House Bill hb0585

CODING: Words stricken are deletions; words underlined are additions.




    Florida House of Representatives - 2002                 HB 585

        By Representative Goodlette






  1                      A bill to be entitled

  2         An act relating to the Florida Uniform

  3         Principal and Income Act; creating ss. 738.101,

  4         738.102, 738.103, 738.104, 738.1041, 738.105,

  5         738.201, 738.202, 738.301, 738.302, 738.303,

  6         738.401, 738.402, 738.403, 738.501, 738.502,

  7         738.503, 738.504, 738.601, 738.602, 738.603,

  8         738.604, 738.605, 738.606, 738.607, 738.608,

  9         738.701, 738.702, 738.703, 738.704, 738.705,

10         738.706, 738.801, 738.802, 738.803, and

11         738.804, F.S.; providing a short title;

12         providing definitions; specifying a fiduciary's

13         duties; providing general principles; providing

14         a trustee's power to adjust between principal

15         and income; providing for a unitrust

16         alternative to certain trusts where the power

17         to adjust is unavailable or not exercised;

18         providing requirements, criteria, and

19         procedures; providing for judicial control of

20         certain discretionary powers; providing

21         limitations; providing for determinations and

22         distributions of net income; providing

23         requirements; providing for distributions to

24         residuary and remainder beneficiaries;

25         providing for apportionment at beginning and

26         end of an income interest; providing for

27         entitlement to a right to income; providing for

28         apportionment of receipts and disbursements

29         under certain circumstances; providing for

30         allocation of trust receipts during

31         administration; specifying character of

                                  1

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         receipts; providing for distributions from

  2         trust or estate; providing for separate

  3         accounting by trustee of certain businesses or

  4         activities; providing for allocation of certain

  5         receipts not normally apportioned; providing

  6         for allocation of certain normally apportioned

  7         receipts; providing for allocation of

  8         disbursements from income and principal during

  9         administration of a trust; providing for

10         certain transfers from income under certain

11         circumstances; providing for payment of certain

12         taxes; providing for adjustments between

13         principal and income due to taxes; providing

14         for uniform application and construction;

15         providing severability; providing for

16         application with respect to apportionment of

17         expenses and improvements; providing for

18         application; repealing ss. 738.01, 738.02,

19         738.03, 738.04, 738.05, 738.06, 738.07, 738.08,

20         738.09, 738.10, 738.11, 738.12, 738.13, 738.14,

21         and 738.15, F.S., relating to principal and

22         income of trusts; providing an effective date.

23

24  Be It Enacted by the Legislature of the State of Florida:

25

26         Section 1.  Sections 738.101, 738.102, 738.103,

27  738.104, 738.1041, 738.105, 738.201, 738.202, 738.301,

28  738.302, 738.303, 738.401, 738.402, 738.403, 738.501, 738.502,

29  738.503, 738.504, 738.601, 738.602, 738.603, 738.604, 738.605,

30  738.606, 738.607, 738.608, 738.701, 738.702, 738.703, 738.704,

31

                                  2

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  738.705, 738.706, 738.801, 738.802, 738.803, and 738.804,

  2  Florida Statutes, are created to read:

  3         738.101  Short Title.--This chapter may be cited as the

  4  "Florida Uniform Principal and Income Act."

  5         738.102  Definitions.--As used in this chapter:

  6         (1)  "Accounting period" means a calendar year unless

  7  another 12-month period is selected by a fiduciary.  The term

  8  includes a portion of a calendar year or other 12-month period

  9  that begins when an income interest begins or ends when an

10  income interest ends.

11         (2)  "Beneficiary" means, in the case of a decedent's

12  estate, an heir or devisee and, in the case of a trust, an

13  income beneficiary or a remainder beneficiary.

14         (3)  "Fiduciary" means a personal representative or a

15  trustee.  The term includes an executor, administrator,

16  successor personal representative, special administrator, or a

17  person performing substantially the same function.

18         (4)  "Income" means money or property that a fiduciary

19  receives as current return from a principal asset.  The term

20  includes a portion of receipts from a sale, exchange, or

21  liquidation of a principal asset, to the extent provided in

22  ss. 738.401-738.403 and s. 738.503.

23         (5)  "Income beneficiary" means a person to whom net

24  income of a trust is or may be payable.

25         (6)  "Income interest" means the right of an income

26  beneficiary to receive all or part of net income, whether the

27  terms of the trust require the net income to be distributed or

28  authorize the net income to be distributed in the trustee's

29  discretion.

30

31

                                  3

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         (7)  "Mandatory income interest" means the right of an

  2  income beneficiary to receive net income that the terms of the

  3  trust require the fiduciary to distribute.

  4         (8)  "Net income" means the total receipts allocated to

  5  income during an accounting period minus the disbursements

  6  made from income during the period, plus or minus transfers

  7  under this chapter to or from income during the period.

  8         (9)  "Person" means an individual, corporation,

  9  business trust, estate, trust, partnership, limited liability

10  company, association, joint venture, public corporation, or

11  any other legal or commercial entity or a government or

12  governmental subdivision, agency, or instrumentality.

13         (10)  "Principal" means property held in trust for

14  distribution to a remainder beneficiary when the trust

15  terminates.

16         (11)  "Remainder beneficiary" means a person entitled

17  to receive principal when an income interest ends.

18         (12)  "Terms of a trust" means the manifestation of the

19  intent of a settlor or decedent with respect to the trust,

20  expressed in a manner that admits of its proof in a judicial

21  proceeding, whether by written or spoken words or by conduct.

22         (13)  "Trustee" includes an original, additional, or

23  successor trustee, whether or not appointed or confirmed by a

24  court.

25         738.103  Fiduciary duties; general principles.--

26         (1)  In allocating receipts and disbursements to or

27  between principal and income, and with respect to any matter

28  within the scope of ss. 738.201 and 738.202 and ss.

29  738.301-738.303, a fiduciary:

30

31

                                  4

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         (a)  Shall administer a trust or estate in accordance

  2  with the terms of the trust or the will, even if there is a

  3  different provision in this chapter.

  4         (b)  May administer a trust or estate by the exercise

  5  of a discretionary power of administration given to the

  6  fiduciary by the terms of the trust or the will, even if the

  7  exercise of the power produces a result different from a

  8  result required or permitted by this chapter.

  9         (c)  Shall administer a trust or estate in accordance

10  with this chapter if the terms of the trust or the will do not

11  contain a different provision or do not give the fiduciary a

12  discretionary power of administration.

13         (d)  Shall add a receipt or charge a disbursement to

14  principal to the extent the terms of the trust and this

15  chapter do not provide a rule for allocating the receipt or

16  disbursement to or between principal and income.

17         (2)  In exercising the power to adjust under s.

18  738.104(1) or a discretionary power of administration

19  regarding a matter within the scope of this chapter, whether

20  granted by the terms of a trust, a will, or this chapter, a

21  fiduciary shall administer a trust or estate impartially,

22  based on what is fair and reasonable to all of the

23  beneficiaries, except to the extent the terms of the trust or

24  the will clearly manifest an intention that the fiduciary

25  shall or may favor one or more of the beneficiaries.  A

26  determination in accordance with this chapter is presumed to

27  be fair and reasonable to all of the beneficiaries.

28         738.104  Trustee's power to adjust.--

29         (1)  A trustee may adjust between principal and income

30  to the extent the trustee considers necessary if the trustee

31  invests and manages trust assets as a prudent investor, the

                                  5

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  terms of the trust describe the amount that may or shall be

  2  distributed to a beneficiary by referring to the trust's

  3  income, and the trustee determines, after applying the rules

  4  in s. 738.103(1), that the trustee is unable to comply with s.

  5  738.103(2).

  6         (2)  In deciding whether and to what extent to exercise

  7  the power conferred by subsection (1), a trustee shall

  8  consider all factors relevant to the trust and its

  9  beneficiaries, including the following factors to the extent

10  they are relevant:

11         (a)  The nature, purpose, and expected duration of the

12  trust.

13         (b)  The intent of the settlor.

14         (c)  The identity and circumstances of the

15  beneficiaries.

16         (d)  The needs for liquidity, regularity of income, and

17  preservation and appreciation of capital.

18         (e)  The assets held in the trust; the extent to which

19  the assets consist of financial assets, interests in closely

20  held enterprises, tangible and intangible personal property,

21  or real property; the extent to which an asset is used by a

22  beneficiary; and whether an asset was purchased by the trustee

23  or received from the settlor.

24         (f)  The net amount allocated to income under the other

25  sections of this chapter and the increases or decreases in the

26  value of the principal assets, which the trustee may estimate

27  as to assets for which market values are not readily

28  available.

29         (g)  Whether and to what extent the terms of the trust

30  give the trustee the power to invade principal or accumulate

31  income or prohibit the trustee from invading principal or

                                  6

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  accumulating income and the extent to which the trustee has

  2  exercised a power from time to time to invade principal or

  3  accumulate income.

  4         (h)  The actual and anticipated effect of economic

  5  conditions on principal and income and effects of inflation

  6  and deflation.

  7         (i)  The anticipated tax consequences of an adjustment.

  8         (3)  A trustee may not make an adjustment:

  9         (a)  That diminishes the income interest in a trust

10  that requires all of the income to be paid at least annually

11  to a spouse and for which an estate tax or gift tax marital

12  deduction would be allowed, in whole or in part, if the

13  trustee did not have the power to make an adjustment;

14         (b)  That reduces the actuarial value of the income

15  interest in a trust to which a person transfers property with

16  the intent to qualify for a gift tax exclusion;

17         (c)  That changes the amount payable to a beneficiary

18  as a fixed annuity or a fixed fraction of the value of the

19  trust assets;

20         (d)  From any amount that is permanently set aside for

21  charitable purposes under a will or the terms of a trust

22  unless both income and principal are so set aside;

23         (e)  If possessing or exercising the power to make an

24  adjustment causes an individual to be treated as the owner of

25  all or part of the trust for income tax purposes and the

26  individual would not be treated as the owner if the trustee

27  did not possess the power to make an adjustment;

28         (f)  If possessing or exercising the power to make an

29  adjustment causes all or part of the trust assets to be

30  included for estate tax purposes in the estate of an

31  individual who has the power to remove a trustee or appoint a

                                  7

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  trustee, or both, and the assets would not be included in the

  2  estate of the individual if the trustee did not possess the

  3  power to make an adjustment;

  4         (g)  If the trustee is a beneficiary of the trust; or

  5         (h)  If the trustee is not a beneficiary of the trust

  6  but the adjustment would benefit the trustee directly or

  7  indirectly.

  8         (4)  If paragraph (3)(e), paragraph (3)(f), paragraph

  9  (3)(g), or paragraph (3)(h) applies to a trustee and there is

10  more than one trustee, a cotrustee to whom the provision does

11  not apply may make the adjustment unless the exercise of the

12  power by the remaining trustee is not permitted by the terms

13  of the trust.

14         (5)  A trustee may release the entire power conferred

15  by subsection (1) or may release only the power to adjust from

16  income to principal or the power to adjust from principal to

17  income if the trustee is uncertain about whether the

18  possessing or exercising the power will cause a result

19  described in paragraphs (3)(a)-(f) or paragraph (3)(h) or if

20  the trustee determines that possessing or exercising the power

21  will or may deprive the trust of a tax benefit or impose a tax

22  burden not described in subsection (3).  The release may be

23  permanent or for a specified period, including a period

24  measured by the life of an individual.

25         (6)  Terms of a trust that limit the power of a trustee

26  to make an adjustment between principal and income do not

27  affect the application of this section unless it is clear from

28  the terms of the trust that the terms are intended to deny the

29  trustee the power of adjustment conferred by subsection (1).

30         (7)  Nothing in this chapter is intended to create or

31  imply a duty to make an adjustment and no inference of

                                  8

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  impropriety shall be made as a result of a trustee not

  2  exercising the power of adjustment conferred by subsection

  3  (1).

  4         (8)  With respect to a trust in existence on January 1,

  5  2003:

  6         (a)  A trustee shall not have the power to adjust under

  7  this section if, within 60 days after the date of the

  8  statement required in subsection (9), a super majority of the

  9  trust beneficiaries deliver to the trustee a written objection

10  to the application of this section to such trust. An objection

11  shall be deemed to be delivered to the trustee on the date the

12  objection is mailed to the address listed in the notice

13  provided in subsection (9).

14         (b)  An objection under this section may be executed by

15  a legal representative or natural guardian of a beneficiary

16  without the filing of any proceeding or approval of any court.

17         (c)  If an objection is delivered to the trustee, then

18  the trustee may petition the court for an order quashing the

19  objection and vesting in such trustee the power to adjust

20  under this section.  The burden will be on the objecting

21  beneficiaries to prove that the power to adjust would be

22  inequitable, illegal, or otherwise in contravention of the

23  settlor's intent.  The court may award costs and attorney's

24  fees relating to the trustee's petition in the same manner as

25  in chancery actions.  When costs and attorney's fees are to be

26  paid out of the trust, the court may, in its discretion,

27  direct from which part of the trust they shall be paid.

28         (d)  If no timely objection is made or if the trustee

29  is vested with the power to adjust by court order, the trustee

30  may thereafter exercise the power to adjust without providing

31  notice of its intent to do so unless, in vesting the trustee

                                  9

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  with the power to adjust, the court determines that unusual

  2  circumstances require otherwise.

  3         (e)1.  If a trustee makes a good faith effort to comply

  4  with the notice provisions of subsection (9), but fails to

  5  deliver notice to one or more beneficiaries entitled to such

  6  notice, neither the validity of the notice required under this

  7  subsection, nor the trustee's power to adjust under this

  8  section shall be affected until the trustee has actual notice

  9  that one or more beneficiaries entitled to notice were not

10  notified. Until the trustee has actual notice of the notice

11  deficiency, the trustee shall have all of the powers and

12  protections granted a trustee with the power to adjust under

13  this chapter.

14         2.  When the trustee has actual notice that one or more

15  beneficiaries entitled to notice under subsection (9) were not

16  notified, the trustee's power to adjust under this section

17  shall cease until all beneficiaries who are entitled to such

18  notice, including those who were previously provided with such

19  notice, are notified and given the opportunity to object as

20  provided for under this subsection.

21         (f)  The objection of a super majority of beneficiaries

22  under this subsection shall be valid for a period of 1 year

23  after the date of the notice set forth in subsection (9). Upon

24  expiration of the objection, the trustee may thereafter give a

25  new notice under subsection (9).

26         (g)  Nothing in this section is intended to create or

27  imply a duty of the trustee of a trust existing on January 1,

28  2003, to seek a power to adjust pursuant to this subsection or

29  to give the notice described in subsection (9) if the trustee

30  does not desire to have a power to adjust under this section,

31  and no inference of impropriety shall be made as the result of

                                  10

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  a trustee not seeking a power to adjust pursuant to this

  2  subsection.

  3         (9)(a)  A trustee of a trust in existence on January 1,

  4  2003, that is not prohibited under subsection (3) from

  5  exercising the power to adjust shall, any time prior to

  6  initially exercising the power, provide to all reasonably

  7  ascertainable current beneficiaries described in s.

  8  737.303(4)(b)1. and all reasonably ascertainable remainder

  9  beneficiaries described in s. 737.303(4)(b)2. a statement

10  containing the following:

11         1.  The name, telephone number, street address, and

12  mailing address of the trustee and of any individuals who may

13  be contacted for further information;

14         2.  A statement that unless a super majority of the

15  beneficiaries objects to the application of this section to

16  the trust within 60 days after the date the statement pursuant

17  to this subsection was transmitted, section 738.104, Florida

18  Statutes, shall apply to the trust; and

19         3.  A statement that, if section 738.104, Florida

20  Statutes, applies to the trust, the trustee will have the

21  power to adjust between income and principal and that such a

22  power may have an effect on the distributions to such

23  beneficiary from the trust.

24         (b)  The statement may contain information regarding a

25  trustee's fiduciary obligations with respect to the power to

26  adjust between income and principal under this section.

27         (c)  The statement referred to in this subsection shall

28  be served informally, in the manner provided in the Florida

29  Rules of Civil Procedure relating to service of pleadings

30  subsequent to the initial pleading.

31

                                  11

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         (d)  For purposes of subsection (8) and this

  2  subsection, a "super majority of the trust beneficiaries"

  3  means at least two-thirds in interest of the reasonably

  4  ascertainable current beneficiaries described in s.

  5  737.303(4)(b)1. or two-thirds in interest of the reasonably

  6  ascertainable remainder beneficiaries described in s.

  7  737.303(4)(b)2., if the interests of the beneficiaries are

  8  reasonably ascertainable, otherwise, it means two-thirds in

  9  number of either such class.

10         (10)  A trust exists on January 1, 2003, if it is not

11  revocable on January 1, 2003. A trust is revocable if

12  revocable by the settlor alone or in conjunction with any

13  other person. A trust is not revocable for purposes of this

14  section if revocable by the settlor only with the consent of

15  all persons having a beneficial interest in the property.

16         738.1041  Total return unitrust.--

17         (1)  For purposes of this section:

18         (a)  "Disinterested person" means a person who is not a

19  "related or subordinate party" as defined in s. 672(c) of the

20  United States Internal Revenue Code, 26 U.S.C. s. 1 et seq.,

21  or any successor provision thereof (hereinafter referred to in

22  this section as the "I.R.C."), with respect to the person then

23  acting as trustee of the trust and excludes the settlor and

24  any interested trustee.

25         (b)  "Income trust" means a trust, created by either an

26  inter vivos or a testamentary instrument, which directs or

27  permits the trustee to distribute the net income of the trust

28  to one or more persons, either in fixed proportions or in

29  amounts or proportions determined by the trustee.

30  Notwithstanding the foregoing, no trust that otherwise is an

31  "income trust" shall qualify hereunder, if it may be subject

                                  12

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  to taxation under I.R.C. s. 2001 or s. 2501, until the

  2  expiration of the period for filing the return therefor,

  3  including extensions.

  4         (c)  "Interested distributee" means a person to whom

  5  distributions of income or principal can currently be made who

  6  has the power to remove the existing trustee and designate as

  7  successor a person who may be a "related or subordinate

  8  party," as defined in I.R.C. s. 672(c), with respect to such

  9  distributee.

10         (d)  "Interested trustee" means an individual trustee

11  to whom the net income or principal of the trust can currently

12  be distributed or would be distributed if the trust were then

13  to terminate and be distributed, any trustee who may be

14  removed and replaced by an interested distributee, or an

15  individual trustee whose legal obligation to support a

16  beneficiary may be satisfied by distributions of income and

17  principal of the trust.

18         (2)  A trustee may, without court approval, convert an

19  income trust to a total return unitrust, reconvert a total

20  return unitrust to an income trust, or change the percentage

21  used to calculate the unitrust amount or the method used to

22  determine the fair market value of the trust if:

23         (a)  The trustee adopts a written statement regarding

24  trust distributions that provides:

25         1.  In the case of a trust being administered as an

26  income trust, that future distributions from the trust will be

27  unitrust amounts rather than net income, and indicates the

28  manner in which the unitrust amount will be calculated and the

29  method in which the fair market value of the trust will be

30  determined.

31

                                  13

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         2.  In the case of a trust being administered as a

  2  total return unitrust, that:

  3         a.  Future distributions from the trust will be net

  4  income rather than unitrust amounts; or

  5         b.  The percentage used to calculate the unitrust

  6  amount or the method used to determine the fair market value

  7  of the trust will be changed, and indicates the manner in

  8  which the new unitrust amount will be calculated and the

  9  method in which the new fair market value of the trust will be

10  determined.

11         (b)1.  The trustee determines, or if there is no

12  trustee other than an interested trustee, the trustee appoints

13  a disinterested person who, in its sole discretion but acting

14  in a fiduciary capacity, determines for the trustee:

15         a.  The percentage to be used to calculate the unitrust

16  amount, provided the percentage used is not greater than 5

17  percent nor less than 3 percent;

18         b.  The method to be used in determining the fair

19  market value of the trust; and

20         c.  Which assets, if any, are to be excluded in

21  determining the unitrust amount; or

22         2.  The trustee administers the trust such that:

23         a.  The percentage used to calculate the unitrust

24  amount is 50 percent of the applicable federal rate as defined

25  in I.R.C. s. 7520 in effect for the month the conversion under

26  this section becomes effective and for each January

27  thereafter; however, the percentage shall never be greater

28  than 5 percent nor less than 3 percent;

29         b.  The fair market value of the trust shall be

30  determined at least annually on an asset-by-asset basis,

31  reasonably and in good faith, in accordance with the

                                  14

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  provisions of s. 738.202(5), except the following property

  2  shall not be included in determining the value of the trust:

  3         (I)  Any residential property or any tangible personal

  4  property that, as of the first business day of the current

  5  valuation year, one or more current beneficiaries of the trust

  6  have or have had the right to occupy, or have or have had the

  7  right to possess or control (other than in his or her capacity

  8  as trustee of the trust), and instead the right of occupancy

  9  or the right to possession and control shall be deemed to be

10  the unitrust amount with respect to such property; however,

11  the unitrust amount shall be adjusted to take into account

12  partial distributions from or receipt into the trust of such

13  property during the valuation year.

14         (II)  Any asset specifically given to a beneficiary and

15  the return on investment on such property, which return on

16  investment shall be distributable to such beneficiary.

17         (III)  Any asset while held in a testator's estate.

18         (c)  The trustee sends written notice of its intention

19  to take such action, along with copies of such written

20  statement and this section, and, if applicable, the

21  determinations of either the trustee or the disinterested

22  person to:

23         1.  The grantor of the trust, if living.

24         2.  All living persons who are currently receiving or

25  eligible to receive distributions of income of the trust.

26         3.  All living persons who would receive principal of

27  the trust if the trust were to terminate at the time of the

28  giving of such notice (without regard to the exercise of any

29  power of appointment) or, if the trust does not provide for

30  its termination, all living persons who would receive or be

31  eligible to receive distributions of income or principal of

                                  15

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  the trust if the persons identified in subparagraph 2. were

  2  deceased.

  3         4.  All persons acting as adviser or protector of the

  4  trust.

  5

  6  Notice under this paragraph shall be served informally, in the

  7  manner provided in the Florida Rules of Civil Procedure

  8  relating to service of pleadings subsequent to the initial

  9  pleading.

10         (d)  At least one person receiving notice under each of

11  subparagraphs (c)2. and 3. is legally competent.

12         (e)  No person receiving such notice objects, by

13  written instrument delivered to the trustee, to the proposed

14  action of the trustee or the determinations of the

15  disinterested person within 60 days after receipt of such

16  notice.

17         (3)  If a trustee desires to convert an income trust to

18  a total return unitrust, reconvert a total return unitrust to

19  an income trust, or change the percentage used to calculate

20  the unitrust amount or the method used to determine a fair

21  market value of the trust but does not have the ability to or

22  elects not to do it under subsection (2), the trustee may

23  petition the circuit court for such order as the trustee deems

24  appropriate.  In that event, the court, in its own discretion

25  or on the petition of such trustee or any person having an

26  income or remainder interest in the trust, may appoint a

27  disinterested person who, acting in a fiduciary capacity,

28  shall present such information to the court as shall be

29  necessary for the court to make a determination hereunder.

30         (4)  All determinations made pursuant to

31  sub-subparagraph (2)(b)2.b. shall be conclusive if reasonable

                                  16

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  and made in good faith.  Such determination shall be

  2  conclusively presumed to have been made reasonably and in good

  3  faith unless proven otherwise in a proceeding commenced by or

  4  on behalf of a person interested in the trust within the time

  5  provided in s. 737.307. The burden will be on the objecting

  6  interested party to prove that the determinations were not

  7  made reasonably and in good faith.

  8         (5)  The unitrust amount shall not be less than the net

  9  income of the trust, determined without regard to the

10  provisions of subsection (6), for:

11         (a)  A trust for which a marital deduction has been

12  taken for federal tax purposes under I.R.C. s. 2056 or s.

13  2523, during the lifetime of the spouse for whom the trust was

14  created; or

15         (b)  A trust to which the generation-skipping transfer

16  tax due under I.R.C. s. 2601 does not apply by reason of any

17  effective date or transition rule.

18

19  Paragraph (a) will not apply to any trust to the extent that

20  the use of a total return unitrust is recognized for federal

21  tax purposes under I.R.C. s. 2053.  Paragraph (b) will not

22  apply to any trust to the extent that the use of a total

23  return unitrust is recognized for federal tax purposes under

24  I.R.C. s. 2601.

25         (6)  Following the conversion of an income trust to a

26  total return unitrust, the trustee:

27         (a)  Shall treat the unitrust amount as if it were net

28  income of the trust for purposes of determining the amount

29  available, from time to time, for distribution from the trust.

30         (b)  May allocate to trust income for each taxable year

31  of the trust, or portion thereof:

                                  17

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         1.  Net short-term capital gain described in I.R.C. s.

  2  1222(5) for such year, or portion thereof, but only to the

  3  extent that the amount so allocated together with all other

  4  amounts allocated to trust income, as determined under the

  5  provisions of this chapter without regard to this section and

  6  s. 738.104, for such year, or portion thereof, does not exceed

  7  the unitrust amount for such year, or portion thereof; and

  8         2.  Net long-term capital gain described in I.R.C. s.

  9  1222(7) for such year, or portion thereof, but only to the

10  extent that the amount so allocated together with all other

11  amounts, including amounts described in subparagraph 1.,

12  allocated to trust income for such year, or portion thereof,

13  does not exceed the unitrust amount for such year, or portion

14  thereof.

15         (7)  In administering a total return unitrust, the

16  trustee may, in its sole discretion but subject to the

17  provisions of the governing instrument, determine:

18         (a)  The effective date of the conversion.

19         (b)  The timing of distributions, including provisions

20  for prorating a distribution for a short year in which a

21  beneficiary's right to payments commences or ceases.

22         (c)  Whether distributions are to be made in cash or in

23  kind or partly in cash and partly in kind.

24         (d)  If the trust is reconverted to an income trust,

25  the effective date of such reconversion.

26         (e)  Such other administrative issues as may be

27  necessary or appropriate to carry out the purposes of this

28  section.

29         (8)  Conversion to a total return unitrust under the

30  provisions of this section shall not affect any other

31

                                  18

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  provision of the governing instrument, if any, regarding

  2  distributions of principal.

  3         (9)  In the case of a trust for which a marital

  4  deduction has been taken for federal tax purposes under I.R.C.

  5  s. 2056 or s. 2523, the spouse otherwise entitled to receive

  6  the net income of the trust shall have the right, by written

  7  instrument delivered to the trustee, to compel the

  8  reconversion during his or her lifetime of the trust from a

  9  total return unitrust to an income trust, notwithstanding

10  anything in this section to the contrary, unless the use of a

11  total return unitrust is recognized for federal tax purposes

12  under I.R.C. s. 2056 or s. 2523.

13         (10)  Any trustee or disinterested person who in good

14  faith takes or fails to take any action under this section

15  shall not be liable to any person affected by such action or

16  inaction, regardless of whether such person received written

17  notice as provided in this section and regardless of whether

18  such person was under a legal disability at the time of the

19  delivery of such notice. Such person's exclusive remedy shall

20  be to obtain, under subsection (11), an order of the court

21  directing the trustee to convert an income trust to a total

22  return unitrust, to reconvert from a total return unitrust to

23  an income trust, or to change the percentage used to calculate

24  the unitrust amount.

25         (11)  If a majority in interest of either the income or

26  remainder beneficiaries of an income trust has delivered to

27  the trustee a written objection to the amount of the income

28  distributions of the trust, and, if the trustee has failed to

29  resolve the objection to the satisfaction of the objecting

30  beneficiaries within 6 months from the receipt of such written

31

                                  19

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  objection, then the objecting beneficiaries may petition the

  2  court in accordance with subsection (3).

  3         (12)  This section shall be construed as pertaining to

  4  the administration of a trust and shall be available to any

  5  trust that is administered in this state under Florida law

  6  unless:

  7         (a)  The governing instrument reflects an intention

  8  that the current beneficiary or beneficiaries are to receive

  9  an amount other than a reasonable current return from the

10  trust;

11         (b)  The trust is a trust described in I.R.C. s.

12  170(f)(2)(B), s. 642(c)(5), s. 664(d), s. 1361(d), s.

13  2702(a)(3), or s. 2702(b);

14         (c)  One or more persons to whom the trustee could

15  distribute income have a power of withdrawal over the trust

16  that is not subject to an ascertainable standard under I.R.C.

17  s. 2041 or s. 2514 or that can be exercised to discharge a

18  duty of support he or she possesses;

19         (d)  The governing instrument expressly prohibits use

20  of this section by specific reference to the section.  A

21  provision in the governing instrument that, "The provisions of

22  section 738.1041, Florida Statutes, as amended, or any

23  corresponding provision of future law, shall not be used in

24  the administration of this trust," or similar words reflecting

25  such intent shall be sufficient to preclude the use of this

26  section; or

27         (e)  The trust is a trust with respect to which a

28  trustee currently possesses the power to adjust under s.

29  738.104.

30         738.105  Judicial control of discretionary powers.--

31

                                  20

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         (1)  A court shall not change a fiduciary's decision to

  2  exercise or not to exercise a discretionary power conferred by

  3  this chapter unless the court determines that the decision was

  4  an abuse of the fiduciary's discretion.  A court shall not

  5  determine that a fiduciary abused its discretion merely

  6  because the court would have exercised the discretion in a

  7  different manner or would not have exercised the discretion.

  8         (2)  The decisions to which subsection (1) applies

  9  include:

10         (a)  A determination under s. 738.104(1) of whether and

11  to what extent an amount should be transferred from principal

12  to income or from income to principal.

13         (b)  A determination of the factors that are relevant

14  to the trust and trust beneficiaries, the extent to which such

15  factors are relevant, and the weight, if any, to be given to

16  the relevant factors, in deciding whether and to what extent

17  to exercise the power conferred by s. 738.104(1).

18         (3)  If a court determines that a fiduciary has abused

19  its discretion, the remedy shall be to restore the income and

20  remainder beneficiaries to the positions they would have

21  occupied if the fiduciary had not abused its discretion,

22  according to the following rules:

23         (a)  To the extent the abuse of discretion has resulted

24  in no distribution to a beneficiary or a distribution that is

25  too small, the court shall require the fiduciary to distribute

26  from the trust to the beneficiary an amount the court

27  determines will restore the beneficiary, in whole or in part,

28  to his or her appropriate position.

29         (b)  To the extent the abuse of discretion has resulted

30  in a distribution to a beneficiary that is too large, the

31  court shall restore the beneficiaries, the trust, or both, in

                                  21

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  whole or in part, to their appropriate positions by requiring

  2  the fiduciary to withhold an amount from one or more future

  3  distributions to the beneficiary who received the distribution

  4  that was too large or requiring that beneficiary to return

  5  some or all of the distribution to the trust.

  6         (c)  To the extent the court is unable, after applying

  7  paragraphs (a) and (b), to restore the beneficiaries, the

  8  trust, or both, to the positions they would have occupied if

  9  the fiduciary had not abused its discretion, the court may

10  require the fiduciary to pay an appropriate amount from its

11  own funds to one or more of the beneficiaries or the trust or

12  both.

13         (4)  Upon the filing of a petition by the fiduciary,

14  the court having jurisdiction over the trust or estate shall

15  determine whether a proposed exercise or nonexercise by the

16  fiduciary of a discretionary power conferred by this chapter

17  will result in an abuse of the fiduciary's discretion.  If the

18  petition describes the proposed exercise or nonexercise of the

19  power and contains sufficient information to inform the

20  beneficiaries of the reasons for the proposal, the facts upon

21  which the fiduciary relies, and an explanation of how the

22  income and remainder beneficiaries will be affected by the

23  proposed exercise or nonexercise of the power, a beneficiary

24  who challenges the proposed exercise or nonexercise has the

25  burden of establishing that such exercise or nonexercise will

26  result in an abuse of discretion.

27         (5)  If an action is instituted alleging an abuse of

28  discretion in the exercise or nonexercise of the power of

29  adjustment conferred by s. 738.104(1) and the court determines

30  that no abuse of discretion has occurred, the trustee's costs

31

                                  22

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  and attorney's fees incurred in defending the action shall be

  2  paid from the trust assets.

  3         738.201  Determination and distribution of net

  4  income.--After a decedent dies, in the case of an estate, or

  5  after an income interest in a trust ends, the following rules

  6  apply:

  7         (1)  A fiduciary of an estate or of a terminating

  8  income interest shall determine the amount of net income and

  9  net principal receipts received from property specifically

10  given to a beneficiary under the rules in ss. 738.301-738.706

11  which apply to trustees and the rules in subsection (5).  The

12  fiduciary shall distribute the net income and net principal

13  receipts to the beneficiary who is to receive the specific

14  property.

15         (2)  A fiduciary shall determine the remaining net

16  income of a decedent's estate or a terminating income interest

17  under the rules in ss. 738.301-738.706 which apply to trustees

18  and by:

19         (a)  Including in net income all income from property

20  used to discharge liabilities.

21         (b)  Paying from income or principal, in the

22  fiduciary's discretion, fees of attorneys, accountants, and

23  fiduciaries; court costs and other expenses of administration;

24  and interest on death taxes, but the fiduciary may pay those

25  expenses from income of property passing to a trust for which

26  the fiduciary claims an estate tax marital or charitable

27  deduction only to the extent the payment of those expenses

28  from income will not cause the reduction or loss of the

29  deduction.

30         (c)  Paying from principal all other disbursements made

31  or incurred in connection with the settlement of a decedent's

                                  23

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  estate or the winding up of a terminating income interest,

  2  including debts, funeral expenses, disposition of remains,

  3  family allowances, and death taxes and related penalties that

  4  are apportioned to the estate or terminating income interest

  5  by the will, the terms of the trust, or applicable law.

  6         (3)  A fiduciary shall distribute to a beneficiary who

  7  receives a pecuniary amount outright the interest or any other

  8  amount provided by the will, the terms of the trust, or

  9  applicable law from net income determined under subsection (2)

10  or from principal to the extent net income is insufficient.

11  If a beneficiary is to receive a pecuniary amount outright

12  from a trust after an income interest ends and no interest or

13  other amount is provided for by the terms of the trust or

14  applicable law, the fiduciary shall distribute the interest or

15  other amount to which the beneficiary would be entitled under

16  applicable law if the pecuniary amount were required to be

17  paid under a will.

18         (4)  A fiduciary shall distribute the net income

19  remaining after distributions required by subsection (3) in

20  the manner described in s. 738.202 to all other beneficiaries,

21  including a beneficiary who receives a pecuniary amount in

22  trust, even if the beneficiary holds an unqualified power to

23  withdraw assets from the trust or other presently exercisable

24  general power of appointment over the trust.

25         (5)  A fiduciary may not reduce principal or income

26  receipts from property described in subsection (1) because of

27  a payment described in s. 738.701 or s. 738.702 to the extent

28  the will, the terms of the trust, or applicable law requires

29  the fiduciary to make the payment from assets other than the

30  property or to the extent the fiduciary recovers or expects to

31  recover the payment from a third party.  The net income and

                                  24

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  principal receipts from the property are determined by

  2  including all of the amounts the fiduciary receives or pays

  3  with respect to the property, whether those amounts accrued or

  4  became due before, on, or after the date of a decedent's death

  5  or an income interest's terminating event, and by making a

  6  reasonable provision for amounts the fiduciary believes the

  7  estate or terminating income interest may become obligated to

  8  pay after the property is distributed.

  9         738.202  Distribution to residuary and remainder

10  beneficiaries.--

11         (1)  Each beneficiary described in s. 738.201(4) is

12  entitled to receive a portion of the net income equal to the

13  beneficiary's fractional interest in undistributed principal

14  assets, using values as of the distribution date.  If a

15  fiduciary makes more than one distribution of assets to

16  beneficiaries to whom this section applies, each beneficiary,

17  including one who does not receive part of the distribution,

18  is entitled, as of each distribution date, to the net income

19  the fiduciary has received after the date of death or

20  terminating event or earlier distribution date but has not

21  distributed as of the current distribution date.

22         (2)  In determining a beneficiary's share of net

23  income, the following rules apply:

24         (a)  The beneficiary is entitled to receive a portion

25  of the net income equal to the beneficiary's fractional

26  interest in the undistributed principal assets immediately

27  before the distribution date, including assets that later may

28  be sold to meet principal obligations.

29         (b)  The beneficiary's fractional interest in the

30  undistributed principal assets shall be calculated without

31

                                  25

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  regard to property specifically given to a beneficiary and

  2  property required to pay pecuniary amounts not in trust.

  3         (c)  The beneficiary's fractional interest in the

  4  undistributed principal assets shall be calculated on the

  5  basis of the aggregate value of those assets as of the

  6  distribution date without reducing the value by any unpaid

  7  principal obligation.

  8         (d)  The distribution date for purposes of this section

  9  may be the date as of which the fiduciary calculates the value

10  of the assets if that date is reasonably near the date on

11  which assets are actually distributed.

12         (3)  If a fiduciary does not distribute all of the

13  collected but undistributed net income to each person as of a

14  distribution date, the fiduciary shall maintain appropriate

15  records showing the interest of each beneficiary in that net

16  income.

17         (4)  A fiduciary may apply the rules in this section,

18  to the extent the fiduciary considers appropriate, to net gain

19  or loss realized after the date of death or terminating event

20  or earlier distribution date from the disposition of a

21  principal asset if this section applies to the income from the

22  asset.

23         (5)  The value of trust assets shall be determined on

24  an asset-by-asset basis and shall be conclusive if reasonable

25  and determined in good faith. Determinations based on

26  appraisals performed within 2 years of the valuation date

27  shall be presumed reasonable. The value of trust assets shall

28  be conclusively presumed to be reasonable and determined in

29  good faith unless proven otherwise in a proceeding commenced

30  by or on behalf of a person interested in the trust within the

31  time provided in s. 737.307.

                                  26

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         738.301  When right to income begins and ends.--An

  2  income beneficiary is entitled to net income from the date on

  3  which the income interest begins.

  4         (1)  An income interest begins on the date specified in

  5  the terms of the trust or, if no date is specified, on the

  6  date an asset becomes subject to a trust or successive income

  7  interest.

  8         (2)  An asset becomes subject to a trust:

  9         (a)  On the date the asset is transferred to the trust

10  in the case of an asset that is transferred to a trust during

11  the transferor's life;

12         (b)  On the date of a testator's death in the case of

13  an asset that becomes subject to a trust by reason of a will,

14  even if there is an intervening period of administration of

15  the testator's estate; or

16         (c)  On the date of an individual's death in the case

17  of an asset that is transferred to a fiduciary by a third

18  party because of the individual's death.

19         (3)  An asset becomes subject to a successive income

20  interest on the day after the preceding income interest ends,

21  as determined under subsection (4), even if there is an

22  intervening period of administration to wind up the preceding

23  income interest.

24         (4)  An income interest ends on the day before an

25  income beneficiary dies or another terminating event occurs,

26  or on the last day of a period during which there is no

27  beneficiary to whom a trustee may distribute income.

28         738.302  Apportionment of receipts and disbursements

29  when decedent dies or income interest begins.--

30         (1)  A trustee shall allocate an income receipt or

31  disbursement other than one to which s. 738.201(1) applies to

                                  27

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  principal if the due date of the receipt or disbursement

  2  occurs before a decedent dies in the case of an estate or

  3  before an income interest begins in the case of a trust or

  4  successive income interest.

  5         (2)  A trustee shall allocate an income receipt or

  6  disbursement to income if the due date of the receipt or

  7  disbursement occurs on or after the date on which a decedent

  8  dies or an income interest begins and the due date is a

  9  periodic due date.  An income receipt or disbursement shall be

10  treated as accruing from day to day if the due date of the

11  receipt or disbursement is not periodic or the receipt or

12  disbursement has no due date.  The portion of the receipt or

13  disbursement accruing before the date on which a decedent dies

14  or an income interest begins shall be allocated to principal

15  and the balance shall be allocated to income.

16         (3)  An item of income or an obligation is due on the

17  date the payer is required to make a payment.  If a payment

18  date is not stated, there is no due date for the purposes of

19  this chapter.  Distributions to shareholders or other owners

20  from an entity to which s. 738.401 applies are deemed to be

21  due on the date fixed by the entity for determining who is

22  entitled to receive the distribution or, if no date is fixed,

23  on the declaration date for the distribution.  A due date is

24  periodic for receipts or disbursements that shall be paid at

25  regular intervals under a lease or an obligation to pay

26  interest or if an entity customarily makes distributions at

27  regular intervals.

28         (4)  Nothing in this section shall prevent the

29  application of s. 733.817 to apportion tax to the income

30  recipient under this section.

31         738.303  Apportionment when income interest ends.--

                                  28

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         (1)  For purposes of this section, "undistributed

  2  income" means net income received before the date on which an

  3  income interest ends.  The term does not include an item of

  4  income or expense that is due or accrued or net income that

  5  has been added or is required to be added to principal under

  6  the terms of the trust.

  7         (2)  When a mandatory income interest ends, the trustee

  8  shall pay to a mandatory income beneficiary who survives that

  9  date, or the estate of a deceased mandatory income beneficiary

10  whose death causes the interest to end, the beneficiary's

11  share of the undistributed income that is not disposed of

12  under the terms of the trust unless the beneficiary has an

13  unqualified power to revoke more than 5 percent of the trust

14  immediately before the income interest ends.  In the latter

15  case, the undistributed income from the portion of the trust

16  that may be revoked shall be added to principal.

17         (3)  When a trustee's obligation to pay a fixed annuity

18  or a fixed fraction of the value of the trust's assets ends,

19  the trustee shall prorate the final payment if and to the

20  extent required by applicable law to accomplish a purpose of

21  the trust or its settlor relating to income, gift, estate, or

22  other tax requirements.

23         738.401  Character of receipts.--

24         (1)  For purposes of this section, "entity" means a

25  corporation, partnership, limited liability company, regulated

26  investment company, real estate investment trust, common trust

27  fund, or any other organization in which a trustee has an

28  interest other than a trust or estate to which s. 738.402

29  applies, a business or activity to which s. 738.403 applies,

30  or an asset-backed security to which s. 738.608 applies.

31

                                  29

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         (2)  Except as otherwise provided in this section, a

  2  trustee shall allocate to income money received from an

  3  entity.

  4         (3)  A trustee shall allocate the following receipts

  5  from an entity to principal:

  6         (a)  Property other than money.

  7         (b)  Money received in one distribution or a series of

  8  related distributions in exchange for part or all of a trust's

  9  interest in the entity.

10         (c)  Money received in total or partial liquidation of

11  the entity.

12         (d)  Money received from an entity that is a regulated

13  investment company or a real estate investment trust if the

14  money distributed represents a distribution of short-term or

15  long-term capital gain for federal income tax purposes.

16         (4)  If a trustee elects, or continues an election made

17  by its predecessor, to reinvest dividends in shares of stock

18  of a distributing corporation or fund, whether evidenced by

19  new certificates or entries on the books of the distributing

20  entity, the new shares shall retain their character as income.

21         (5)  Money is received in partial liquidation:

22         (a)  To the extent the entity, at or near the time of a

23  distribution, indicates that such money is a distribution in

24  partial liquidation; or

25         (b)  If the total amount of money and property received

26  in a distribution or series of related distributions is

27  greater than 20 percent of the entity's gross assets, as shown

28  by the entity's year-end financial statements immediately

29  preceding the initial receipt.

30         (6)  Money is not received in partial liquidation, nor

31  may money be taken into account under paragraph (5)(b), to the

                                  30

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  extent such money does not exceed the amount of income tax a

  2  trustee or beneficiary must pay on taxable income of the

  3  entity that distributes the money.

  4         (7)  A trustee may rely upon a statement made by an

  5  entity about the source or character of a distribution if the

  6  statement is made at or near the time of distribution by the

  7  entity's board of directors or other person or group of

  8  persons authorized to exercise powers to pay money or transfer

  9  property comparable to those of a corporation's board of

10  directors.

11         738.402  Distribution from trust or estate.--A trustee

12  shall allocate to income an amount received as a distribution

13  of income from a trust or an estate in which the trust has an

14  interest other than a purchased interest and shall allocate to

15  principal an amount received as a distribution of principal

16  from such a trust or estate.  If a trustee purchases an

17  interest in a trust that is an investment entity, or a

18  decedent or donor transfers an interest in such a trust to a

19  trustee, s. 738.401 or s. 738.608 applies to a receipt from

20  the trust.

21         738.403  Business and other activities conducted by

22  trustee.--

23         (1)  If a trustee who conducts a business or other

24  activity determines that it is in the best interest of all the

25  beneficiaries to account separately for the business or

26  activity instead of accounting for the business or activity as

27  part of the trust's general accounting records, the trustee

28  may maintain separate accounting records for the transactions

29  of such business or other activity, whether or not the assets

30  of such business or activity are segregated from other trust

31  assets.

                                  31

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         (2)  A trustee who accounts separately for a business

  2  or other activity may determine the extent to which the net

  3  cash receipts of such business or activity must be retained

  4  for working capital, the acquisition or replacement of fixed

  5  assets, and other reasonably foreseeable needs of the business

  6  or activity, and the extent to which the remaining net cash

  7  receipts are accounted for as principal or income in the

  8  trust's general accounting records.  If a trustee sells assets

  9  of the business or other activity, other than in the ordinary

10  course of the business or activity, the trustee shall account

11  for the net amount received as principal in the trust's

12  general accounting records to the extent the trustee

13  determines that the amount received is no longer required in

14  the conduct of the business.

15         (3)  Activities for which a trustee may maintain

16  separate accounting records include:

17         (a)  Retail, manufacturing, service, and other

18  traditional business activities.

19         (b)  Farming.

20         (c)  Raising and selling livestock and other animals.

21         (d)  Management of rental properties.

22         (e)  Extraction of minerals and other natural

23  resources.

24         (f)  Timber operations.

25         (g)  Activities to which s. 738.608 applies.

26         738.501  Principal receipts.--A trustee shall allocate

27  to principal:

28         (1)  To the extent not allocated to income under this

29  chapter, assets received from a transferor during the

30  transferor's lifetime, a decedent's estate, a trust with a

31

                                  32

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  terminating income interest, or a payer under a contract

  2  naming the trust or its trustee as beneficiary.

  3         (2)  Money or other property received from the sale,

  4  exchange, liquidation, or change in form of a principal asset,

  5  including realized profit, subject to this section.

  6         (3)  Amounts recovered from third parties to reimburse

  7  the trust because of disbursements described in s.

  8  738.702(1)(g) or for other reasons to the extent not based on

  9  the loss of income.

10         (4)  Proceeds of property taken by eminent domain but a

11  separate award made for the loss of income with respect to an

12  accounting period during which a current income beneficiary

13  had a mandatory income interest is income.

14         (5)  Net income received in an accounting period during

15  which there is no beneficiary to whom a trustee may or shall

16  distribute income.

17         (6)  Other receipts as provided in ss. 738.601-738.608.

18         738.502  Rental property.--To the extent a trustee

19  accounts for receipts from rental property pursuant to this

20  section, the trustee shall allocate to income an amount

21  received as rent of real or personal property, including an

22  amount received for cancellation or renewal of a lease.  An

23  amount received as a refundable deposit, including a security

24  deposit or a deposit that is to be applied as rent for future

25  periods, shall be added to principal and held subject to the

26  terms of the lease and is not available for distribution to a

27  beneficiary until the trustee's contractual obligations have

28  been satisfied with respect to that amount.

29         738.503  Obligation to pay money.--

30         (1)  An amount received as interest, whether determined

31  at a fixed, variable, or floating rate, on an obligation to

                                  33

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  pay money to the trustee, including an amount received as

  2  consideration for prepaying principal, shall be allocated to

  3  income without any provision for amortization of premium.

  4         (2)  Except as otherwise provided herein, a trustee

  5  shall allocate to principal an amount received from the sale,

  6  redemption, or other disposition of an obligation to pay money

  7  to the trustee.

  8         (3)  The increment in value of a bond or other

  9  obligation for the payment of money bearing no stated interest

10  but payable at a future time in excess of the price at which

11  it was issued or purchased, if purchased after issuance, is

12  distributable as income.  If the increment in value accrues

13  and becomes payable pursuant to a fixed schedule of

14  appreciation, it may be distributed to the beneficiary who was

15  the income beneficiary at this time of increment from the

16  first principal cash available or, if none is available, when

17  the increment is realized by sale, redemption, or other

18  disposition.  When unrealized increment is distributed as

19  income but out of principal, the principal shall be reimbursed

20  for the increment when realized. If, in the reasonable

21  judgment of the trustee, exercised in good faith, the ultimate

22  payment of the bond principal is in doubt, the trustee may

23  withhold the payment of incremental interest to the income

24  beneficiary.

25         (4)  This section does not apply to an obligation to

26  which s. 738.602, s. 738.603, s. 738.604, s. 738.605, s.

27  738.607, or s. 738.608 applies.

28         738.504  Insurance policies and similar contracts.--

29         (1)  Except as otherwise provided in subsection (2), a

30  trustee shall allocate to principal the proceeds of a life

31  insurance policy or other contract in which the trust or its

                                  34

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  trustee is named as beneficiary, including a contract that

  2  insures the trust or its trustee against loss for damage to,

  3  destruction of, or loss of title to a trust asset.  The

  4  trustee shall allocate dividends on an insurance policy to

  5  income if the premiums on the policy are paid from income and

  6  to principal if the premiums are paid from principal.

  7         (2)  A trustee shall allocate to income proceeds of a

  8  contract that insures the trustee against loss of occupancy or

  9  other use by an income beneficiary, loss of income, or,

10  subject to s. 738.403, loss of profits from a business.

11         (3)  This section does not apply to a contract to which

12  s. 738.602 applies.

13         738.601  Insubstantial allocations not required.--If a

14  trustee determines that an allocation between principal and

15  income required by s. 738.602, s. 738.603, s. 738.604, s.

16  738.605, or s. 738.608 is insubstantial, the trustee may

17  allocate the entire amount to principal unless one of the

18  circumstances described in s. 738.104(3) applies to the

19  allocation.  This power may be exercised by a cotrustee in the

20  circumstances described in s. 738.104(4) and may be released

21  for the reasons and in the manner described in s. 738.104(5).

22  An allocation is presumed to be insubstantial if:

23         (1)  The amount of the allocation would increase or

24  decrease net income in an accounting period, as determined

25  before the allocation, by less than 10 percent; or

26         (2)  The value of the asset producing the receipt for

27  which the allocation would be made is less than 10 percent of

28  the total value of the trust's assets at the beginning of the

29  accounting period.

30         738.602  Deferred compensation, annuities, and similar

31  payments.--

                                  35

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         (1)  For purposes of this section, "payment" means a

  2  payment that a trustee may receive over a fixed number of

  3  years or during the life of one or more individuals because of

  4  services rendered or property transferred to the payer in

  5  exchange for future payments.  The term includes a payment

  6  made in money or property from the payer's general assets or

  7  from a separate fund created by the payer, including a private

  8  or commercial annuity, an individual retirement account, and a

  9  pension, profit-sharing, stock-bonus, or stock-ownership plan.

10         (2)  With respect to payments that may be characterized

11  as interest, dividends, or their equivalent:

12         (a)  A trustee shall allocate to income in the

13  following order:

14         1.  First, payments characterized by the payor as

15  interest or dividends or as a payment made in lieu of interest

16  or dividends.

17         2.  Second, all other payments to the extent that the

18  trustee, reasonably and in good faith, determines that such

19  payments represent interest, dividends, or their equivalent.

20         (b)  A trustee shall allocate to principal the balance

21  of any payment not characterized as, or otherwise determined

22  to be, interest, dividends, or their equivalent.

23         (3)  If no part of a payment is characterized as, or

24  otherwise determined to be, interest, a dividend, or an

25  equivalent payment and all or part of the payment is required

26  to be made, a trustee shall allocate to income 10 percent of

27  the part that is required to be made during the accounting

28  period and the balance to principal.  If no part of a payment

29  is required to be made or the payment received is the entire

30  amount to which the trustee is entitled, the trustee shall

31  allocate the entire payment to principal.  For purposes of

                                  36

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  this subsection, a payment is not "required to be made" to the

  2  extent the payment is made because the trustee exercises a

  3  right of withdrawal.

  4         (4)  If, to obtain an estate tax marital deduction for

  5  a trust, a trustee must allocate more of a payment to income

  6  than provided for by this section, the trustee shall allocate

  7  to income the additional amount necessary to obtain the

  8  marital deduction.

  9         (5)  This section does not apply to payments to which

10  s. 738.603 applies.

11         738.603  Liquidating asset.--

12         (1)  For purposes of this section, "liquidating asset"

13  means an asset the value of which will diminish or terminate

14  because the asset is expected to produce receipts for a period

15  of limited duration.  The term includes a leasehold, patent,

16  copyright, royalty right, and right to receive payments during

17  a period of more than 1 year under an arrangement that does

18  not provide for the payment of interest on the unpaid balance.

19  The term does not include a payment subject to s. 738.602,

20  resources subject to s. 738.604, timber subject to s. 738.605,

21  an activity subject to s. 738.607, an asset subject to s.

22  738.608, or any asset for which the trustee establishes a

23  reserve for depreciation under s. 738.703.

24         (2)  A trustee shall allocate to income 10 percent of

25  the receipts from a liquidating asset and the balance to

26  principal.

27         738.604  Minerals, water, and other natural

28  resources.--

29         (1)  To the extent a trustee accounts for receipts from

30  an interest in minerals or other natural resources pursuant to

31

                                  37

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  this section, the trustee shall allocate such receipts as

  2  follows:

  3         (a)  If received as nominal delay rental or nominal

  4  annual rent on a lease, a receipt shall be allocated to

  5  income.

  6         (b)  If received from a production payment, a receipt

  7  shall be allocated to income if and to the extent the

  8  agreement creating the production payment provides a factor

  9  for interest or its equivalent.  The balance shall be

10  allocated to principal.

11         (c)  If an amount received as a royalty, shut-in-well

12  payment, take-or-pay payment, bonus, or delay rental is more

13  than nominal, 90 percent shall be allocated to principal and

14  the balance to income.

15         (d)  If an amount is received from a working interest

16  or any other interest not provided for in paragraph (a),

17  paragraph (b), or paragraph (c), 90 percent of the net amount

18  received shall be allocated to principal and the balance to

19  income.

20         (2)  An amount received on account of an interest in

21  water that is renewable shall be allocated to income.  If the

22  water is not renewable, 90 percent of the amount shall be

23  allocated to principal and the balance to income.

24         (3)  This chapter applies whether or not a decedent or

25  donor was extracting minerals, water, or other natural

26  resources before the interest became subject to the trust.

27         (4)  If a trust owns an interest in minerals, water, or

28  other natural resources on January 1, 2003, the trustee may

29  allocate receipts from the interest as provided in this

30  chapter or in the manner used by the trustee before January 1,

31  2003.  If the trust acquires an interest in minerals, water,

                                  38

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  or other natural resources after January 1, 2003, the trustee

  2  shall allocate receipts from the interest as provided in this

  3  chapter.

  4         738.605  Timber.--

  5         (1)  To the extent a trustee accounts for receipts from

  6  the sale of timber and related products pursuant to this

  7  section, the trustee shall allocate the net receipts:

  8         (a)  To income to the extent the amount of timber

  9  removed from the land does not exceed the rate of growth of

10  the timber during the accounting periods in which a

11  beneficiary has a mandatory income interest;

12         (b)  To principal to the extent the amount of timber

13  removed from the land exceeds the rate of growth of the timber

14  or the net receipts are from the sale of standing timber;

15         (c)  To or between income and principal if the net

16  receipts are from the lease of timberland or from a contract

17  to cut timber from land owned by a trust by determining the

18  amount of timber removed from the land under the lease or

19  contract and applying the rules in paragraphs (a) and (b); or

20         (d)  To principal to the extent advance payments,

21  bonuses, and other payments are not allocated pursuant to

22  paragraph (a), paragraph (b), or paragraph (c).

23         (2)  In determining net receipts to be allocated

24  pursuant to subsection (1), a trustee shall deduct and

25  transfer to principal a reasonable amount for depletion.

26         (3)  This chapter applies whether or not a decedent or

27  transferor was harvesting timber from the property before the

28  property became subject to the trust.

29         (4)  If a trust owns an interest in timberland on

30  January 1, 2003, the trustee may allocate net receipts from

31  the sale of timber and related products as provided in this

                                  39

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  chapter or in the manner used by the trustee before January 1,

  2  2003.  If the trust acquires an interest in timberland after

  3  January 1, 2003, the trustee shall allocate net receipts from

  4  the sale of timber and related products as provided in this

  5  chapter.

  6         738.606  Property not productive of income.--

  7         (1)  If a marital deduction is allowed for all or part

  8  of a trust the income of which is required to be distributed

  9  to the settlor's spouse and the assets of which consist

10  substantially of property that does not provide the spouse

11  with sufficient income from or use of the trust assets, and if

12  the amounts the trustee transfers from principal to income

13  under s. 738.104 and distributes to the spouse from principal

14  pursuant to the terms of the trust are insufficient to provide

15  the spouse with the beneficial enjoyment required to obtain

16  the marital deduction, the spouse may require the trustee to

17  make property productive of income, convert property within a

18  reasonable time, or exercise the power conferred by ss.

19  738.104 and 738.1041. The trustee may decide which action or

20  combination of actions to take.

21         (2)  In cases not governed by subsection (1), proceeds

22  from the sale or other disposition of an asset are principal

23  without regard to the amount of income the asset produces

24  during any accounting period.

25         738.607  Derivatives and options.--

26         (1)  For purposes of this section, "derivative" means a

27  contract or financial instrument or a combination of contracts

28  and financial instruments which gives a trust the right or

29  obligation to participate in some or all changes in the price

30  of a tangible or intangible asset or group of assets, or

31

                                  40

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  changes in a rate, an index of prices or rates, or other

  2  market indicator for an asset or a group of assets.

  3         (2)  To the extent a trustee does not account under s.

  4  738.403 for transactions in derivatives, the trustee shall

  5  allocate to principal receipts from and disbursements made in

  6  connection with those transactions.

  7         (3)  If a trustee grants an option to buy property from

  8  the trust whether or not the trust owns the property when the

  9  option is granted, grants an option that permits another

10  person to sell property to the trust, or acquires an option to

11  buy property for the trust or an option to sell an asset owned

12  by the trust, and the trustee or other owner of the asset is

13  required to deliver the asset if the option is exercised, an

14  amount received for granting the option shall be allocated to

15  principal.  An amount paid to acquire the option shall be paid

16  from principal.  A gain or loss realized upon the exercise of

17  an option, including an option granted to a settlor of the

18  trust for services rendered, shall be allocated to principal.

19         738.608  Asset-backed securities.--

20         (1)  For purposes of this section, "asset-backed

21  security" means an asset the value of which is based upon the

22  right given the owner to receive distributions from the

23  proceeds of financial assets that provide collateral for the

24  security.  The term includes an asset that gives the owner the

25  right to receive from the collateral financial assets only the

26  interest or other current return or only the proceeds other

27  than interest or current return.  The term does not include an

28  asset to which s. 738.401 or s. 738.602 applies.

29         (2)  If a trust receives a payment from interest or

30  other current return and from other proceeds of the collateral

31  financial assets, the trustee shall allocate to income the

                                  41

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  portion of the payment which the payer identifies as being

  2  from interest or other current return and shall allocate the

  3  balance of the payment to principal.

  4         (3)  If a trust receives one or more payments in

  5  exchange for the trust's entire interest in an asset-backed

  6  security during a single accounting period, the trustee shall

  7  allocate the payments to principal.  If a payment is one of a

  8  series of payments that will result in the liquidation of the

  9  trust's interest in the security over more than a single

10  accounting period, the trustee shall allocate 10 percent of

11  the payment to income and the balance to principal.

12         738.701  Disbursements from income.--A trustee shall

13  make the following disbursements from income to the extent

14  they are not disbursements to which s. 738.201(2)(a) or (c)

15  applies:

16         (1)  One-half of the regular compensation of the

17  trustee and of any person providing investment advisory or

18  custodial services to the trustee.

19         (2)  One-half of all expenses for accountings, judicial

20  proceedings, or other matters that involve both the income and

21  remainder interests.

22         (3)  All of the other ordinary expenses incurred in

23  connection with the administration, management, or

24  preservation of trust property and the distribution of income,

25  including interest, ordinary repairs, regularly recurring

26  taxes assessed against principal, and expenses of a proceeding

27  or other matter that concerns primarily the income interest.

28         (4)  Recurring premiums on insurance covering the loss

29  of a principal asset or the loss of income from or use of the

30  asset.

31         738.702  Disbursements from principal.--

                                  42

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         (1)  A trustee shall make the following disbursements

  2  from principal:

  3         (a)  The remaining one-half of the disbursements

  4  described in s. 738.701(1) and (2).

  5         (b)  All of the trustee's compensation calculated on

  6  principal as a fee for acceptance, distribution, or

  7  termination and disbursements made to prepare property for

  8  sale.

  9         (c)  Payments on the principal of a trust debt.

10         (d)  Expenses of a proceeding that concerns primarily

11  principal, including a proceeding to construe the trust or to

12  protect the trust or its property.

13         (e)  Premiums paid on a policy of insurance not

14  described in s. 738.701(4) of which the trust is the owner and

15  beneficiary.

16         (f)  Estate, inheritance, and other transfer taxes,

17  including penalties, apportioned to the trust.

18         (g)  Disbursements related to environmental matters,

19  including reclamation, assessing environmental conditions,

20  remedying and removing environmental contamination, monitoring

21  remedial activities and the release of substances, preventing

22  future releases of substances, collecting amounts from persons

23  liable or potentially liable for the costs of such activities,

24  penalties imposed under environmental laws or regulations and

25  other payments made to comply with those laws or regulations,

26  statutory or common law claims by third parties, and defending

27  claims based on environmental matters.

28         (h)  Payments representing extraordinary repairs or

29  expenses incurred in making a capital improvement to

30  principal, including special assessments; however, a trustee

31

                                  43

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  may establish an allowance for depreciation out of income to

  2  the extent permitted by s. 738.703.

  3         (2)  If a principal asset is encumbered with an

  4  obligation that requires income from that asset to be paid

  5  directly to the creditor, the trustee shall transfer from

  6  principal to income an amount equal to the income paid to the

  7  creditor in reduction of the principal balance of the

  8  obligation.

  9         738.703  Transfers from income to principal for

10  depreciation.--

11         (1)  For purposes of this section, "depreciation" means

12  a reduction in value due to wear, tear, decay, corrosion, or

13  gradual obsolescence of a fixed asset having a useful life of

14  more than 1 year.

15         (2)  A trustee may transfer to principal a reasonable

16  amount of the net cash receipts from a principal asset that is

17  subject to depreciation but may not transfer any amount for

18  depreciation:

19         (a)  Of that portion of real property used or available

20  for use by a beneficiary as a residence or of tangible

21  personal property held or made available for the personal use

22  or enjoyment of a beneficiary;

23         (b)  During the administration of a decedent's estate;

24  or

25         (c)  Under this section if the trustee is accounting

26  under s. 738.403 for the business or activity in which the

27  asset is used.

28         (3)  The amount of depreciation taken for tax purposes

29  with respect to an asset shall be presumed to be a reasonable

30  amount of depreciation.  An amount taken for depreciation

31

                                  44

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  shall not be considered unreasonable solely because it is

  2  greater or less than the amount taken for tax purposes.

  3         (4)  An amount transferred to principal need not be

  4  held as a separate fund.

  5         738.704  Transfers from income to reimburse

  6  principal.--

  7         (1)  If a trustee makes or expects to make a principal

  8  disbursement described in this section, the trustee may

  9  transfer an appropriate amount from income to principal in one

10  or more accounting periods to reimburse principal or to

11  provide a reserve for future principal disbursements.

12         (2)  Principal disbursements to which subsection (1)

13  applies include the following, but only to the extent the

14  trustee has not been and does not expect to be reimbursed by a

15  third party:

16         (a)  An amount chargeable to income but paid from

17  principal because the amount is unusually large.

18         (b)  Disbursements made to prepare property for rental,

19  including tenant allowances, leasehold improvements, and

20  broker's commissions.

21         (c)  Disbursements described in s. 738.702(1)(g).

22         (3)  If the asset the ownership of which gives rise to

23  the disbursements becomes subject to a successive income

24  interest after an income interest ends, a trustee may continue

25  to transfer amounts from income to principal as provided in

26  subsection (1).

27         (4)  To the extent principal cash is not sufficient to

28  pay the principal balance of payments due on mortgaged

29  property, income may be applied to such payment in order to

30  avoid a default on any mortgage or security interest securing

31  the property.  Income shall be reimbursed for such payments

                                  45

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  out of the first available principal cash.  If the asset the

  2  ownership of which gives rise to the disbursements described

  3  in this subsection becomes subject to a successive income

  4  interest after an income interest ends, all rights of the

  5  initial income interest shall lapse, and amounts remaining due

  6  from principal shall not be a lien on the assets of the trust.

  7         738.705  Income taxes.--

  8         (1)  A tax required to be paid by a trustee based on

  9  receipts allocated to income shall be paid from income.

10         (2)  A tax required to be paid by a trustee based on

11  receipts allocated to principal shall be paid from principal,

12  even if the tax is called an income tax by the taxing

13  authority.

14         (3)  A tax required to be paid by a trustee on the

15  trust's share of an entity's taxable income shall be paid

16  proportionately:

17         (a)  From income to the extent receipts from the entity

18  are allocated to income; and

19         (b)  From principal to the extent:

20         1.  Receipts from the entity are allocated to

21  principal; and

22         2.  The trust's share of the entity's taxable income

23  exceeds the total receipts described in paragraph (a) and

24  subparagraph 1.

25         (4)  For purposes of this section, receipts allocated

26  to principal or income shall be reduced by the amount

27  distributed to a beneficiary from principal or income for

28  which the trust receives a deduction in calculating the tax.

29         738.706  Adjustments between principal and income

30  because of taxes.--

31

                                  46

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         (1)  A fiduciary may make adjustments between principal

  2  and income to offset the shifting of economic interests or tax

  3  benefits between income beneficiaries and remainder

  4  beneficiaries which arise from:

  5         (a)  Elections and decisions, other than those

  6  described in paragraph (b), that the fiduciary makes from time

  7  to time regarding tax matters;

  8         (b)  An income tax or any other tax that is imposed

  9  upon the fiduciary or a beneficiary as a result of a

10  transaction involving or a distribution from the estate or

11  trust; or

12         (c)  The ownership by an estate or trust of an interest

13  in an entity whose taxable income, whether or not distributed,

14  is includable in the taxable income of the estate, trust, or a

15  beneficiary.

16         (2)  If the amount of an estate tax marital deduction

17  or charitable contribution deduction is reduced because a

18  fiduciary deducts an amount paid from principal for income tax

19  purposes instead of deducting such amount for estate tax

20  purposes, and as a result estate taxes paid from principal are

21  increased and income taxes paid by an estate, trust, or

22  beneficiary are decreased, each estate, trust, or beneficiary

23  that benefits from the decrease in income tax shall reimburse

24  the principal from which the increase in estate tax is paid.

25  The total reimbursement shall equal the increase in the estate

26  tax to the extent the principal used to pay the increase would

27  have qualified for a marital deduction or charitable

28  contribution deduction but for the payment. The proportionate

29  share of the reimbursement for each estate, trust, or

30  beneficiary whose income taxes are reduced shall be the same

31  as such estate's, trust's, or beneficiary's proportionate

                                  47

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1  share of the total decrease in income tax.  An estate or trust

  2  shall reimburse principal from income.

  3         738.801  Application with respect to apportionment of

  4  expenses; improvements.--

  5         (1)  The provisions of ss. 738.701-738.705 so far as

  6  applicable and excepting those dealing with costs of, or

  7  assessments for, improvements to property, shall govern the

  8  apportionment of expenses between tenants and remaindermen

  9  when no trust has been created, subject to any agreement of

10  the parties or specific direction of the taxing or other

11  statutes, but when either tenant or remainderman has incurred

12  an expense for the benefit of his or her own estate without

13  consent or agreement of the other, he or she shall pay such

14  expense in full.

15         (2)  Subject to the exceptions stated in subsection

16  (1), the cost of, or special taxes or assessments for, an

17  improvement representing an addition of value to property

18  forming part of the principal shall be paid by the tenant when

19  the improvement is not reasonably expected to outlast the

20  estate of the tenant. In all other cases a part only shall be

21  paid by the tenant, while the remainder shall be paid by the

22  remainderman. The part payable by the tenant shall be

23  ascertainable by taking that percentage of the total that is

24  found by dividing the present value of the tenant's estate by

25  the present value of an estate of the same form as that of the

26  tenant except that it is limited for a period corresponding to

27  the reasonably expected duration of the improvement. The

28  computation of present values of the estates shall be made on

29  the expectancy basis set forth in the official mortality

30  tables, and no other evidence of duration or expectancy shall

31  be considered.

                                  48

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1         738.802  Uniformity of application and

  2  construction.--In applying and construing this act,

  3  consideration shall be given to the need to promote uniformity

  4  of the law with respect to the act's subject matter among

  5  states that enact such act.

  6         738.803  Severability.--If any provision of this

  7  chapter or its application to any person or circumstance is

  8  held invalid, the invalidity shall not affect other provisions

  9  or applications of this chapter which can be given effect

10  without the invalid provision or application and to this end

11  the provisions of this chapter are severable.

12         738.804  Application.--Except as provided in the trust

13  instrument, the will, or this chapter, this chapter shall

14  apply to any receipt or expense received or incurred and any

15  disbursement made after January 1, 2003, by any trust or

16  decedent's estate, whether established before or after January

17  1, 2003, and whether the asset involved was acquired by the

18  trustee or personal representative before or after January 1,

19  2003. Receipts or expenses received or incurred and

20  disbursements made before January 1, 2003, shall be governed

21  by the law of this state in effect at the time of the event,

22  except as otherwise expressly provided in the will or terms of

23  the trust or in this chapter.

24         Section 2.  Sections 738.01, 738.02, 738.03, 738.04,

25  738.05, 738.06, 738.07, 738.08, 738.09, 738.10, 738.11,

26  738.12, 738.13, 738.14, and 738.15, Florida Statutes, are

27  repealed.

28         Section 3.  This act shall take effect January 1, 2003.

29

30

31

                                  49

CODING: Words stricken are deletions; words underlined are additions.






    Florida House of Representatives - 2002                 HB 585

    704-154A-02






  1            *****************************************

  2                          HOUSE SUMMARY

  3
      Creates the "Florida Uniform Principal and Income Act," a
  4    model act providing for powers and duties of trustees and
      for distribution, allocation, and apportionment of income
  5    and principal of estates and trusts within the trust and
      among beneficiaries. Repeals current provisions of
  6    chapter 738, Florida Statutes, relating to principal and
      income of trusts. See bill for details.
  7

  8

  9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

                                  50

CODING: Words stricken are deletions; words underlined are additions.