Senate Bill sb2616

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    Florida Senate - 2006                                  SB 2616

    By Senator Wise





    5-1237-06                                               See HB

  1                      A bill to be entitled

  2         An act relating to supplemental educational

  3         services; providing for student access to and

  4         provider accountability for supplemental

  5         educational services in Title I schools;

  6         providing definitions; providing

  7         responsibilities of the Department of

  8         Education, local educational agencies,

  9         providers of supplemental educational services,

10         and parents to provide additional academic

11         instruction designed to increase the academic

12         achievement of eligible students; providing

13         criteria that must be met by a provider

14         approved by the department; providing for

15         department monitoring and evaluation of

16         provider performance; providing a complaint

17         process for determination of provider and local

18         educational agency compliance with law;

19         providing an effective date.

20  

21  Be It Enacted by the Legislature of the State of Florida:

22  

23         Section 1.  Supplemental educational services in Title

24  I schools; student access and provider accountability.--

25         (1)  DEFINITIONS.--As used in this section:

26         (a)  "Adequate yearly progress" or "AYP" means

27  performance based on a series of performance goals that each

28  school, each local educational agency, and the state must

29  achieve within specified timeframes in order to meet the

30  100-percent proficiency goal established by the federal No

31  Child Left Behind Act of 2001.

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1         (b)  "Eligible student" means a student from a

 2  low-income family who attends a Title I school in the school's

 3  second year of school improvement, corrective action, or

 4  restructuring, as defined by the No Child Left Behind Act of

 5  2001.

 6         (c)  "Instructor" or "tutor" means a person employed by

 7  a supplemental educational service provider to deliver

 8  instruction in reading, language arts, or mathematics to

 9  eligible students enrolled in the provider's program.

10         (d)  "Local educational agency" or "LEA" means a local

11  board of education.

12         (e)  "No Child Left Behind Act of 2001" or "NCLB" is a

13  reauthorization of the Elementary and Secondary Education Act

14  of 1965, which is the principal federal law affecting

15  education from kindergarten through high school. The NCLB is

16  designed to improve student achievement and close achievement

17  gaps. States are required to develop challenging academic

18  standards, educate all students to 100-percent proficiency by

19  2014, and create and implement a single, statewide

20  accountability system.

21         (f)  "Parent" means the person or persons legally

22  responsible for the guardianship of the student, including a

23  legal guardian.

24         (g)  "Supplemental educational service providers" or

25  "SES providers" are faith-based organizations, for-profit and

26  nonprofit businesses, local educational agencies, schools,

27  institutes of higher education, community groups, and regional

28  educational service agencies approved by the Department of

29  Education to provide additional academic instruction designed

30  to increase the academic achievement of eligible Title I

31  students.

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1         (h)  "Supplemental educational services" or "SES" means

 2  additional academic instruction provided outside the regular

 3  school day that is designed to increase the academic

 4  achievement of low-income students, as defined by eligibility

 5  for free or reduced-price meals, who attend qualifying schools

 6  as defined by the No Child Left Behind Act of 2001.

 7         (i)  "Title I" is the Elementary and Secondary

 8  Education Act of 1965 program that focuses on improving the

 9  academic achievement of disadvantaged students by ensuring

10  that all students have a fair, equal, and significant

11  opportunity to obtain a high-quality education and reach, at a

12  minimum, proficiency on challenging state academic standards

13  and assessments.

14         (2)  REQUIREMENTS.--

15         (a)  State responsibilities.--The Department of

16  Education shall:

17         1.  Consult with parents, teachers, school districts,

18  and interested members of the public to identify a large

19  number of SES providers so that parents have a wide variety of

20  high-quality choices.

21         2.  Provide and disseminate broadly an annual notice to

22  potential providers outlining the process for obtaining

23  approval to be an SES provider. There shall be at least two

24  opportunities each year for potential providers to submit

25  their applications to the department.

26         3.  Develop and apply objective criteria for approving

27  potential providers. Each provider's SES program shall:

28         a.  Include an appropriate, diagnostic assessment for

29  use in identifying a student's weaknesses and achievement gaps

30  upon which to build an individual student learning plan and

31  learning goals.

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1         b.  Use targeted remediation or instruction that is

 2  aimed at addressing a student's skill gaps revealed during the

 3  assessment and that is based upon an individual student

 4  learning plan.

 5         c.  Include a postassessment linked to the diagnostic

 6  assessment to determine whether student learning gains

 7  occurred and to further develop a plan for either reteaching

 8  skills or identifying new skills for instruction.

 9         d.  Align with the Sunshine State Standards in the area

10  of reading or mathematics, or both.

11         e.  Supplement the academic program a student

12  experiences in the regular school day.

13         f.  Use high-quality, research-based instructional

14  practices that are specifically designed to increase students'

15  academic achievement.

16         4.  Maintain an updated list of approved providers.

17         5.  Exercise authority to investigate and remove

18  providers from the approved list based on evaluation results.

19         6.  Make available to school districts a list of

20  available approved providers in their general geographic

21  locations.

22         7.  Develop, implement, and publicly report on

23  monitoring standards for providers to ensure the quality and

24  effectiveness of services offered by approved providers.

25         8.  Ensure that an LEA has fully met parental demands

26  for SES. In determining whether an LEA has fully met parental

27  demands for SES, the department shall consider whether an LEA

28  has:

29         a.  Appropriately notified all eligible parents of the

30  availability of SES.

31  

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1         b.  Adequately publicized options to parents through

 2  multiple forums in understandable formats and languages.

 3         c.  Offered parents a reasonable period of time to

 4  investigate their options and submit their requests for SES.

 5         9.  No later than May 1 each year, notify LEAs of the

 6  specific schools that are in the second year of school

 7  improvement, corrective action, or restructuring and have not

 8  achieved AYP since such identification.

 9         10.  Place on its Internet website a standard,

10  downloadable enrollment application to be used by parents of

11  eligible students, which must be used by all LEAs for SES

12  enrollment purposes.

13         (b)  LEA responsibilities.--An LEA shall:

14         1.  No later than 90 days prior to the start of the

15  school year, notify parents of eligible students about the

16  availability of SES. Notification shall meet the following

17  criteria:

18         a.  Be sent at least twice annually.

19         b.  Be provided in an understandable and uniform format

20  and, to the extent practicable, in a language the parents can

21  understand.

22         c.  Describe how parents may obtain services.

23         d.  Provide a minimum of 20 school days for parents to

24  select and notify the LEA regarding a selected provider.

25         e.  Create a streamlined, one-step SES parent

26  registration and provider selection process that is user

27  friendly.

28         2.  Help parents choose a provider, if such assistance

29  is requested, making sure that such assistance is unbiased and

30  does not provide advantage for one provider over another,

31  including the LEA if such LEA is an approved provider, and

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1  obtain permission from parents to release assessment data to a

 2  selected provider.

 3         3.  Determine and prioritize students who shall receive

 4  services if not all students can be served. Determination

 5  shall be made in accordance with eligibility criteria

 6  established in federal law and with guidance from the United

 7  States Department of Education, ensuring that prioritization

 8  does not take place in advance of actual demand being

 9  documented and shall be based on the 20-percent set-aside

10  minus any actual costs associated with providing

11  transportation for public school choice pursuant to

12  subparagraph 18.

13         4.  Determine the per-student spending limit according

14  to federal law only, which amount shall not be reduced or

15  otherwise altered.

16         5.  Ensure that the opportunity to acquire SES is

17  offered to eligible students on a continuous basis or, at a

18  minimum, twice every school year, such as once at or near the

19  start of the school year and once at or near the start of each

20  new calendar year. An LEA that does not offer at least two

21  opportunities for SES enrollment shall not amend unobligated

22  SES into the general Title I budget.

23         6.  Enter into an agreement with a provider selected by

24  the parent of an eligible student no later than 45 days after

25  the beginning of the school year or within 45 days after

26  receiving notification of school improvement status. The same

27  procedure shall be followed for subsequent enrollments during

28  the school year. An LEA that does not begin to offer SES

29  within such time periods shall not amend unobligated SES funds

30  into the general Title I budget. The agreement shall include,

31  at a minimum:

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1         a.  A statement of specific achievement goals for each

 2  eligible student whose parent elects to receive SES from the

 3  approved provider.

 4         b.  A description of how student progress will be

 5  measured.

 6         c.  Progress reports for each student to whom a

 7  provider gives services under the agreement.

 8         d.  Procedures for obtaining parental consent to

 9  release assessment data to a selected provider.

10         e.  Procedures for termination of the agreement with

11  the provider based on specific and material cause and shall

12  include an opportunity for the provider to cure any such

13  breach. Termination for convenience clauses shall not be

14  allowed.

15         f.  The payment process for students receiving SES,

16  with reimbursement for services to occur within 60 days

17  following submission of a complete invoice.

18         g.  Records of attendance for each student receiving

19  SES.

20         h.  Security of information relating to students

21  receiving SES.

22         i.  The procedure for facility access for providers,

23  using a fair, transparent, and objective process, to operate

24  on site in a school or schools identified for school

25  improvement, corrective action, or restructuring, free of

26  charge or for a reasonable fee, on the same basis and terms as

27  are available to other groups that seek access to the school

28  building.

29         j.  The process for records maintenance of a provider's

30  SES to students.

31  

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1         k.  Guidelines specifying secular, neutral, and

 2  nonideological instruction and content.

 3         l.  An outline of applicable federal, state, and local

 4  laws, and rules and regulations required by law, in connection

 5  with providing tutorial service.

 6         7.  Establish monitoring procedures to ensure that

 7  providers fulfill their contractual obligations. Monitoring

 8  should include tracking student progress toward meeting the

 9  state's academic standards.

10         8.  Select an approved provider or providers, using a

11  fair, transparent, and objective process, to operate on site

12  in a school or schools identified for school improvement,

13  corrective action, or restructuring, free of charge or for a

14  reasonable fee, on the same basis and terms as are available

15  to other groups that seek access to the school building. The

16  LEA shall not select a provider or providers based on a

17  reduced per-student amount as calculated under federal law or

18  other criteria that would otherwise be a department

19  responsibility or programmatic design criteria, such as the

20  requirement of specific student-tutor ratios.

21         9.  Enter into a compact with the provider, parent, and

22  student. The compact, which shall be maintained for monitoring

23  purposes, shall include, at a minimum:

24         a.  A notification letter to the parent of a student

25  who is eligible to receive SES from an approved provider.

26         b.  Procedures regarding how the SES provider may

27  contact schools and parents regarding available services.

28         c.  Development of a collaborative relationship with

29  the LEA to ensure that issues and concerns are handled in a

30  timely and efficient manner.

31  

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1         d.  Specific achievement goals for the student, which

 2  shall be developed in consultation with the student's parent.

 3         e.  An established timetable for improving the

 4  student's achievement.

 5         f.  Selection of a provider from the department's

 6  approved provider list.

 7         g.  Scheduled tutoring sessions.

 8         10.  Assist the department as needed in identifying

 9  potential providers within the school district.

10         11.  Provide the information the department needs to

11  monitor the quality and effectiveness of the SES offered by

12  providers as specified in federal law.

13         12.  Protect the privacy of students who receive SES.

14  The LEA shall provide achievement data of students to

15  providers serving those students.

16         13.  Notify parents immediately if a provider becomes

17  ineligible to serve as an SES provider. Notification shall

18  include the steps parents must follow in order to secure

19  another provider.

20         14.  Provide approved providers with registration forms

21  and logistical information, including the procedures parents

22  must follow in obtaining SES for their children.

23         15.  While appealing an AYP decision, continue to

24  provide services while the appeal is being resolved and a

25  final AYP determination is being made. If an appeal is

26  granted, the LEA shall continue to serve students currently

27  receiving SES until the end of the contract period but is not

28  obligated to provide SES to additional students.

29         16.  Include in a school improvement plan steps to

30  ensure that eligible students will receive SES as required by

31  

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1  law whenever a school is classified as needing improvement for

 2  a second or subsequent year.

 3         17.  Ensure that eligible students from any school that

 4  is in the second year of school improvement, corrective

 5  action, or restructuring and has not achieved AYP at least

 6  once since such identification shall be offered SES before the

 7  start of the school year.

 8         18.  Set aside up to 20 percent of its Title I, Part A

 9  allocation for SES. Before determining that an amount less

10  than 20 percent of its allocation is needed for choice-related

11  transportation and SES, an LEA shall document to the

12  department that it has fully met demands for these services.

13  An LEA must document, and make publicly available, that it

14  has:

15         a.  Appropriately notified all parents of eligible

16  students of the availability of public school choice and SES.

17         b.  Adequately publicized the options to parents in

18  understandable formats and multiple forums.

19         c.  Offered parents a reasonable period of time to

20  investigate their options and submit their requests for either

21  public school choice or SES.

22  

23  LEAs may amend unobligated SES funds into the general Title I

24  budget by the May 15 consolidated application budget amendment

25  deadline by ensuring that a minimum of 50 percent of the

26  students eligible to receive SES are served by an approved

27  provider. LEAs not meeting the 50-percent criterion shall

28  submit to the department a list of eligible students, students

29  receiving services, and otherwise eligible students on a wait

30  list. LEAs must develop additional plans to notify, enroll,

31  and serve sufficient numbers of SES students until the maximum

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1  Title I funds are utilized or at least 50 percent of the

 2  eligible students are served, whichever comes first. LEAs must

 3  obtain an affirmative election from the parents of unserved,

 4  but otherwise eligible, students that they decline to

 5  participate in SES for that school year.

 6         (c)  Provider responsibilities.--The provider shall:

 7         1.  Agree to negotiate directly with LEAs to determine

 8  scheduled sessions per student. Cost of services shall not

 9  exceed the per-student spending limit calculated by each LEA.

10         2.  Set specific achievement goals for each student,

11  which shall be developed in consultation with each student's

12  parent.

13         3.  Provide a description of how each student's

14  progress will be measured and how each student's parent and

15  instructors will be regularly informed of that progress.

16         4.  Establish a timetable for improving each student's

17  achievement.

18         5.  Agree not to disclose to the public the identity of

19  any student eligible for or receiving SES without the written

20  permission of the student's parent.

21         6.  Agree to meet all applicable federal, state, and

22  local health, safety, and civil rights laws.

23         7.  Ensure that all instruction and content are

24  secular, neutral, and nonideological.

25         8.  Ensure that instruction is consistent with student

26  achievement goals.

27         9.  Agree to abide by the education industry

28  association's current version of the SES code of ethics.

29         (d)  Parent responsibilities.--The parent shall:

30         1.  Request SES for the student.

31  

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1         2.  Select a provider from the department's approved

 2  provider list.

 3         3.  Transport students to and from the place of service

 4  when not provided by the provider.

 5         4.  Work with the provider to set achievement goals for

 6  the student.

 7         5.  Maintain open communication with a provider about a

 8  student's progress.

 9         (e)  Provider criteria.--

10         1.  Providers shall meet the following criteria:

11         a.  Have a demonstrated record of effectiveness in

12  improving student academic achievement.

13         b.  Document that the instructional strategies used by

14  the provider are of high quality, based upon research, and

15  designed to increase student academic achievement.

16         c.  Document that services are aligned with the

17  Sunshine State Standards in the area of reading or

18  mathematics, or both.

19         d.  Provide evidence that the provider is financially

20  sound.

21         e.  Document that the provider will provide SES

22  consistent with all applicable federal, state, and local

23  health, safety, and civil rights laws.

24         f.  Meet all requirements set forth in guidelines

25  issued by the department, including, but not limited to,

26  reporting requirements, application requirements, deadlines,

27  timelines, and standards.

28         g.  Provide instruction that is secular, neutral, and

29  nonideological.

30         2.  Providers applying for statewide provider status

31  upon request shall serve students in any LEA regardless of the

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1  geographical location. Providers approved for statewide

 2  provider status may be removed from the provider list if this

 3  requirement is not met. Providers removed from the statewide

 4  list may reapply and specify a geographical area for their

 5  service.

 6         (f)  Monitoring and evaluation.--

 7         1.  The department shall monitor, at least annually,

 8  all providers currently serving students. Monitoring shall be

 9  conducted at a representative sample of the locations at which

10  the provider serves participating students.

11         a.  The department shall schedule with the provider a

12  mutually agreeable date and time for a monitoring visit. Prior

13  to a monitoring visit, the department shall send to the

14  provider, in writing, confirmation of the scheduled date and

15  time.

16         b.  Prior to a monitoring visit, the department shall

17  notify the provider of all documentation necessary to

18  demonstrate compliance with all applicable state and federal

19  laws related to SES. The provider may request technical

20  assistance from the department in identifying the relevant

21  documents.

22         c.  A provider's performance on each monitoring

23  standard and a provider's overall performance rating shall be

24  indicated on the SES provider monitoring form. The department

25  shall send to the provider, in a timely manner, a copy of the

26  completed monitoring form that includes notes regarding items

27  of documentation that are missing or incomplete.

28         2.  The department shall develop specific procedures to

29  annually evaluate all providers that have served students for

30  2 or more consecutive years in reading, language arts, or

31  mathematics. These procedures shall:

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1         a.  Account for, and be fair to, providers that serve

 2  both large and small populations of students and that use

 3  varying methods of instruction.

 4         b.  Be fair and sensitive enough to record gains of

 5  individual students, especially students whose achievement

 6  level is several grades behind grade level.

 7         c.  Isolate the effects of SES from other variables

 8  that might affect a student's achievement using regression

 9  analysis, comparison groups, or other valid and reliable

10  statistical means.

11         d.  Collect qualitative data on parental satisfaction

12  with provider services.

13         e.  Include safeguards against potential conflicts of

14  interest when the LEA is also an approved provider and is

15  involved in provider monitoring and evaluation.

16         3.  If the department determines that a provider has

17  failed to contribute to increasing the academic proficiency of

18  students for 2 or more consecutive years in reading, language

19  arts, or mathematics in a specific LEA, the department shall

20  remove the provider from the approved provider list for that

21  LEA.

22         4.  The provider shall have the opportunity to appeal

23  the department's decision to the State Board of Education. The

24  provider may reapply to the department for approval after a

25  1-year waiting period.

26         5.  The department shall require an LEA to submit:

27         a.  The parental notification letters the LEA has

28  developed and utilized to inform parents of eligible students.

29         b.  At least twice during the school year, updated

30  information on how many students in the LEA are eligible for

31  SES and how many students make use of SES.

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1         c.  How much money, in total dollars and per student,

 2  is being spent by the LEA on SES.

 3         (g)  Complaint process.--

 4         1.  The department shall monitor complaints from

 5  parents, students, SES providers, school districts, and other

 6  individuals to determine whether LEAs and SES providers are in

 7  compliance with the applicable state and federal laws, rules,

 8  regulations, and guidance governing the provision of SES. The

 9  department shall annually provide a summary report to the

10  State Board of Education.

11         2.  An organization or individual may file with the

12  department a signed, written complaint setting forth

13  allegations of noncompliance. The written complaint shall

14  include, at a minimum:

15         a.  A clear statement of the allegation.

16         b.  A summary of the facts upon which the allegation is

17  based.

18         c.  Any documentation supporting the allegation.

19         d.  The complainant's contact information, including

20  the name of an individual complainant or an authorized

21  representative of the complainant organization and the address

22  and telephone number of the individual or representative.

23         3.  Complaints received from an organization or

24  individual shall be signed and addressed in writing to the

25  department.

26         4.  The department shall acknowledge, in writing, its

27  receipt of a complaint within 15 business days.

28         5.  The department shall, in a timely manner, commence

29  an investigation of the allegations set forth in the complaint

30  and make an independent determination as to whether the

31  allegations warrant further review or action.

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1         6.  If necessary, the department may conduct an onsite

 2  visit to clarify any issues raised by the complaint. An onsite

 3  investigation team may examine relevant records and conduct

 4  interviews of relevant persons to determine whether there has

 5  been a violation of any applicable state or federal law, rule,

 6  regulation, or guideline.

 7         7.  The department shall send written notification to

 8  all appropriate parties of the steps necessary to resolve the

 9  complaint, including technical assistance activities,

10  negotiations, and corrective actions to achieve compliance.

11  This notification may include specific requirements and

12  timelines that must be met in order to ensure that providers

13  other than LEAs continue to receive SES funds from the LEA.

14  LEAs that are providers shall meet the requirements in order

15  to ensure that funds equal to the amount of their SES

16  set-aside are available in the department's grants accounting

17  system.

18         8.  Upon conclusion of the department's investigation,

19  the department shall take appropriate action to remedy

20  violations of applicable laws, rules, regulations, or

21  guidelines, including removal of a provider from the approved

22  provider list.

23         9.  If the department makes the decision to remove a

24  provider from the approved provider list, the LEA shall be

25  notified no later than 10 business days after the department's

26  action. Each provider notified of the decision shall have the

27  right to appeal such decision prior to its becoming final.

28         10.  If an LEA does not comply with providing SES to

29  eligible students within the established timeframe, the

30  department shall withhold funds equal to the amount of the

31  LEA's SES set-aside funds until the LEA complies.

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    Florida Senate - 2006                                  SB 2616
    5-1237-06                                               See HB




 1         11.  If funds are withheld from an LEA for not

 2  providing SES to eligible students within the specified

 3  timeframe, the department may enter into agreements with

 4  providers in lieu of the LEA.

 5         Section 2.  This act shall take effect July 1, 2006.

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