SENATE AMENDMENT
    Bill No. CS for SB 1062
    Amendment No. ___   Barcode 803732
                            CHAMBER ACTION
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11  Senator Bennett moved the following amendment:
12  
13         Senate Amendment (with title amendment) 
14         On page 13, lines 15 and 16, delete those lines
15  
16  and insert:  
17         Section 10.  Section 400.9905, Florida Statutes, is
18  amended to read:
19         400.9905  Definitions.--
20         (1)  "Agency" means the Agency for Health Care
21  Administration.
22         (2)  "Applicant" means an individual owner,
23  corporation, partnership, firm, business, association, or
24  other entity that owns or controls, directly or indirectly, 5
25  percent or more of an interest in the clinic and that applies
26  for a clinic license.
27         (3)  "Clinic" means an entity at which health care
28  services are provided to individuals and which tenders charges
29  for reimbursement for such services, including a mobile clinic
30  and a portable equipment provider. For purposes of this part,
31  the term does not include and the licensure requirements of
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SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 this part do not apply to: 2 (a) Entities licensed or registered by the state and 3 providing only health care services within the scope of 4 services authorized under their respective licenses granted 5 under s. 383.30, chapter 390, chapter 394, chapter 395, 6 chapter 397, this chapter except part XIII, chapter 463, 7 chapter 465, chapter 466, chapter 478, part I of chapter 483 8 chapter 480, chapter 484, or chapter 651, end-stage renal 9 disease providers authorized under 42 C.F.R. part 405, subpart 10 U, or providers certified under 42 C.F.R. part 485, subpart B 11 or H. 12 (b) Entities that own, directly or indirectly, 13 entities licensed or registered by the state and providing 14 only health care services within the scope of services 15 authorized pursuant to their respective licenses granted under 16 s. 383.30, chapter 390, chapter 394, chapter 395, chapter 397, 17 this chapter except part XIII, chapter 463, chapter 465, 18 chapter 466, chapter 478, part I of chapter 483 chapter 480, 19 chapter 484, or chapter 651, end-stage renal disease providers 20 authorized under 42 C.F.R. part 405, subpart U, or providers 21 certified under 42 C.F.R. part 485, subpart B or H. 22 (c) Entities that are owned, directly or indirectly, 23 by an entity licensed or registered by the state and providing 24 only health care services within the scope of services 25 authorized pursuant to their respective licenses granted under 26 s. 383.30, chapter 390, chapter 394, chapter 395, chapter 397, 27 this chapter except part XIII, chapter 463, chapter 465, 28 chapter 466, chapter 478, part I of chapter 483 chapter 480, 29 chapter 484, or chapter 651, end-stage renal disease providers 30 authorized under 42 C.F.R. part 405, subpart U, or providers 31 certified under 42 C.F.R. part 485, subpart B or H. 2 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 (d) Entities that are under common ownership, directly 2 or indirectly, with an entity licensed or registered by the 3 state and providing only health care services within the scope 4 of services authorized pursuant to their respective licenses 5 granted under s. 383.30, chapter 390, chapter 394, chapter 6 395, chapter 397, this chapter except part XIII, chapter 463, 7 chapter 465, chapter 466, chapter 478, part I of chapter 483 8 chapter 480, chapter 484, or chapter 651, end-stage renal 9 disease providers authorized under 42 C.F.R. part 405, subpart 10 U, or providers certified under 42 C.F.R. part 485, subpart B 11 or H. 12 (e) An entity that is exempt from federal taxation 13 under 26 U.S.C. s. 501(c)(3) or s. 501 (c)(4), and any 14 community college or university clinic, or any entity owned or 15 operated by federal or state government, including agencies, 16 subdivisions, or municipalities thereof. 17 (f) A sole proprietorship, group practice, 18 partnership, or corporation that provides health care services 19 by licensed health care practitioners under chapter 457, 20 chapter 458, chapter 459, chapter 460, chapter 461, chapter 21 462, chapter 463, chapter 466, chapter 467, chapter 480 22 chapter 484, chapter 486, chapter 490, chapter 491, or part I, 23 part III, part X, part XIII, or part XIV of chapter 468, or s. 24 464.012, which are wholly owned by one or more a licensed 25 health care practitioners set forth in this paragraph 26 practitioner, or the licensed health care practitioner and the 27 spouse, parent, or child of a licensed health care 28 practitioner, so long as one of the owners who is a licensed 29 health care practitioner is supervising the business 30 activities services performed therein and is legally 31 responsible for the entity's compliance with all federal and 3 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 state laws. However, a health care practitioner may not 2 supervise services beyond the scope of the practitioner's 3 license. The violation of a state or federal law by an 4 employee, owner, partner, or shareholder who provides health 5 care services at the entity constitutes a violation of s. 6 456.072(1)(k) by the licensee who commits the violation and by 7 the supervising owner. 8 (g) Clinical facilities affiliated with an accredited 9 medical school at which training is provided for medical 10 students, residents, or fellows. 11 (4) "Medical director" means a physician who is 12 employed or under contract with a clinic and who maintains a 13 full and unencumbered physician license in accordance with 14 chapter 458, chapter 459, chapter 460, or chapter 461. 15 However, if the clinic does not provide services pursuant to 16 the respective physician practices acts listed in this 17 subsection, it is limited to providing health care services 18 pursuant to chapter 457, chapter 484, chapter 486, chapter 19 490, or chapter 491 or part I, part III, part X, part XIII, or 20 part XIV of chapter 468, the clinic may appoint a Florida 21 licensed health care practitioner who does not provide 22 services pursuant to the respective physician practices acts 23 listed in this subsection licensed under that chapter to serve 24 as a clinic director who is responsible for the clinic's 25 activities. A health care practitioner may not serve as the 26 clinic director if the services provided at the clinic are 27 beyond the scope of that practitioner's license, except that a 28 license specified in s. 456.053(3)(b) which provides only 29 services authorized pursuant to s. 456.053(3)(b) may serve as 30 clinic director of an entity providing services as specified 31 in s. 456.053(3)(b). 4 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 (5) "Mobile clinic" means a movable or detached 2 self-contained health care unit within or from which direct 3 health care services are provided to individuals and which 4 otherwise meets the definition of a clinic in subsection (3). 5 (6) "Portable equipment provider" means an entity that 6 contracts with or employs persons to provide portable 7 equipment to multiple locations performing treatment or 8 diagnostic testing of individuals, that bills third-party 9 payers for those services, and that otherwise meets the 10 definition of a clinic in subsection (3). 11 Section 11. Effective upon becoming a law and applying 12 retroactively to March 1, 2004, section 400.991, Florida 13 Statutes, is amended to read: 14 400.991 License requirements; background screenings; 15 prohibitions.-- 16 (1)(a) The requirements of part II of chapter 408 17 apply to the provision of services that necessitate licensure 18 pursuant to this part and part II of chapter 408 and to 19 entities licensed by or applying for such licensure from the 20 Agency for Health Care Administration pursuant to this part; 21 however, an applicant for licensure is exempt from s. 22 408.810(6), (7), and (10). 23 (b) Each clinic, as defined in s. 400.9905, must be 24 licensed and shall at all times maintain a valid license with 25 the agency. Each clinic location shall be licensed separately 26 regardless of whether the clinic is operated under the same 27 business name or management as another clinic. 28 (c) Each mobile clinic clinics must obtain a separate 29 health care clinic license and must provide to the agency, at 30 least quarterly, their projected street locations to enable 31 the agency to locate and inspect such clinics. Portable 5 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 equipment providers must obtain a health care clinic license 2 for a single administrative office and are not required to 3 submit quarterly projected street locations. 4 (2) The initial clinic license application shall be 5 filed with the agency by all clinics, as defined in s. 6 400.9905, on or before July 1, 2004 March 1, 2004. A clinic 7 license must be renewed biennially. 8 (3) Applicants that submit an application on or before 9 July 1, 2004 March 1, 2004, which meets all requirements for 10 initial licensure as specified in this section shall receive a 11 temporary license until the completion of an initial 12 inspection verifying that the applicant meets all requirements 13 in rules authorized by s. 400.9925. However, a clinic engaged 14 in magnetic resonance imaging services may not receive a 15 temporary license unless it presents evidence satisfactory to 16 the agency that such clinic is making a good faith effort and 17 substantial progress in seeking accreditation required under 18 s. 400.9935. 19 (4) Application for an initial clinic license or for 20 renewal of an existing license shall be notarized on forms 21 furnished by the agency and must be accompanied by the 22 appropriate license fee as provided in s. 400.9925. The agency 23 shall take final action on an initial license application 24 within 60 days after receipt of all required documentation. 25 (4)(5) The application shall contain information that 26 includes, but need not be limited to, information pertaining 27 to the name, residence and business address, phone number, 28 social security number, and license number of the medical or 29 clinic director, of the licensed medical providers employed or 30 under contract with the clinic, and of each person who, 31 directly or indirectly, owns or controls 5 percent or more of 6 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 an interest in the clinic, or general partners in limited 2 liability partnerships. 3 (5)(6) The applicant must file with the application 4 satisfactory proof that the clinic is in compliance with this 5 part and applicable rules, including: 6 (a) A listing of services to be provided either 7 directly by the applicant or through contractual arrangements 8 with existing providers; 9 (b) The number and discipline of each professional 10 staff member to be employed; and 11 (c) Proof of financial ability to operate. An 12 applicant must demonstrate financial ability to operate a 13 clinic by submitting a balance sheet and an income and expense 14 statement for the first year of operation which provide 15 evidence of the applicant's having sufficient assets, credit, 16 and projected revenues to cover liabilities and expenses. The 17 applicant shall have demonstrated financial ability to operate 18 if the applicant's assets, credit, and projected revenues meet 19 or exceed projected liabilities and expenses. All documents 20 required under this subsection must be prepared in accordance 21 with generally accepted accounting principles, may be in a 22 compilation form, and the financial statement must be signed 23 by a certified public accountant. As an alternative to 24 submitting a balance sheet and an income and expense statement 25 for the first year of operation, the applicant may file a 26 surety bond of at least $500,000 which guarantees that the 27 clinic will act in full conformity with all legal requirements 28 for operating a clinic, payable to the agency. The agency may 29 adopt rules to specify related requirements for such surety 30 bond. 31 (6)(7) Each health care practitioner at the clinic is 7 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 subject to the background screening requirements of s. 2 408.809. Each applicant for licensure shall comply with the 3 following requirements: 4 (a) As used in this subsection, the term "applicant" 5 means individuals owning or controlling, directly or 6 indirectly, 5 percent or more of an interest in a clinic; the 7 medical or clinic director, or a similarly titled person who 8 is responsible for the day-to-day operation of the licensed 9 clinic; the financial officer or similarly titled individual 10 who is responsible for the financial operation of the clinic; 11 and licensed medical providers at the clinic. 12 (b) Upon receipt of a completed, signed, and dated 13 application, the agency shall require background screening of 14 the applicant, in accordance with the level 2 standards for 15 screening set forth in chapter 435. Proof of compliance with 16 the level 2 background screening requirements of chapter 435 17 which has been submitted within the previous 5 years in 18 compliance with any other health care licensure requirements 19 of this state is acceptable in fulfillment of this paragraph. 20 (c) Each applicant must submit to the agency, with the 21 application, a description and explanation of any exclusions, 22 permanent suspensions, or terminations of an applicant from 23 the Medicare or Medicaid programs. Proof of compliance with 24 the requirements for disclosure of ownership and control 25 interest under the Medicaid or Medicare programs may be 26 accepted in lieu of this submission. The description and 27 explanation may indicate whether such exclusions, suspensions, 28 or terminations were voluntary or not voluntary on the part of 29 the applicant. 30 (a)(d) A license may not be granted to a clinic if the 31 applicant has been found guilty of, regardless of 8 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 adjudication, or has entered a plea of nolo contendere or 2 guilty to, any offense prohibited under the level 2 standards 3 for screening set forth in chapter 435, or a violation of 4 insurance fraud under s. 817.234, within the past 5 years. If 5 the applicant has been convicted of an offense prohibited 6 under the level 2 standards or insurance fraud in any 7 jurisdiction, the applicant must show that his or her civil 8 rights have been restored prior to submitting an application. 9 (e) The agency may deny or revoke licensure if the 10 applicant has falsely represented any material fact or omitted 11 any material fact from the application required by this part. 12 (8) Requested information omitted from an application 13 for licensure, license renewal, or transfer of ownership must 14 be filed with the agency within 21 days after receipt of the 15 agency's request for omitted information, or the application 16 shall be deemed incomplete and shall be withdrawn from further 17 consideration. 18 (9) The failure to file a timely renewal application 19 shall result in a late fee charged to the facility in an 20 amount equal to 50 percent of the current license fee. 21 Section 12. Section 400.9915, Florida Statutes, is 22 amended to read: 23 400.9915 Clinic inspections; emergency suspension; 24 costs.-- 25 (1) Any authorized officer or employee of the agency 26 shall make inspections of the clinic as part of the initial 27 license application or renewal application. The application 28 for a clinic license issued under this part or for a renewal 29 license constitutes permission for an appropriate agency 30 inspection to verify the information submitted on or in 31 connection with the application or renewal. 9 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 (2) An authorized officer or employee of the agency 2 may make unannounced inspections of clinics licensed pursuant 3 to this part as are necessary to determine that the clinic is 4 in compliance with this part and with applicable rules. A 5 licensed clinic shall allow full and complete access to the 6 premises and to billing records or information to any 7 representative of the agency who makes an inspection to 8 determine compliance with this part and with applicable rules. 9 (1)(3) Failure by a clinic licensed under this part to 10 allow full and complete access to the premises and to billing 11 records or information to any representative of the agency who 12 makes a request to inspect the clinic to determine compliance 13 with this part or failure by a clinic to employ a qualified 14 medical director or clinic director constitutes a ground for 15 an action under s. 408.814 emergency suspension of the license 16 by the agency pursuant to s. 120.60(6). 17 (2)(4) In addition to any administrative fines 18 imposed, the agency may assess a fee equal to the cost of 19 conducting a complaint investigation. 20 Section 13. Section 400.992, Florida Statutes, is 21 repealed. 22 Section 14. Subsections (1) and (3) of section 23 400.9925, Florida Statutes, are amended to read: 24 400.9925 Rulemaking authority; license fees.-- 25 (1) The agency shall adopt rules necessary to 26 administer the clinic administration, regulation, and 27 licensure program, including rules pursuant to part II of 28 chapter 408 establishing the specific licensure requirements, 29 procedures, forms, and fees. It shall adopt rules establishing 30 a procedure for the biennial renewal of licenses. The agency 31 may issue initial licenses for less than the full 2-year 10 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 period by charging a prorated licensure fee and specifying a 2 different renewal date than would otherwise be required for 3 biennial licensure. The rules shall specify the expiration 4 dates of licenses, the process of tracking compliance with 5 financial responsibility requirements, and any other 6 conditions of renewal required by law or rule. 7 (3) In accordance with s. 408.805, an applicant or 8 licensee shall pay a fee for each license application 9 submitted under this part and part II of chapter 408. The 10 amount of the fee shall be established by rule and may not 11 exceed $2,000 per biennium. License application and renewal 12 fees must be reasonably calculated by the agency to cover its 13 costs in carrying out its responsibilities under this part, 14 including the cost of licensure, inspection, and regulation of 15 clinics, and must be of such amount that the total fees 16 collected do not exceed the cost of administering and 17 enforcing compliance with this part. Clinic licensure fees are 18 nonrefundable and may not exceed $2,000. The agency shall 19 adjust the license fee annually by not more than the change in 20 the Consumer Price Index based on the 12 months immediately 21 preceding the increase. All fees collected under this part 22 must be deposited in the Health Care Trust Fund for the 23 administration of this part. 24 Section 15. Section 400.993, Florida Statutes, is 25 amended to read: 26 400.993 Reporting of unlicensed clinics; penalties; 27 fines; verification of licensure status.-- 28 (1) It is unlawful to own, operate, or maintain a 29 clinic without obtaining a license under this part. 30 (2) Any person who owns, operates, or maintains an 31 unlicensed clinic commits a felony of the third degree, 11 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 punishable as provided in s. 775.082, s. 775.083, or s. 2 775.084. Each day of continued operation is a separate 3 offense. 4 (3) Any person found guilty of violating subsection 5 (2) a second or subsequent time commits a felony of the second 6 degree, punishable as provided under s. 775.082, s. 775.083, 7 or s. 775.084. Each day of continued operation is a separate 8 offense. 9 (4) Any person who owns, operates, or maintains an 10 unlicensed clinic due to a change in this part or a 11 modification in agency rules within 6 months after the 12 effective date of such change or modification and who, within 13 10 working days after receiving notification from the agency, 14 fails to cease operation or apply for a license under this 15 part commits a felony of the third degree, punishable as 16 provided in s. 775.082, s. 775.083, or s. 775.084. Each day of 17 continued operation is a separate offense. 18 (5) Any clinic that fails to cease operation after 19 agency notification may be fined for each day of noncompliance 20 pursuant to this part. 21 (6) When a person has an interest in more than one 22 clinic, and fails to obtain a license for any one of these 23 clinics, the agency may revoke the license, impose a 24 moratorium, or impose a fine pursuant to this part on any or 25 all of the licensed clinics until such time as the unlicensed 26 clinic is licensed or ceases operation. 27 (7) Any person aware of the operation of an unlicensed 28 clinic must report that facility to the agency. 29 (8) In addition to the requirements of part II of 30 chapter 408, any health care provider who is aware of the 31 operation of an unlicensed clinic shall report that facility 12 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 to the agency. Failure to report a clinic that the provider 2 knows or has reasonable cause to suspect is unlicensed shall 3 be reported to the provider's licensing board. 4 (9) The agency may not issue a license to a clinic 5 that has any unpaid fines assessed under this part. 6 Section 16. Section 400.9935, Florida Statutes, is 7 amended to read: 8 400.9935 Clinic responsibilities.-- 9 (1) Each clinic shall appoint a medical director or 10 clinic director who shall agree in writing to accept legal 11 responsibility for the following activities on behalf of the 12 clinic. The medical director or the clinic director shall: 13 (a) Have signs identifying the medical director or 14 clinic director posted in a conspicuous location within the 15 clinic readily visible to all patients. 16 (b) Ensure that all practitioners providing health 17 care services or supplies to patients maintain a current 18 active and unencumbered Florida license. 19 (c) Review any patient referral contracts or 20 agreements executed by the clinic. 21 (d) Ensure that all health care practitioners at the 22 clinic have active appropriate certification or licensure for 23 the level of care being provided. 24 (e) Serve as the clinic records owner as defined in s. 25 456.057. 26 (f) Ensure compliance with the recordkeeping, office 27 surgery, and adverse incident reporting requirements of 28 chapter 456, the respective practice acts, and rules adopted 29 under this part and part II of chapter 408. 30 (g) Conduct systematic reviews of clinic billings to 31 ensure that the billings are not fraudulent or unlawful. Upon 13 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 discovery of an unlawful charge, the medical director or 2 clinic director shall take immediate corrective action. 3 (2) Any business that becomes a clinic after 4 commencing operations must, within 5 days after becoming a 5 clinic, file a license application under this part and shall 6 be subject to all provisions of this part applicable to a 7 clinic. 8 (2)(3) Any contract to serve as a medical director or 9 a clinic director entered into or renewed by a physician or a 10 licensed health care practitioner in violation of this part is 11 void as contrary to public policy. This subsection shall apply 12 to contracts entered into or renewed on or after March 1, 13 2004. 14 (3)(4) All charges or reimbursement claims made by or 15 on behalf of a clinic that is required to be licensed under 16 this part, but that is not so licensed, or that is otherwise 17 operating in violation of this part, are unlawful charges, and 18 therefore are noncompensable and unenforceable. 19 (4)(5) Any person establishing, operating, or managing 20 an unlicensed clinic otherwise required to be licensed under 21 this part, or any person who knowingly files a false or 22 misleading license application or license renewal application, 23 or false or misleading information related to such application 24 or department rule, commits a felony of the third degree, 25 punishable as provided in s. 775.082, s. 775.083, or s. 26 775.084. 27 (5)(6) Any licensed health care provider who violates 28 this part is subject to discipline in accordance with this 29 chapter and his or her respective practice act. 30 (7) The agency may fine, or suspend or revoke the 31 license of, any clinic licensed under this part for operating 14 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 in violation of the requirements of this part or the rules 2 adopted by the agency. 3 (8) The agency shall investigate allegations of 4 noncompliance with this part and the rules adopted under this 5 part. 6 (6)(9) Any person or entity providing health care 7 services which is not a clinic, as defined under s. 400.9905, 8 may voluntarily apply for a certificate of exemption from 9 licensure under its exempt status with the agency on a form 10 that sets forth its name or names and addresses, a statement 11 of the reasons why it cannot be defined as a clinic, and other 12 information deemed necessary by the agency. An exemption is 13 not transferable. The agency may charge each applicant for a 14 certificate of exemption $100, or actual cost, whichever is 15 less, for processing the certificate. 16 (10) The clinic shall display its license in a 17 conspicuous location within the clinic readily visible to all 18 patients. 19 (7)(11)(a) Each clinic engaged in magnetic resonance 20 imaging services must be accredited by the Joint Commission on 21 Accreditation of Healthcare Organizations, the American 22 College of Radiology, or the Accreditation Association for 23 Ambulatory Health Care, within 1 year after licensure. 24 However, a clinic may request a single, 6-month extension if 25 it provides evidence to the agency establishing that, for good 26 cause shown, such clinic can not be accredited within 1 year 27 after licensure, and that such accreditation will be completed 28 within the 6-month extension. After obtaining accreditation as 29 required by this subsection, each such clinic must maintain 30 accreditation as a condition of renewal of its license. 31 (b) The agency may deny disallow the application or 15 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 revoke the license of any entity formed for the purpose of 2 avoiding compliance with the accreditation provisions of this 3 subsection and whose principals were previously principals of 4 an entity that was unable to meet the accreditation 5 requirements within the specified timeframes. The agency may 6 adopt rules as to the accreditation of magnetic resonance 7 imaging clinics. 8 (8)(12) The agency shall give full faith and credit 9 pertaining to any past variance and waiver granted to a 10 magnetic resonance imaging clinic from rule 64-2002, Florida 11 Administrative Code, by the Department of Health, until 12 September 2004. After that date, such clinic must request a 13 variance and waiver from the agency under s. 120.542. 14 Section 17. Sections 400.994 and 400.9945, Florida 15 Statutes, are repealed. 16 Section 18. Section 400.995, Florida Statutes, is 17 amended to read: 18 400.995 Agency Administrative fines penalties.-- 19 (1) The agency may deny the application for a license 20 renewal or revoke or suspend the license and impose 21 administrative fines penalties against clinics of up to $5,000 22 per violation for violations of the requirements of this part 23 or agency rules. In determining if a penalty is to be imposed 24 and in fixing the amount of the fine, the agency shall 25 consider the following factors: 26 (a) The gravity of the violation, including the 27 probability that death or serious physical or emotional harm 28 to a patient will result or has resulted, the severity of the 29 action or potential harm, and the extent to which the 30 provisions of the applicable laws or rules were violated. 31 (b) Actions taken by the owner, medical director, or 16 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 clinic director to correct violations. 2 (c) Any previous violations. 3 (d) The financial benefit to the clinic of committing 4 or continuing the violation. 5 (2) Each day of continuing violation after the date 6 fixed for termination of the violation, as ordered by the 7 agency, constitutes an additional, separate, and distinct 8 violation. 9 (2)(3) Any action taken to correct a violation shall 10 be documented in writing by the owner, medical director, or 11 clinic director of the clinic and verified through followup 12 visits by agency personnel. The agency may impose a fine and, 13 in the case of an owner-operated clinic, revoke or deny a 14 clinic's license when a clinic medical director or clinic 15 director knowingly fraudulently misrepresents actions taken to 16 correct a violation. 17 (4) For fines that are upheld following administrative 18 or judicial review, the violator shall pay the fine, plus 19 interest at the rate as specified in s. 55.03, for each day 20 beyond the date set by the agency for payment of the fine. 21 (5) Any unlicensed clinic that continues to operate 22 after agency notification is subject to a $1,000 fine per day. 23 (3)(6) Any licensed clinic whose owner, medical 24 director, or clinic director concurrently operates an 25 unlicensed clinic shall be subject to an administrative fine 26 of $5,000 per day. 27 (7) Any clinic whose owner fails to apply for a 28 change-of-ownership license in accordance with s. 400.992 and 29 operates the clinic under the new ownership is subject to a 30 fine of $5,000. 31 (4)(8) The agency, as an alternative to or in 17 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 conjunction with an administrative action against a clinic for 2 violations of this part, part II of chapter 408, and adopted 3 rules, shall make a reasonable attempt to discuss each 4 violation and recommended corrective action with the owner, 5 medical director, or clinic director of the clinic, prior to 6 written notification. The agency, instead of fixing a period 7 within which the clinic shall enter into compliance with 8 standards, may request a plan of corrective action from the 9 clinic which demonstrates a good faith effort to remedy each 10 violation by a specific date, subject to the approval of the 11 agency. 12 (9) Administrative fines paid by any clinic under this 13 section shall be deposited into the Health Care Trust Fund. 14 (5) If the agency issues a notice of intent to deny a 15 license application after a temporary license has been issued 16 pursuant to s. 400.991(3), the temporary license shall expire 17 on the date of the notice and may not be extended during any 18 proceeding for administrative or judicial review pursuant to 19 chapter 120. 20 Section 19. The agency shall make refunds to 21 applicants that submitted their health care clinic licensure 22 fees and applications but were subsequently exempted from 23 licensure by this act as follows: 24 (1) Seventy-five percent of the application fee if the 25 temporary license has not been issued; 26 (2) Fifty percent of the application fee if the 27 temporary license has been issued but the inspection has not 28 been completed; and 29 (3) No refund if the inspection has been completed. 30 Section 20. Any person or entity defined as a "clinic" 31 under section 400.9905, Florida Statutes, shall not be in 18 5:10 PM 04/20/04 s1062c1c-21t1a
SENATE AMENDMENT Bill No. CS for SB 1062 Amendment No. ___ Barcode 803732 1 violation of part XIII of chapter 400, Florida Statutes, due 2 to failure to apply for a clinic license by March 1, 2004, as 3 previously required by section 400.991, Florida Statutes. 4 Payment to any such person or entity by an insurer or other 5 person liable for payment to such person or entity may not be 6 denied on the grounds that the person or entity failed to 7 apply for or obtain a clinic license before July 1, 2004. This 8 section is contingent upon Senate Bill 2380 or similar 9 legislation becoming law. 10 Section 21. Except as otherwise expressly provided in 11 this act, this act shall take effect upon becoming a law. 12 13 14 ================ T I T L E A M E N D M E N T =============== 15 And the title is amended as follows: 16 On page 2, line 19, after the semicolon, 17 18 insert: 19 conforming provisions with the requirements of 20 part II of ch. 408, F.S.; amending ss. 400.991, 21 400.9915, 400.992, 400.9925, 400.993, 400.9935, 22 and 400.995, F.S., and repealing ss. 23 400.9905(2), 400.994, and 400.9945, F.S., 24 relating to health care clinics; requiring 25 health care clinics to be in compliance with 26 part II of ch. 408, F.S.; providing for 27 licensure fees; authorizing the agency to adopt 28 rules; providing for administrative fines; 29 conforming provisions with the requirements of 30 part II of ch. 408, F.S.; providing for 31 retroactive application; 19 5:10 PM 04/20/04 s1062c1c-21t1a