Senate Bill sb2054

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    Florida Senate - 2003                                  SB 2054

    By Senator Lynn





    7-1252C-03

  1                      A bill to be entitled

  2         An act relating to community-based social

  3         services initiatives; creating s. 409.033,

  4         F.S.; providing legislative intent that local

  5         government matching funds shall be used to the

  6         extent possible to match federal funding where

  7         state funding is inadequate to use such federal

  8         funding; requiring agencies to create plans to

  9         utilize local matching funds; making

10         participation by local governments voluntary;

11         requiring reports; amending s. 409.1671, F.S.;

12         authorizing the transfer of funds for child

13         welfare legal services to community-based

14         providers; deleting the requirement for

15         contracts for legal services in certain

16         counties; requiring certain actions by a

17         technical assistance team prior to a lead

18         community-based provider services contract

19         being signed; decreasing the amount of

20         automobile liability insurance required of

21         certain community-based care providers and the

22         amount of economic damages which may be

23         claimed; deleting certain termination of

24         services notice requirements; requiring the

25         payment of certain administrative costs

26         incurred by lead community-based providers;

27         amending s. 409.16745, F.S.; changing

28         eligibility requirements for participation in

29         the community partnership matching grant

30         program; amending s. 409.175, F.S.; providing

31         for an assessment by a family services

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 1         counselor and approval by a supervisor, rather

 2         than a comprehensive behavioral health

 3         assessment, of children in certain family

 4         foster homes; providing an effective date.

 5  

 6  Be It Enacted by the Legislature of the State of Florida:

 7  

 8         Section 1.  Section 409.033, Florida Statutes, is

 9  created to read:

10         409.033  Maximization of local matching revenues.--

11         (1)  LEGISLATIVE INTENT.--

12         (a)1.  The Legislature recognizes that state funds do

13  not fully utilize federal funding matching opportunities for

14  health and human services needs. It is the intent of the

15  Legislature to utilize certified local funding for federal

16  matching programs to the fullest extent possible to maximize

17  federal funding of local preventive services and local child

18  development programs in the State of Florida. To that end, the

19  Legislature expects that state agencies will take a proactive

20  approach in implementing this legislative priority.

21         2.  It is further the intent of the Legislature that

22  this section shall be implemented in a revenue-neutral manner

23  with respect to state funds.

24         (b)  It is the intent of the Legislature that revenue

25  maximization opportunities using certified local funding shall

26  occur only after available state funds have been utilized to

27  generate matching federal funding for the state.

28         (c)  It is the intent of the Legislature that

29  participation in revenue maximization is to be on a voluntary

30  basis for local political subdivisions.

31  

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 1         (d)  It is the intent of the Legislature that certified

 2  local funding for federal matching programs not supplant or

 3  replace state funds.

 4         (2)  REVENUE MAXIMIZATION PROGRAM.--

 5         (a)  For purposes of this  section, "agency" shall mean

 6  any state agency involved in providing health, social, or

 7  human services, including, but not limited to, the Agency for

 8  Health Care Administration, the Agency for Workforce

 9  Innovation, the Department of Children and Family Services,

10  the Department of Elderly Affairs, the Department of Juvenile

11  Justice, and the Florida Board of Education.

12         (b)  Each agency is directed to establish programs and

13  mechanisms designed to maximize the use of local funding for

14  federal programs in accordance with this section.

15         (c)  The use of local matching funds under this section

16  shall be limited to public revenue funds of local political

17  subdivisions, including, but not limited to, counties, cities,

18  and special districts. To the extent permitted by federal law,

19  funds donated to such local political subdivisions by private

20  entities or individuals shall be considered to be public

21  revenue funds available for matching federal funding.

22         (d)  Subject to the provisions of paragraph (f), any

23  federal reimbursement received as a result of the

24  certification of local matching funds shall, unless otherwise

25  specifically prohibited by federal or state law or by the

26  General Appropriations Act, be returned by check or wire

27  transfer to the local political subdivision providing such

28  funding, with the local political subdivision being provided

29  an annual accounting of federal reimbursements received by the

30  state or its agencies as a result of the certification of the

31  local political subdivision's matching funds. The receipt by a

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 1  local political subdivision of such matching funds shall not

 2  in any way influence or be used as a factor in developing any

 3  agency's annual operating budget allocation methodology or

 4  formula or any subsequent budget amendment allocations or

 5  formulas. Where necessary, agreements with an agency and the

 6  local political subdivision to accomplish such purpose shall

 7  be established. Such agreements may provide that the local

 8  political subdivision is responsible to:

 9         1.  Verify the eligibility of the local program or

10  programs and the individuals served thereby to qualify for

11  federal matching funds.

12         2.  Develop and maintain the financial records needed

13  to document the appropriate use of federal matching funds.

14         3.  Comply with all applicable state and federal laws,

15  regulations, and rules regulating such federal services.

16         4.  Reimburse the cost for any disallowance of federal

17  funding previously provided to a local political subdivision

18  resulting from failure of that local political subdivision to

19  comply with applicable state or federal laws, rules, or

20  regulations.

21         (e)  Each agency, as applicable, shall work with local

22  political subdivisions to modify any state plans and seek and

23  implement any federal waivers necessary to implement this

24  section. If such modifications or waivers require the approval

25  of the Legislature, the agency, as applicable, shall draft

26  such legislation and present it to the President of the Senate

27  and the Speaker of the House of Representatives and to the

28  respective fiscal committee chairs of the Senate and the House

29  of Representatives by January 1, 2004, and, as applicable,

30  annually thereafter.

31  

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 1         (f)  Except as otherwise provided by law, each agency,

 2  as applicable, prior to distribution of funds generated under

 3  this section to any local political subdivision, may deduct

 4  the actual administrative cost for implementing and monitoring

 5  the local match program, but in no event may such

 6  administrative cost exceed 5 percent of the total federal

 7  reimbursement funding to be provided to the local political

 8  subdivision under paragraph (d).

 9         (g)  Each agency shall annually prepare a report to be

10  submitted to the Governor, the President of the Senate, and

11  the Speaker of the House of Representatives no later than

12  January 1st documenting the specific activities undertaken

13  during the previous fiscal year pursuant to this section. The

14  report shall include, but not be limited to:

15         1.  The total amount of federal matching funds

16  generated by local match funds under this section, reported by

17  federal funding source.

18         2.  The total amount of block grant funds expended

19  during the prior fiscal year, reported by federal funding

20  source.

21         3.  The total amount for federal matching fund

22  programs, including, but not limited to, Temporary Assistance

23  for Needy Families and Child Care and Development Fund of

24  unobligated funds and unliquidated funds, both as of the close

25  of the prior federal fiscal year.

26         4.  The amount of unliquidated funds in danger of being

27  returned to the Federal Government at the end of the current

28  federal fiscal year.

29         5.  A detailed plan and timeline to spend any

30  unobligated and unliquidated funds by the end of the current

31  federal fiscal year.

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 1         Section 2.  Paragraphs (a), (b), (f), and (h) of

 2  subsection (1) and subsections (3) and (4) of section

 3  409.1671, Florida Statutes, are amended to read:

 4         409.1671  Foster care and related services;

 5  privatization.--

 6         (1)(a)  It is the intent of the Legislature that the

 7  Department of Children and Family Services shall privatize the

 8  provision of foster care and related services statewide. It is

 9  further the Legislature's intent to encourage communities and

10  other stakeholders in the well-being of children to

11  participate in assuring that children are safe and

12  well-nurtured. However, while recognizing that some local

13  governments are presently funding portions of certain foster

14  care and related services programs and may choose to expand

15  such funding in the future, the Legislature does not intend by

16  its privatization of foster care and related services that any

17  county, municipality, or special district be required to

18  assist in funding programs that previously have been funded by

19  the state. Nothing in this paragraph prohibits any county,

20  municipality, or special district from future voluntary

21  funding participation in foster care and related services. As

22  used in this section, the term "privatize" means to contract

23  with competent, community-based agencies. The department shall

24  submit a plan to accomplish privatization statewide, through a

25  competitive process, phased in over a 3-year period beginning

26  January 1, 2000. This plan must be developed with local

27  community participation, including, but not limited to, input

28  from community-based providers that are currently under

29  contract with the department to furnish community-based foster

30  care and related services, and must include a methodology for

31  determining and transferring all available funds, including

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 1  federal funds that the provider is eligible for and agrees to

 2  earn and that portion of general revenue funds which is

 3  currently associated with the services that are being

 4  furnished under contract, and may include available funds for

 5  child welfare legal services, in which case such legal

 6  services may be provided by the community-based agency or

 7  purchased from a public or a private nonprofit legal services

 8  entity. For the purposes of this section, the term "child

 9  welfare legal services" means the legal services and

10  representation provided by the state for legal actions

11  required to be performed pursuant to chapter 39. The

12  methodology must provide for the transfer of funds

13  appropriated and budgeted for all services and programs that

14  have been incorporated into the project, including all

15  management, capital (including current furniture and

16  equipment), and administrative funds to accomplish the

17  transfer of these programs. This methodology must address

18  expected workload and at least the 3 previous years'

19  experience in expenses and workload. With respect to any

20  district or portion of a district in which privatization

21  cannot be accomplished within the 3-year timeframe, the

22  department must clearly state in its plan the reasons the

23  timeframe cannot be met and the efforts that should be made to

24  remediate the obstacles, which may include alternatives to

25  total privatization, such as public-private partnerships. As

26  used in this section, the term "related services" includes,

27  but is not limited to, family preservation, independent

28  living, emergency shelter, residential group care, foster

29  care, therapeutic foster care, intensive residential

30  treatment, foster care supervision, case management,

31  postplacement supervision, permanent foster care, and family

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 1  reunification. Unless otherwise provided for, beginning in

 2  fiscal year 1999-2000, either the state attorney or the Office

 3  of the Attorney General shall provide child welfare legal

 4  services, pursuant to chapter 39 and other relevant

 5  provisions, in Sarasota, Pinellas, Pasco, Broward, and Manatee

 6  Counties.  Such legal services shall commence and be

 7  effective, as soon as determined reasonably feasible by the

 8  respective state attorney or the Office of the Attorney

 9  General, after the privatization of associated programs and

10  child protective investigations has occurred.  When a private

11  nonprofit agency has received case management

12  responsibilities, transferred from the state under this

13  section, for a child who is sheltered or found to be dependent

14  and who is assigned to the care of the privatization project,

15  the agency may act as the child's guardian for the purpose of

16  registering the child in school if a parent or guardian of the

17  child is unavailable and his or her whereabouts cannot

18  reasonably be ascertained. The private nonprofit agency may

19  also seek emergency medical attention for such a child, but

20  only if a parent or guardian of the child is unavailable, his

21  or her whereabouts cannot reasonably be ascertained, and a

22  court order for such emergency medical services cannot be

23  obtained because of the severity of the emergency or because

24  it is after normal working hours. However, the provider may

25  not consent to sterilization, abortion, or termination of life

26  support. If a child's parents' rights have been terminated,

27  the nonprofit agency shall act as guardian of the child in all

28  circumstances.

29         (b)  It is the intent of the Legislature that the

30  department will continue to work towards full privatization by

31  initiating the competitive procurement process in each county

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 1  by January 1, 2003. In order to provide for an adequate

 2  transition period to develop the necessary administrative and

 3  service delivery capacity in each community, the full transfer

 4  of all foster care and related services must be completed

 5  statewide by December 31, 2004, except that no lead

 6  community-based provider services contract may be signed until

 7  a technical assistance team has assessed the lead agency's

 8  readiness and determined in writing that the lead agency is

 9  programmatically, financially, and otherwise fully competent

10  and ready to assume all responsibilities required in the

11  contract. The technical assistance team must include

12  experienced staff from successfully operating lead agencies

13  and departmental staff.

14         (f)  Other than an entity to which s. 768.28 applies,

15  any eligible lead community-based provider, as defined in

16  paragraph (c), or its employees or officers, except as

17  otherwise provided in paragraph (g), must, as a part of its

18  contract, obtain a minimum of $1 million per claim/$3 million

19  per incident in general liability insurance coverage. The

20  eligible lead community-based provider must also require that

21  staff who transport client children and families in their

22  personal automobiles in order to carry out their job

23  responsibilities obtain minimum bodily injury liability

24  insurance in the amount of $25,000 $100,000 per claim, $50,000

25  $300,000 per incident, on their personal automobiles. In any

26  tort action brought against such an eligible lead

27  community-based provider or employee, net economic damages

28  shall be limited to $1 million per liability claim and $25,000

29  $100,000 per automobile claim, including, but not limited to,

30  past and future medical expenses, wage loss, and loss of

31  earning capacity, offset by any collateral source payment paid

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 1  or payable. In any tort action brought against such an

 2  eligible lead community-based provider, noneconomic damages

 3  shall be limited to $200,000 per claim. A claims bill may be

 4  brought on behalf of a claimant pursuant to s. 768.28 for any

 5  amount exceeding the limits specified in this paragraph. Any

 6  offset of collateral source payments made as of the date of

 7  the settlement or judgment shall be in accordance with s.

 8  768.76. The lead community-based provider shall not be liable

 9  in tort for the acts or omissions of its subcontractors or the

10  officers, agents, or employees of its subcontractors.

11         (h)  Any subcontractor of an eligible lead

12  community-based provider, as defined in paragraph (c), which

13  is a direct provider of foster care and related services to

14  children and families, and its employees or officers, except

15  as otherwise provided in paragraph (g), must, as a part of its

16  contract, obtain a minimum of $1 million per claim/$3 million

17  per incident in general liability insurance coverage. The

18  subcontractor of an eligible lead community-based provider

19  must also require that staff who transport client children and

20  families in their personal automobiles in order to carry out

21  their job responsibilities obtain minimum bodily injury

22  liability insurance in the amount  of $25,000 $100,000 per

23  claim, $50,000 $300,000 per incident, on their personal

24  automobiles. In any tort action brought against such

25  subcontractor or employee, net economic damages shall be

26  limited to $1 million per liability claim and $25,000 $100,000

27  per automobile claim, including, but not limited to, past and

28  future medical expenses, wage loss, and loss of earning

29  capacity, offset by any collateral source payment paid or

30  payable. In any tort action brought against such

31  subcontractor, noneconomic damages shall be limited to

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 1  $200,000 per claim. A claims bill may be brought on behalf of

 2  a claimant pursuant to s. 768.28 for any amount exceeding the

 3  limits specified in this paragraph. Any offset of collateral

 4  source payments made as of the date of the settlement or

 5  judgment shall be in accordance with s. 768.76.

 6         (3)(a)  In order to help ensure a seamless child

 7  protection system, the department shall ensure that contracts

 8  entered into with community-based agencies pursuant to this

 9  section include provisions for a  case-transfer process to

10  determine the date that the community-based agency will

11  initiate the appropriate services for a child and family. This

12  case-transfer process must clearly identify the closure of the

13  protective investigation and the initiation of service

14  provision. At the point of case transfer, and at the

15  conclusion of an investigation, the department must provide a

16  complete summary of the findings of the investigation to the

17  community-based agency.

18         (b)  The contracts must also ensure that each

19  community-based agency shall furnish information on its

20  activities in all cases in client case records. A provider may

21  not discontinue services on any voluntary case without prior

22  written notification to the department 30 days before planned

23  case closure. If the department disagrees with the recommended

24  case closure date, written notification to the provider must

25  be provided before the case closure date.

26         (c)  The contract between the department and

27  community-based agencies must include provisions that specify

28  the procedures to be used by the parties to resolve

29  differences in interpreting the contract or to resolve

30  disputes as to the adequacy of the parties' compliance with

31  their respective obligations under the contract.

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 1         (d)  Each contract with an eligible lead

 2  community-based provider shall provide for the payment by the

 3  department to the provider of a reasonable administrative cost

 4  in addition to funding for the provision of services.

 5         (4)(a)  The department shall establish a quality

 6  assurance program for privatized services. The quality

 7  assurance program shall be based on standards established by a

 8  national accrediting organization such as the Council on

 9  Accreditation of Services for Families and Children, Inc.

10  (COA) or CARF--the Rehabilitation Accreditation Commission.

11  The department may develop a request for proposal for such

12  oversight. This program must be developed and administered at

13  a statewide level. The Legislature intends that the department

14  be permitted to have limited flexibility to use funds for

15  improving quality assurance. To this end, effective January 1,

16  2000, the department may transfer up to 0.125 percent of the

17  total funds from categories used to pay for these

18  contractually provided services, but the total amount of such

19  transferred funds may not exceed $300,000 in any fiscal year.

20  When necessary, the department may establish, in accordance

21  with s. 216.177, additional positions that will be exclusively

22  devoted to these functions. Any positions required under this

23  paragraph may be established, notwithstanding ss.

24  216.262(1)(a) and 216.351. The department, in consultation

25  with the community-based agencies that are undertaking the

26  privatized projects, shall establish minimum thresholds for

27  each component of service, consistent with standards

28  established by the Legislature and the Federal Government.

29  Each program operated under contract with a community-based

30  agency must be evaluated annually by the department. The

31  department shall submit an annual report regarding quality

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 1  performance, outcome measure attainment, and cost efficiency

 2  to the President of the Senate, the Speaker of the House of

 3  Representatives, the minority leader of each house of the

 4  Legislature, and the Governor no later than January 31 of each

 5  year for each project in operation during the preceding fiscal

 6  year.

 7         (b)  The department shall use these findings in making

 8  recommendations to the Governor and the Legislature for future

 9  program and funding priorities in the child welfare system.

10         Section 3.  Section 409.16745, Florida Statutes, is

11  amended to read:

12         409.16745  Community partnership matching grant

13  program.--It is the intent of the Legislature to improve

14  services and local participation in community-based care

15  initiatives by fostering community support and providing

16  enhanced prevention and in-home services, thereby reducing the

17  risk otherwise faced by lead agencies. There is established a

18  community partnership matching grant program to be operated by

19  the Department of Children and Family Services for the purpose

20  of encouraging local participation in community-based care for

21  child welfare. Any children's services council or other local

22  government entity that makes a financial commitment to a

23  community-based care lead agency is eligible for a grant upon

24  proof that the children's services council or local government

25  entity has provided the selected lead agency at least $250,000

26  $825,000 in start up funds, from any local resources otherwise

27  available to it. The total amount of local contribution may be

28  matched on a two-for-one basis up to a maximum amount of $2

29  million per council or local government entity. Awarded

30  matching grant funds may be used for any prevention or in-home

31  services provided by the children's services council or other

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 1  local government entity that meets

 2  temporary-assistance-for-needy-families' eligibility

 3  requirements and can be reasonably expected to reduce the

 4  number of children entering the child welfare system. To

 5  ensure necessary flexibility for the development, start up,

 6  and ongoing operation of community-based care initiatives, the

 7  notice period required for any budget action authorized by the

 8  provisions of s. 20.19(5)(b), is waived for the family safety

 9  program; however, the Department of Children and Family

10  Services must provide copies of all such actions to the

11  Executive Office of the Governor and Legislature within 72

12  hours of their occurrence. Funding available for the matching

13  grant program is subject to legislative appropriation of

14  nonrecurring temporary-assistance-for-needy-families funds

15  provided for the purpose.

16         Section 4.  Subsection (3) of section 409.175, Florida

17  Statutes, is amended to read:

18         409.175  Licensure of family foster homes, residential

19  child-caring agencies, and child-placing agencies.--

20         (3)(a)  The total number of children placed in each

21  family foster home shall be based on the recommendation of the

22  department, or the community-based care lead agency where one

23  is providing foster care and related services, based on the

24  needs of each child in care, the ability of the foster family

25  to meet the individual needs of each child, including any

26  adoptive or biological children living in the home, the amount

27  of safe physical plant space, the ratio of active and

28  appropriate adult supervision, and the background, experience,

29  and skill of the family foster parents.

30         (b)  If the total number of children in a family foster

31  home will exceed five, including the family's own children, an

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 1  assessment a comprehensive behavioral health assessment of

 2  each child to be placed in the home must be completed by a

 3  family services counselor and approved in writing by the

 4  counselor's supervisor prior to placement of any additional

 5  children in the home, except that, if the placement involves a

 6  child whose sibling is already in the home or a child who has

 7  been in placement in the home previously, the assessment must

 8  be completed within 72 hours after placement. The

 9  comprehensive behavioral health assessment must comply with

10  Medicaid rules and regulations, assess and document the

11  mental, physical, and psychosocial needs of the child, and

12  recommend the maximum number of children in a family foster

13  home that will allow the child's needs to be met.

14         (c)  For any licensed family foster home, the

15  appropriateness of the number of children in the home must be

16  reassessed annually as part of the relicensure process. For a

17  home with more than five children, if it is determined by the

18  licensure study at the time of relicensure that the total

19  number of children in the home is appropriate and that there

20  have been no substantive licensure violations and no

21  indications of child maltreatment or child-on-child sexual

22  abuse within the past 12 months, the relicensure of the home

23  shall not be denied based on the total number of children in

24  the home.

25         Section 5.  This act shall take effect July 1, 2003.

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 1            *****************************************

 2                          SENATE SUMMARY

 3    Requires state agencies to establish programs and
      mechanisms to maximize the use of local funding for
 4    federal programs. Requires reports to the Legislature.
      Provides for certain funds for legal services to be
 5    transferred to community-based providers. Decreases the
      amount of automobile liability insurance required for
 6    certain providers. Decreases the amount of economic
      damages which may be claimed. Revises certain assessments
 7    required prior to placing a child in a family foster
      home. (See bill for details.)
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