Senate Bill sb1408c1

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    Florida Senate - 2004                           CS for SB 1408

    By the Committee on Commerce, Economic Opportunities, and
    Consumer Services; and Senators Garcia and Lynn




    310-2103-04

  1                      A bill to be entitled

  2         An act relating to telephone solicitation;

  3         requiring the Department of Agriculture and

  4         Consumer Services to prepare a report and

  5         submit recommendations to the Governor and

  6         Legislature concerning the state's "no sales

  7         solicitation calls" listing; prescribing items

  8         to be included as part of the report; amending

  9         s. 501.059, F.S.; revising the definition of

10         "telephonic sales call" to provide that the

11         term applies to sales of goods or services;

12         revising the definition of "consumer goods or

13         services" to remove the term "consumer" and

14         include property used for business purposes;

15         revising the definition of "unsolicited

16         telephonic sales call" to replace the word

17         person with consumer; revising the definition

18         of "consumer" to reflect the statutory

19         definition of person; revising the definition

20         of "merchant" to include the offering of goods

21         and services; requiring a telephone solicitor

22         to identify himself or herself when calling a

23         business; adding a business to those who may

24         subscribe to the "no sales solicitation calls"

25         listing of the Department of Agriculture and

26         Consumer Services; adding "business" to those

27         who may not be called if listed in the

28         department's published quarterly listing;

29         adding "business" to those whose numbers must

30         be screened out if the number is on the

31         department's "no sales solicitation calls"

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    Florida Senate - 2004                           CS for SB 1408
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 1         listing and a telephone solicitor or person

 2         intends to sell consumer information containing

 3         that number; providing an effective date.

 4  

 5  Be It Enacted by the Legislature of the State of Florida:

 6  

 7         Section 1.  The Department of Agriculture and Consumer

 8  Services shall prepare a report that evaluates the operation

 9  of the state's "no sales solicitation calls" listing,

10  established under section 501.059, Florida Statutes, during

11  the period from November 1, 2003, to November 1, 2004, and

12  assesses the continued viability of the state listing as it

13  has been affected by, among other factors, the federal

14  Do-Not-Call program established through rules of the Federal

15  Trade Commission and the Federal Communications Commission

16  published at 68 Federal Register 4580 and 68 Federal Register

17  44144. The department shall submit the report to the Governor,

18  the President of the Senate, and the Speaker of the House of

19  Representatives by December 1, 2004.

20         (1)  The report must include, at a minimum, the

21  following information, with comparable data for the same

22  period during the prior year:

23         (a)  The number of initial consumer subscriptions and

24  renewal subscriptions to the state listing, and the associated

25  fees collected, per month, with an explanation of any factors

26  that affected consumer subscriptions during the evaluation

27  period.

28         (b)  The number of purchases of the state listing by

29  solicitors and the amount of fees generated from the

30  purchases.

31  

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    Florida Senate - 2004                           CS for SB 1408
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 1         (c)  The number of complaints received by the

 2  department related to the state listing per month.

 3         (d)  The number of enforcement actions taken by the

 4  department per month, the amount of fines imposed per month,

 5  and a description of any settlements reached.

 6         (2)  The report must also include:

 7         (a)  The number of listings of Florida consumers

 8  registered with the federal Do-Not-Call program which have

 9  been downloaded by the department and subscribed to the state

10  listing, as well as the number of listings uploaded to the

11  federal program, and a description of any impediments the

12  department experienced in this process.

13         (b)  A description of any activities by the department

14  related to enforcement of the federal Do-Not-Call program.

15         (c)  If telephone numbers of Florida consumers

16  registered with the federal Do-Not-Call program have been

17  downloaded to the state listing, an evaluation of whether

18  those consumers have filed complaints with the department,

19  and, if so, the nature of those complaints and what action, if

20  any, was taken by the department to address those complaints.

21         (d)  The status of litigation involving the federal

22  program and an evaluation of the litigation's effect on the

23  department's management of the state listing.

24         (e)  A recommendation of whether it is feasible to

25  continue operation of the state listing based upon, among

26  other factors, the effects of the federal program; the

27  associated litigation; and the amount of revenue collected

28  from subscriptions, renewals, solicitor fees, and enforcement

29  actions. If the report recommends the continued operation of

30  the state listing, the report must also include a

31  recommendation of, and rationale for, the resources necessary

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    Florida Senate - 2004                           CS for SB 1408
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 1  for the department to continue to manage the listing at its

 2  current level of consumer protection.

 3         (f)  A description of how the federal program's

 4  preemption of less restrictive state exemptions affects any

 5  exemptions allowed under the state's "no sales solicitation

 6  calls" listing and a recommendation of legislative action, if

 7  any, which may be necessary to address this issue.

 8         (g)  Any additional information that the department

 9  believes will be useful to the Legislature in evaluating the

10  state listing and any potential changes to the state listing.

11         Section 2.  Section 501.059, Florida Statutes, is

12  amended to read:

13         501.059  Telephone solicitation.--

14         (1)  As used in this section:

15         (a)  "Telephonic sales call" means a call made by a

16  telephone solicitor to a consumer, for the purpose of

17  soliciting a sale of any consumer goods or services, or for

18  the purpose of soliciting an extension of credit for consumer

19  goods or services, or for the purpose of obtaining information

20  that will or may be used for the direct solicitation of a sale

21  of consumer goods or services or an extension of credit for

22  such purposes.

23         (b)  "Consumer Goods or services" means any real

24  property or any tangible or intangible personal property which

25  is normally used for personal, family, or household, or

26  business purposes, including, without limitation, any such

27  property intended to be attached to or installed in any real

28  property without regard to whether it is so attached or

29  installed, as well as cemetery lots and timeshare estates, and

30  any services related to such property.

31  

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    Florida Senate - 2004                           CS for SB 1408
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 1         (c)  "Unsolicited telephonic sales call" means a

 2  telephonic sales call other than a call made:

 3         1.  In response to an express request of the consumer

 4  person called;

 5         2.  Primarily in connection with an existing debt or

 6  contract, payment or performance of which has not been

 7  completed at the time of such call;

 8         3.  To any consumer person with whom the telephone

 9  solicitor has a prior or existing business relationship; or

10         4.  By a newspaper publisher or his or her agent or

11  employee in connection with his or her business.

12         (d)  "Commission" means the Florida Public Service

13  Commission.

14         (e)  "Telephone solicitor" means any natural person,

15  firm, organization, partnership, association, or corporation,

16  or a subsidiary or affiliate thereof, doing business in this

17  state, who makes or causes to be made a telephonic sales call,

18  including, but not limited to, calls made by use of automated

19  dialing or recorded message devices.

20         (f)  "Consumer" means a person as defined in s. 1.01

21  who is an actual or prospective purchaser, lessee, or

22  recipient of consumer goods or services.

23         (g)  "Merchant" means a person who, directly or

24  indirectly, offers or makes available to consumers any

25  consumer goods or services.

26         (h)  "Doing business in this state" refers to

27  businesses who conduct telephonic sales calls from a location

28  in Florida or from other states or nations to consumers

29  located in this state Florida.

30         (i)  "Department" means the Department of Agriculture

31  and Consumer Services.

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    Florida Senate - 2004                           CS for SB 1408
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 1         (2)  Any telephone solicitor who makes an unsolicited

 2  telephonic sales call to a residential, business, mobile, or

 3  telephonic paging device telephone number must shall identify

 4  himself or herself by his or her true first and last names and

 5  the business on whose behalf he or she is soliciting

 6  immediately upon making contact by telephone with the consumer

 7  person who is the object of the telephone solicitation.

 8         (3)(a)  Any residential, business, mobile, or

 9  telephonic paging device telephone subscriber desiring to be

10  placed on a "no sales solicitation calls" listing indicating

11  that the subscriber does not wish to receive unsolicited

12  telephonic sales calls may notify the department and be placed

13  on that listing upon receipt by the department of a $10

14  initial listing charge.  This listing shall be renewed by the

15  department annually for each subscriber consumer upon receipt

16  of a renewal notice and a $5 assessment.

17         (b)  The department shall update its "no sales

18  solicitation calls" listing upon receipt of initial consumer

19  subscriptions or renewals and provide this listing for a fee

20  to telephone solicitors upon request.

21         (c)  All fees imposed under pursuant to this section

22  shall be deposited in the General Inspection Trust Fund for

23  the administration of this section.

24         (4)  A No telephone solicitor may not shall make or

25  cause to be made any unsolicited telephonic sales call to any

26  residential, business, mobile, or telephonic paging device

27  telephone number if the number for that telephone appears in

28  the then-current quarterly listing published by the

29  department.  Any telephone solicitor or person who offers for

30  sale any consumer information which includes residential,

31  business, mobile, or telephonic paging device telephone

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    Florida Senate - 2004                           CS for SB 1408
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 1  numbers, except directory assistance and telephone directories

 2  sold by telephone companies and organizations exempt under s.

 3  501(c)(3) or (6) of the Internal Revenue Code, must shall

 4  screen and exclude those numbers which appear on the

 5  division's then-current "no sales solicitation calls" list.

 6  This subsection does not apply to any person licensed under

 7  pursuant to chapter 475 who calls an actual or prospective

 8  seller or lessor of real property when the such call is made

 9  in response to a yard sign or other form of advertisement

10  placed by the seller or lessor.

11         (5)(a)  A contract made through pursuant to a

12  telephonic sales call is not valid or and enforceable against

13  a consumer unless the made in compliance with this subsection.

14         (b)  A contract made pursuant to a telephonic sales

15  call:

16         (a)1.  Is Shall be reduced to writing and signed by the

17  consumer.

18         (b)2.  Complies Shall comply with all other applicable

19  laws and rules.

20         (c)3.  Matches Shall match the description of goods or

21  services as principally used in the telephone solicitations.

22         (d)4.  Contains Shall contain the name, address, and

23  telephone number of the seller, the total price of the

24  contract, and a detailed description of the goods or services

25  being sold.

26         (e)5.  Contains Shall contain, in bold, conspicuous

27  type, immediately preceding the signature, the following

28  statement:

29         "You are not obligated to pay any money unless you sign

30  this contract and return it to the seller."

31  

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    Florida Senate - 2004                           CS for SB 1408
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 1         (f)6.  Does May not exclude from its terms any oral or

 2  written representations made by the telephone solicitor to the

 3  consumer in connection with the transaction.

 4         (c)  The provisions of

 5  

 6  This subsection does do not apply to contractual sales

 7  regulated under other sections of the Florida Statutes, or to

 8  the sale of financial services, security sales, or sales

 9  transacted by companies or their wholly owned subsidiaries or

10  agents, which companies are regulated by chapter 364, or to

11  the sale of cable television services to the duly franchised

12  cable television operator's existing subscribers within that

13  cable television operator's franchise area, or to any sales

14  where no prior payment is made to the merchant and an invoice

15  accompanies the goods or services allowing the consumer 7 days

16  to cancel or return without obligation for any payment.

17         (6)(a)  A merchant who engages a telephone solicitor to

18  make or cause to be made a telephonic sales call may shall not

19  make or submit any charge to the consumer's credit card

20  account or make or cause to be made any electronic transfer of

21  funds until after the merchant receives from the consumer a

22  copy of the contract, signed by the purchaser, which complies

23  with this section.

24         (b)  A merchant who conducts a credit card account

25  transaction under pursuant to this section is shall be subject

26  to the provisions of s. 817.62.

27         (c)  The provisions of This subsection does do not

28  apply to a transaction:

29         1.  Made in accordance with prior negotiations in the

30  course of a visit by the consumer to a merchant operating a

31  retail business establishment which has a fixed permanent

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    Florida Senate - 2004                           CS for SB 1408
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 1  location and where consumer goods are displayed or offered for

 2  sale on a continuing basis;

 3         2.  In which the consumer may obtain a full refund for

 4  the return of undamaged and unused goods or a cancellation of

 5  services notice to the seller within 7 days after receipt by

 6  the consumer, and the seller will process the refund within 30

 7  days after receipt of the returned merchandise by the

 8  consumer;

 9         3.  In which the consumer purchases goods or services

10  as part of pursuant to an examination of a television, radio,

11  or print advertisement or a sample, brochure, or catalog of

12  the merchant that contains:

13         a.  The name, address, and telephone number of the

14  merchant;

15         b.  A description of the goods or services being sold;

16  and

17         c.  Any limitations or restrictions that apply to the

18  offer; or

19         4.  In which the merchant is a bona fide charitable

20  organization or a newspaper as defined in chapter 50.

21         (7)(a)  A No person may not shall make or knowingly

22  allow a telephonic sales call to be made if the such call

23  involves an automated system for the selection or dialing of

24  telephone numbers or the playing of a recorded message when a

25  connection is completed to a number called.

26         (b)  This section does not prohibit Nothing herein

27  prohibits the use of an automated telephone dialing system

28  with live messages if the calls are made or messages given

29  solely in response to calls initiated by the persons to whom

30  the automatic calls or live messages are directed or if the

31  telephone numbers selected for automatic dialing have been

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    Florida Senate - 2004                           CS for SB 1408
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 1  screened to exclude any telephone subscriber who is included

 2  on the department's then-current "no sales solicitation calls"

 3  listing or any unlisted telephone number, or if the calls made

 4  concern goods or services that have been previously ordered or

 5  purchased.

 6         (8)  The department shall investigate any complaints

 7  received concerning violations of this section.  If, after

 8  investigating any complaint, the department finds that there

 9  has been a violation of this section, the department or the

10  Department of Legal Affairs may bring an action to impose a

11  civil penalty and to seek other relief, including injunctive

12  relief, as the court deems appropriate against the telephone

13  solicitor.  The civil penalty shall not exceed $10,000 per

14  violation and shall be deposited in the General Inspection

15  Trust Fund if the action or proceeding was brought by the

16  department, or the Legal Affairs Revolving Trust Fund if the

17  action or proceeding was brought by the Department of Legal

18  Affairs. This civil penalty may be recovered in any action

19  brought under this part by the department, or the department

20  may terminate any investigation or action upon agreement by

21  the person to pay a stipulated civil penalty.  The department

22  or the court may waive any civil penalty if the person has

23  previously made full restitution or reimbursement or has paid

24  actual damages to the consumers who have been injured by the

25  violation.

26         (9)(a)  In any civil litigation resulting from a

27  transaction involving a violation of this section, the

28  prevailing party, after judgment in the trial court and

29  exhaustion of all appeals, if any, shall receive his or her

30  reasonable attorney's fees and costs from the nonprevailing

31  party.

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    Florida Senate - 2004                           CS for SB 1408
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 1         (b)  The attorney for the prevailing party shall submit

 2  a sworn affidavit of his or her time spent on the case and his

 3  or her costs incurred for all the motions, hearings, and

 4  appeals to the trial judge who presided over the civil case.

 5         (c)  The trial judge shall award the prevailing party

 6  the sum of reasonable costs incurred in the action plus a

 7  reasonable legal fee for the hours actually spent on the case

 8  as sworn to in an affidavit.

 9         (d)  Any award of attorney's fees or costs shall become

10  a part of the judgment and subject to execution as the law

11  allows.

12         (e)  In any civil litigation initiated by the

13  department or the Department of Legal Affairs, the court may

14  award to the prevailing party reasonable attorney's fees and

15  costs if the court finds that there was a complete absence of

16  a justiciable issue of either law or fact raised by the losing

17  party or if the court finds bad faith on the part of the

18  losing party.

19         (10)  The commission shall by rule ensure that

20  telecommunications companies inform their customers of the

21  provisions of this section.  The notification may be made by:

22         (a)  Annual inserts in the billing statements mailed to

23  customers; and

24         (b)  Conspicuous publication of the notice in the

25  consumer information pages of the local telephone directories.

26         Section 3.  This act shall take effect July 1, 2004.

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    Florida Senate - 2004                           CS for SB 1408
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 1          STATEMENT OF SUBSTANTIAL CHANGES CONTAINED IN
                       COMMITTEE SUBSTITUTE FOR
 2                         Senate Bill 1408

 3                                 

 4  The committee substitute differs from the original bill by:
    (1) amending s. 501.059, F.S., to provide a business the
 5  option to subscribe a business telephone number to the state's
    "no sales solicitation calls" listing; (2) adding businesses
 6  to the definition of consumer for purposes of the listing; (3)
    revising the definition of consumer goods or services to
 7  remove the term "consumer" and include property used for
    business purposes; (4) requiring a telephone solicitor to
 8  identify himself or herself when calling a business telephone
    number; (5) prohibiting a telephone solicitor from contacting
 9  a business if the business's telephone number appears on the
    quarterly listing of the Department of Agriculture and
10  Consumer Services; and (6) providing that a telephone
    solicitor may not include a business telephone number as part
11  of a sale of consumer information if the business telephone
    number appears on the department's listing.
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