Senate Bill sb1196c1

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    Florida Senate - 2005                           CS for SB 1196

    By the Committee on Governmental Oversight and Productivity;
    and Senator Posey




    585-2294-05

  1                      A bill to be entitled

  2         An act relating to administrative procedures;

  3         amending s. 11.60, F.S.; providing an

  4         additional duty of the Administrative

  5         Procedures Committee; revising the contents of

  6         a report by the committee to the Legislature;

  7         amending s. 120.542, F.S.; revising procedure

  8         with respect to the provision of copies of a

  9         petition requesting a variance or waiver from

10         an agency rule and an order granting or denying

11         the petition; including the committee as a

12         recipient of a specified report; amending s.

13         120.545, F.S.; revising provisions with respect

14         to committee recommendations upon objection by

15         the committee to a proposed or existing rule,

16         or portion thereof, and failure by the subject

17         agency to initiate administrative action or to

18         proceed to complete such action; revising

19         provisions with respect to preparation of bills

20         by the committee for introduction in the

21         Legislature; requiring the committee to

22         undertake a study of its authority and

23         legislative oversight function; requiring a

24         report; providing an effective date.

25  

26  Be It Enacted by the Legislature of the State of Florida:

27  

28         Section 1.  Paragraphs (d) through (m) of subsection

29  (2) of section 11.60, Florida Statutes, are redesignated as

30  paragraphs (e) through (n), respectively, a new paragraph (d)

31  

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    Florida Senate - 2005                           CS for SB 1196
    585-2294-05




 1  is added to said subsection, and subsection (4) of said

 2  section is amended, to read:

 3         11.60  Administrative Procedures Committee; creation;

 4  membership; powers; duties.--

 5         (2)  The committee shall:

 6         (d)  Consider the comments submitted by interested

 7  persons in its review of agency rules. The committee shall act

 8  as an ombudsman to Florida citizens regarding agency rules.

 9         (4)  The committee shall undertake and maintain a

10  systematic and continuous review of statutes that authorize

11  agencies to adopt rules and shall make recommendations to the

12  appropriate standing committees of the Senate and the House of

13  Representatives as to the advisability of considering changes

14  to the delegated legislative authority to adopt rules in

15  specific circumstances. The annual report submitted pursuant

16  to paragraph (2)(g)(f) shall include a schedule for the

17  required systematic review of existing statutes, a summary of

18  the status of this review, and any recommendations provided to

19  the standing committees during the preceding year.

20         Section 2.  Subsections (5), (8), and (9) of section

21  120.542, Florida Statutes, are amended to read:

22         120.542  Variances and waivers.--

23         (5)  A person who is subject to regulation by an agency

24  rule may file a petition with that agency, with a copy to the

25  committee, requesting a variance or waiver from the agency's

26  rule. Upon receipt of the petition, the agency shall provide a

27  copy to the committee. In addition to any requirements

28  mandated by the uniform rules, each petition shall specify:

29         (a)  The rule from which a variance or waiver is

30  requested.

31         (b)  The type of action requested.

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    Florida Senate - 2005                           CS for SB 1196
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 1         (c)  The specific facts that would justify a waiver or

 2  variance for the petitioner.

 3         (d)  The reason why the variance or the waiver

 4  requested would serve the purposes of the underlying statute.

 5         (8)  An agency shall grant or deny a petition for

 6  variance or waiver within 90 days after receipt of the

 7  original petition, the last item of timely requested

 8  additional material, or the petitioner's written request to

 9  finish processing the petition. A petition not granted or

10  denied within 90 days after receipt of a completed petition is

11  deemed approved. Upon rendition, a copy of the order granting

12  or denying the petition shall be filed with the committee and

13  shall contain a statement of the relevant facts and reasons

14  supporting the agency's action. The agency shall provide

15  notice of the disposition of the petition to the Department of

16  State, which shall publish the notice in the next available

17  issue of the Florida Administrative Weekly. The notice shall

18  contain the name of the petitioner, the date the petition was

19  filed, the rule number and nature of the rule from which the

20  waiver or variance is sought, a reference to the place and

21  date of publication of the notice of the petition, the date of

22  the order denying or approving the variance or waiver, the

23  general basis for the agency decision, and an explanation of

24  how a copy of the order can be obtained. The agency's decision

25  to grant or deny the petition shall be supported by competent

26  substantial evidence and is subject to ss. 120.569 and 120.57.

27  Any proceeding pursuant to ss. 120.569 and 120.57 in regard to

28  a variance or waiver shall be limited to the agency action on

29  the request for the variance or waiver, except that a

30  proceeding in regard to a variance or waiver may be

31  

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    Florida Senate - 2005                           CS for SB 1196
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 1  consolidated with any other proceeding authorized by this

 2  chapter.

 3         (9)  Each agency shall maintain a record of the type

 4  and disposition of each petition, including temporary or

 5  emergency variances and waivers, filed pursuant to this

 6  section. On October 1 of each year, each agency shall file a

 7  report with the Governor, the President of the Senate, and the

 8  Speaker of the House of Representatives, and the committee

 9  listing the number of petitions filed requesting variances to

10  each agency rule, the number of petitions filed requesting

11  waivers to each agency rule, and the disposition of all

12  petitions. Temporary or emergency variances and waivers, and

13  the reasons for granting or denying temporary or emergency

14  variances and waivers, shall be identified separately from

15  other waivers and variances.

16         Section 3.  Subsection (10) of section 120.545, Florida

17  Statutes, is amended to read:

18         120.545  Committee review of agency rules.--

19         (10)(a)  If the committee objects to a proposed or

20  existing rule, or portion thereof, and the agency fails to

21  initiate administrative action to modify, amend, withdraw, or

22  repeal the rule consistent with the objection within 60 days

23  after the objection, or thereafter fails to proceed in good

24  faith to complete such action, the committee may submit to the

25  President of the Senate and the Speaker of the House of

26  Representatives a recommendation that legislation be

27  introduced to address the objection. The legislation may

28  include the modification of the proposed rule, the suspension

29  of the rule, the repeal of the rule or portion thereof, or the

30  amendment of legislative authority modify or suspend the

31  

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    Florida Senate - 2005                           CS for SB 1196
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 1  adoption of the proposed rule, or amend or repeal the rule, or

 2  portion thereof.

 3         (b)1.  If the committee votes to recommend the

 4  introduction of legislation to modify or suspend the adoption

 5  of a proposed rule, or amend or repeal a rule, the committee

 6  shall, within 5 days after this determination, certify that

 7  fact to the agency whose rule or proposed rule has been

 8  examined. The committee may request that the agency

 9  temporarily suspend the rule or suspend the adoption of the

10  proposed rule, pending consideration of proposed legislation

11  during the next regular session of the Legislature.

12         2.  Within 30 days after receipt of the certification,

13  if the agency is headed by an individual, or within 45 days

14  after receipt of the certification, if the agency is headed by

15  a collegial body, the agency shall either:

16         a.  Temporarily suspend the rule or suspend the

17  adoption of the proposed rule; or

18         b.  Notify the committee in writing that it refuses to

19  temporarily suspend the rule or suspend the adoption of the

20  proposed rule.

21         3.  If the agency elects to temporarily suspend the

22  rule or suspend the adoption of the proposed rule, it shall

23  give notice of the suspension in the Florida Administrative

24  Weekly. The rule or the rule adoption process shall be

25  suspended upon publication of the notice. An agency shall not

26  base any agency action on a suspended rule or suspended

27  proposed rule, or portion thereof, prior to expiration of the

28  suspension. A suspended rule or suspended proposed rule, or

29  portion thereof, continues to be subject to administrative

30  determination and judicial review as provided by law.

31  

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    Florida Senate - 2005                           CS for SB 1196
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 1         4.  Failure of an agency to respond to committee

 2  certification within the time prescribed by subparagraph 2.

 3  constitutes a refusal to suspend the rule or to suspend the

 4  adoption of the proposed rule.

 5         (c)  The committee shall prepare bills to modify or

 6  suspend the adoption of the proposed rule or amend or repeal

 7  the rule, or portion thereof, in accordance with the rules of

 8  the Senate and the House of Representatives for prefiling and

 9  introduction in the next regular session of the Legislature.

10  The proposed bill shall be presented to the President of the

11  Senate and the Speaker of the House of Representatives with

12  the committee recommendation.

13         (d)  If a bill to suspend the adoption of a proposed

14  rule is enacted into law, the proposed rule is suspended until

15  specific delegated legislative authority for the proposed rule

16  has been enacted. If a bill to suspend the adoption of a

17  proposed rule fails to become law, any temporary agency

18  suspension of the rule shall expire. If a bill to modify a

19  proposed rule or amend a rule is enacted into law, the

20  suspension shall expire upon publication of notice of

21  modification or amendment in the Florida Administrative

22  Weekly. If a bill to repeal a rule is enacted into law, the

23  suspension shall remain in effect until notification of repeal

24  of the rule is published in the Florida Administrative Weekly.

25         (e)  The Department of State shall publish in the next

26  available issue of the Florida Administrative Weekly the final

27  legislative action taken. If a bill to modify or suspend the

28  adoption of the proposed rule or amend or repeal the rule, or

29  portion thereof, is enacted into law, the Department of State

30  shall conform the rule or portion of the rule to the

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    Florida Senate - 2005                           CS for SB 1196
    585-2294-05




 1  provisions of the law in the Florida Administrative Code and

 2  publish a reference to the law as a history note to the rule.

 3         Section 4.  The Joint Administrative Procedures

 4  Committee shall undertake a study of the authority and

 5  legislative oversight function of the committee under section

 6  11.60 and chapter 120, Florida Statutes. A report including

 7  any recommendations for legislation shall be submitted to the

 8  President of the Senate and the Speaker of the House of

 9  Representatives by January 1, 2006.

10         Section 5.  This act shall take effect July 1, 2005.

11  

12          STATEMENT OF SUBSTANTIAL CHANGES CONTAINED IN
                       COMMITTEE SUBSTITUTE FOR
13                         Senate Bill 1196

14                                 

15  Requires the Joint Administrative Procedures Committee (JAPC)
    to consider comments submitted by interested persons in its
16  review of agency rules and to act as ombudsman to Florida
    citizens regarding agency rules.
17  
    Requires the JAPC to maintain a continuous review of statutes
18  that authorize agencies to adopt rules, and removes the
    requirement that the JAPC submit a schedule of its systematic
19  review of the statutes.

20  Requires the agency, rather than the petitioner, to provide a
    copy of the petition for variance or waiver of a rule to the
21  JAPC upon receipt by the agency.

22  Requires the agency to provide a copy of the order granting or
    denying the petition upon rendition of the order.
23  
    Requires agencies to file their annual report, listing the
24  number and type of petitions for variance and waiver and the
    disposition of all petitions, with the JAPC in addition to the
25  Governor, President of the Senate, and Speaker of the House.

26  Provides that the JAPC may recommend that legislation be
    introduced to address its objection to an agency rule when the
27  agency has failed to modify, amend, withdraw, or repeal the
    rule consistent with the objection.
28  
    Requires the JAPC to undertake a study of its authority and
29  legislative oversight function, and to report any
    recommendations for legislation to the President of the Senate
30  and the Speaker of the House by January 1, 2006.

31  

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