Senate Bill sb2718

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    Florida Senate - 2004                                  SB 2718

    By Senator Klein





    30-1421B-04                                        See HB 1035

  1                      A bill to be entitled

  2         An act relating to the Florida Business

  3         Corporation Act; amending s. 607.1302, F.S.;

  4         clarifying a corporate action entitling a

  5         shareholder to certain appraisal rights and

  6         payments for shares; creating s. 607.1330,

  7         F.S.; providing requirements, procedures, and

  8         limitations on court actions; providing for

  9         entitlement to certain judgments; requiring

10         corporate payments under certain circumstances;

11         amending s. 607.1407, F.S.; revising certain

12         notice requirements for dissolved corporations;

13         revising a procedure to clarify an exemption

14         for certain claims against dissolved

15         corporations being barred; correcting a cross

16         reference; providing an effective date.

17  

18  Be It Enacted by the Legislature of the State of Florida:

19  

20         Section 1.  Paragraph (e) of subsection (1) of section

21  607.1302, Florida Statutes, is amended to read:

22         607.1302  Right of shareholders to appraisal.--

23         (1)  A shareholder is entitled to appraisal rights, and

24  to obtain payment of the fair value of that shareholder's

25  shares, in the event of any of the following corporate

26  actions:

27         (e)  With regard to a class of shares prescribed in the

28  articles of incorporation issued prior to October 1, 2003,

29  including any shares within that class subsequently authorized

30  by amendment, any amendment of the articles of incorporation

31  

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    Florida Senate - 2004                                  SB 2718
    30-1421B-04                                        See HB 1035




 1  if the shareholder is entitled to vote on the amendment and if

 2  such amendment would adversely affect such shareholder by:

 3         1.  Altering or abolishing any preemptive rights

 4  attached to any of his or her shares;

 5         2.  Altering or abolishing the voting rights pertaining

 6  to any of his or her shares, except as such rights may be

 7  affected by the voting rights of new shares then being

 8  authorized of any existing or new class or series of shares;

 9         3.  Effecting an exchange, cancellation, or

10  reclassification of any of his or her shares, when such

11  exchange, cancellation, or reclassification would alter or

12  abolish the shareholder's voting rights or alter his or her

13  percentage of equity in the corporation, or effecting a

14  reduction or cancellation of accrued dividends or other

15  arrearages in respect to such shares;

16         4.  Reducing the stated redemption price of any of the

17  shareholder's redeemable shares, altering or abolishing any

18  provision relating to any sinking fund for the redemption or

19  purchase of any of his or her shares, or making any of his or

20  her shares subject to redemption when they are not otherwise

21  redeemable;

22         5.  Making noncumulative, in whole or in part,

23  dividends of any of the shareholder's preferred shares which

24  had theretofore been cumulative;

25         6.  Reducing the stated dividend preference of any of

26  the shareholder's preferred shares; or

27         7.  Reducing any stated preferential amount payable on

28  any of the shareholder's preferred shares upon voluntary or

29  involuntary liquidation.

30         Section 2.  Section 607.1330, Florida Statutes, is

31  created to read:

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CODING: Words stricken are deletions; words underlined are additions.






    Florida Senate - 2004                                  SB 2718
    30-1421B-04                                        See HB 1035




 1         607.1330  Court action.--

 2         (1)  If a shareholder makes demand for payment under s.

 3  607.1326 which remains unsettled, the corporation shall

 4  commence a proceeding within 60 days after receiving the

 5  payment demand and petition the court to determine the fair

 6  value of the shares and accrued interest. If the corporation

 7  does not commence the proceeding within the 60-day period, any

 8  shareholder who has made a demand pursuant to s. 607.1326 may

 9  commence the proceeding in the name of the corporation.

10         (2)  The proceeding shall be commenced in the

11  appropriate court of the county in which the corporation's

12  principal office, or, if none, its registered office, in this

13  state is located. If the corporation is a foreign corporation

14  without a registered office in this state, the proceeding

15  shall be commenced in the county in this state in which the

16  principal office or registered office of the domestic

17  corporation merged with the foreign corporation was located at

18  the time of the transaction.

19         (3)  All shareholders, whether or not residents of this

20  state, whose demands remain unsettled shall be made parties to

21  the proceeding as in an action against their shares. The

22  corporation shall serve a copy of the initial pleading in such

23  proceeding upon each shareholder party who is a resident of

24  this state in the manner provided by law for the service of a

25  summons and complaint and upon each nonresident shareholder

26  party by registered or certified mail or by publication as

27  provided by law.

28         (4)  The jurisdiction of the court in which the

29  proceeding is commenced under subsection (2) is plenary and

30  exclusive. If it so elects, the court may appoint one or more

31  persons as appraisers to receive evidence and recommend a

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    Florida Senate - 2004                                  SB 2718
    30-1421B-04                                        See HB 1035




 1  decision on the question of fair value. The appraisers shall

 2  have the powers described in the order appointing them or in

 3  any amendment to the order. The shareholders demanding

 4  appraisal rights are entitled to the same discovery rights as

 5  parties in other civil proceedings. There shall be no right to

 6  a jury trial.

 7         (5)  Each shareholder made a party to the proceeding is

 8  entitled to judgment for the amount of the fair value of such

 9  shareholder's shares, plus interest, as found by the court.

10         (6)  The corporation shall pay each such shareholder

11  the amount found to be due within 10 days after final

12  determination of the proceedings. Upon payment of the

13  judgment, the shareholder shall cease to have any interest in

14  the shares.

15         Section 3.  Subsections (2) and (3) of section

16  607.1407, Florida Statutes, are amended to read:

17         607.1407  Unknown claims against dissolved

18  corporation.--A dissolved corporation or successor entity, as

19  defined in s. 607.1406(15), may choose to execute one of the

20  following procedures to resolve payment of unknown claims.

21         (2)  A dissolved corporation or successor entity may,

22  within 10 days after filing of adopting the articles of

23  dissolution with the Department of State, publish a "Notice of

24  Corporate Dissolution." The notice shall appear once a week

25  for 2 consecutive weeks in a newspaper of general circulation

26  in a county in the state in which wherein the corporation has

27  its principal office, if any, or, if none, in a county in the

28  state in which the corporation owns real or personal property.

29  Such newspaper shall meet the requirements as are prescribed

30  by law for such purposes. The notice shall:

31  

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    Florida Senate - 2004                                  SB 2718
    30-1421B-04                                        See HB 1035




 1         (a)  State the name of the corporation and the date of

 2  dissolution;

 3         (b)  Describe the information that must be included in

 4  a claim and provide a mailing address to which the claim may

 5  be sent; and

 6         (c)  State that a claim against the corporation under

 7  this subsection will be barred unless a proceeding to enforce

 8  the claim is commenced within 4 years after the date of the

 9  second consecutive weekly publication filing of the notice

10  authorized by this section.

11         (3)  If the dissolved corporation or successor entity

12  complies with subsection (1) or subsection (2), the claim of

13  each of the following claimants is barred unless the claimant

14  commences a proceeding to enforce the claim against the

15  dissolved corporation within 4 years after the filing date of

16  filing the notice with the Department of State or the date of

17  the second consecutive weekly publication, as applicable:

18         (a)  A claimant who did not receive written notice

19  under s. 607.1406(9), or whose claim was not provided for

20  under s. 607.1406(10) 607.1456(10), whether such claim is

21  based on an event occurring before or after the effective date

22  of dissolution.

23         (b)  A claimant whose claim was timely sent to the

24  dissolved corporation but on which no action was taken.

25         Section 4.  This act shall take effect upon becoming a

26  law.

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