|
|
|
|
|
1
|
A bill to be entitled |
|
2
|
An act relating to regulation of professions under the |
|
3
|
Department of Business and Professional Regulation; |
|
4
|
amending s. 455.32, F.S.; revising the Management |
|
5
|
Privatization Act; providing definitions; authorizing the |
|
6
|
department, pursuant to board, commission, or council |
|
7
|
request, to establish and contract with a nonprofit |
|
8
|
corporation to perform support services specified pursuant |
|
9
|
to contract for the applicable profession; providing |
|
10
|
corporation organization, powers, duties, and staff; |
|
11
|
authorizing per diem and reimbursement for travel |
|
12
|
expenses; requiring adherence to the code of ethics for |
|
13
|
public officers and employees; providing sovereign |
|
14
|
immunity; providing for corporation boards of directors |
|
15
|
and for executive director liaisons; providing contract |
|
16
|
requirements; establishing financing, reporting, |
|
17
|
recordkeeping, and audit requirements; providing for |
|
18
|
quarterly assessment and annual certification of contract |
|
19
|
compliance; providing requirements in the event any |
|
20
|
provision of the section is held unconstitutional; |
|
21
|
amending s. 455.2177, F.S.; revising requirements for the |
|
22
|
monitoring of continuing education compliance; removing |
|
23
|
provisions relating to privatization and dispute |
|
24
|
resolution; revising penalties for failure to comply with |
|
25
|
continuing education requirements; revising requirements |
|
26
|
for waiver of such monitoring; providing rulemaking |
|
27
|
authority; amending s. 455.2178, F.S.; revising reporting |
|
28
|
requirements for continuing education providers; removing |
|
29
|
provisions relating to private vendors; revising penalties |
|
30
|
for noncompliant continuing education providers; providing |
|
31
|
for conduct of investigations and prosecutions of |
|
32
|
noncompliant continuing education providers; providing |
|
33
|
rulemaking authority; amending s. 455.2179, F.S.; revising |
|
34
|
continuing education provider and course approval |
|
35
|
procedures; revising penalties for failing to teach |
|
36
|
approved course content; providing for conduct of |
|
37
|
investigations and prosecutions of noncompliant continuing |
|
38
|
education providers; providing rulemaking authority; |
|
39
|
amending s. 455.2281, F.S., relating to unlicensed |
|
40
|
activities; removing a cross reference to conform; |
|
41
|
amending s. 481.205, F.S., relating to the Board of |
|
42
|
Architecture and Interior Design; removing a cross |
|
43
|
reference to conform; providing an effective date. |
|
44
|
|
|
45
|
Be It Enacted by the Legislature of the State of Florida: |
|
46
|
|
|
47
|
Section 1. Section 455.32, Florida Statutes, is amended to |
|
48
|
read: |
|
49
|
(Substantial rewording of section. See
|
|
50
|
s. 455.32, F.S., for present text.)
|
|
51
|
455.32 Management Privatization Act.--
|
|
52
|
(1) This section shall be known by the popular name the |
|
53
|
"Management Privatization Act."
|
|
54
|
(2) The purpose of this section is to create a model for |
|
55
|
public-private partnerships for the regulation of Florida's |
|
56
|
professionals that will ensure a consistent, effective |
|
57
|
application of regulatory provisions and appropriate budgetary |
|
58
|
oversight to achieve the most efficient use of public funds. |
|
59
|
Nonprofit corporations may be established pursuant to this |
|
60
|
section to provide administrative, investigative, and |
|
61
|
prosecutorial services to any board created within the |
|
62
|
department pursuant to chapter 20 in accordance with the |
|
63
|
provisions of this chapter and the applicable practice act. No |
|
64
|
additional entities may be created for these purposes.
|
|
65
|
(3) As used in this section, the term:
|
|
66
|
(a) "Board" means any board, commission, or council |
|
67
|
created within the department pursuant to chapter 20.
|
|
68
|
(b) "Corporation" means any nonprofit corporation with |
|
69
|
which the department contracts pursuant to subsection (14).
|
|
70
|
(c) "Department" means the Department of Business and |
|
71
|
Professional Regulation.
|
|
72
|
(d) "Executive director" means an employee of the |
|
73
|
department who serves as a liaison between the department, the |
|
74
|
board, and the corporation and is responsible for ensuring that |
|
75
|
the police powers of the state are not exercised by the |
|
76
|
corporation, while also serving as the contract monitor.
|
|
77
|
(e) "Performance standards and measurable outcomes" shall |
|
78
|
include, but not be limited to, timeliness and qualitative |
|
79
|
criteria for the activities specified in paragraph (6)(o).
|
|
80
|
(f) "Secretary" means the Secretary of Business and |
|
81
|
Professional Regulation.
|
|
82
|
(4) Based upon the request of any board, the department is |
|
83
|
authorized to establish and contract with a nonprofit |
|
84
|
corporation to provide administrative, investigative, and |
|
85
|
prosecutorial services to that board, in accordance with the |
|
86
|
provisions of this chapter and the applicable practice act and |
|
87
|
as specified in a contract between the department and the |
|
88
|
corporation. The privatization request must contain a needs |
|
89
|
assessment and financial feasibility study. The needs assessment |
|
90
|
must contain specific performance standards and measurable |
|
91
|
outcomes and an evaluation of the department's current and |
|
92
|
projected performance in regard to those standards. The |
|
93
|
feasibility study must include the financial status of the board |
|
94
|
for the current fiscal year and the next 2 fiscal years. A |
|
95
|
financial model for the corporation must also be developed which |
|
96
|
includes projected costs and expenses for the first 2 years of |
|
97
|
operation.
|
|
98
|
(5) Any such corporation may hire staff as necessary to |
|
99
|
carry out its functions. Such staff are not public employees for |
|
100
|
the purposes of chapter 110 or chapter 112, except that the |
|
101
|
board of directors and the employees of the corporation are |
|
102
|
subject to the provisions of s. 112.061 and part III of chapter |
|
103
|
112. The provisions of s. 768.28 apply to each such corporation, |
|
104
|
which is deemed to be a corporation primarily acting as an |
|
105
|
instrumentality of the state, but which is not an agency within |
|
106
|
the meaning of s. 20.03(11).
|
|
107
|
(6) Each corporation created to perform the functions |
|
108
|
provided in this section shall:
|
|
109
|
(a) Be a Florida corporation not for profit, incorporated |
|
110
|
under the provisions of chapter 617.
|
|
111
|
(b) Provide administrative, investigative, and |
|
112
|
prosecutorial services to the board in accordance with the |
|
113
|
provisions of this chapter, the applicable practice act, and the |
|
114
|
contract required by this section.
|
|
115
|
(c) Receive, hold, and administer property and make only |
|
116
|
prudent expenditures directly related to the responsibilities of |
|
117
|
the applicable board and in accordance with the contract |
|
118
|
required by this section.
|
|
119
|
(d) Be approved by the department to operate for the |
|
120
|
benefit of the board and in the best interest of the state.
|
|
121
|
(e) Operate under a fiscal year that begins on July 1 of |
|
122
|
each year and ends on June 30 of the following year.
|
|
123
|
(f) Be funded through appropriations allocated to the |
|
124
|
regulation of the relevant profession from the Professional |
|
125
|
Regulation Trust Fund pursuant to s. 455.219.
|
|
126
|
(g) Have a five-member board of directors, three of whom |
|
127
|
are to be appointed by the applicable board and must be |
|
128
|
licensees regulated by that board and two of whom are to be |
|
129
|
appointed by the secretary and are laypersons not regulated by |
|
130
|
that board. Initially, one member shall be appointed for 2 |
|
131
|
years, two members shall be appointed for 3 years, and two |
|
132
|
members shall be appointed for 4 years. One layperson shall be |
|
133
|
appointed to a 3-year term and one layperson shall be appointed |
|
134
|
to a 4-year term. Thereafter, all appointments shall be for 4- |
|
135
|
year terms. No new member shall serve more than two consecutive |
|
136
|
terms. Failure to attend three consecutive meetings shall be |
|
137
|
deemed a resignation from the board of directors, and the |
|
138
|
vacancy shall be filled by a new appointment.
|
|
139
|
(h) Select its officers in accordance with its bylaws. The |
|
140
|
members of the board of directors may be removed by the |
|
141
|
department, for the same reasons that a board member may be |
|
142
|
removed.
|
|
143
|
(i) Select the president of the management corporation, |
|
144
|
who shall manage the operations of the corporation, subject to |
|
145
|
the approval of the board.
|
|
146
|
(j) Use a portion of the interest derived from the |
|
147
|
corporation account to offset the costs associated with the use |
|
148
|
of credit cards for payment of fees by applicants or licensees.
|
|
149
|
(k) Operate under a written contract with the department.
|
|
150
|
(l) Provide for an annual financial audit of its financial |
|
151
|
accounts and records by an independent certified public |
|
152
|
accountant. The annual audit report shall include a management |
|
153
|
letter in accordance with s. 11.45 and a detailed supplemental |
|
154
|
schedule of expenditures for each expenditure category. The |
|
155
|
annual audit report must be submitted to the board, the |
|
156
|
department, and the Auditor General for review.
|
|
157
|
(m) Provide for all employees and nonemployees charged |
|
158
|
with the responsibility of receiving and depositing fee and fine |
|
159
|
revenues to have a faithful performance bond in such an amount |
|
160
|
and according to such terms as shall be determined in the |
|
161
|
contract.
|
|
162
|
(n) Keep financial and statistical information as |
|
163
|
necessary to completely disclose the financial condition and |
|
164
|
operation of the corporation and as requested by the Office of |
|
165
|
Program Policy Analysis and Government Accountability, the |
|
166
|
Auditor General, and the department.
|
|
167
|
(o) Submit to the secretary, the board, and the |
|
168
|
Legislature, on or before October 1 of each year, a report |
|
169
|
describing all of the activities of the corporation for the |
|
170
|
previous fiscal year which includes, but is not limited to, |
|
171
|
information concerning the programs and funds that have been |
|
172
|
transferred to the corporation. The report must include:
|
|
173
|
1. The number of license applications received.
|
|
174
|
2. The number of license applications approved and denied |
|
175
|
and the number of licenses issued.
|
|
176
|
3. The average time required to issue a license.
|
|
177
|
4. The number of examinations administered and the number |
|
178
|
of applicants who passed or failed the examination.
|
|
179
|
5. The number of complaints received.
|
|
180
|
6. The number of complaints determined to be legally |
|
181
|
sufficient.
|
|
182
|
7. The number of complaints dismissed.
|
|
183
|
8. The number of complaints determined to have probable |
|
184
|
cause.
|
|
185
|
9. The number of administrative complaints issued and the |
|
186
|
status of the complaints.
|
|
187
|
10. The number and nature of disciplinary actions taken by |
|
188
|
the board.
|
|
189
|
11. All revenues received and all expenses incurred by the |
|
190
|
corporation during the preceding fiscal year in its performance |
|
191
|
of the duties under the contract.
|
|
192
|
12. Any audit performed under paragraph (l), including |
|
193
|
financial reports and performance audits.
|
|
194
|
13. The status of the compliance of the corporation with |
|
195
|
all performance-based program measures adopted by the board.
|
|
196
|
(p) Meet or exceed the performance standards and |
|
197
|
measurable outcomes developed by the board and department.
|
|
198
|
(7) The department shall annually certify that the |
|
199
|
corporation is complying with the terms of the contract in a |
|
200
|
manner consistent with the goals and purposes of the board and |
|
201
|
in the best interest of the state. If the department determines |
|
202
|
the corporation is not compliant with the terms of the contract, |
|
203
|
including performance standards and measurable outcomes, the |
|
204
|
contract may be terminated as provided in paragraph (14)(e).
|
|
205
|
(8) Nothing in this section shall limit the ability of the |
|
206
|
corporation to enter into contracts and perform all other acts |
|
207
|
incidental to those contracts that are necessary for the |
|
208
|
administration of its affairs and for the attainment of its |
|
209
|
purposes.
|
|
210
|
(9) The corporation may acquire by lease, and maintain, |
|
211
|
use, and operate, any real or personal property necessary to |
|
212
|
perform the duties provided by the contract and this section.
|
|
213
|
(10) The corporation may not exercise any authority |
|
214
|
assigned to the department or board under this section or the |
|
215
|
practice act of the relevant profession, including determining |
|
216
|
probable cause to pursue disciplinary action against a licensee, |
|
217
|
taking final action on license applications or in disciplinary |
|
218
|
cases, or adopting administrative rules under chapter 120. |
|
219
|
However, the corporation may make a determination of legal |
|
220
|
sufficiency to begin the investigative process as provided in s. |
|
221
|
455.225.
|
|
222
|
(11) The department shall retain the independent authority |
|
223
|
to open, investigate, or prosecute any cases or complaints, as |
|
224
|
necessary to protect the public health, safety, or welfare. In |
|
225
|
addition, the department shall retain sole authority to issue |
|
226
|
emergency suspension or restriction orders pursuant to s. |
|
227
|
120.60.
|
|
228
|
(12) The corporation is the sole source and depository for |
|
229
|
the records of the board, including all historical information |
|
230
|
and records. The corporation shall maintain those records in |
|
231
|
accordance with the guidelines of the Department of State and |
|
232
|
shall not destroy any records prior to the limits imposed by the |
|
233
|
Department of State.
|
|
234
|
(13) The board shall provide by rule for the procedures |
|
235
|
the corporation must follow to ensure that all licensure |
|
236
|
examinations are secure while under the responsibility of the |
|
237
|
corporation and that there is an appropriate level of monitoring |
|
238
|
during the licensure examinations.
|
|
239
|
(14) The contract between the department and the |
|
240
|
corporation must be in compliance with this section and other |
|
241
|
applicable laws. The department shall retain responsibility for |
|
242
|
any duties it currently exercises relating to its police powers |
|
243
|
and any other current duty that is not provided to the |
|
244
|
corporation by contract or this section. The contract shall |
|
245
|
provide, at a minimum, that:
|
|
246
|
(a) The corporation provide administrative, investigative, |
|
247
|
examination, licensing, and prosecutorial services in accordance |
|
248
|
with the provisions of this section and the practice act of the |
|
249
|
relevant profession. With approval of the department and the |
|
250
|
board, the corporation may subcontract for the investigation and |
|
251
|
prosecution of unlicensed activity pursuant to this chapter.
|
|
252
|
(b) The articles of incorporation and bylaws of the |
|
253
|
corporation be approved by the department.
|
|
254
|
(c) The corporation submit an annual budget for approval |
|
255
|
by the department.
|
|
256
|
(d) The corporation utilize the department's licensing and |
|
257
|
computerized database system.
|
|
258
|
(e) The corporation be annually certified by the |
|
259
|
department as complying with the terms of the contract in a |
|
260
|
manner consistent with the goals and purposes of the board and |
|
261
|
in the best interest of the state. As part of the annual |
|
262
|
certification, the department shall make quarterly assessments |
|
263
|
regarding contract compliance by the corporation. The contract |
|
264
|
must also provide for methods and mechanisms to resolve any |
|
265
|
situation in which the assessment and certification process |
|
266
|
determines noncompliance, to include termination.
|
|
267
|
(f) The department employ an executive director to |
|
268
|
actively monitor the activities of the corporation to ensure |
|
269
|
compliance with the contract, the provisions of this chapter, |
|
270
|
and the applicable practice act.
|
|
271
|
(g) The corporation be funded through appropriations |
|
272
|
allocated to the regulation of the relevant profession from the |
|
273
|
Professional Regulation Trust Fund.
|
|
274
|
(h) If the corporation is no longer approved to operate |
|
275
|
for the board or the board ceases to exist, all moneys, records, |
|
276
|
data, and property held in trust by the corporation for the |
|
277
|
benefit of the board revert to the board, or the state if the |
|
278
|
board ceases to exist. All records and data in a computerized |
|
279
|
database must be returned to the department in a form that is |
|
280
|
compatible with the computerized database of the department.
|
|
281
|
(i) The corporation secure and maintain, during the term |
|
282
|
of the contract and for all acts performed during the term of |
|
283
|
the contract, all liability insurance coverages in an amount to |
|
284
|
be approved by the department to defend, indemnify, and hold |
|
285
|
harmless the corporation and its officers and employees, the |
|
286
|
department and its employees, and the state against all claims |
|
287
|
arising from state and federal laws. Such insurance coverage |
|
288
|
must be with insurers qualified and doing business in the state. |
|
289
|
The corporation must provide proof of insurance to the |
|
290
|
department. The department and its employees and the state are |
|
291
|
exempt from and are not liable for any sum of money which |
|
292
|
represents a deductible, which sums shall be the sole |
|
293
|
responsibility of the corporation. Violation of this paragraph |
|
294
|
shall be grounds for terminating the contract.
|
|
295
|
(j) The corporation, out of its allocated budget, pay to |
|
296
|
the department all costs of representation by the board counsel, |
|
297
|
including salary and benefits, travel, and any other |
|
298
|
compensation traditionally paid by the department to other board |
|
299
|
counsels.
|
|
300
|
(k) The corporation, out of its allocated budget, pay to |
|
301
|
the department all costs incurred by the corporation or the |
|
302
|
board for the Division of Administrative Hearings of the |
|
303
|
Department of Management Services and any other cost for |
|
304
|
utilization of these state services.
|
|
305
|
(l) The corporation, out of its allocated budget, pay to |
|
306
|
the department all costs associated with the monitoring of the |
|
307
|
contract, including salary and benefits, travel, and other |
|
308
|
related costs traditionally paid to state employees.
|
|
309
|
(m) The corporation comply with the performance standards |
|
310
|
and measurable outcomes developed by the board and the |
|
311
|
department. The performance standards and measurable outcomes |
|
312
|
must be specified within the contract.
|
|
313
|
(15) Management corporation records are public records |
|
314
|
subject to the provisions of s. 119.07(1) and s. 24(a), Art. I |
|
315
|
of the State Constitution; however, public records exemptions |
|
316
|
set forth in ss. 455.217, 455.225, and 455.229 for records |
|
317
|
created or maintained by the department shall apply to records |
|
318
|
created or maintained by the management corporation. In |
|
319
|
addition, all meetings of the board of directors are open to the |
|
320
|
public in accordance with s. 286.011 and s. 24(b), Art. I of the |
|
321
|
State Constitution. The department and the board shall have |
|
322
|
access to all records of the corporation as necessary to |
|
323
|
exercise their authority to approve and supervise the contract.
|
|
324
|
(16) If any provision of this section is held to be |
|
325
|
unconstitutional or is held to violate the state or federal |
|
326
|
antitrust laws, the following shall occur:
|
|
327
|
(a) The corporation shall cease and desist from exercising |
|
328
|
any powers and duties enumerated in this section.
|
|
329
|
(b) The department shall resume the performance of such |
|
330
|
activities. The department shall regain and receive, hold, |
|
331
|
invest, and administer property and make expenditures for the |
|
332
|
benefit of the board.
|
|
333
|
(c) The Executive Office of the Governor, notwithstanding |
|
334
|
chapter 216, may reestablish positions, budget authority, and |
|
335
|
salary rate necessary to carry out the department's |
|
336
|
responsibilities related to the board.
|
|
337
|
Section 2. Section 455.2177, Florida Statutes, is amended |
|
338
|
to read: |
|
339
|
455.2177 Monitoring of compliance with continuing |
|
340
|
education requirements.-- |
|
341
|
(1) The department shall establish a system to monitor |
|
342
|
licensee compliance with applicable continuing education |
|
343
|
requirements and to determine each licensee's continuing |
|
344
|
education status. The department is authorized to provide for a |
|
345
|
phase-in of the compliance monitoring system, but the system |
|
346
|
must provide for monitoring of compliance with applicable |
|
347
|
continuing education requirements by all professions regulated |
|
348
|
by the department no later than July 1, 2002. The compliance |
|
349
|
monitoring system may use staff of the department or may be |
|
350
|
privatized.As used in this section, the term "monitor" means |
|
351
|
the act of determining, for each licensee, whether the licensee |
|
352
|
was in full compliance with applicable continuing education |
|
353
|
requirements as of the time of the licensee's license renewal. |
|
354
|
(2) If the compliance monitoring system required under |
|
355
|
this section is privatized, the following provisions apply:
|
|
356
|
(a) The department may contract pursuant to s. 287.057 |
|
357
|
with a vendor or vendors for the monitoring of compliance with |
|
358
|
applicable continuing education requirements by all licensees |
|
359
|
within one or more professions regulated by the department. The |
|
360
|
contract shall include, but need not be limited to, the |
|
361
|
following terms and conditions:
|
|
362
|
1.a. The vendor shall create a computer database, in the |
|
363
|
form required by the department, that includes the continuing |
|
364
|
education status of each licensee and shall provide a report to |
|
365
|
the department within 90 days after the vendor receives the list |
|
366
|
of licensees to be monitored as provided in sub-subparagraph b. |
|
367
|
The report shall be in a format determined by the department and |
|
368
|
shall include each licensee's continuing education status by |
|
369
|
license number, hours of continuing education credit per cycle, |
|
370
|
and such other information the department deems necessary.
|
|
371
|
b. No later than 30 days after the end of each renewal |
|
372
|
period, the department shall provide to the vendor a list that |
|
373
|
includes all licensees of a particular profession whose licenses |
|
374
|
were renewed during a particular renewal period. In order to |
|
375
|
account for late renewals, the department shall provide the |
|
376
|
vendor with such updates to the list as are mutually determined |
|
377
|
to be necessary.
|
|
378
|
2.a. Before the vendor informs the department of the |
|
379
|
status of any licensee the vendor has determined is not in |
|
380
|
compliance with continuing education requirements, the vendor, |
|
381
|
acting on behalf of the department, shall provide the licensee |
|
382
|
with a notice stating that the vendor has determined that the |
|
383
|
licensee is not in compliance with applicable continuing |
|
384
|
education requirements. The notice shall also include the |
|
385
|
licensee's continuing education record for the renewal period, |
|
386
|
as shown in the records of the vendor, and a description of the |
|
387
|
process for correcting the vendor's record under sub- |
|
388
|
subparagraph b.
|
|
389
|
b. The vendor shall give the licensee 45 days to correct |
|
390
|
the vendor's information. The vendor shall correct a record only |
|
391
|
on the basis of evidence of compliance supplied to the vendor by |
|
392
|
a continuing education provider.
|
|
393
|
3.a. The vendor must provide the department, with the |
|
394
|
report required under subparagraph 1., a list, in a form |
|
395
|
determined by the department, identifying each licensee who the |
|
396
|
vendor has determined is not in compliance with applicable |
|
397
|
continuing education requirements.
|
|
398
|
b. The vendor shall provide the department with access to |
|
399
|
such information and services as the department deems necessary |
|
400
|
to ensure that the actions of the vendor conform to the contract |
|
401
|
and to the duties of the department and the vendor under this |
|
402
|
subsection.
|
|
403
|
4. The department shall ensure the vendor access to such |
|
404
|
information from continuing education providers as is necessary |
|
405
|
to determine the continuing education record of each licensee. |
|
406
|
The vendor shall inform the department of any provider that |
|
407
|
fails to provide such information to the vendor.
|
|
408
|
5. If the vendor fails to comply with a provision of the |
|
409
|
contract, the vendor is obligated to pay the department |
|
410
|
liquidated damages in the amounts specified in the contract.
|
|
411
|
6. The department's payments to the vendor must be based |
|
412
|
on the number of licensees monitored. The department may |
|
413
|
allocate from the unlicensed activity account of any profession |
|
414
|
under s. 455.2281 up to $2 per licensee for the monitoring of |
|
415
|
that profession's licensees under this subsection, which |
|
416
|
allocations are the exclusive source of funding for contracts |
|
417
|
under this subsection.
|
|
418
|
7. A continuing education provider is not eligible to be a |
|
419
|
vendor under this subsection.
|
|
420
|
(b) When it receives notice from a vendor that a licensee |
|
421
|
is not in compliance with continuing education requirements, the |
|
422
|
department shall send the licensee written notice that |
|
423
|
disciplinary actions will be taken, together with a description |
|
424
|
of the remedies available to the licensee under the dispute |
|
425
|
resolution process created under paragraph (c). If a licensee |
|
426
|
does not prevail in the dispute resolution process, the |
|
427
|
department:
|
|
428
|
1. May impose an administrative fine in the amount of $500 |
|
429
|
against the licensee; however, the department may reduce the |
|
430
|
amount of the fine to $250 if the licensee comes into compliance |
|
431
|
with the applicable continuing education requirements within 90 |
|
432
|
days after imposition of the original fine. All proceeds of |
|
433
|
fines under this subparagraph shall be deposited in the |
|
434
|
appropriate unlicensed activity account under s. 455.2281.
|
|
435
|
(2)2. The department may refuse any further renewal of a |
|
436
|
the licensee's license until unless the licensee has paid the |
|
437
|
fine and satisfied all theapplicable continuing education |
|
438
|
requirements. This subsection does not preclude the department |
|
439
|
or boards from imposing additional penalties pursuant to the |
|
440
|
applicable practice act or rules adopted pursuant thereto. |
|
441
|
(c) The department is authorized to adopt by rule a |
|
442
|
process for the resolution of disputes between a vendor and a |
|
443
|
continuing education provider, between a vendor and a licensee, |
|
444
|
and between a licensee and a continuing education provider. The |
|
445
|
process shall ensure all parties a fair opportunity to correct |
|
446
|
any erroneous information. If the parties are unable to reach an |
|
447
|
agreement, the department shall determine the resolution of the |
|
448
|
dispute.
|
|
449
|
(d) Upon the failure of a vendor to meet its obligations |
|
450
|
under a contract as provided in paragraph (a), the department |
|
451
|
may suspend the contract and enter into an emergency contract |
|
452
|
under s. 287.057(5).
|
|
453
|
(3) Notwithstanding any other provision of law to the |
|
454
|
contrary and regardless of whether the compliance monitoring |
|
455
|
system is privatized, neither the department nor a board may |
|
456
|
impose any sanction other than the sanctions specified in |
|
457
|
paragraph (2)(b) for the failure of a licensee to meet |
|
458
|
continuing education requirements. This subsection does not |
|
459
|
apply to actions under chapter 473.
|
|
460
|
(3)(4) The department may shallwaive the continuing |
|
461
|
education monitoring requirements of this section for any |
|
462
|
profession that demonstrates to the department that the |
|
463
|
monitoring system places an undue burden on the profession it |
|
464
|
has a program in place which measures compliance with continuing |
|
465
|
education requirements through statistical sampling techniques |
|
466
|
or other methods and can indicate that at least 95 percent of |
|
467
|
its licensees are in compliance. |
|
468
|
(4)(5) The department may is authorized to adopt rules |
|
469
|
pursuant to ss. 120.536(1) and 120.54to implement this section. |
|
470
|
Section 3. Section 455.2178, Florida Statutes, is amended |
|
471
|
to read: |
|
472
|
455.2178 Continuing education providers.--If the |
|
473
|
monitoring of compliance with continuing education requirements |
|
474
|
is privatized pursuant to s. 455.2177:
|
|
475
|
(1)(a) The department shall notify each approved |
|
476
|
continuing education provider of the name and address of all |
|
477
|
vendors that monitor compliance of licensees under s. 455.2177. |
|
478
|
If the department contracts with more than one vendor under s. |
|
479
|
455.2177, the notice shall specify the professions to be |
|
480
|
monitored by each vendor.
|
|
481
|
(b)Each continuing education provider shall provide to |
|
482
|
the department appropriate vendorsuch information regarding the |
|
483
|
continuing education status of licensees as the department |
|
484
|
determines is necessary for the vendorto carry out its duties |
|
485
|
under s. 455.2177(2), in an electronic format a formdetermined |
|
486
|
by the department. After a licensee's completion of a course, |
|
487
|
the information must be submitted to the department vendor |
|
488
|
electronically no later than 30 calendar 5 business days |
|
489
|
thereafter or prior to the licensee's renewal date, whichever |
|
490
|
occurs sooner after a licensee's completion of a course. The |
|
491
|
foregoing applies only if the profession has not been granted a |
|
492
|
waiver from the monitoring requirements pursuant to s. 455.2177. |
|
493
|
Upon the request of a licensee, the provider must also furnish |
|
494
|
to the department a vendorinformation regarding courses |
|
495
|
completed by the licensee. |
|
496
|
(2) Each continuing education provider shall retain all |
|
497
|
records relating to a licensee's completion of continuing |
|
498
|
education courses for at least 4 years after completion of a |
|
499
|
course. |
|
500
|
(3) A continuing education provider may not be approved, |
|
501
|
and the approval may not be renewed, unless the provider agrees |
|
502
|
in writing to provide such cooperation with vendors under this |
|
503
|
section ands. 455.2177 as the department deems necessary or |
|
504
|
appropriate. |
|
505
|
(4) The department may fine, suspend, or immediately |
|
506
|
revoke approval of any continuing education provider that fails |
|
507
|
to comply with its duties under this section. Such fine may not |
|
508
|
exceed $500 per violation. Investigations and prosecutions of a |
|
509
|
provider's failure to comply with its duties under this section |
|
510
|
shall be conducted pursuant to s. 455.225. |
|
511
|
(5) For the purpose of determining which persons or |
|
512
|
entities must meet the reporting, recordkeeping, and access |
|
513
|
provisions of this section, the board of any profession subject |
|
514
|
to this section, or the department if there is no board, shall, |
|
515
|
by rule, adopt a definition of the term "continuing education |
|
516
|
provider" applicable to the profession's continuing education |
|
517
|
requirements. The intent of the rule shall be to ensure that all |
|
518
|
records and information necessary to carry out the requirements |
|
519
|
of this section and s. 455.2177 are maintained and transmitted |
|
520
|
accordingly and to minimize disputes as to what person or entity |
|
521
|
is responsible for maintaining and reporting such records and |
|
522
|
information. |
|
523
|
(6) The department may has the authority to adopt rules |
|
524
|
pursuant to ss. 120.536(1) and 120.54to implement this section. |
|
525
|
Section 4. Section 455.2179, Florida Statutes, is amended |
|
526
|
to read: |
|
527
|
455.2179 Continuing education provider and course |
|
528
|
approval; cease and desist orders.-- |
|
529
|
(1) If a board, or the department if there is no board, |
|
530
|
requires completion of continuing education as a requirement for |
|
531
|
renewal of a license, the board, or the department if there is |
|
532
|
no board, shall approve providers of the continuing education. |
|
533
|
The approval of a continuing education providers and courses |
|
534
|
providermust be for a specified period of time, not to exceed 4 |
|
535
|
years. An approval that does not include such a time limitation |
|
536
|
may remain in effect pursuant to the applicable practice act or |
|
537
|
the rules promulgated thereto only until July 1, 2001, unless |
|
538
|
earlier replaced by an approval that includes such a time |
|
539
|
limitation. |
|
540
|
(2) The board, or the department if there is no, on its |
|
541
|
own motion or at the request of aboard, shall issue an order |
|
542
|
requiring a person or entity to cease and desist from offering |
|
543
|
any continuing education programs for licensees, and fining, |
|
544
|
suspending, orrevoking any approval of the provider previously |
|
545
|
granted by the board, or the department if there is no or a |
|
546
|
board, if the board, or the department if there is no or a |
|
547
|
board,determines that the person or entity failed to provide |
|
548
|
appropriate continuing education services that conform to |
|
549
|
approved course material. Such fine may not exceed $500 per |
|
550
|
violation. Investigations and prosecutions of a provider's |
|
551
|
failure to comply with its duties under this section shall be |
|
552
|
conducted pursuant to s. 455.225. |
|
553
|
(3) Each board authorized to approve continuing education |
|
554
|
providers, or the department if there is no board, may |
|
555
|
establish, by rule, a fee not to exceed $250 for anyone seeking |
|
556
|
approval to provide continuing education courses and may |
|
557
|
establish, by rule, a biennial fee not to exceed $250 for the |
|
558
|
renewal of providership of such courses. The Florida Real Estate |
|
559
|
Commission, authorized under the provisions of chapter 475 to |
|
560
|
approve prelicensure, precertification, and postlicensure |
|
561
|
education providers, may establish, by rule, an application fee |
|
562
|
not to exceed $250 for anyone seeking approval to offer |
|
563
|
prelicensure, precertification, or postlicensure education |
|
564
|
courses and may establish, by rule, a biennial fee not to exceed |
|
565
|
$250 for the renewal of such courses. Such postlicensure |
|
566
|
education courses shall be subject to the reporting, monitoring, |
|
567
|
and compliance provisions of this section and ss. 455.2177 and |
|
568
|
455.2178. |
|
569
|
(4) The department and each affected board may adopt rules |
|
570
|
pursuant to ss. 120.536(1) and 120.54 to implement the |
|
571
|
provisions of this section. |
|
572
|
Section 5. Section 455.2281, Florida Statutes, is amended |
|
573
|
to read: |
|
574
|
455.2281 Unlicensed activities; fees; disposition.--In |
|
575
|
order to protect the public and to ensure a consumer-oriented |
|
576
|
department, it is the intent of the Legislature that vigorous |
|
577
|
enforcement of regulation for all professional activities is a |
|
578
|
state priority. All enforcement costs should be covered by |
|
579
|
professions regulated by the department. Therefore, the |
|
580
|
department shall impose, upon initial licensure and each renewal |
|
581
|
thereof, a special fee of $5 per licensee. Such fee shall be in |
|
582
|
addition to all other fees collected from each licensee and |
|
583
|
shall fund efforts to combat unlicensed activity. Any profession |
|
584
|
regulated by the department which offers services that are not |
|
585
|
subject to regulation when provided by an unlicensed person may |
|
586
|
use funds in its unlicensed activity account to inform the |
|
587
|
public of such situation. The board with concurrence of the |
|
588
|
department, or the department when there is no board, may |
|
589
|
earmark $5 of the current licensure fee for this purpose, if |
|
590
|
such board, or profession regulated by the department, is not in |
|
591
|
a deficit and has a reasonable cash balance. A board or |
|
592
|
profession regulated by the department may authorize the |
|
593
|
transfer of funds from the operating fund account to the |
|
594
|
unlicensed activity account of that profession if the operating |
|
595
|
fund account is not in a deficit and has a reasonable cash |
|
596
|
balance. The department shall make direct charges to this fund |
|
597
|
by profession and shall not allocate indirect overhead. The |
|
598
|
department shall seek board advice regarding enforcement methods |
|
599
|
and strategies prior to expenditure of funds; however, the |
|
600
|
department may, without board advice, allocate funds to cover |
|
601
|
the costs of continuing education compliance monitoring under s. |
|
602
|
455.2177. The department shall directly credit, by profession, |
|
603
|
revenues received from the department's efforts to enforce |
|
604
|
licensure provisions, including revenues received from fines |
|
605
|
collected under s. 455.2177. The department shall include all |
|
606
|
financial and statistical data resulting from unlicensed |
|
607
|
activity enforcement and from continuing education compliance |
|
608
|
monitoring as separate categories in the quarterly management |
|
609
|
report provided for in s. 455.219. The department shall not |
|
610
|
charge the account of any profession for the costs incurred on |
|
611
|
behalf of any other profession. For an unlicensed activity |
|
612
|
account, a balance which remains at the end of a renewal cycle |
|
613
|
may, with concurrence of the applicable board and the |
|
614
|
department, be transferred to the operating fund account of that |
|
615
|
profession. |
|
616
|
Section 6. Paragraph (b) of subsection (3) of section |
|
617
|
481.205, Florida Statutes, is amended to read: |
|
618
|
481.205 Board of Architecture and Interior Design.-- |
|
619
|
(3) |
|
620
|
(b) Notwithstanding the provisions of s. 455.32(13),The |
|
621
|
board, in lieu of the department,shall contract with a |
|
622
|
corporation or other business entity pursuant to s. 287.057(3) |
|
623
|
to provide investigative, legal, prosecutorial, and other |
|
624
|
services necessary to perform its duties. |
|
625
|
Section 7. This act shall take effect July 1, 2004. |