions of s. 456.053 are applicable to

16  referrals among health care providers, as defined in

17  subsection (1), treating injured workers.

18         (i)  Notwithstanding paragraph (d), a claim for

19  specialist consultations, surgical operations,

20  physiotherapeutic or occupational therapy procedures, X-ray

21  examinations, or special diagnostic laboratory tests that cost

22  more than $1,000 and other specialty services that the agency

23  division identifies by rule is not valid and reimbursable

24  unless the services have been expressly authorized by the

25  carrier, or unless the carrier has failed to respond within 10

26  days to a written request for authorization, or unless

27  emergency care is required. The insurer shall not refuse to

28  authorize such consultation or procedure unless the health

29  care provider or facility is not authorized or certified or

30  unless an expert medical advisor has determined that the

31  consultation or procedure is not medically necessary or

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  1  otherwise compensable under this chapter. Authorization of a

  2  treatment plan does not constitute express authorization for

  3  purposes of this section, except to the extent the carrier

  4  provides otherwise in its authorization procedures. This

  5  paragraph does not limit the carrier's obligation to identify

  6  and disallow overutilization or billing errors.

  7         (j)  Notwithstanding anything in this chapter to the

  8  contrary, a sick or injured employee shall be entitled, at all

  9  times, to free, full, and absolute choice in the selection of

10  the pharmacy or pharmacist dispensing and filling

11  prescriptions for medicines required under this chapter. It is

12  expressly forbidden for the agency division, an employer, or a

13  carrier, or any agent or representative of the agency

14  division, an employer, or a carrier to select the pharmacy or

15  pharmacist which the sick or injured employee must use;

16  condition coverage or payment on the basis of the pharmacy or

17  pharmacist utilized; or to otherwise interfere in the

18  selection by the sick or injured employee of a pharmacy or

19  pharmacist.

20         (4)  NOTICE OF TREATMENT TO CARRIER; FILING WITH

21  DEPARTMENT DIVISION.--

22         (a)  Any health care provider providing necessary

23  remedial treatment, care, or attendance to any injured worker

24  shall submit treatment reports to the carrier in a format

25  prescribed by the division in consultation with the agency. A

26  claim for medical or surgical treatment is not valid or

27  enforceable against such employer or employee, unless, by the

28  close of the third business day following the first treatment,

29  the physician providing the treatment furnishes to the

30  employer or carrier a preliminary notice of the injury and

31  treatment on forms prescribed by the division in consultation

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  1  with the agency and, within 15 days thereafter, furnishes to

  2  the employer or carrier a complete report, and subsequent

  3  thereto furnishes progress reports, if requested by the

  4  employer or insurance carrier, at intervals of not less than 3

  5  weeks apart or at less frequent intervals if requested on

  6  forms prescribed by the department division.

  7         (b)  Upon the request of the division of Workers'

  8  Compensation, each medical report or bill obtained or received

  9  by the employer, the carrier, or the injured employee, or the

10  attorney for the employer, carrier, or injured employee, with

11  respect to the remedial treatment, care, and attendance of the

12  injured employee, including any report of an examination,

13  diagnosis, or disability evaluation, must be filed with the

14  department Division of Workers' Compensation pursuant to rules

15  adopted by the department in consultation with the agency

16  division. The health care provider shall also furnish to the

17  injured employee or to his or her attorney, on demand, a copy

18  of his or her office chart, records, and reports, and may

19  charge the injured employee an amount authorized by the

20  department division for the copies. Each such health care

21  provider shall provide to the agency or department division

22  information about the remedial treatment, care, and attendance

23  which the agency or department division reasonably requests.

24         (c)  It is the policy for the administration of the

25  workers' compensation system that there be reasonable access

26  to medical information by all parties to facilitate the

27  self-executing features of the law. Notwithstanding the

28  limitations in s. 456.057 and subject to the limitations in s.

29  381.004, upon the request of the employer, the carrier, an

30  authorized qualified rehabilitation provider, or the attorney

31  for the employer or carrier, the medical records of an injured

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  1  employee must be furnished to those persons and the medical

  2  condition of the injured employee must be discussed with those

  3  persons, if the records and the discussions are restricted to

  4  conditions relating to the workplace injury. Any such

  5  discussions may be held before or after the filing of a claim

  6  without the knowledge, consent, or presence of any other party

  7  or his or her agent or representative. A health care provider

  8  who willfully refuses to provide medical records or to discuss

  9  the medical condition of the injured employee, after a

10  reasonable request is made for such information pursuant to

11  this subsection, shall be subject by the agency division to

12  one or more of the penalties set forth in paragraph (8)(b).

13         (5)  INDEPENDENT MEDICAL EXAMINATIONS.--

14         (a)  In any dispute concerning overutilization, medical

15  benefits, compensability, or disability under this chapter,

16  the carrier or the employee may select an independent medical

17  examiner. The examiner may be a health care provider treating

18  or providing other care to the employee. An independent

19  medical examiner may not render an opinion outside his or her

20  area of expertise, as demonstrated by licensure and applicable

21  practice parameters.

22         (b)  Each party is bound by his or her selection of an

23  independent medical examiner and is entitled to an alternate

24  examiner only if:

25         1.  The examiner is not qualified to render an opinion

26  upon an aspect of the employee's illness or injury which is

27  material to the claim or petition for benefits;

28         2.  The examiner ceases to practice in the specialty

29  relevant to the employee's condition;

30

31

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  1         3.  The examiner is unavailable due to injury, death,

  2  or relocation outside a reasonably accessible geographic area;

  3  or

  4         4.  The parties agree to an alternate examiner.

  5

  6  Any party may request, or a judge of compensation claims may

  7  require, designation of an agency a division medical advisor

  8  as an independent medical examiner. The opinion of the

  9  advisors acting as examiners shall not be afforded the

10  presumption set forth in paragraph (9)(c).

11         (c)  The carrier may, at its election, contact the

12  claimant directly to schedule a reasonable time for an

13  independent medical examination. The carrier must confirm the

14  scheduling agreement in writing within 5 days and notify

15  claimant's counsel, if any, at least 7 days before the date

16  upon which the independent medical examination is scheduled to

17  occur. An attorney representing a claimant is not authorized

18  to schedule independent medical evaluations under this

19  subsection.

20         (d)  If the employee fails to appear for the

21  independent medical examination without good cause and fails

22  to advise the physician at least 24 hours before the scheduled

23  date for the examination that he or she cannot appear, the

24  employee is barred from recovering compensation for any period

25  during which he or she has refused to submit to such

26  examination. Further, the employee shall reimburse the carrier

27  50 percent of the physician's cancellation or no-show fee

28  unless the carrier that schedules the examination fails to

29  timely provide to the employee a written confirmation of the

30  date of the examination pursuant to paragraph (c) which

31  includes an explanation of why he or she failed to appear. The

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  1  employee may appeal to a judge of compensation claims for

  2  reimbursement when the carrier withholds payment in excess of

  3  the authority granted by this section.

  4         (e)  No medical opinion other than the opinion of a

  5  medical advisor appointed by the judge of compensation claims

  6  or agency division, an independent medical examiner, or an

  7  authorized treating provider is admissible in proceedings

  8  before the judges of compensation claims.

  9         (f)  Attorney's fees incurred by an injured employee in

10  connection with delay of or opposition to an independent

11  medical examination, including, but not limited to, motions

12  for protective orders, are not recoverable under this chapter.

13         (6)  UTILIZATION REVIEW.--Carriers shall review all

14  bills, invoices, and other claims for payment submitted by

15  health care providers in order to identify overutilization and

16  billing errors, and may hire peer review consultants or

17  conduct independent medical evaluations. Such consultants,

18  including peer review organizations, are immune from liability

19  in the execution of their functions under this subsection to

20  the extent provided in s. 766.101. If a carrier finds that

21  overutilization of medical services or a billing error has

22  occurred, it must disallow or adjust payment for such services

23  or error without order of a judge of compensation claims or

24  the agency division, if the carrier, in making its

25  determination, has complied with this section and rules

26  adopted by the agency division.

27         (7)  UTILIZATION AND REIMBURSEMENT DISPUTES.--

28         (a)  Any health care provider, carrier, or employer who

29  elects to contest the disallowance or adjustment of payment by

30  a carrier under subsection (6) must, within 30 days after

31  receipt of notice of disallowance or adjustment of payment,

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  1  petition the agency division to resolve the dispute. The

  2  petitioner must serve a copy of the petition on the carrier

  3  and on all affected parties by certified mail. The petition

  4  must be accompanied by all documents and records that support

  5  the allegations contained in the petition. Failure of a

  6  petitioner to submit such documentation to the agency division

  7  results in dismissal of the petition.

  8         (b)  The carrier must submit to the agency division

  9  within 10 days after receipt of the petition all documentation

10  substantiating the carrier's disallowance or adjustment.

11  Failure of the carrier to submit the requested documentation

12  to the agency division within 10 days constitutes a waiver of

13  all objections to the petition.

14         (c)  Within 60 days after receipt of all documentation,

15  the agency division must provide to the petitioner, the

16  carrier, and the affected parties a written determination of

17  whether the carrier properly adjusted or disallowed payment.

18  The agency division must be guided by standards and policies

19  set forth in this chapter, including all applicable

20  reimbursement schedules, in rendering its determination.

21         (d)  If the agency division finds an improper

22  disallowance or improper adjustment of payment by an insurer,

23  the insurer shall reimburse the health care provider,

24  facility, insurer, or employer within 30 days, subject to the

25  penalties provided in this subsection.

26         (e)  The agency division shall adopt rules to carry out

27  this subsection. The rules may include provisions for

28  consolidating petitions filed by a petitioner and expanding

29  the timetable for rendering a determination upon a

30  consolidated petition.

31

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  1         (f)  Any carrier that engages in a pattern or practice

  2  of arbitrarily or unreasonably disallowing or reducing

  3  payments to health care providers may be subject to one or

  4  more of the following penalties imposed by the agency

  5  division:

  6         1.  Repayment of the appropriate amount to the health

  7  care provider.

  8         2.  An administrative fine assessed by the agency

  9  division in an amount not to exceed $5,000 per instance of

10  improperly disallowing or reducing payments.

11         3.  Award of the health care provider's costs,

12  including a reasonable attorney's fee, for prosecuting the

13  petition.

14         (8)  PATTERN OR PRACTICE OF OVERUTILIZATION.--

15         (a)  Carriers must report to the agency division all

16  instances of overutilization including, but not limited to,

17  all instances in which the carrier disallows or adjusts

18  payment. The agency division shall determine whether a pattern

19  or practice of overutilization exists.

20         (b)  If the agency division determines that a health

21  care provider has engaged in a pattern or practice of

22  overutilization or a violation of this chapter or rules

23  adopted by the agency division, it may impose one or more of

24  the following penalties:

25         1.  An order of the agency division barring the

26  provider from payment under this chapter;

27         2.  Deauthorization of care under review;

28         3.  Denial of payment for care rendered in the future;

29         4.  Decertification of a health care provider certified

30  as an expert medical advisor under subsection (9) or of a

31  rehabilitation provider certified under s. 440.49;

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  1         5.  An administrative fine assessed by the agency

  2  division in an amount not to exceed $5,000 per instance of

  3  overutilization or violation; and

  4         6.  Notification of and review by the appropriate

  5  licensing authority pursuant to s. 440.106(3).

  6         (9)  EXPERT MEDICAL ADVISORS.--

  7         (a)  The agency division shall certify expert medical

  8  advisors in each specialty to assist the agency division and

  9  the judges of compensation claims within the advisor's area of

10  expertise as provided in this section. The agency division

11  shall, in a manner prescribed by rule, in certifying,

12  recertifying, or decertifying an expert medical advisor,

13  consider the qualifications, training, impartiality, and

14  commitment of the health care provider to the provision of

15  quality medical care at a reasonable cost. As a prerequisite

16  for certification or recertification, the agency division

17  shall require, at a minimum, that an expert medical advisor

18  have specialized workers' compensation training or experience

19  under the workers' compensation system of this state and board

20  certification or board eligibility.

21         (b)  The agency division shall contract with or employ

22  expert medical advisors to provide peer review or medical

23  consultation to the agency division or to a judge of

24  compensation claims in connection with resolving disputes

25  relating to reimbursement, differing opinions of health care

26  providers, and health care and physician services rendered

27  under this chapter. Expert medical advisors contracting with

28  the agency division shall, as a term of such contract, agree

29  to provide consultation or services in accordance with the

30  timetables set forth in this chapter and to abide by rules

31  adopted by the agency division, including, but not limited to,

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  1  rules pertaining to procedures for review of the services

  2  rendered by health care providers and preparation of reports

  3  and recommendations for submission to the agency division.

  4         (c)  If there is disagreement in the opinions of the

  5  health care providers, if two health care providers disagree

  6  on medical evidence supporting the employee's complaints or

  7  the need for additional medical treatment, or if two health

  8  care providers disagree that the employee is able to return to

  9  work, the agency division may, and the judge of compensation

10  claims shall, upon his or her own motion or within 15 days

11  after receipt of a written request by either the injured

12  employee, the employer, or the carrier, order the injured

13  employee to be evaluated by an expert medical advisor. The

14  opinion of the expert medical advisor is presumed to be

15  correct unless there is clear and convincing evidence to the

16  contrary as determined by the judge of compensation claims.

17  The expert medical advisor appointed to conduct the evaluation

18  shall have free and complete access to the medical records of

19  the employee. An employee who fails to report to and cooperate

20  with such evaluation forfeits entitlement to compensation

21  during the period of failure to report or cooperate.

22         (d)  The expert medical advisor must complete his or

23  her evaluation and issue his or her report to the agency

24  division or to the judge of compensation claims within 45 days

25  after receipt of all medical records. The expert medical

26  advisor must furnish a copy of the report to the carrier and

27  to the employee.

28         (e)  An expert medical advisor is not liable under any

29  theory of recovery for evaluations performed under this

30  section without a showing of fraud or malice. The protections

31  of s. 766.101 apply to any officer, employee, or agent of the

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  1  agency division and to any officer, employee, or agent of any

  2  entity with which the agency division has contracted under

  3  this subsection.

  4         (f)  If the agency division or a judge of compensation

  5  claims determines that the services of a certified expert

  6  medical advisor are required to resolve a dispute under this

  7  section, the carrier must compensate the advisor for his or

  8  her time in accordance with a schedule adopted by the agency

  9  division. The agency division may assess a penalty not to

10  exceed $500 against any carrier that fails to timely

11  compensate an advisor in accordance with this section.

12         (11)  AUDITS BY AGENCY FOR HEALTH CARE ADMINISTRATION

13  AND THE DEPARTMENT OF INSURANCE DIVISION; JURISDICTION.--

14         (a)  The Agency for Health Care Administration Division

15  of Workers' Compensation of the Department of Labor and

16  Employment Security may investigate health care providers to

17  determine whether providers are complying with this chapter

18  and with rules adopted by the agency division, whether the

19  providers are engaging in overutilization, and whether

20  providers are engaging in improper billing practices. If the

21  agency division finds that a health care provider has

22  improperly billed, overutilized, or failed to comply with

23  agency division rules or the requirements of this chapter it

24  must notify the provider of its findings and may determine

25  that the health care provider may not receive payment from the

26  carrier or may impose penalties as set forth in subsection (8)

27  or other sections of this chapter. If the health care provider

28  has received payment from a carrier for services that were

29  improperly billed or for overutilization, it must return those

30  payments to the carrier. The agency division may assess a

31  penalty not to exceed $500 for each overpayment that is not

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  1  refunded within 30 days after notification of overpayment by

  2  the agency division or carrier.

  3         (b)  The department division shall monitor and audit

  4  carriers, as provided in s. 624.3161, to determine if medical

  5  bills are paid in accordance with this section and department

  6  division rules. Any employer, if self-insured, or carrier

  7  found by the division not to be within 90 percent compliance

  8  as to the payment of medical bills after July 1, 1994, must be

  9  assessed a fine not to exceed 1 percent of the prior year's

10  assessment levied against such entity under s. 440.51 for

11  every quarter in which the entity fails to attain 90-percent

12  compliance. The department division shall fine or otherwise

13  discipline an employer or carrier, pursuant to this chapter,

14  the insurance code, or rules adopted by the department

15  division, for each late payment of compensation that is below

16  the minimum 90-percent performance standard. Any carrier that

17  is found to be not in compliance in subsequent consecutive

18  quarters must implement a medical-bill review program approved

19  by the division, and the carrier is subject to disciplinary

20  action by the Department of Insurance.

21         (c)  The agency division has exclusive jurisdiction to

22  decide any matters concerning reimbursement, to resolve any

23  overutilization dispute under subsection (7), and to decide

24  any question concerning overutilization under subsection (8),

25  which question or dispute arises after January 1, 1994.

26         (d)  The following agency division actions do not

27  constitute agency action subject to review under ss. 120.569

28  and 120.57 and do not constitute actions subject to s. 120.56:

29  referral by the entity responsible for utilization review; a

30  decision by the agency division to refer a matter to a peer

31  review committee; establishment by a health care provider or

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  1  entity of procedures by which a peer review committee reviews

  2  the rendering of health care services; and the review

  3  proceedings, report, and recommendation of the peer review

  4  committee.

  5         (12)  CREATION OF THREE-MEMBER PANEL; GUIDES OF MAXIMUM

  6  REIMBURSEMENT ALLOWANCES.--

  7         (a)  A three-member panel is created, consisting of the

  8  Insurance Commissioner, or the Insurance Commissioner's

  9  designee, and two members to be appointed by the Governor,

10  subject to confirmation by the Senate, one member who, on

11  account of present or previous vocation, employment, or

12  affiliation, shall be classified as a representative of

13  employers, the other member who, on account of previous

14  vocation, employment, or affiliation, shall be classified as a

15  representative of employees. The panel shall determine

16  statewide schedules of maximum reimbursement allowances for

17  medically necessary treatment, care, and attendance provided

18  by physicians, hospitals, ambulatory surgical centers,

19  work-hardening programs, pain programs, and durable medical

20  equipment. The maximum reimbursement allowances for inpatient

21  hospital care shall be based on a schedule of per diem rates,

22  to be approved by the three-member panel no later than March

23  1, 1994, to be used in conjunction with a precertification

24  manual as determined by the agency division. All compensable

25  charges for hospital outpatient care shall be reimbursed at 75

26  percent of usual and customary charges. Until the three-member

27  panel approves a schedule of per diem rates for inpatient

28  hospital care and it becomes effective, all compensable

29  charges for hospital inpatient care must be reimbursed at 75

30  percent of their usual and customary charges. Annually, the

31  three-member panel shall adopt schedules of maximum

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  1  reimbursement allowances for physicians, hospital inpatient

  2  care, hospital outpatient care, ambulatory surgical centers,

  3  work-hardening programs, and pain programs. However, the

  4  maximum percentage of increase in the individual reimbursement

  5  allowance may not exceed the percentage of increase in the

  6  Consumer Price Index for the previous year. An individual

  7  physician, hospital, ambulatory surgical center, pain program,

  8  or work-hardening program shall be reimbursed either the usual

  9  and customary charge for treatment, care, and attendance, the

10  agreed-upon contract price, or the maximum reimbursement

11  allowance in the appropriate schedule, whichever is less.

12         (b)  As to reimbursement for a prescription medication,

13  the reimbursement amount for a prescription shall be the

14  average wholesale price times 1.2 plus $4.18 for the

15  dispensing fee, except where the carrier has contracted for a

16  lower amount. Fees for pharmaceuticals and pharmaceutical

17  services shall be reimbursable at the applicable fee schedule

18  amount. Where the employer or carrier has contracted for such

19  services and the employee elects to obtain them through a

20  provider not a party to the contract, the carrier shall

21  reimburse at the schedule, negotiated, or contract price,

22  whichever is lower.

23         (c)  Reimbursement for all fees and other charges for

24  such treatment, care, and attendance, including treatment,

25  care, and attendance provided by any hospital or other health

26  care provider, ambulatory surgical center, work-hardening

27  program, or pain program, must not exceed the amounts provided

28  by the uniform schedule of maximum reimbursement allowances as

29  determined by the panel or as otherwise provided in this

30  section. This subsection also applies to independent medical

31  examinations performed by health care providers under this

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  1  chapter. Until the three-member panel approves a uniform

  2  schedule of maximum reimbursement allowances and it becomes

  3  effective, all compensable charges for treatment, care, and

  4  attendance provided by physicians, ambulatory surgical

  5  centers, work-hardening programs, or pain programs shall be

  6  reimbursed at the lowest maximum reimbursement allowance

  7  across all 1992 schedules of maximum reimbursement allowances

  8  for the services provided regardless of the place of service.

  9  In determining the uniform schedule, the panel shall first

10  approve the data which it finds representative of prevailing

11  charges in the state for similar treatment, care, and

12  attendance of injured persons. Each health care provider,

13  health care facility, ambulatory surgical center,

14  work-hardening program, or pain program receiving workers'

15  compensation payments shall maintain records verifying their

16  usual charges. In establishing the uniform schedule of maximum

17  reimbursement allowances, the panel must consider:

18         1.  The levels of reimbursement for similar treatment,

19  care, and attendance made by other health care programs or

20  third-party providers;

21         2.  The impact upon cost to employers for providing a

22  level of reimbursement for treatment, care, and attendance

23  which will ensure the availability of treatment, care, and

24  attendance required by injured workers;

25         3.  The financial impact of the reimbursement

26  allowances upon health care providers and health care

27  facilities, including trauma centers as defined in s.

28  395.4001, and its effect upon their ability to make available

29  to injured workers such medically necessary remedial

30  treatment, care, and attendance. The uniform schedule of

31  maximum reimbursement allowances must be reasonable, must

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  1  promote health care cost containment and efficiency with

  2  respect to the workers' compensation health care delivery

  3  system, and must be sufficient to ensure availability of such

  4  medically necessary remedial treatment, care, and attendance

  5  to injured workers; and

  6         4.  The most recent average maximum allowable rate of

  7  increase for hospitals determined by the Health Care Board

  8  under chapter 408.

  9         (13)  REMOVAL OF PHYSICIANS FROM LISTS OF THOSE

10  AUTHORIZED TO RENDER MEDICAL CARE.--The agency division shall

11  remove from the list of physicians or facilities authorized to

12  provide remedial treatment, care, and attendance under this

13  chapter the name of any physician or facility found after

14  reasonable investigation to have:

15         (a)  Engaged in professional or other misconduct or

16  incompetency in connection with medical services rendered

17  under this chapter;

18         (b)  Exceeded the limits of his or her or its

19  professional competence in rendering medical care under this

20  chapter, or to have made materially false statements regarding

21  his or her or its qualifications in his or her application;

22         (c)  Failed to transmit copies of medical reports to

23  the employer or carrier, or failed to submit full and truthful

24  medical reports of all his or her or its findings to the

25  employer or carrier as required under this chapter;

26         (d)  Solicited, or employed another to solicit for

27  himself or herself or itself or for another, professional

28  treatment, examination, or care of an injured employee in

29  connection with any claim under this chapter;

30         (e)  Refused to appear before, or to answer upon

31  request of, the agency division or any duly authorized officer

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  1  of the state, any legal question, or to produce any relevant

  2  book or paper concerning his or her conduct under any

  3  authorization granted to him or her under this chapter;

  4         (f)  Self-referred in violation of this chapter or

  5  other laws of this state; or

  6         (g)  Engaged in a pattern of practice of

  7  overutilization or a violation of this chapter or rules

  8  adopted by the agency division.

  9         Section 7.  Paragraph (c) of subsection (2) and

10  paragraph (a) of subsection (3) of section 440.15, Florida

11  Statutes, are amended to read:

12         440.15  Compensation for disability.--Compensation for

13  disability shall be paid to the employee, subject to the

14  limits provided in s. 440.12(2), as follows:

15         (2)  TEMPORARY TOTAL DISABILITY.--

16         (c)  Temporary total disability benefits paid pursuant

17  to this subsection shall include such period as may be

18  reasonably necessary for training in the use of artificial

19  members and appliances, and shall include such period as the

20  employee may be receiving training and education under a

21  program pursuant to s. 440.491. Notwithstanding s. 440.02 s.

22  440.02(9), the date of maximum medical improvement for

23  purposes of paragraph (3)(b) shall be no earlier than the last

24  day for which such temporary disability benefits are paid.

25         (3)  PERMANENT IMPAIRMENT AND WAGE-LOSS BENEFITS.--

26         (a)  Impairment benefits.--

27         1.  Once the employee has reached the date of maximum

28  medical improvement, impairment benefits are due and payable

29  within 20 days after the carrier has knowledge of the

30  impairment.

31

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  1         2.  The three-member panel, in cooperation with the

  2  division, shall establish and use a uniform permanent

  3  impairment rating schedule. This schedule must be based on

  4  medically or scientifically demonstrable findings as well as

  5  the systems and criteria set forth in the American Medical

  6  Association's Guides to the Evaluation of Permanent

  7  Impairment; the Snellen Charts, published by American Medical

  8  Association Committee for Eye Injuries; and the Minnesota

  9  Department of Labor and Industry Disability Schedules. The

10  schedule should be based upon objective findings. The schedule

11  shall be more comprehensive than the AMA Guides to the

12  Evaluation of Permanent Impairment and shall expand the areas

13  already addressed and address additional areas not currently

14  contained in the guides. On August 1, 1979, and pending the

15  adoption, by rule, of a permanent schedule, Guides to the

16  Evaluation of Permanent Impairment, copyright 1977, 1971,

17  1988, by the American Medical Association, shall be the

18  temporary schedule and shall be used for the purposes hereof.

19  For injuries after July 1, 1990, pending the adoption by

20  division rule of a uniform disability rating schedule, the

21  Minnesota Department of Labor and Industry Disability Schedule

22  shall be used unless that schedule does not address an injury.

23  In such case, the Guides to the Evaluation of Permanent

24  Impairment by the American Medical Association shall be used.

25  Determination of permanent impairment under this schedule must

26  be made by a physician licensed under chapter 458, a doctor of

27  osteopathic medicine licensed under chapters 458 and 459, a

28  chiropractic physician licensed under chapter 460, a podiatric

29  physician licensed under chapter 461, an optometrist licensed

30  under chapter 463, or a dentist licensed under chapter 466, as

31  appropriate considering the nature of the injury. No other

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  1  persons are authorized to render opinions regarding the

  2  existence of or the extent of permanent impairment.

  3         3.  All impairment income benefits shall be based on an

  4  impairment rating using the impairment schedule referred to in

  5  subparagraph 2. Impairment income benefits are paid weekly at

  6  the rate of 50 percent of the employee's average weekly

  7  temporary total disability benefit not to exceed the maximum

  8  weekly benefit under s. 440.12. An employee's entitlement to

  9  impairment income benefits begins the day after the employee

10  reaches maximum medical improvement or the expiration of

11  temporary benefits, whichever occurs earlier, and continues

12  until the earlier of:

13         a.  The expiration of a period computed at the rate of

14  3 weeks for each percentage point of impairment; or

15         b.  The death of the employee.

16         4.  After the employee has been certified by a doctor

17  as having reached maximum medical improvement or 6 weeks

18  before the expiration of temporary benefits, whichever occurs

19  earlier, the certifying doctor shall evaluate the condition of

20  the employee and assign an impairment rating, using the

21  impairment schedule referred to in subparagraph 2.

22  Compensation is not payable for the mental, psychological, or

23  emotional injury arising out of depression from being out of

24  work. If the certification and evaluation are performed by a

25  doctor other than the employee's treating doctor, the

26  certification and evaluation must be submitted to the treating

27  doctor, and the treating doctor must indicate agreement or

28  disagreement with the certification and evaluation. The

29  certifying doctor shall issue a written report to the

30  division, the employee, and the carrier certifying that

31  maximum medical improvement has been reached, stating the

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  1  impairment rating, and providing any other information

  2  required by the division. If the employee has not been

  3  certified as having reached maximum medical improvement before

  4  the expiration of 102 weeks after the date temporary total

  5  disability benefits begin to accrue, the carrier shall notify

  6  the treating doctor of the requirements of this section.

  7         5.  The carrier shall pay the employee impairment

  8  income benefits for a period based on the impairment rating.

  9         6.  The agency division may by rule specify forms and

10  procedures governing the method of payment of wage loss and

11  impairment benefits for dates of accidents before January 1,

12  1994, and for dates of accidents on or after January 1, 1994.

13         (a)  A carrier that is entitled to obtain a

14  determination of an employee's date of maximum medical

15  improvement or permanent impairment has done so;

16         (b)  The independent medical examiner's opinion on the

17  date of the employee's maximum medical improvement and degree

18  or permanent impairment differs from the opinion of the

19  employee's treating physician on either of those issues, or

20  from the opinion of the expert medical advisor appointed by

21  the agency division on the degree of permanent impairment; or

22         (c)  The carrier denies any portion of an employee's

23  claim petition for benefits due to disputed maximum medical

24  improvement or permanent impairment issues.

25         (4)  Only opinions of the employee's treating

26  physician, an agency a division medical advisor, or an

27  independent medical examiner are admissible in proceedings

28  before a judge of compensation claims to resolve maximum

29  medical improvement or impairment disputes.

30

31

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  1         Section 8.  Subsections (3), (6), (8), (9), (10), (11),

  2  (12), (15), (16), and (17) of section 440.20, Florida

  3  Statutes, are amended to read:

  4         440.20  Time for payment of compensation; penalties for

  5  late payment.--

  6         (3)  Upon making payment, or upon suspension or

  7  cessation of payment for any reason, the carrier shall

  8  immediately notify the department division that it has

  9  commenced, suspended, or ceased payment of compensation. The

10  department division may require such notification in any

11  format and manner it deems necessary to obtain accurate and

12  timely reporting.

13         (6)  If any installment of compensation for death or

14  dependency benefits, disability, permanent impairment, or wage

15  loss payable without an award is not paid within 7 days after

16  it becomes due, as provided in subsection (2), subsection (3),

17  or subsection (4), there shall be added to such unpaid

18  installment a punitive penalty of an amount equal to 20

19  percent of the unpaid installment or $5, which shall be paid

20  at the same time as, but in addition to, such installment of

21  compensation, unless notice is filed under subsection (4) or

22  unless such nonpayment results from conditions over which the

23  employer or carrier had no control. When any installment of

24  compensation payable without an award has not been paid within

25  7 days after it became due and the claimant concludes the

26  prosecution of the claim before a judge of compensation claims

27  without having specifically claimed additional compensation in

28  the nature of a penalty under this section, the claimant will

29  be deemed to have acknowledged that, owing to conditions over

30  which the employer or carrier had no control, such installment

31  could not be paid within the period prescribed for payment and

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  1  to have waived the right to claim such penalty. However,

  2  during the course of a hearing, the judge of compensation

  3  claims shall on her or his own motion raise the question of

  4  whether such penalty should be awarded or excused. The

  5  department division may assess without a hearing the punitive

  6  penalty against either the employer or the insurance carrier,

  7  depending upon who was at fault in causing the delay. The

  8  insurance policy cannot provide that this sum will be paid by

  9  the carrier if the department division or the judge of

10  compensation claims determines that the punitive penalty

11  should be made by the employer rather than the carrier. Any

12  additional installment of compensation paid by the carrier

13  pursuant to this section shall be paid directly to the

14  employee.

15         (8)  In addition to any other penalties provided by

16  this chapter for late payment, if any installment of

17  compensation is not paid when it becomes due, the employer,

18  carrier, or servicing agent shall pay interest thereon at the

19  rate of 12 percent per year from the date the installment

20  becomes due until it is paid, whether such installment is

21  payable without an order or under the terms of an order. The

22  interest payment shall be the greater of the amount of

23  interest due or $5.

24         (a)  Within 30 days after final payment of compensation

25  has been made, the employer, carrier, or servicing agent shall

26  send to the department division a notice, in accordance with a

27  format and manner form prescribed by the department division,

28  stating that such final payment has been made and stating the

29  total amount of compensation paid, the name of the employee

30  and of any other person to whom compensation has been paid,

31

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  1  the date of the injury or death, and the date to which

  2  compensation has been paid.

  3         (b)  If the employer, carrier, or servicing agent fails

  4  to so notify the department division within such time, the

  5  department division shall assess against such employer,

  6  carrier, or servicing agent a civil penalty in an amount not

  7  over $100.

  8         (c)  In order to ensure carrier compliance under this

  9  chapter and provisions of the insurance code, the department

10  division shall monitor the performance of carriers by

11  conducting market conduct examinations, as provided in s.

12  624.3161, and conducting investigations, as provided in s.

13  624.317. The department division shall impose penalties on

14  establish by rule minimum performance standards for carriers

15  to ensure that a minimum of 90 percent of all compensation

16  benefits are timely paid. The division shall fine a carrier as

17  provided in s. 440.13(11)(b) up to $50 for each late payment

18  of compensation pursuant to s. 624.4211 that is below the

19  minimum 90 percent performance standard. This paragraph does

20  not affect the imposition of any penalties or interest due to

21  the claimant. If a carrier contracts with a servicing agent to

22  fulfill its administrative responsibilities under this

23  chapter, the payment practices of the servicing agent are

24  deemed the payment practices of the carrier for the purpose of

25  assessing penalties against the carrier.

26         (9)  The department division may upon its own

27  initiative at any time in a case in which payments are being

28  made without an award investigate same and shall, in any case

29  in which the right to compensation is controverted, or in

30  which payments of compensation have been stopped or suspended,

31  upon receipt of notice from any person entitled to

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  1  compensation or from the employer that the right to

  2  compensation is controverted or that payments of compensation

  3  have been stopped or suspended, make such investigations,

  4  cause such medical examination to be made, or hold such

  5  hearings, and take such further action as it considers will

  6  properly protect the rights of all parties.

  7         (10)  Whenever the department division deems it

  8  advisable, it may require any employer to make a deposit with

  9  the Treasurer to secure the prompt and convenient payments of

10  such compensation; and payments therefrom upon any awards

11  shall be made upon order of the department division or judge

12  of compensation claims.

13         (11)(a)  When a claimant is not represented by counsel,

14  upon joint petition of all interested parties, a lump-sum

15  payment in exchange for the employer's or carrier's release

16  from liability for future medical expenses, as well as future

17  payments of compensation expenses and any other benefits

18  provided under this chapter, shall be allowed at any time in

19  any case in which the employer or carrier has filed a written

20  notice of denial within 120 days after the employer receives

21  notice of the injury, and the judge of compensation claims at

22  a hearing to consider the settlement proposal finds a

23  justiciable controversy as to legal or medical compensability

24  of the claimed injury or the alleged accident.  The employer

25  or carrier may not pay any attorney's fees on behalf of the

26  claimant for any settlement under this section unless

27  expressly authorized elsewhere in this chapter. Upon the joint

28  petition of all interested parties and after giving due

29  consideration to the interests of all interested parties, the

30  judge of compensation claims may enter a compensation order

31  approving and authorizing the discharge of the liability of

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  1  the employer for compensation and remedial treatment, care,

  2  and attendance, as well as rehabilitation expenses, by the

  3  payment of a lump sum. Such a compensation order so entered

  4  upon joint petition of all interested parties is not subject

  5  to modification or review under s. 440.28. If the settlement

  6  proposal together with supporting evidence is not approved by

  7  the judge of compensation claims, it shall be considered void.

  8  Upon approval of a lump-sum settlement under this subsection,

  9  the judge of compensation claims shall send a report to the

10  Chief Judge of the amount of the settlement and a statement of

11  the nature of the controversy. The Chief Judge shall keep a

12  record of all such reports filed by each judge of compensation

13  claims and shall submit to the Legislature a summary of all

14  such reports filed under this subsection annually by September

15  15.

16         (b)  When a claimant is not represented by counsel,

17  upon joint petition of all interested parties, a lump-sum

18  payment in exchange for the employer's or carrier's release

19  from liability for future medical expenses, as well as future

20  payments of compensation and rehabilitation expenses, and any

21  other benefits provided under this chapter, may be allowed at

22  any time in any case after the injured employee has attained

23  maximum medical improvement. An employer or carrier may not

24  pay any attorney's fees on behalf of the claimant for any

25  settlement, unless expressly authorized elsewhere in this

26  chapter. A compensation order so entered upon joint petition

27  of all interested parties shall not be subject to modification

28  or review under s. 440.28. However, a judge of compensation

29  claims is not required to approve any award for lump-sum

30  payment when it is determined by the judge of compensation

31  claims that the payment being made is in excess of the value

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  1  of benefits the claimant would be entitled to under this

  2  chapter. The judge of compensation claims shall make or cause

  3  to be made such investigations as she or he considers

  4  necessary, in each case in which the parties have stipulated

  5  that a proposed final settlement of liability of the employer

  6  for compensation shall not be subject to modification or

  7  review under s. 440.28, to determine whether such final

  8  disposition will definitely aid the rehabilitation of the

  9  injured worker or otherwise is clearly for the best interests

10  of the person entitled to compensation and, in her or his

11  discretion, may have an investigation made by the Department

12  of Education Rehabilitation Section of the Division of

13  Workers' Compensation. The joint petition and the report of

14  any investigation so made will be deemed a part of the

15  proceeding. An employer shall have the right to appear at any

16  hearing pursuant to this subsection which relates to the

17  discharge of such employer's liability and to present

18  testimony at such hearing. The carrier shall provide

19  reasonable notice to the employer of the time and date of any

20  such hearing and inform the employer of her or his rights to

21  appear and testify. The probability of the death of the

22  injured employee or other person entitled to compensation

23  before the expiration of the period during which such person

24  is entitled to compensation shall, in the absence of special

25  circumstances making such course improper, be determined in

26  accordance with the most recent United States Life Tables

27  published by the National Office of Vital Statistics of the

28  United States Department of Health and Human Services. The

29  probability of the happening of any other contingency

30  affecting the amount or duration of the compensation, except

31  the possibility of the remarriage of a surviving spouse, shall

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  1  be disregarded. As a condition of approving a lump-sum payment

  2  to a surviving spouse, the judge of compensation claims, in

  3  the judge of compensation claims' discretion, may require

  4  security which will ensure that, in the event of the

  5  remarriage of such surviving spouse, any unaccrued future

  6  payments so paid may be recovered or recouped by the employer

  7  or carrier. Such applications shall be considered and

  8  determined in accordance with s. 440.25.

  9         (c)  Notwithstanding s. 440.21(2), when a claimant is

10  represented by counsel, the claimant may waive all rights to

11  any and all benefits under this chapter by entering into a

12  settlement agreement releasing the employer and the carrier

13  from liability for workers' compensation benefits in exchange

14  for a lump-sum payment to the claimant. The settlement

15  agreement requires approval by the judge of compensation

16  claims only as to the attorney's fees paid to the claimant's

17  attorney by the claimant. The parties need not submit any

18  information or documentation in support of the settlement,

19  except as needed to justify the amount of the attorney's fees.

20  Neither the employer nor the carrier is responsible for any

21  attorney's fees relating to the settlement and release of

22  claims under this section. Payment of the lump-sum settlement

23  amount must be made within 14 days after the date the judge of

24  compensation claims mails the order approving the attorney's

25  fees. Any order entered by a judge of compensation claims

26  approving the attorney's fees as set out in the settlement

27  under this subsection is not considered to be an award and is

28  not subject to modification or review. The judge of

29  compensation claims shall report these settlements to the

30  Deputy Chief Judge in accordance with the requirements set

31  forth in paragraphs (a) and (b). Settlements entered into

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  1  under this subsection are valid and apply to all dates of

  2  accident.

  3         (d)1.  With respect to any lump-sum settlement under

  4  this subsection, a judge of compensation claims must consider

  5  at the time of the settlement, whether the settlement

  6  allocation provides for the appropriate recovery of child

  7  support arrearages.

  8         2.  When reviewing any settlement of lump-sum payment

  9  pursuant to this subsection, judges of compensation claims

10  shall consider the interests of the worker and the worker's

11  family when approving the settlement, which must consider and

12  provide for appropriate recovery of past due support.

13         (e)  This section applies to all claims that the

14  parties have not previously settled, regardless of the date of

15  accident.

16         (12)(a)  Liability of an employer for future payments

17  of compensation may not be discharged by advance payment

18  unless prior approval of a judge of compensation claims or the

19  department division has been obtained as hereinafter provided.

20  The approval shall not constitute an adjudication of the

21  claimant's percentage of disability.

22         (b)  When the claimant has reached maximum recovery and

23  returned to her or his former or equivalent employment with no

24  substantial reduction in wages, such approval of a reasonable

25  advance payment of a part of the compensation payable to the

26  claimant may be given informally by letter by a judge of

27  compensation claims or, by the department division director,

28  or by the administrator of claims of the division.

29         (c)  In the event the claimant has not returned to the

30  same or equivalent employment with no substantial reduction in

31

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  1  wages or has suffered a substantial loss of earning capacity

  2  or a physical impairment, actual or apparent:

  3         1.  An advance payment of compensation not in excess of

  4  $2,000 may be approved informally by letter, without hearing,

  5  by any judge of compensation claims or the Chief Judge.

  6         2.  An advance payment of compensation not in excess of

  7  $2,000 may be ordered by any judge of compensation claims

  8  after giving the interested parties an opportunity for a

  9  hearing thereon pursuant to not less than 10 days' notice by

10  mail, unless such notice is waived, and after giving due

11  consideration to the interests of the person entitled thereto.

12  When the parties have stipulated to an advance payment of

13  compensation not in excess of $2,000, such advance may be

14  approved by an order of a judge of compensation claims, with

15  or without hearing, or informally by letter by any such judge

16  of compensation claims, or by the department division

17  director, if such advance is found to be for the best

18  interests of the person entitled thereto.

19         3.  When the parties have stipulated to an advance

20  payment in excess of $2,000, subject to the approval of the

21  department division, such payment may be approved by a judge

22  of compensation claims by order if the judge finds that such

23  advance payment is for the best interests of the person

24  entitled thereto and is reasonable under the circumstances of

25  the particular case. The judge of compensation claims shall

26  make or cause to be made such investigations as she or he

27  considers necessary concerning the stipulation and, in her or

28  his discretion, may have an investigation of the matter made

29  by the Department of Education Rehabilitation Section of the

30  division. The stipulation and the report of any investigation

31  shall be deemed a part of the record of the proceedings.

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  1         (d)  When an application for an advance payment in

  2  excess of $2,000 is opposed by the employer or carrier, it

  3  shall be heard by a judge of compensation claims after giving

  4  the interested parties not less than 10 days' notice of such

  5  hearing by mail, unless such notice is waived. In her or his

  6  discretion, the judge of compensation claims may have an

  7  investigation of the matter made by the Department of

  8  Education Rehabilitation Section of the division, in which

  9  event the report and recommendation of that section will be

10  deemed a part of the record of the proceedings. If the judge

11  of compensation claims finds that such advance payment is for

12  the best interests of the person entitled to compensation,

13  will not materially prejudice the rights of the employer and

14  carrier, and is reasonable under the circumstances of the

15  case, she or he may order the same paid. However, in no event

16  may any such advance payment under this paragraph be granted

17  in excess of $7,500 or 26 weeks of benefits in any 48-month

18  period, whichever is greater, from the date of the last

19  advance payment.

20         (15)(a)  The department division shall examine on an

21  ongoing basis claims files in accordance with ss. 624.3161 and

22  624.310(5) and this chapter in order to identify questionable

23  claims-handling techniques, questionable patterns or practices

24  of claims, or a pattern of repeated unreasonably controverted

25  claims by employers, carriers as defined in s. 440.02, and

26  self-insurers, health care providers, health care facilities,

27  training and education providers, or any others providing

28  services to employees pursuant to this chapter and may certify

29  its findings to the Department of Insurance. If the department

30  finds such questionable techniques, patterns, or repeated

31  unreasonably controverted claims as constitute a general

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  1  business practice of a carrier, as defined in s. 440.02 in the

  2  judgment of the division shall be certified in its findings by

  3  the division to the Department of Insurance or such other

  4  appropriate licensing agency. Such certification by the

  5  division is exempt from the provisions of chapter 120. Upon

  6  receipt of any such certification, the department of Insurance

  7  shall take appropriate action so as to bring such general

  8  business practices to a halt pursuant to s. 440.38(3)(a) or

  9  may impose penalties pursuant to s. 624.4211. The department

10  division may initiate investigations of questionable

11  techniques, patterns, practices, or repeated unreasonably

12  controverted claims. The department division may by rule

13  establish penalties for violations and forms and procedures

14  for corrective action plans and for auditing carriers.

15         (b)  As to any examination, investigation, or hearing

16  being conducted under this chapter, the Treasurer or his or

17  her designee Secretary of Labor and Employment Security or the

18  secretary's designee:

19         1.  May administer oaths, examine and cross-examine

20  witnesses, receive oral and documentary evidence; and

21         2.  Shall have the power to subpoena witnesses, compel

22  their attendance and testimony, and require by subpoena the

23  production of books, papers, records, files, correspondence,

24  documents, or other evidence which is relevant to the inquiry.

25         (c)  If any person refuses to comply with any such

26  subpoena or to testify as to any matter concerning which she

27  or he may be lawfully interrogated, the Circuit Court of Leon

28  County or of the county wherein such examination,

29  investigation, or hearing is being conducted, or of the county

30  wherein such person resides, may, on the application of the

31

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  1  department, issue an order requiring such person to comply

  2  with the subpoena and to testify.

  3         (d)  Subpoenas shall be served, and proof of such

  4  service made, in the same manner as if issued by a circuit

  5  court. Witness fees, costs, and reasonable travel expenses, if

  6  claimed, shall be allowed the same as for testimony in a

  7  circuit court.

  8         (e)  The division shall publish annually a report which

  9  indicates the promptness of first payment of compensation

10  records of each carrier or self-insurer so as to focus

11  attention on those carriers or self-insurers with poor payment

12  records for the preceding year. A copy of such report shall be

13  certified to The department of Insurance which shall take

14  appropriate steps so as to cause such poor carrier payment

15  practices to halt pursuant to s. 440.38(3)(a). In addition,

16  the department division shall take appropriate action so as to

17  halt such poor payment practices of self-insurers. "Poor

18  payment practice" means a practice of late payment sufficient

19  to constitute a general business practice.

20         (f)  The department division shall promulgate rules

21  providing guidelines to carriers as defined in s. 440.02,

22  self-insurers, and employers to indicate behavior that may be

23  construed as questionable claims-handling techniques,

24  questionable patterns of claims, repeated unreasonably

25  controverted claims, or poor payment practices.

26         (16)  No penalty assessed under this section may be

27  recouped by any carrier or self-insurer in the rate base, the

28  premium, or any rate filing. In the case of carriers, The

29  Department of Insurance shall enforce this subsection; and in

30  the case of self-insurers, the  division shall enforce this

31  subsection.

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  1         (17)  The department division may by rule establish

  2  audit procedures and set standards for the Automated Carrier

  3  Performance System.

  4         Section 9.  Subsection (1) of section 440.207, Florida

  5  Statutes, is amended to read:

  6         440.207  Workers' compensation system guide.--

  7         (1)  The Division of Workers' Compensation of the

  8  Department of Insurance Labor and Employment Security shall

  9  educate all persons providing or receiving benefits pursuant

10  to this chapter as to their rights and responsibilities under

11  this chapter.

12         Section 10.  Subsections (5) and (7) of section 440.25,

13  Florida Statutes, are amended to read:

14         440.25  Procedures for mediation and hearings.--

15         (5)(a)  Procedures with respect to appeals from orders

16  of judges of compensation claims shall be governed by rules

17  adopted by the Supreme Court. Such an order shall become final

18  30 days after mailing of copies of such order to the parties,

19  unless appealed pursuant to such rules.

20         (b)  An appellant may be relieved of any necessary

21  filing fee by filing a verified petition of indigency for

22  approval as provided in s. 57.081(1) and may be relieved in

23  whole or in part from the costs for preparation of the record

24  on appeal if, within 15 days after the date notice of the

25  estimated costs for the preparation is served, the appellant

26  files with the judge of compensation claims a copy of the

27  designation of the record on appeal, and a verified petition

28  to be relieved of costs. A verified petition filed prior to

29  the date of service of the notice of the estimated costs shall

30  be deemed not timely filed. The verified petition relating to

31  record costs shall contain a sworn statement that the

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  1  appellant is insolvent and a complete, detailed, and sworn

  2  financial affidavit showing all the appellant's assets,

  3  liabilities, and income. Failure to state in the affidavit all

  4  assets and income, including marital assets and income, shall

  5  be grounds for denying the petition with prejudice. The Office

  6  of the Judges of Compensation Claims shall adopt rules as may

  7  be required pursuant to this subsection, including forms for

  8  use in all petitions brought under this subsection. The

  9  appellant's attorney, or the appellant if she or he is not

10  represented by an attorney, shall include as a part of the

11  verified petition relating to record costs an affidavit or

12  affirmation that, in her or his opinion, the notice of appeal

13  was filed in good faith and that there is a probable basis for

14  the District Court of Appeal, First District, to find

15  reversible error, and shall state with particularity the

16  specific legal and factual grounds for the opinion. Failure to

17  so affirm shall be grounds for denying the petition. A copy of

18  the verified petition relating to record costs shall be served

19  upon all interested parties. The judge of compensation claims

20  shall promptly conduct a hearing on the verified petition

21  relating to record costs, giving at least 15 days' notice to

22  the appellant, the department division, and all other

23  interested parties, all of whom shall be parties to the

24  proceedings. The judge of compensation claims may enter an

25  order without such hearing if no objection is filed by an

26  interested party within 20 days from the service date of the

27  verified petition relating to record costs. Such proceedings

28  shall be conducted in accordance with the provisions of this

29  section and with the workers' compensation rules of procedure,

30  to the extent applicable. In the event an insolvency petition

31  is granted, the judge of compensation claims shall direct the

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  1  department division to pay record costs and filing fees from

  2  the Workers' Compensation Administrative Trust Fund pending

  3  final disposition of the costs of appeal. The department

  4  division may transcribe or arrange for the transcription of

  5  the record in any proceeding for which it is ordered to pay

  6  the cost of the record.

  7         (c)  As a condition of filing a notice of appeal to the

  8  District Court of Appeal, First District, an employer who has

  9  not secured the payment of compensation under this chapter in

10  compliance with s. 440.38 shall file with the notice of appeal

11  a good and sufficient bond, as provided in s. 59.13,

12  conditioned to pay the amount of the demand and any interest

13  and costs payable under the terms of the order if the appeal

14  is dismissed, or if the District Court of Appeal, First

15  District, affirms the award in any amount. Upon the failure of

16  such employer to file such bond with the judge of compensation

17  claims or the District Court of Appeal, First District, along

18  with the notice of appeal, the District Court of Appeal, First

19  District, shall dismiss the notice of appeal.

20         (7)  An injured employee claiming or entitled to

21  compensation shall submit to such physical examination by a

22  certified expert medical advisor approved by the agency

23  division or the judge of compensation claims as the agency

24  division or the judge of compensation claims may require. The

25  place or places shall be reasonably convenient for the

26  employee. Such physician or physicians as the employee,

27  employer, or carrier may select and pay for may participate in

28  an examination if the employee, employer, or carrier so

29  requests. Proceedings shall be suspended and no compensation

30  shall be payable for any period during which the employee may

31  refuse to submit to examination. Any interested party shall

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  1  have the right in any case of death to require an autopsy, the

  2  cost thereof to be borne by the party requesting it; and the

  3  judge of compensation claims shall have authority to order and

  4  require an autopsy and may, in her or his discretion, withhold

  5  her or his findings and award until an autopsy is held.

  6         Section 11.  Section 440.271, Florida Statutes, is

  7  amended to read:

  8         440.271  Appeal of order of judge of compensation

  9  claims.--Review of any order of a judge of compensation claims

10  entered pursuant to this chapter shall be by appeal to the

11  District Court of Appeal, First District.  Appeals shall be

12  filed in accordance with rules of procedure prescribed by the

13  Supreme Court for review of such orders. The department

14  division shall be given notice of any proceedings pertaining

15  to s. 440.25, regarding indigency, or s. 440.49, regarding the

16  Special Disability Trust Fund, and shall have the right to

17  intervene in any proceedings.

18         Section 12.  Subsections (3) and (7) of section

19  440.381, Florida Statutes, are amended to read:

20         440.381  Application for coverage; reporting payroll;

21  payroll audit procedures; penalties.--

22         (3)  The department of Insurance and the Department of

23  Labor and Employment Security shall establish by rule minimum

24  requirements for audits of payroll and classifications in

25  order to ensure that the appropriate premium is charged for

26  workers' compensation coverage. The rules shall ensure that

27  audits performed by both carriers and employers are adequate

28  to provide that all sources of payments to employees,

29  subcontractors, and independent contractors have been reviewed

30  and that the accuracy of classification of employees has been

31  verified. The rules shall provide that employers in all

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  1  classes other than the construction class be audited not less

  2  frequently than biennially and may provide for more frequent

  3  audits of employers in specified classifications based on

  4  factors such as amount of premium, type of business, loss

  5  ratios, or other relevant factors. In no event shall employers

  6  in the construction class, generating more than the amount of

  7  premium required to be experience rated, be audited less than

  8  annually. The annual audits required for construction classes

  9  shall consist of physical onsite audits. Payroll verification

10  audit rules must include, but need not be limited to, the use

11  of state and federal reports of employee income, payroll and

12  other accounting records, certificates of insurance maintained

13  by subcontractors, and duties of employees.

14         (7)  If an employee suffering a compensable injury was

15  not reported as earning wages on the last quarterly earnings

16  report filed with the Division of Unemployment Compensation

17  before the accident, the employer shall indemnify the carrier

18  for all workers' compensation benefits paid to or on behalf of

19  the employee unless the employer establishes that the employee

20  was hired after the filing of the quarterly report, in which

21  case the employer and employee shall attest to the fact that

22  the employee was employed by the employer at the time of the

23  injury. It shall be the responsibility of the Division of

24  Workers' Compensation to collect all necessary data so as to

25  enable it to notify the carrier of the name of an injured

26  worker who was not reported as earning wages on the last

27  quarterly earnings report. The division is hereby authorized

28  to release such records to the carrier which will enable the

29  carrier to seek reimbursement as provided under this

30  subsection. Failure of the employer to indemnify the insurer

31  within 21 days after demand by the insurer shall constitute

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  1  grounds for the insurer to immediately cancel coverage.  Any

  2  action for indemnification brought by the carrier shall be

  3  cognizable in the circuit court having jurisdiction where the

  4  employer or carrier resides or transacts business.  The

  5  insurer shall be entitled to a reasonable attorney's fee if it

  6  recovers any portion of the benefits paid in such action.

  7         Section 13.  Subsection (8) and paragraph (e) of

  8  subsection (9) of section 440.49, Florida Statutes, are

  9  amended to read:

10         440.49  Limitation of liability for subsequent injury

11  through Special Disability Trust Fund.--

12         (8)  PREFERRED WORKER PROGRAM.--The Department of

13  Education division or administrator shall issue identity cards

14  to preferred workers upon request by qualified employees; and

15  the Department of Insurance shall reimburse an employer, from

16  the Special Disability Trust Fund, for the cost of workers'

17  compensation premium related to the preferred workers payroll

18  for up to 3 years of continuous employment upon satisfactory

19  evidence of placement and issuance of payroll and

20  classification records and upon the employee's certification

21  of employment. The department and the Department of Education

22  division may by rule prescribe definitions, forms, and

23  procedures for the administration of the preferred worker

24  program. The Department of Education division may by rule

25  prescribe the schedule for submission of forms for

26  participation in the program.

27         (9)  SPECIAL DISABILITY TRUST FUND.--

28         (e)  The Department of Insurance Labor and Employment

29  Security or administrator shall report annually on the status

30  of the Special Disability Trust Fund.  The report shall update

31  the estimated undiscounted and discounted fund liability, as

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  1  determined by an independent actuary, change in the total

  2  number of notices of claim on file with the fund in addition

  3  to the number of newly filed notices of claim, change in the

  4  number of proofs of claim processed by the fund, the fee

  5  revenues refunded and revenues applied to pay down the

  6  liability of the fund, the average time required to reimburse

  7  accepted claims, and the average administrative costs per

  8  claim.  The department or administrator shall submit its

  9  report to the Governor, the President of the Senate, and the

10  Speaker of the House of Representatives by December 1 of each

11  year.

12         Section 14.  Present paragraphs (b) through (h) of

13  subsection (1) of section 440.491, Florida Statutes, are

14  redesignated as paragraphs (c) through (i), respectively, and

15  a new paragraph (b) is added to said subsection, and paragraph

16  (c) of subsection (1), paragraph (a) of subsection (3),

17  paragraph (b) of subsection (4), paragraphs (b) and (c) of

18  subsection (5), and subsections (6), (7), and (8) of said

19  section are amended, to read:

20         440.491  Reemployment of injured workers;

21  rehabilitation.--

22         (1)  DEFINITIONS.--As used in this section, the term:

23         (b)  "Department" means the Department of Education.

24         (d)(c)  "Qualified rehabilitation provider" means a

25  rehabilitation nurse, rehabilitation counselor, vocational

26  evaluator, rehabilitation facility, or agency approved by the

27  Department of Education division as qualified to provide

28  reemployment assessments, medical care coordination,

29  reemployment services, or vocational evaluations under this

30  chapter.

31         (3)  REEMPLOYMENT STATUS REVIEWS AND REPORTS.--

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  1         (a)  When an employee who has suffered an injury

  2  compensable under this chapter is unemployed 60 days after the

  3  date of injury and is receiving benefits for temporary total

  4  disability, temporary partial disability, or wage loss, and

  5  has not yet been provided medical care coordination and

  6  reemployment services voluntarily by the carrier, the carrier

  7  must determine whether the employee is likely to return to

  8  work and must report its determination to the department

  9  division. The carrier must thereafter determine the

10  reemployment status of the employee at 90-day intervals as

11  long as the employee remains unemployed, is not receiving

12  medical care coordination or reemployment services, and is

13  receiving the benefits specified in this subsection.

14         (4)  REEMPLOYMENT ASSESSMENTS.--

15         (b)  The carrier shall authorize only a qualified

16  rehabilitation provider to provide the reemployment

17  assessment. The rehabilitation provider shall conduct its

18  assessment and issue a report to the carrier, the employee,

19  and the department division within 30 days after the time such

20  assessment is complete.

21         (5)  MEDICAL CARE COORDINATION AND REEMPLOYMENT

22  SERVICES.--

23         (b)  If the rehabilitation provider concludes that

24  training and education are necessary to return the employee to

25  suitable gainful employment, or if the employee has not

26  returned to suitable gainful employment within 180 days after

27  referral for reemployment services or receives $2,500 in

28  reemployment services, whichever comes first, the carrier must

29  discontinue reemployment services and refer the employee to

30  the department division for a vocational evaluation.

31  Notwithstanding any provision of chapter 289 or chapter 627,

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  1  the cost of a reemployment assessment and the first $2,500 in

  2  reemployment services to an injured employee must not be

  3  treated as loss adjustment expense for workers' compensation

  4  ratemaking purposes.

  5         (c)  A carrier may voluntarily provide medical care

  6  coordination or reemployment services to the employee at

  7  intervals more frequent than those required in this section.

  8  For the purpose of monitoring reemployment, the carrier or the

  9  rehabilitation provider shall report to the department

10  division, in the manner prescribed by the department division,

11  the date of reemployment and wages of the employee. The

12  carrier shall report its voluntary service activity to the

13  department division as required by rule. Voluntary services

14  offered by the carrier for any of the following injuries must

15  be considered benefits for purposes of ratemaking: traumatic

16  brain injury; spinal cord injury; amputation, including loss

17  of an eye or eyes; burns of 5 percent or greater of the total

18  body surface.

19         (6)  TRAINING AND EDUCATION.--

20         (a)  Upon referral of an injured employee by the

21  carrier, or upon the request of an injured employee, the

22  department division shall conduct a training and education

23  screening to determine whether it should refer the employee

24  for a vocational evaluation and, if appropriate, approve

25  training and education or other vocational services for the

26  employee.  The department division may not approve formal

27  training and education programs unless it determines, after

28  consideration of the reemployment assessment, pertinent

29  reemployment status reviews or reports, and such other

30  relevant factors as it prescribes by rule, that the

31  reemployment plan is likely to result in return to suitable

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  1  gainful employment.  The department division is authorized to

  2  expend moneys from the Workers' Compensation Administration

  3  Trust Fund, established by s. 440.50, to secure appropriate

  4  training and education or other vocational services when

  5  necessary to satisfy the recommendation of a vocational

  6  evaluator.  The department division shall establish training

  7  and education standards pertaining to employee eligibility,

  8  course curricula and duration, and associated costs.

  9         (b)  When it appears that an employee who has attained

10  maximum medical improvement requires training and education to

11  obtain suitable gainful employment, the employer shall pay the

12  employee additional temporary total compensation while the

13  employee receives such training and education for a period not

14  to exceed 26 weeks, which period may be extended for an

15  additional 26 weeks or less, if such extended period is

16  determined to be necessary and proper by a judge of

17  compensation claims. However, a carrier or employer is not

18  precluded from voluntarily paying additional temporary total

19  disability compensation beyond that period. If an employee

20  requires temporary residence at or near a facility or an

21  institution providing training and education which is located

22  more than 50 miles away from the employee's customary

23  residence, the reasonable cost of board, lodging, or travel

24  must be borne by the department division from the Workers'

25  Compensation Administration Trust Fund established by s.

26  440.50. An employee who refuses to accept training and

27  education that is recommended by the vocational evaluator and

28  considered necessary by the department division is subject to

29  a 50-percent reduction in weekly compensation benefits,

30  including wage-loss benefits, as determined under s.

31  440.15(3)(b).

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  1         (7)  PROVIDER QUALIFICATIONS.--

  2         (a)  The department division shall investigate and

  3  maintain a directory of each qualified public and private

  4  rehabilitation provider, facility, and agency, and shall

  5  establish by rule the minimum qualifications, credentials, and

  6  requirements that each rehabilitation service provider,

  7  facility, and agency must satisfy to be eligible for listing

  8  in the directory. These minimum qualifications and credentials

  9  must be based on those generally accepted within the service

10  specialty for which the provider, facility, or agency is

11  approved.

12         (b)  The department division shall impose a biennial

13  application fee of $25 for each listing in the directory, and

14  all such fees must be deposited in the Workers' Compensation

15  Administration Trust Fund.

16         (c)  The department division shall monitor and evaluate

17  each rehabilitation service provider, facility, and agency

18  qualified under this subsection to ensure its compliance with

19  the minimum qualifications and credentials established by the

20  department division. The failure of a qualified rehabilitation

21  service provider, facility, or agency to provide the

22  department division with information requested or access

23  necessary for the department division to satisfy its

24  responsibilities under this subsection is grounds for

25  disqualifying the provider, facility, or agency from further

26  referrals.

27         (d)  A qualified rehabilitation service provider,

28  facility, or agency may not be authorized by an employer, a

29  carrier, or the department division to provide any services,

30  including expert testimony, under this section in this state

31  unless the provider, facility, or agency is listed or has been

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  1  approved for listing in the directory. This restriction does

  2  not apply to services provided outside this state under this

  3  section.

  4         (e)  The department division, after consultation with

  5  representatives of employees, employers, carriers,

  6  rehabilitation providers, and qualified training and education

  7  providers, shall adopt rules governing professional practices

  8  and standards.

  9         (8)  CARRIER PRACTICES.--The department division shall

10  monitor the selection of providers and the provision of

11  services by carriers under this section for consistency with

12  legislative intent set forth in subsection (2).

13         Section 15.  Section 440.525, Florida Statutes, is

14  amended to read:

15         440.525  Examination of carriers.--Beginning July 1,

16  1994, The Division of Workers' Compensation of the Department

17  of Insurance Labor and Employment Security may examine each

18  carrier as often as is warranted to ensure that carriers are

19  fulfilling their obligations under the law, and shall examine

20  each carrier not less frequently than once every 3 years. The

21  examination must cover the preceding 3 fiscal years of the

22  carrier's operations and must commence within 12 months after

23  the end of the most recent fiscal year being covered by the

24  examination. The examination may cover any period of the

25  carrier's operations since the last previous examination.

26         Section 16.  Subsections (1), (4), and (5) of section

27  443.012, Florida Statutes, are amended to read:

28         443.012  Unemployment Appeals Commission.--

29         (1)  There is created within the Agency for Workforce

30  Innovation Department of Labor and Employment Security an

31  Unemployment Appeals Commission, hereinafter referred to as

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  1  the "commission."  The commission shall consist of a chair and

  2  two other members to be appointed by the Governor, subject to

  3  confirmation by the Senate.  Not more than one appointee must

  4  be a person who, on account of previous vocation, employment,

  5  or affiliation, is classified as a representative of

  6  employers; and not more than one such appointee must be a

  7  person who, on account of previous vocation, employment, or

  8  affiliation, is classified as a representative of employees.

  9         (a)  The chair shall devote his or her entire time to

10  commission duties and shall be responsible for the

11  administrative functions of the commission.

12         (b)  The chair shall have the authority to appoint a

13  general counsel and such other personnel as may be necessary

14  to carry out the duties and responsibilities of the

15  commission.

16         (c)  The chair shall have the qualifications required

17  by law for a judge of the circuit court and shall not engage

18  in any other business vocation or employment. Notwithstanding

19  any other provisions of existing law, the chair shall be paid

20  a salary equal to that paid under state law to a judge of the

21  circuit court.

22         (d)  The remaining members shall be paid a stipend of

23  $100 for each day they are engaged in the work of the

24  commission.  The chair and other members shall also be

25  reimbursed for travel expenses, as provided in s. 112.061.

26         (e)  The total salary and travel expenses of each

27  member of the commission shall be paid from the Employment

28  Security Administration Trust Fund.

29         (4)  The property, personnel, and appropriations

30  relating to the specified authority, powers, duties, and

31  responsibilities of the commission shall be provided to the

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  1  commission by the Agency for Workforce Innovation Department

  2  of Labor and Employment Security.

  3         (5)  The commission shall not be subject to control,

  4  supervision, or direction by the Agency for Workforce

  5  Innovation Department of Labor and Employment Security in the

  6  performance of its powers and duties under this chapter.

  7         Section 17.  Subsection (12) of section 443.036,

  8  Florida Statutes, is amended to read:

  9         443.036  Definitions.--As used in this chapter, unless

10  the context clearly requires otherwise:

11         (12)  COMMISSION.--"Commission" means the Unemployment

12  Appeals Commission of the Department of Labor and Employment

13  Security.

14         Section 18.  Subsection (3) of section 447.02, Florida

15  Statutes, is amended to read:

16         447.02  Definitions.--The following terms, when used in

17  this chapter, shall have the meanings ascribed to them in this

18  section:

19         (3)  The term "department" means the Department of

20  Business and Professional Regulation Labor and Employment

21  Security.

22         Section 19.  Subsection (4) of section 447.305, Florida

23  Statutes, is amended to read:

24         447.305  Registration of employee organization.--

25         (4)  Notification of registrations and renewals of

26  registration shall be furnished at regular intervals by the

27  commission to the Department of Business and Professional

28  Regulation Labor and Employment Security.

29         Section 20.  Subsection (4) of section 450.012, Florida

30  Statutes, is amended to read:

31

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  1         450.012  Definitions.--For the purpose of this chapter,

  2  the word, phrase, or term:

  3         (4)  "Department" means the Department of Business and

  4  Professional Regulation Labor and Employment Security.

  5         Section 21.  Paragraph (j) of subsection (1) of section

  6  450.191, Florida Statutes, is amended to read:

  7         450.191  Executive Office of the Governor; powers and

  8  duties.--

  9         (1)  The Executive Office of the Governor is authorized

10  and directed to:

11         (j)  Cooperate with the farm labor office of the

12  Department of Business and Professional Regulation Labor and

13  Employment Security in the recruitment and referral of migrant

14  laborers and other persons for the planting, cultivation, and

15  harvesting of agricultural crops in Florida.

16         Section 22.  Subsection (2) of section 450.28, Florida

17  Statutes, is amended to read:

18         450.28  Definitions.--

19         (2)  "Department" means the Department of Business and

20  Professional Regulation Labor and Employment Security.

21         Section 23.  Paragraph (m) of subsection (2) of section

22  110.205, Florida Statutes, is amended to read:

23         110.205  Career service; exemptions.--

24         (2)  EXEMPT POSITIONS.--The exempt positions that are

25  not covered by this part include the following:

26         (m)  All assistant division director, deputy division

27  director, and bureau chief positions in any department, and

28  those positions determined by the department to have

29  managerial responsibilities comparable to such positions,

30  which positions include, but are not limited to, positions in

31  the Department of Health, the Department of Children and

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  1  Family Services, and the Department of Corrections that are

  2  assigned primary duties of serving as the superintendent or

  3  assistant superintendent, or warden or assistant warden, of an

  4  institution; positions in the Department of Corrections that

  5  are assigned primary duties of serving as the circuit

  6  administrator or deputy circuit administrator; positions in

  7  the Department of Transportation that are assigned primary

  8  duties of serving as regional toll managers and managers of

  9  offices as defined in s. 20.23(3)(d)3. and (4)(d); positions

10  in the Department of Environmental Protection that are

11  assigned the duty of an Environmental Administrator or program

12  administrator; those positions described in s. 20.171 as

13  included in the Senior Management Service; and positions in

14  the Department of Health that are assigned the duties of

15  Environmental Administrator, Assistant County Health

16  Department Director, and County Health Department Financial

17  Administrator. Unless otherwise fixed by law, the department

18  shall set the salary and benefits of these positions in

19  accordance with the rules established for the Selected Exempt

20  Service.

21         Section 24.  Paragraph (h) of subsection (2) of section

22  112.19, Florida Statutes, is amended to read:

23         112.19  Law enforcement, correctional, and correctional

24  probation officers; death benefits.--

25         (2)

26         (h)1.  Any employer who employs a full-time law

27  enforcement, correctional, or correctional probation officer

28  who, on or after January 1, 1995, suffers a catastrophic

29  injury, as defined in s. 440.02 s. 440.02(37), in the line of

30  duty shall pay the entire premium of the employer's health

31  insurance plan for the injured employee, the injured

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  1  employee's spouse, and for each dependent child of the injured

  2  employee until the child reaches the age of majority or until

  3  the end of the calendar year in which the child reaches the

  4  age of 25 if the child continues to be dependent for support,

  5  or the child is a full-time or part-time student and is

  6  dependent for support.  The term "health insurance plan" does

  7  not include supplemental benefits that are not part of the

  8  basic group health insurance plan.  If the injured employee

  9  subsequently dies, the employer shall continue to pay the

10  entire health insurance premium for the surviving spouse until

11  remarried, and for the dependent children, under the

12  conditions outlined in this paragraph. However:

13         a.  Health insurance benefits payable from any other

14  source shall reduce benefits payable under this section.

15         b.  It is unlawful for a person to willfully and

16  knowingly make, or cause to be made, or to assist, conspire

17  with, or urge another to make, or cause to be made, any false,

18  fraudulent, or misleading oral or written statement to obtain

19  health insurance coverage as provided under this paragraph.  A

20  person who violates this sub-subparagraph commits a

21  misdemeanor of the first degree, punishable as provided in s.

22  775.082 or s. 775.083.

23         c.  In addition to any applicable criminal penalty,

24  upon conviction for a violation as described in

25  sub-subparagraph b., a law enforcement, correctional, or

26  correctional probation officer or other beneficiary who

27  receives or seeks to receive health insurance benefits under

28  this paragraph shall forfeit the right to receive such health

29  insurance benefits, and shall reimburse the employer for all

30  benefits paid due to the fraud or other prohibited activity.

31  For purposes of this sub-subparagraph, "conviction" means a

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  1  determination of guilt that is the result of a plea or trial,

  2  regardless of whether adjudication is withheld.

  3         2.  In order for the officer, spouse, and dependent

  4  children to be eligible for such insurance coverage, the

  5  injury must have occurred as the result of the officer's

  6  response to fresh pursuit, the officer's response to what is

  7  reasonably believed to be an emergency, or an unlawful act

  8  perpetrated by another.  Except as otherwise provided herein,

  9  nothing in this paragraph shall be construed to limit health

10  insurance coverage for which the officer, spouse, or dependent

11  children may otherwise be eligible, except that a person who

12  qualifies under this section shall not be eligible for the

13  health insurance subsidy provided under chapter 121, chapter

14  175, or chapter 185.

15         Section 25.  Paragraph (g) of subsection (2) of section

16  112.191, Florida Statutes, is amended to read:

17         112.191  Firefighters; death benefits.--

18         (2)

19         (g)1.  Any employer who employs a full-time firefighter

20  who, on or after January 1, 1995, suffers a catastrophic

21  injury, as defined in s. 440.02 s. 440.02(37), in the line of

22  duty shall pay the entire premium of the employer's health

23  insurance plan for the injured employee, the injured

24  employee's spouse, and for each dependent child of the injured

25  employee until the child reaches the age of majority or until

26  the end of the calendar year in which the child reaches the

27  age of 25 if the child continues to be dependent for support,

28  or the child is a full-time or part-time student and is

29  dependent for support. The term "health insurance plan" does

30  not include supplemental benefits that are not part of the

31  basic group health insurance plan.  If the injured employee

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  1  subsequently dies, the employer shall continue to pay the

  2  entire health insurance premium for the surviving spouse until

  3  remarried, and for the dependent children, under the

  4  conditions outlined in this paragraph. However:

  5         a.  Health insurance benefits payable from any other

  6  source shall reduce benefits payable under this section.

  7         b.  It is unlawful for a person to willfully and

  8  knowingly make, or cause to be made, or to assist, conspire

  9  with, or urge another to make, or cause to be made, any false,

10  fraudulent, or misleading oral or written statement to obtain

11  health insurance coverage as provided under this paragraph.  A

12  person who violates this sub-subparagraph commits a

13  misdemeanor of the first degree, punishable as provided in s.

14  775.082 or s. 775.083.

15         c.  In addition to any applicable criminal penalty,

16  upon conviction for a violation as described in

17  sub-subparagraph b., a firefighter or other beneficiary who

18  receives or seeks to receive health insurance benefits under

19  this paragraph shall forfeit the right to receive such health

20  insurance benefits, and shall reimburse the employer for all

21  benefits paid due to the fraud or other prohibited activity.

22  For purposes of this sub-subparagraph, "conviction" means a

23  determination of guilt that is the result of a plea or trial,

24  regardless of whether adjudication is withheld.

25         2.  In order for the firefighter, spouse, and dependent

26  children to be eligible for such insurance coverage, the

27  injury must have occurred as the result of the firefighter's

28  response to what is reasonably believed to be an emergency

29  involving the protection of life or property, or an unlawful

30  act perpetrated by another.  Except as otherwise provided

31  herein, nothing in this paragraph shall be construed to limit

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  1  health insurance coverage for which the firefighter, spouse,

  2  or dependent children may otherwise be eligible, except that a

  3  person who qualifies for benefits under this section shall not

  4  be eligible for the health insurance subsidy provided under

  5  chapter 121, chapter 175, or chapter 185.

  6

  7  Notwithstanding any provision of this section to the contrary,

  8  the death benefits provided in paragraphs (b), (c), and (f)

  9  shall also be applicable and paid in cases where a firefighter

10  received bodily injury prior to July 1, 1993, and subsequently

11  died on or after July 1, 1993, as a result of such

12  in-line-of-duty injury.

13         Section 26.  Section 121.125, Florida Statutes, is

14  amended to read:

15         121.125  Credit for workers' compensation payment

16  periods.--A member of the retirement system created by this

17  chapter who has been eligible or becomes eligible to receive

18  workers' compensation payments for an injury or illness

19  occurring during his or her employment while a member of any

20  state retirement system shall, upon return to active

21  employment with a covered employer for 1 calendar month or

22  upon approval for disability retirement in accordance with s.

23  121.091(4), receive full retirement credit for the period

24  prior to such return to active employment or disability

25  retirement for which the workers' compensation payments were

26  received.  However, no member may receive retirement credit

27  for any such period occurring after the earlier of the date of

28  maximum medical improvement has been attained as defined in s.

29  440.02 s. 440.02(9) or the date termination has occurred as

30  defined in s. 121.021(39). The employer of record at the time

31  of the worker's compensation injury or illness shall make the

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  1  required retirement contributions based on the member's rate

  2  of monthly compensation immediately prior to his or her

  3  receiving workers' compensation payments for retirement credit

  4  received by the member.

  5         Section 27.  Subsection (7) of section 122.03, Florida

  6  Statutes, is amended to read:

  7         122.03  Contributions; participants; prior service

  8  credit.--

  9         (7)  A member of the retirement system created by this

10  chapter who has been eligible or becomes eligible to receive

11  workers' compensation payments for an injury or illness

12  occurring during his or her employment while a member of any

13  state retirement system shall, upon his or her return to

14  active employment with a covered employer for 1 calendar month

15  or upon his or her approval for disability retirement in

16  accordance with s. 122.09, receive full retirement credit for

17  the period prior to such return to active employment or

18  disability retirement for which the workers' compensation

19  payments were received.  However, no member may receive

20  retirement credit for any such period occurring after the

21  earlier of the date of maximum medical improvement has been

22  attained as defined in s. 440.02 s. 440.02(9) or the date

23  termination has occurred as defined in s. 121.021(39). The

24  employer of record at the time of the worker's compensation

25  injury or illness shall make the required employee and

26  employer retirement contributions based on the member's rate

27  of monthly compensation immediately prior to receipt of

28  workers' compensation payments.

29         Section 28.  Subsection (10) of section 238.06, Florida

30  Statutes, is amended to read:

31

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  1         238.06  Membership application, creditable service, and

  2  time for making contributions.--

  3         (10)  A member of the retirement system created by this

  4  chapter who has been eligible or becomes eligible to receive

  5  workers' compensation payments for an injury or illness

  6  occurring during his or her employment while a member of any

  7  state retirement system shall, upon his or her return to

  8  active employment with a covered employer for 1 calendar month

  9  or upon his or her approval for disability retirement in

10  accordance with s. 238.07, receive full retirement credit for

11  the period prior to such return to active employment or

12  disability retirement for which the workers' compensation

13  payments were received.  However, no member may receive

14  retirement credit for any such period occurring after the

15  earlier of the date of maximum medical improvement has been

16  attained as defined in s. 440.02 s. 440.02(9) or the date

17  termination has occurred as defined in s. 121.021(39). The

18  employer of record at the time of the worker's compensation

19  injury or illness shall make the required employee and

20  employer retirement contributions based on the member's rate

21  of monthly compensation immediately prior to his or her

22  receiving workers' compensation payments.

23         Section 29.  Subsection (1) of section 440.10, Florida

24  Statutes, is amended to read:

25         440.10  Liability for compensation.--

26         (1)(a)  Every employer coming within the provisions of

27  this chapter, including any brought within the chapter by

28  waiver of exclusion or of exemption, shall be liable for, and

29  shall secure, the payment to his or her employees, or any

30  physician, surgeon, or pharmacist providing services under the

31  provisions of s. 440.13, of the compensation payable under ss.

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  1  440.13, 440.15, and 440.16. Any contractor or subcontractor

  2  who engages in any public or private construction in the state

  3  shall secure and maintain compensation for his or her

  4  employees under this chapter as provided in s. 440.38.

  5         (b)  In case a contractor sublets any part or parts of

  6  his or her contract work to a subcontractor or subcontractors,

  7  all of the employees of such contractor and subcontractor or

  8  subcontractors engaged on such contract work shall be deemed

  9  to be employed in one and the same business or establishment;

10  and the contractor shall be liable for, and shall secure, the

11  payment of compensation to all such employees, except to

12  employees of a subcontractor who has secured such payment.

13         (c)  A contractor may require a subcontractor to

14  provide evidence of workers' compensation insurance or a copy

15  of his or her certificate of election. A subcontractor

16  electing to be exempt as a sole proprietor, partner, or

17  officer of a corporation shall provide a copy of his or her

18  certificate of election to the contractor.

19         (d)1.  If a contractor becomes liable for the payment

20  of compensation to the employees of a subcontractor who has

21  failed to secure such payment in violation of s. 440.38, the

22  contractor or other third-party payor shall be entitled to

23  recover from the subcontractor all benefits paid or payable

24  plus interest unless the contractor and subcontractor have

25  agreed in writing that the contractor will provide coverage.

26         2.  If a contractor or third-party payor becomes liable

27  for the payment of compensation to the employee of a

28  subcontractor who is actively engaged in the construction

29  industry and has elected to be exempt from the provisions of

30  this chapter, but whose election is invalid, the contractor or

31  third-party payor may recover from the claimant, partnership,

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  1  or corporation all benefits paid or payable plus interest,

  2  unless the contractor and the subcontractor have agreed in

  3  writing that the contractor will provide coverage.

  4         (e)  A subcontractor is not liable for the payment of

  5  compensation to the employees of another subcontractor on such

  6  contract work and is not protected by the

  7  exclusiveness-of-liability provisions of s. 440.11 from action

  8  at law or in admiralty on account of injury of such employee

  9  of another subcontractor.

10         (f)  If an employer willfully fails to secure

11  compensation as required by this chapter, the division may

12  assess against the employer a penalty not to exceed $5,000 for

13  each employee of that employer who is classified by the

14  employer as an independent contractor but who is found by the

15  division to not meet the criteria for an independent

16  contractor that are set forth in s. 440.02.

17         (g)  For purposes of this section, a person is

18  conclusively presumed to be an independent contractor if:

19         1.  The independent contractor provides the general

20  contractor with an affidavit stating that he or she meets all

21  the requirements of s. 440.02(15)(d) s. 440.02(14)(d); and

22         2.  The independent contractor provides the general

23  contractor with a valid certificate of workers' compensation

24  insurance or a valid certificate of exemption issued by the

25  division.

26

27  A sole proprietor, partner, or officer of a corporation who

28  elects exemption from this chapter by filing a certificate of

29  election under s. 440.05 may not recover benefits or

30  compensation under this chapter.  An independent contractor

31  who provides the general contractor with both an affidavit

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  1  stating that he or she meets the requirements of s.

  2  440.02(15)(d) s. 440.02(14)(d) and a certificate of exemption

  3  is not an employee under s. 440.02(15)(c) s. 440.02(14)(c) and

  4  may not recover benefits under this chapter.  For purposes of

  5  determining the appropriate premium for workers' compensation

  6  coverage, carriers may not consider any person who meets the

  7  requirements of this paragraph to be an employee.

  8         Section 30.  Subsection (1) of section 440.104, Florida

  9  Statutes, is amended to read:

10         440.104  Competitive bidder; civil actions.--

11         (1)  Any person engaged in the construction industry,

12  as provided in s. 440.02 s. 440.02(7), who loses a competitive

13  bid for a contract shall have a cause of action for damages

14  against the person awarded the contract for which the bid was

15  made, if the person making the losing bid establishes that the

16  winning bidder knew or should have known that he or she was in

17  violation of s. 440.10, s. 440.105, or s. 440.38 while

18  performing the work under the contract.

19         Section 31.  Subsection (23) of section 440.134,

20  Florida Statutes, is amended to read:

21         440.134  Workers' compensation managed care

22  arrangement.--

23         (23)  The agency shall immediately notify the

24  Department of Insurance and the Department of Labor and

25  Employment Security whenever it issues an administrative

26  complaint or an order or otherwise initiates legal proceedings

27  resulting in, or which may result in, suspension or revocation

28  of an insurer's authorization.

29         Section 32.  Subsection (4) of section 440.14, Florida

30  Statutes, is amended to read:

31         440.14  Determination of pay.--

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  1         (4)  Upon termination of the employee or upon

  2  termination of the payment of fringe benefits of any employee

  3  who is collecting indemnity benefits pursuant to s. 440.15(2)

  4  or (3)(b), the employer shall within 7 days of such

  5  termination file a corrected 13-week wage statement reflecting

  6  the wages paid and the fringe benefits that had been paid to

  7  the injured employee, as provided defined in s. 440.02(28) s.

  8  440.02(27).

  9         Section 33.  Subsection (3) of section 440.51, Florida

10  Statutes, is amended to read:

11         440.51  Expenses of administration.--

12         (3)  If any carrier fails to pay the amounts assessed

13  against him or her under the provisions of this section within

14  60 days from the time such notice is served upon him or her,

15  the Department of Insurance upon being advised by the division

16  may suspend or revoke the authorization to insure compensation

17  in accordance with the procedure in s. 440.38(3)(a). The

18  division may permit a carrier to remit any underpayment of

19  assessments for assessments levied after January 1, 2001.

20         Section 34.  Section 489.114, Florida Statutes, is

21  amended to read:

22         489.114  Evidence of workers' compensation

23  coverage.--Except as provided in s. 489.115(5)(d), any person,

24  business organization, or qualifying agent engaged in the

25  business of contracting in this state and certified or

26  registered under this part shall, as a condition precedent to

27  the issuance or renewal of a certificate, registration, or

28  certificate of authority of the contractor, provide to the

29  Construction Industry Licensing Board, as provided by board

30  rule, evidence of workers' compensation coverage pursuant to

31  chapter 440.  In the event that the Division of Workers'

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  1  Compensation of the Department of Insurance Labor and

  2  Employment Security receives notice of the cancellation of a

  3  policy of workers' compensation insurance insuring a person or

  4  entity governed by this section, the Division of Workers'

  5  Compensation shall certify and identify all persons or

  6  entities by certification or registration license number to

  7  the department after verification is made by the Division of

  8  Workers' Compensation that such cancellation has occurred or

  9  that persons or entities governed by this section are no

10  longer covered by workers' compensation insurance.  Such

11  certification and verification by the Division of Workers'

12  Compensation shall result solely from records furnished to the

13  Division of Workers' Compensation by the persons or entities

14  governed by this section.  The department shall notify the

15  persons or entities governed by this section who have been

16  determined to be in noncompliance with chapter 440, and the

17  persons or entities notified shall provide certification of

18  compliance with chapter 440 to the department and pay an

19  administrative fine as provided by rule.  The failure to

20  maintain workers' compensation coverage as required by law

21  shall be grounds for the board to revoke, suspend, or deny the

22  issuance or renewal of a certificate, registration, or

23  certificate of authority of the contractor under the

24  provisions of s. 489.129.

25         Section 35.  Section 489.510, Florida Statutes, is

26  amended to read:

27         489.510  Evidence of workers' compensation

28  coverage.--Except as provided in s. 489.515(3)(b), any person,

29  business organization, or qualifying agent engaged in the

30  business of contracting in this state and certified or

31  registered under this part shall, as a condition precedent to

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  1  the issuance or renewal of a certificate or registration of

  2  the contractor, provide to the Electrical Contractors'

  3  Licensing Board, as provided by board rule, evidence of

  4  workers' compensation coverage pursuant to chapter 440.  In

  5  the event that the Division of Workers' Compensation of the

  6  Department of Insurance Labor and Employment Security receives

  7  notice of the cancellation of a policy of workers'

  8  compensation insurance insuring a person or entity governed by

  9  this section, the Division of Workers' Compensation shall

10  certify and identify all persons or entities by certification

11  or registration license number to the department after

12  verification is made by the Division of Workers' Compensation

13  that such cancellation has occurred or that persons or

14  entities governed by this section are no longer covered by

15  workers' compensation insurance.  Such certification and

16  verification by the Division of Workers' Compensation shall

17  result solely from records furnished to the Division of

18  Workers' Compensation by the persons or entities governed by

19  this section. The department shall notify the persons or

20  entities governed by this section who have been determined to

21  be in noncompliance with chapter 440, and the persons or

22  entities notified shall provide certification of compliance

23  with chapter 440 to the department and pay an administrative

24  fine as provided by rule.  The failure to maintain workers'

25  compensation coverage as required by law shall be grounds for

26  the board to revoke, suspend, or deny the issuance or renewal

27  of a certificate or registration of the contractor under the

28  provisions of s. 489.533.

29         Section 36.  Paragraph (m) of subsection (1) of section

30  626.88, Florida Statutes, is amended to read:

31         626.88  Definitions of "administrator" and "insurer".--

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  1         (1)  For the purposes of this part, an "administrator"

  2  is any person who directly or indirectly solicits or effects

  3  coverage of, collects charges or premiums from, or adjusts or

  4  settles claims on residents of this state in connection with

  5  authorized commercial self-insurance funds or with insured or

  6  self-insured programs which provide life or health insurance

  7  coverage or coverage of any other expenses described in s.

  8  624.33(1), other than any of the following persons:

  9         (m)  A person approved by the Division of Workers'

10  Compensation of the Department of Insurance Labor and

11  Employment Security who administers only self-insured workers'

12  compensation plans.

13         Section 37.  Subsection (9) of section 626.989, Florida

14  Statutes, is amended to read:

15         626.989  Investigation by department or Division of

16  Insurance Fraud; compliance; immunity; confidential

17  information; reports to division; division investigator's

18  power of arrest.--

19         (9)  In recognition of the complementary roles of

20  investigating instances of workers' compensation fraud and

21  enforcing compliance with the workers' compensation coverage

22  requirements under chapter 440, the Division of Insurance

23  Fraud and the Division of Workers' Compensation of the

24  Department of Insurance and the Division of Workers'

25  Compensation of the Department of Labor and Employment

26  Security are directed to prepare and submit a joint

27  performance report to the President of the Senate and the

28  Speaker of the House of Representatives by November 1 of each

29  year for each of the next 2 years, and then every 3 years

30  thereafter, describing the results obtained in achieving

31  compliance with the workers' compensation coverage

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  1  requirements and reducing the incidence of workers'

  2  compensation fraud.

  3         Section 38.  Section 627.0915, Florida Statutes, is

  4  amended to read:

  5         627.0915  Rate filings; workers' compensation,

  6  drug-free workplace, and safe employers.--The Department of

  7  Insurance shall approve rating plans for workers' compensation

  8  insurance that give specific identifiable consideration in the

  9  setting of rates to employers that either implement a

10  drug-free workplace program pursuant to rules adopted by the

11  Division of Workers' Compensation of the Department of Labor

12  and Employment Security or implement a safety program pursuant

13  to provisions of the rating plan or implement both a drug-free

14  workplace program and a safety program. The plans must be

15  actuarially sound and must state the savings anticipated to

16  result from such drug-testing and safety programs.

17         Section 39.  Subsection (3) of section 627.914, Florida

18  Statutes, is amended to read:

19         627.914  Reports of information by workers'

20  compensation insurers required.--

21         (3)  Individual self-insurers as defined in s. 440.02

22  shall report only Florida data as prescribed in paragraphs

23  (2)(a)-(e) to the Division of Workers' Compensation of the

24  Department of Insurance Labor and Employment Security.

25         (a)  The Division of Workers' Compensation shall

26  publish the dates and forms necessary to enable individual

27  self-insurers to comply with this section.

28         (b)  A statistical or rating organization may be used

29  by individual self-insurers for the purposes of reporting the

30  data required by this section and calculating experience

31  ratings.

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  1         Section 40.  Sections 20.171, 440.4416, and 440.59,

  2  Florida Statutes, are repealed.

  3         Section 41.  If any provision of this act or its

  4  application to any person or circumstance is held invalid, the

  5  invalidity does not affect other provisions or applications of

  6  the act which can be given effect without the invalid

  7  provision or application, and to this end the provisions of

  8  this act are severable.

  9         Section 42.  Except as otherwise provided herein, this

10  act shall take effect July 1, 2002.

11

12            *****************************************

13                       LEGISLATIVE SUMMARY

14
      Transfers various divisions, offices, and functions from
15    the Department of Labor and Employment Security to the
      Department of Insurance, the Agency for Health Care
16    Administration, the Department of Education, the
      Department of Business and Professional Regulation, and
17    the State Technology Office. Transfers the Unemployment
      Appeals Commission to the Agency for Workforce
18    Innovation. Makes other revisions, to conform. See bill
      for details.
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