Senate Bill sb1346

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    Florida Senate - 2005                                  SB 1346

    By Senator Saunders





    37-1060-05

  1                      A bill to be entitled

  2         An act relating to health care risk management;

  3         amending s. 395.10974, F.S.; revising the fee

  4         requirements for applicants for licensure to

  5         practice health care risk management; amending

  6         s. 395.0197, F.S.; requiring that a licensed

  7         health care facility use the services of a

  8         licensed risk manager rather than hire a

  9         licensed risk manager; providing that a risk

10         manager may not be responsible for more than

11         four internal risk management programs in

12         separate hospitals, unless the hospitals are

13         under one corporate ownership or the risk

14         management programs are in rural hospitals;

15         amending s. 456.072, F.S.; providing that

16         invasive action taken in preparation of the

17         patient constitutes grounds for which specified

18         disciplinary actions may be taken; provides

19         that noninvasive preparatory procedures do not

20         constitute grounds for which specified

21         disciplinary actions may be taken; providing an

22         exception for disciplinary action when leaving

23         a foreign body in a patient if leaving the

24         foreign body is medically indicated and

25         documented in the patient record; amending s.

26         395.3025, F.S.; clarifying circumstances under

27         which confidential patient records may be

28         disclosed by health care facility personnel and

29         other licensed health care facilities for the

30         purpose of treating a patient; authorizing the

31         disclosure of confidential patient records by

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    Florida Senate - 2005                                  SB 1346
    37-1060-05




 1         facility personnel for the purposes of

 2         treatment, payment, and its own health care

 3         operations; authorizing the disclosure of

 4         confidential patient records to health care

 5         oversight agencies and researchers of facility

 6         personnel for research purposes; defining the

 7         term "marketing" for purposes of patient

 8         treatment records that are confidential and

 9         exempt from the public-records law; providing

10         an effective date.

11  

12  Be It Enacted by the Legislature of the State of Florida:

13  

14         Section 1.  Subsection (3) of section 395.10974,

15  Florida Statutes, is amended to read:

16         395.10974  Health care risk managers; qualifications,

17  licensure, fees.--

18         (3)  The agency shall issue a license to practice

19  health care risk management to any applicant who qualifies

20  under this section. The amount of the fees shall be

21  established by rule, as follows: and submits an application

22  fee of not more than $75, a fingerprinting fee of not more

23  than $75, and a license fee of not more than $100. The agency

24  shall by rule establish fees and procedures for the issuance

25  and cancellation of licenses.

26         Section 2.  Subsection (2) of section 395.0197, Florida

27  Statutes, is amended to read:

28         395.0197  Internal risk management program.--

29         (2)  The internal risk management program is the

30  responsibility of the governing board of the health care

31  facility. Each licensed facility shall use the services of

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    Florida Senate - 2005                                  SB 1346
    37-1060-05




 1  hire a risk manager, licensed under s. 395.10974, who is

 2  responsible for implementation and oversight of such

 3  facility's internal risk management program as required by

 4  this section. A risk manager must not be made responsible for

 5  more than four internal risk management programs in separate

 6  hospitals licensed facilities, unless the hospitals facilities

 7  are under one corporate ownership or the risk management

 8  programs are in rural hospitals.

 9         Section 3.  Paragraphs (aa) and (bb) of subsection (1)

10  of section 456.072, Florida Statutes, are amended to read:

11         456.072  Grounds for discipline; penalties;

12  enforcement.--

13         (1)  The following acts shall constitute grounds for

14  which the disciplinary actions specified in subsection (2) may

15  be taken:

16         (aa)  Performing or attempting to perform health care

17  services on the wrong patient, a wrong-site procedure, a wrong

18  procedure, or an unauthorized procedure or a procedure that is

19  medically unnecessary or otherwise unrelated to the patient's

20  diagnosis or medical condition. For the purposes of this

21  paragraph, performing or attempting to perform health care

22  services includes invasive action taken in furtherance of the

23  preparation of the patient, but does not include those

24  preparations that are noninvasive.

25         (bb)  Leaving a foreign body in a patient, such as a

26  sponge, clamp, forceps, surgical needle, or other

27  paraphernalia commonly used in surgical, examination, or other

28  diagnostic procedures, unless leaving the foreign body is

29  medically indicated and documented in the patient record. For

30  the purposes of this paragraph, it shall be legally presumed

31  that retention of a foreign body is not in the best interest

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    Florida Senate - 2005                                  SB 1346
    37-1060-05




 1  of the patient and is not within the standard of care of the

 2  profession, unless medically indicated and documented in the

 3  patient record regardless of the intent of the professional.

 4         Section 4.  Subsections (4) and (7) of section

 5  395.3025, Florida Statutes, are amended to read:

 6         395.3025  Patient and personnel records; copies;

 7  examination.--

 8         (4)  Patient records are confidential and must not be

 9  disclosed without the consent of the person to whom they

10  pertain, but appropriate disclosure may be made without such

11  consent to:

12         (a)  Licensed Facility personnel and all other licensed

13  health care facilities and practitioners if such disclosure

14  pertains to the facility's treatment of the patient or the

15  treatment by another health care provider of the patient

16  attending physicians for use in connection with the treatment

17  of the patient.

18         (b)  Licensed Facility personnel may disclose protected

19  health information for treatment and payment and for purposes

20  of the facility's health care operations as defined by 45

21  C.F.R. 160 and 164 only for administrative purposes or risk

22  management and quality assurance functions.

23         (c)  Health care oversight agencies The agency, for

24  purposes of health care cost containment.

25         (d)  In any civil or criminal action, unless otherwise

26  prohibited by law, upon the issuance of a subpoena from a

27  court of competent jurisdiction and proper notice by the party

28  seeking such records to the patient or his or her legal

29  representative.

30         (e)  The agency upon subpoena issued pursuant to s.

31  456.071, but the records obtained thereby must be used solely

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    Florida Senate - 2005                                  SB 1346
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 1  for the purpose of the agency and the appropriate professional

 2  board in its investigation, prosecution, and appeal of

 3  disciplinary proceedings. If the agency requests copies of the

 4  records, the facility shall charge no more than its actual

 5  copying costs, including reasonable staff time. The records

 6  must be sealed and must not be available to the public

 7  pursuant to s. 119.07(1) or any other statute providing access

 8  to records, nor may they be available to the public as part of

 9  the record of investigation for and prosecution in

10  disciplinary proceedings made available to the public by the

11  agency or the appropriate regulatory board. However, the

12  agency must make available, upon written request by a

13  practitioner against whom probable cause has been found, any

14  such records that form the basis of the determination of

15  probable cause.

16         (f)  The Department of Health or its agent, for the

17  purpose of establishing and maintaining a trauma registry and

18  for the purpose of ensuring that hospitals and trauma centers

19  are in compliance with the standards and rules established

20  under ss. 395.401, 395.4015, 395.4025, 395.404, 395.4045, and

21  395.405, and for the purpose of monitoring patient outcome at

22  hospitals and trauma centers that provide trauma care

23  services.

24         (g)  The Department of Children and Family Services or

25  its agent, for the purpose of investigations of cases of

26  abuse, neglect, or exploitation of children or vulnerable

27  adults.

28         (h)  The State Long-Term Care Ombudsman Council and the

29  local long-term care ombudsman councils, with respect to the

30  records of a patient who has been admitted from a nursing home

31  or long-term care facility, when the councils are conducting

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    Florida Senate - 2005                                  SB 1346
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 1  an investigation involving the patient as authorized under

 2  part II of chapter 400, upon presentation of identification as

 3  a council member by the person making the request.  Disclosure

 4  under this paragraph shall only be made after a competent

 5  patient or the patient's representative has been advised that

 6  disclosure may be made and the patient has not objected.

 7         (i)  A local trauma agency or a regional trauma agency

 8  that performs quality assurance activities, or a panel or

 9  committee assembled to assist a local trauma agency or a

10  regional trauma agency in performing quality assurance

11  activities. Patient records obtained under this paragraph are

12  confidential and exempt from s. 119.07(1) and s. 24(a), Art. I

13  of the State Constitution.

14         (j)  Organ procurement organizations, tissue banks, and

15  eye banks required to conduct death records reviews pursuant

16  to s. 395.2050.

17         (k)  The Medicaid Fraud Control Unit in the Department

18  of Legal Affairs pursuant to s. 409.920.

19         (l)  The Department of Financial Services, or an agent,

20  employee, or independent contractor of the department who is

21  auditing for unclaimed property pursuant to chapter 717.

22         (m)  Researchers or facility personnel for research

23  purposes if the facility or researchers demonstrate compliance

24  with the requirements of 45 C.F.R. s. 164.512(12)(i).

25         (7)(a)  If the content of any record of patient

26  treatment is provided under this section, the recipient, if

27  other than the patient or the patient's representative, may

28  use such information only for the purpose provided and may not

29  further disclose any information to any other person or

30  entity, unless expressly permitted by the written consent of

31  the patient. A general authorization for the release of

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    Florida Senate - 2005                                  SB 1346
    37-1060-05




 1  medical information is not sufficient for this purpose. The

 2  content of such patient treatment record is confidential and

 3  exempt from the provisions of s. 119.07(1) and s. 24(a), Art.

 4  I of the State Constitution.

 5         (b)  Absent a specific written release or authorization

 6  permitting utilization of patient information for solicitation

 7  or marketing the sale of goods or services, any use of such

 8  that information for that purpose those purposes is

 9  prohibited. As used in this paragraph, the term "marketing"

10  has the same meaning as set forth in 45 C.F.R. s. 164.501

11         Section 5.  This act shall take effect July 1, 2005.

12  

13            *****************************************

14                          SENATE SUMMARY

15    Establisher fees for health care risk management
      licenses. Provides that a health care facility only need
16    use the services of, instead of hire, a licensed risk
      manager. Requires that the licensed risk manager must not
17    be responsible for more than four risk management
      programs in separate hospitals, but provides exceptions
18    to the requirement. Provides that invasive preparatory
      procedures constitute grounds for specific disciplinary
19    actions while noninvasive preparatory procedures do not.
      Provides that leaving a foreign body in a patient does
20    not constitute grounds for discipline if doing so is
      medically indicated and documented in the patient record.
21    Provides additional situations in which confidential
      patient records may be disclosed. Defines the term
22    "marketing" for purposes of a public-records exemption.

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