1 | A bill to be entitled |
2 | An act relating to procurement of contractual services by |
3 | a state agency; amending s. 287.057, F.S.; prohibiting a |
4 | state agency from renewing or amending a contract for |
5 | outsourcing under certain conditions; requiring certain |
6 | qualifications for persons chosen to conduct negotiations |
7 | during specified procurements; requiring the Department of |
8 | Management Services to adopt rules governing those |
9 | qualifications; requiring that a specified statement be |
10 | included in procurements of commodities and services which |
11 | prohibits contact between respondents and specified |
12 | employees of the executive and legislative branches; |
13 | creating s. 287.0571, F.S.; creating the Florida Efficient |
14 | Government Act; providing legislative intent; providing |
15 | that procurements of specified commodities and services |
16 | are not subject to the act; creating s. 287.05721, F.S.; |
17 | providing definitions; creating s. 287.0573, F.S.; |
18 | creating the Council on Efficient Government within the |
19 | Department of Management Services; providing the purpose |
20 | and membership of the council; providing duties and |
21 | responsibilities of the council; requiring the council to |
22 | review and issue advisory reports on certain state agency |
23 | procurements; requiring the department to employ adequate |
24 | number of staff; requiring the council to be headed by a |
25 | director appointed by the Secretary of Management |
26 | Services; requiring state agencies to submit materials |
27 | required by the council; creating s. 287.0574, F.S.; |
28 | providing requirements for certain business cases to |
29 | outsource by a state agency; requiring a state agency to |
30 | develop a business case that describes and analyzes a |
31 | contractual services procurement under consideration; |
32 | providing that the business case is not subject to |
33 | challenge or protest under the Administrative Procedure |
34 | Act; providing required components of a business case; |
35 | providing contract requirements for an outsourcing |
36 | procurement; amending s. 287.058, F.S.; providing that a |
37 | contract may not prohibit a contractor from lobbying the |
38 | executive or legislative branches concerning specified |
39 | contract issues, within specified time lines; creating s. |
40 | 287.074, F.S.; requiring that only public officers or |
41 | employees shall perform certain functions; prohibiting a |
42 | contractor from participating in the procurement of |
43 | contractual services by a state agency; repealing s. |
44 | 14.203, F.S., which creates the State Council on |
45 | Competitive Government and provides duties and authority |
46 | of the council; providing appropriations; providing that |
47 | certain state agencies are subject to the act; amending s. |
48 | 119.071, F.S.; removing a cross-reference; clarifying the |
49 | meaning of "commercial activity" to conform to the removal |
50 | of the reference; providing an effective date. |
51 |
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52 | Be It Enacted by the Legislature of the State of Florida: |
53 |
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54 | Section 1. Paragraph (a) of subsection (14) and paragraph |
55 | (b) of subsection (17) of section 287.057, Florida Statutes, are |
56 | amended, and subsection (26) is added to that section, to read: |
57 | 287.057 Procurement of commodities or contractual |
58 | services.-- |
59 | (14)(a) Contracts for commodities or contractual services |
60 | may be renewed for a period that may not exceed 3 years or the |
61 | term of the original contract, whichever period is longer. |
62 | Renewal of a contract for commodities or contractual services |
63 | shall be in writing and shall be subject to the same terms and |
64 | conditions set forth in the initial contract. If the commodity |
65 | or contractual service is purchased as a result of the |
66 | solicitation of bids, proposals, or replies, the price of the |
67 | commodity or contractual service to be renewed shall be |
68 | specified in the bid, proposal, or reply. A renewal contract may |
69 | not include any compensation for costs associated with the |
70 | renewal. Renewals shall be contingent upon satisfactory |
71 | performance evaluations by the agency and subject to the |
72 | availability of funds. Exceptional purchase contracts pursuant |
73 | to paragraphs (5)(a) and (c) may not be renewed. With the |
74 | exception of subsection (13), if a contract amendment results in |
75 | a longer contract term or increased payments, a state agency may |
76 | not renew or amend a contract for the outsourcing of a service |
77 | or activity that has an original term value exceeding the sum of |
78 | $10 million before submitting a written report concerning |
79 | contract performance to the Governor, the President of the |
80 | Senate, and the Speaker of the House of Representatives at least |
81 | 90 days before execution of the renewal or amendment. |
82 | (17) For a contract in excess of the threshold amount |
83 | provided in s. 287.017 for CATEGORY FOUR, the agency head shall |
84 | appoint: |
85 | (b) At least three persons to conduct negotiations during |
86 | a competitive sealed reply procurement who collectively have |
87 | experience and knowledge in negotiating contracts, contract |
88 | procurement, and the program areas and service requirements for |
89 | which commodities or contractual services are sought. When the |
90 | value of a contract is in excess of $1 million in any fiscal |
91 | year, at least one of the persons conducting negotiations must |
92 | be certified as a contract negotiator based upon rules adopted |
93 | by the Department of Management Services in order to ensure that |
94 | certified contract negotiators are knowledgeable about effective |
95 | negotiation strategies, capable of successfully implementing |
96 | those strategies, and involved appropriately in the procurement |
97 | process. At a minimum, the rules must address the qualifications |
98 | required for certification, the method of certification, and the |
99 | procedure for involving the certified negotiator. If the value |
100 | of a contract is in excess of $10 million in any fiscal year, at |
101 | least one of the persons conducting negotiations must be a |
102 | Project Management Professional, as certified by the Project |
103 | Management Institute. |
104 | (26) Each solicitation for the procurement of commodities |
105 | or contractual services shall include the following provision: |
106 | "Respondents to this solicitation or persons acting on their |
107 | behalf may not contact, between the release of the solicitation |
108 | and the execution of the resulting contract, any employee or |
109 | officer of the executive or legislative branch concerning any |
110 | aspect of this solicitation, except in writing to the |
111 | procurement officer or as provided in the solicitation |
112 | documents. Violation of this provision may be grounds for |
113 | rejecting a response." |
114 | Section 2. Section 287.0571, Florida Statutes, is created |
115 | to read: |
116 | 287.0571 Applicability of ss. 287.0571-287.0574.-- |
117 | (1) Sections 287.0571-287.0574 may be cited as the |
118 | "Florida Efficient Government Act." |
119 | (2) It is the intent of the Legislature that each state |
120 | agency focus on its core mission and deliver services |
121 | effectively and efficiently by leveraging resources and |
122 | contracting with private-sector vendors whenever vendors can |
123 | more effectively and efficiently provide services and reduce the |
124 | cost of government. |
125 | (3) It is further the intent of the Legislature that |
126 | business cases to outsource be evaluated for feasibility, cost- |
127 | effectiveness, and efficiency before a state agency proceeds |
128 | with any outsourcing of services. |
129 | (4) Sections 287.0571-287.0574 do not apply to: |
130 | (a) A procurement of commodities and contractual services |
131 | listed in s. 287.057(5)(e), (f), and (g) and (22). |
132 | (b) A procurement of contractual services subject to s. |
133 | 287.055. |
134 | (c) A contract in support of the planning, development, |
135 | implementation, operation, or maintenance of the road, bridge, |
136 | and public transportation construction program of the Department |
137 | of Transportation. |
138 | (d) A procurement of commodities or contractual services |
139 | which does not constitute an outsourcing of services or |
140 | activities. |
141 | Section 3. Section 287.05721, Florida Statutes, is created |
142 | to read: |
143 | 287.05721 Definitions.--As used in ss. 287.0571-287.0574, |
144 | the term: |
145 | (1) "Council" means the Council on Efficient Government. |
146 | (2) "Outsource" means the process of contracting with a |
147 | vendor to provide a service as defined in s. 216.011(1)(f), in |
148 | whole or in part, or an activity as defined in s. |
149 | 216.011(1)(rr), while a state agency retains the responsibility |
150 | and accountability for the service or activity and there is a |
151 | transfer of management responsibility for the delivery of |
152 | resources and the performance of those resources. |
153 | Section 4. Section 287.0573, Florida Statutes, is created |
154 | to read: |
155 | 287.0573 Council on Efficient Government; membership; |
156 | duties.-- |
157 | (1) There is created a Council on Efficient Government |
158 | within the Department of Management Services to review, |
159 | evaluate, and issue advisory reports on business cases submitted |
160 | to the council as specified in this section. |
161 | (2) The council shall consist of seven members appointed |
162 | by the Governor pursuant to s. 20.052 and confirmed by the |
163 | Senate: |
164 | (a) The Secretary of Management Services, who shall serve |
165 | as chair. |
166 | (b) A Cabinet member other than the Governor, or his or |
167 | her senior management or executive staff designee. |
168 | (c) Two heads of executive branch agencies. |
169 | (d) Three members from the private sector who, |
170 | collectively, have experience with procurement, successfully |
171 | increasing operational efficiency, and implementing complex |
172 | projects in the private-sector business environment. A private- |
173 | sector member of the council may not at any time during his or |
174 | her appointment to the council be registered to lobby the |
175 | executive or legislative branch. |
176 | (3) Within 45 days after the effective date of this |
177 | section, the Governor shall appoint two private-sector members |
178 | and two state agency heads for terms of 1 year and one private- |
179 | sector member and two agency heads for terms of 2 years. |
180 | Thereafter, each member shall be appointed for a term of 2 |
181 | years. The private-sector members shall serve without |
182 | compensation, but are entitled to reimbursement for per diem and |
183 | travel expenses pursuant to s. 112.061. |
184 | (4) A state agency member of the council may not |
185 | participate in a council review of a business case to outsource |
186 | if his or her state agency is conducting the proposed |
187 | outsourcing. A private-sector member of the council may not |
188 | participate in a council review of a business case to outsource |
189 | if he or she has a business relationship with an entity that is |
190 | involved or could potentially be involved in the proposed |
191 | outsourcing. |
192 | (5) A member of the council, except the Cabinet member, |
193 | may not delegate his or her membership to a designee. |
194 | (6) A quorum shall consist of at least four members, |
195 | including at least two private-sector members. |
196 | (7) Any vacancy on the council shall be filled in the same |
197 | manner as the original appointment, and any member appointed to |
198 | fill a vacancy occurring for a reason other than the expiration |
199 | of a term shall serve only for the unexpired term of the |
200 | member's predecessor. |
201 | (8) The council shall: |
202 | (a) Employ a standard process for reviewing business cases |
203 | to outsource. |
204 | (b) Review and evaluate business cases to outsource as |
205 | requested by the Governor or the state agency head whose agency |
206 | is proposing to outsource or as required by ss. 287.0571- |
207 | 287.0574 or by law. |
208 | (c) No later than 30 days before a state agency's issuance |
209 | of a solicitation of $10 million or more, provide to the agency |
210 | conducting the procurement, the Governor, the President of the |
211 | Senate, and the Speaker of the House of Representatives an |
212 | advisory report for each business case reviewed and evaluated by |
213 | the council. The report must contain all versions of the |
214 | business case, an evaluation of the business case, any relevant |
215 | recommendations, and sufficient information to assist the state |
216 | agency proposing to outsource in determining whether the |
217 | business case to outsource should be included with the |
218 | legislative budget request. |
219 | (d) Recommend and implement standard processes for state |
220 | agency and council review, including the development of |
221 | templates for use by state agencies in submitting business cases |
222 | to the council, and evaluate state agency business cases to |
223 | outsource. |
224 | (e) Develop standards and best-practice procedures for use |
225 | by state agencies in evaluating business cases to outsource. |
226 | (f) Recommend standards, processes, and guidelines for use |
227 | by state agencies in developing business cases to outsource. |
228 | (g) Incorporate any lessons learned from outsourcing |
229 | services and activities into council standards, procedures, and |
230 | guidelines, as appropriate, and identify and disseminate to |
231 | agencies information regarding best practices in outsourcing |
232 | efforts. |
233 | (h) Develop, in consultation with the Agency for Workforce |
234 | Innovation, guidelines for assisting state employees whose jobs |
235 | are eliminated as a result of outsourcing. |
236 | (i) Identify and report yearly to the Legislature on |
237 | innovative methods of delivering government services which would |
238 | improve the efficiency, effectiveness, or competition in the |
239 | delivery of government services, including, but not limited to, |
240 | enterprise-wide proposals. |
241 | (j) Report to the Legislature, yearly, on the outsourcing |
242 | efforts of each state agency. Such reporting shall include, but |
243 | need not be limited to, the number of outsourcing business cases |
244 | and solicitations generated by each state agency, the number and |
245 | dollar value of outsourcing contracts by each state agency, and |
246 | the status of extensions, renewals, and amendments of state |
247 | agency outsourcing contracts. |
248 | (9) The council shall make available to the Governor and |
249 | the Legislature minutes of all meetings, a summary report on |
250 | each proposal that describes funding options, including the need |
251 | for any budget amendments or new appropriations, and an annual |
252 | report of the activities and recommendations of the council. |
253 | (10) The department shall employ an adequate number of |
254 | staff who collectively possess significant expertise and |
255 | experience as required to carry out the responsibilities of this |
256 | act. |
257 | (11) The council shall be headed by a director appointed |
258 | by the secretary. |
259 | (12) Each state agency shall submit to the council all |
260 | information, documents, or other materials required by the |
261 | council or this chapter. |
262 | Section 5. Section 287.0574, Florida Statutes, is created |
263 | to read: |
264 | 287.0574 Business cases to outsource; review and analysis; |
265 | requirements.-- |
266 | (1) A business case to outsource having a projected cost |
267 | exceeding $10 million in any fiscal year shall require: |
268 | (a) An initial business case analysis conducted by the |
269 | state agency and submitted to the council, the Governor, the |
270 | President of the Senate, and the Speaker of the House of |
271 | Representatives at least 60 days before a solicitation is |
272 | issued. The council shall evaluate the business case analysis |
273 | and submit the evaluation to the state agency, the Governor, the |
274 | President of the Senate, and the Speaker of the House of |
275 | Representatives when the business case evaluation is completed, |
276 | but at least 30 days before issuing a solicitation. |
277 | (b) A final business case analysis conducted by the state |
278 | agency and submitted after the conclusion of any negotiations, |
279 | at least 30 days before execution of a contract, to the council, |
280 | the Governor, the President of the Senate, and the Speaker of |
281 | the House of Representatives. |
282 | (2) A proposal to outsource having a projected cost that |
283 | ranges from $1 million to $10 million in any fiscal year shall |
284 | require: |
285 | (a) An initial business case analysis conducted by the |
286 | state agency and submission of the business case at least 30 |
287 | days before issuing a solicitation to the council, the Governor, |
288 | the President of the Senate, and the Speaker of the House of |
289 | Representatives. |
290 | (b) A final business case analysis conducted by the state |
291 | agency and submitted after the conclusion of any negotiations, |
292 | at least 30 days before execution of a contract, to the council, |
293 | the Governor, the President of the Senate, and the Speaker of |
294 | the House of Representatives. |
295 | (3) A business case to outsource having a projected cost |
296 | that is less than $1 million in any fiscal year shall require a |
297 | final business case analysis conducted by the state agency after |
298 | the conclusion of any negotiations and provided at least 30 days |
299 | before execution of a contract to the council. The council shall |
300 | provide such business cases in its annual report to the |
301 | Legislature. |
302 | (4) For any proposed outsourcing, the state agency shall |
303 | develop a business case that justifies the proposal to |
304 | outsource. In order to reduce any administrative burden, the |
305 | council may allow a state agency to submit the business case in |
306 | the form required by the budget instructions issued pursuant to |
307 | s. 216.023, augmented with additional information if necessary, |
308 | to ensure that the requirements of this section are met. The |
309 | business case is not subject to challenge or protest pursuant to |
310 | chapter 120. The business case must include, but need not be |
311 | limited to: |
312 | (a) A detailed description of the service or activity for |
313 | which the outsourcing is proposed. |
314 | (b) A description and analysis of the state agency's |
315 | current performance, based on existing performance metrics if |
316 | the state agency is currently performing the service or |
317 | activity. |
318 | (c) The goals desired to be achieved through the proposed |
319 | outsourcing and the rationale for such goals. |
320 | (d) A citation to the existing or proposed legal authority |
321 | for outsourcing the service or activity. |
322 | (e) A description of available options for achieving the |
323 | goals. |
324 | (f) An analysis of the advantages and disadvantages of |
325 | each option, including, at a minimum, potential performance |
326 | improvements and risks. |
327 | (g) A description of the current market for the |
328 | contractual services that are under consideration for |
329 | outsourcing. |
330 | (h) A cost-benefit analysis documenting the direct and |
331 | indirect specific baseline costs, savings, and qualitative and |
332 | quantitative benefits involved in or resulting from the |
333 | implementation of the recommended option or options. Such |
334 | analysis must specify the schedule that, at a minimum, must be |
335 | adhered to in order to achieve the estimated savings. All |
336 | elements of cost must be clearly identified in the cost-benefit |
337 | analysis, described in the business case, and supported by |
338 | applicable records and reports. The state agency head shall |
339 | attest that, based on the data and information underlying the |
340 | business case, to the best of his or her knowledge, all |
341 | projected costs, savings, and benefits are valid and achievable. |
342 | As used in this section, the term "cost" means the reasonable, |
343 | relevant, and verifiable cost, which may include, but is not |
344 | limited to, elements such as personnel, materials and supplies, |
345 | services, equipment, capital depreciation, rent, maintenance and |
346 | repairs, utilities, insurance, personnel travel, overhead, and |
347 | interim and final payments. The appropriate elements shall |
348 | depend on the nature of the specific initiative. As used in this |
349 | section, the term "savings" means the difference between the |
350 | direct and indirect actual annual baseline costs compared to the |
351 | projected annual cost for the contracted functions or |
352 | responsibilities in any succeeding state fiscal year during the |
353 | term of the contract. |
354 | (i) A description of differences among current state |
355 | agency policies and processes and, as appropriate, a discussion |
356 | of options for or a plan to standardize, consolidate, or revise |
357 | current policies and processes, if any, to reduce the |
358 | customization of any proposed solution that would otherwise be |
359 | required. |
360 | (j) A description of the specific performance standards |
361 | that must, at a minimum, be met to ensure adequate performance. |
362 | (k) The projected timeframe for key events from the |
363 | beginning of the procurement process through the expiration of a |
364 | contract. |
365 | (l) A plan to ensure compliance with the public records |
366 | law. |
367 | (m) A specific and feasible contingency plan addressing |
368 | contractor nonperformance and a description of the tasks |
369 | involved in and costs required for its implementation. |
370 | (n) A state agency's transition plan for addressing |
371 | changes in the number of agency personnel, affected business |
372 | processes, employee transition issues, and communication with |
373 | affected stakeholders, such as agency clients and the public. |
374 | The transition plan must contain a reemployment and retraining |
375 | assistance plan for employees who are not retained by the state |
376 | agency or employed by the contractor. |
377 | (o) A plan for ensuring access by persons with |
378 | disabilities in compliance with applicable state and federal |
379 | law. |
380 | (p) A description of legislative and budgetary actions |
381 | necessary to accomplish the proposed outsourcing. |
382 | (5) In addition to the contract requirements provided in |
383 | s. 287.058, each contract resulting from an outsourcing must |
384 | include, but need not be limited to: |
385 | (a) A detailed scope of work which clearly specifies each |
386 | service or activity to be provided, including a description of |
387 | each deliverable that is quantifiable, measurable, and |
388 | verifiable. |
389 | (b) A service-level agreement describing all services to |
390 | be provided under the terms of the agreement, the state agency's |
391 | service requirements and performance objectives, and specific |
392 | responsibilities of the state agency and the contractor. |
393 | (c) Associated costs, specific payment terms and payment |
394 | schedules, including incentive and financial disincentive |
395 | provisions, and criteria governing payment. |
396 | (d) A clear and specific transition implementation |
397 | schedule that will be implemented in order to complete all |
398 | required activities needed to transfer the service or activity |
399 | from the state agency to the contractor and operate the service |
400 | or activity successfully. |
401 | (e) Clear and specific identification of all required |
402 | performance standards, which must include, at a minimum: |
403 | 1. Detailed measurable acceptance criteria for each |
404 | deliverable and service to be provided to the state agency under |
405 | the terms of the contract for outsourcing which document the |
406 | required performance level. |
407 | 2. A method for monitoring and reporting progress in |
408 | achieving specified performance standards and levels. |
409 | 3. The sanctions or disincentives that shall be imposed |
410 | for nonperformance by the contractor or state agency. |
411 | (f) A requirement that the contractor maintain adequate |
412 | accounting records that comply with all applicable federal and |
413 | state laws and generally accepted accounting principles. |
414 | (g) A requirement authorizing state access to and audit of |
415 | all records related to the contract or any responsibilities or |
416 | functions under the contract for state audit and legislative |
417 | oversight purposes. |
418 | (h) A requirement for service organization audits in |
419 | accordance with professional auditing standards, if appropriate. |
420 | (i) A requirement that the contractor interview and |
421 | consider for employment with the contractor each displaced state |
422 | employee who is interested in such employment. |
423 | (j) A contingency plan that describes the mechanism for |
424 | continuing the operation of the service or activity if the |
425 | contractor fails to perform and comply with the performance |
426 | standards and levels of the contract and the contract is |
427 | terminated. |
428 | Section 6. Subsection (6) is added to section 287.058, |
429 | Florida Statutes, to read: |
430 | 287.058 Contract document.-- |
431 | (6) A contract may not prohibit a contractor from lobbying |
432 | the executive or legislative branch concerning the scope of |
433 | services, performance, term, or compensation regarding any |
434 | contract to which the contractor and a state agency are parties, |
435 | after contract execution and during the contract term. The |
436 | provisions of this subsection are supplemental to the provisions |
437 | of ss. 11.062 and 216.347 and any other law prohibiting the use |
438 | of state funds for lobbying purposes. |
439 | Section 7. Section 287.074, Florida Statutes, is created |
440 | to read: |
441 | 287.074 Prohibited actions by contractor personnel.-- |
442 | (1) Only a public officer or a public employee upon whom |
443 | the public officer has delegated authority shall, consistent |
444 | with law, take actions, including, but not limited to: |
445 | (a) Selecting state employees; |
446 | (b) Approving position descriptions, performance |
447 | standards, or salary adjustments for state employees; and |
448 | (c) Hiring, promoting, disciplining, demoting, and |
449 | dismissing a state employee. |
450 | (2) Only a public officer shall, consistent with law, |
451 | commission and appoint state officers. |
452 | Section 8. A contractor, as defined in chapter 287, |
453 | Florida Statutes, or its employees, agents, or subcontractors, |
454 | may not knowingly participate, through decision, approval, |
455 | disapproval, or preparation of any part of a purchase request, |
456 | investigation, or audit, in the procurement of commodities or |
457 | contractual services by a state agency from an entity in which |
458 | the contractor, or its employees, agents, or subcontractors, has |
459 | a material interest. |
460 | Section 9. Section 14.203, Florida Statutes, is repealed. |
461 | Section 10. For the 2006-2007 fiscal year, the sum of |
462 | $1.25 million in recurring funds from the General Revenue Fund |
463 | in a qualified expenditure category is appropriated and 10 full- |
464 | time equivalent positions are authorized to the Department of |
465 | Management Services to carry out the activities of the Council |
466 | on Efficient Government as provided in this act. |
467 | Section 11. The Department of Management Services may |
468 | implement a program to train state agency employees who are |
469 | involved in managing outsourcings as Project Management |
470 | Professionals, as certified by the Project Management Institute. |
471 | For the 2006-2007 fiscal year, the sum of $500,000 in recurring |
472 | funds from the General Revenue Fund is appropriated to the |
473 | Department of Management Services to implement this program. The |
474 | Department of Management Services, in consultation with entities |
475 | subject to this act, shall identify personnel to participate in |
476 | this training based on requested need and ensure that each |
477 | agency is represented. The Department of Management Services may |
478 | remit payment for this training on behalf of all participating |
479 | personnel. |
480 | Section 12. Notwithstanding any law to the contrary, a |
481 | state agency under the individual control of the Attorney |
482 | General, the Chief Financial Officer, or the Commissioner of |
483 | Agriculture are subject to this act. |
484 | Section 13. Paragraph (a) of subsection (5) of section |
485 | 119.071, Florida Statutes, is amended to read: |
486 | 119.071 General exemptions from inspection or copying of |
487 | public records.-- |
488 | (5) OTHER PERSONAL INFORMATION.-- |
489 | (a)1. The Legislature acknowledges that the social |
490 | security number was never intended to be used for business |
491 | purposes but was intended to be used solely for the |
492 | administration of the federal Social Security System. The |
493 | Legislature is further aware that over time this unique numeric |
494 | identifier has been used extensively for identity verification |
495 | purposes and other legitimate consensual purposes. The |
496 | Legislature is also cognizant of the fact that the social |
497 | security number can be used as a tool to perpetuate fraud |
498 | against a person and to acquire sensitive personal, financial, |
499 | medical, and familial information, the release of which could |
500 | cause great financial or personal harm to an individual. The |
501 | Legislature intends to monitor the commercial use of social |
502 | security numbers held by state agencies in order to maintain a |
503 | balanced public policy. |
504 | 2. An agency shall not collect an individual's social |
505 | security number unless authorized by law to do so or unless the |
506 | collection of the social security number is otherwise imperative |
507 | for the performance of that agency's duties and responsibilities |
508 | as prescribed by law. Social security numbers collected by an |
509 | agency must be relevant to the purpose for which collected and |
510 | shall not be collected until and unless the need for social |
511 | security numbers has been clearly documented. An agency that |
512 | collects social security numbers shall also segregate that |
513 | number on a separate page from the rest of the record, or as |
514 | otherwise appropriate, in order that the social security number |
515 | be more easily redacted, if required, pursuant to a public |
516 | records request. An agency collecting a person's social security |
517 | number shall, upon that person's request, at the time of or |
518 | prior to the actual collection of the social security number by |
519 | that agency, provide that person with a statement of the purpose |
520 | or purposes for which the social security number is being |
521 | collected and used. Social security numbers collected by an |
522 | agency shall not be used by that agency for any purpose other |
523 | than the purpose stated. Social security numbers collected by an |
524 | agency prior to May 13, 2002, shall be reviewed for compliance |
525 | with this subparagraph. If the collection of a social security |
526 | number prior to May 13, 2002, is found to be unwarranted, the |
527 | agency shall immediately discontinue the collection of social |
528 | security numbers for that purpose. |
529 | 3. Effective October 1, 2002, all social security numbers |
530 | held by an agency are confidential and exempt from s. 119.07(1) |
531 | and s. 24(a), Art. I of the State Constitution. This exemption |
532 | applies to all social security numbers held by an agency before, |
533 | on, or after the effective date of this exemption. |
534 | 4. Social security numbers may be disclosed to another |
535 | governmental entity or its agents, employees, or contractors if |
536 | disclosure is necessary for the receiving entity to perform its |
537 | duties and responsibilities. The receiving governmental entity |
538 | and its agents, employees, and contractors shall maintain the |
539 | confidential and exempt status of such numbers. |
540 | 5. An agency shall not deny a commercial entity engaged in |
541 | the performance of a commercial activity, which, for purposes of |
542 | this section, means an activity that provides a product or |
543 | service that is available from a private source, as defined in |
544 | s. 14.203 or its agents, employees, or contractors access to |
545 | social security numbers, provided the social security numbers |
546 | will be used only in the normal course of business for |
547 | legitimate business purposes, and provided the commercial entity |
548 | makes a written request for social security numbers, verified as |
549 | provided in s. 92.525, legibly signed by an authorized officer, |
550 | employee, or agent of the commercial entity. The verified |
551 | written request must contain the commercial entity's name, |
552 | business mailing and location addresses, business telephone |
553 | number, and a statement of the specific purposes for which it |
554 | needs the social security numbers and how the social security |
555 | numbers will be used in the normal course of business for |
556 | legitimate business purposes. The aggregate of these requests |
557 | shall serve as the basis for the agency report required in |
558 | subparagraph 8. An agency may request any other information |
559 | reasonably necessary to verify the identity of the entity |
560 | requesting the social security numbers and the specific purposes |
561 | for which such numbers will be used; however, an agency has no |
562 | duty to inquire beyond the information contained in the verified |
563 | written request. A legitimate business purpose includes |
564 | verification of the accuracy of personal information received by |
565 | a commercial entity in the normal course of its business; use in |
566 | a civil, criminal, or administrative proceeding; use for |
567 | insurance purposes; use in law enforcement and investigation of |
568 | crimes; use in identifying and preventing fraud; use in |
569 | matching, verifying, or retrieving information; and use in |
570 | research activities. A legitimate business purpose does not |
571 | include the display or bulk sale of social security numbers to |
572 | the general public or the distribution of such numbers to any |
573 | customer that is not identifiable by the distributor. |
574 | 6. Any person who makes a false representation in order to |
575 | obtain a social security number pursuant to this paragraph, or |
576 | any person who willfully and knowingly violates this paragraph, |
577 | commits a felony of the third degree, punishable as provided in |
578 | s. 775.082 or s. 775.083. Any public officer who violates this |
579 | paragraph is guilty of a noncriminal infraction, punishable by a |
580 | fine not exceeding $500. A commercial entity that provides |
581 | access to public records containing social security numbers in |
582 | accordance with this paragraph is not subject to the penalty |
583 | provisions of this subparagraph. |
584 | 7.a. On or after October 1, 2002, a person preparing or |
585 | filing a document to be recorded in the official records by the |
586 | county recorder as provided for in chapter 28 may not include |
587 | any person's social security number in that document, unless |
588 | otherwise expressly required by law. If a social security number |
589 | is or has been included in a document presented to the county |
590 | recorder for recording in the official records of the county |
591 | before, on, or after October 1, 2002, it may be made available |
592 | as part of the official record available for public inspection |
593 | and copying. |
594 | b. Any person, or his or her attorney or legal guardian, |
595 | has the right to request that a county recorder remove, from an |
596 | image or copy of an official record placed on a county |
597 | recorder's publicly available Internet website or a publicly |
598 | available Internet website used by a county recorder to display |
599 | public records or otherwise made electronically available to the |
600 | general public by such recorder, his or her social security |
601 | number contained in that official record. Such request must be |
602 | made in writing, legibly signed by the requester and delivered |
603 | by mail, facsimile, or electronic transmission, or delivered in |
604 | person, to the county recorder. The request must specify the |
605 | identification page number that contains the social security |
606 | number to be redacted. The county recorder has no duty to |
607 | inquire beyond the written request to verify the identity of a |
608 | person requesting redaction. A fee shall not be charged for the |
609 | redaction of a social security number pursuant to such request. |
610 | c. A county recorder shall immediately and conspicuously |
611 | post signs throughout his or her offices for public viewing and |
612 | shall immediately and conspicuously post, on any Internet |
613 | website or remote electronic site made available by the county |
614 | recorder and used for the ordering or display of official |
615 | records or images or copies of official records, a notice |
616 | stating, in substantially similar form, the following: |
617 | (I) On or after October 1, 2002, any person preparing or |
618 | filing a document for recordation in the official records may |
619 | not include a social security number in such document, unless |
620 | required by law. |
621 | (II) Any person has a right to request a county recorder |
622 | to remove, from an image or copy of an official record placed on |
623 | a county recorder's publicly available Internet website or on a |
624 | publicly available Internet website used by a county recorder to |
625 | display public records or otherwise made electronically |
626 | available to the general public, any social security number |
627 | contained in an official record. Such request must be made in |
628 | writing and delivered by mail, facsimile, or electronic |
629 | transmission, or delivered in person, to the county recorder. |
630 | The request must specify the identification page number that |
631 | contains the social security number to be redacted. No fee will |
632 | be charged for the redaction of a social security number |
633 | pursuant to such a request. |
634 | d. Until January 1, 2007, if a social security number, |
635 | made confidential and exempt pursuant to this paragraph, or a |
636 | complete bank account, debit, charge, or credit card number made |
637 | exempt pursuant to paragraph (b) is or has been included in a |
638 | court file, such number may be included as part of the court |
639 | record available for public inspection and copying unless |
640 | redaction is requested by the holder of such number, or by the |
641 | holder's attorney or legal guardian, in a signed, legibly |
642 | written request specifying the case name, case number, document |
643 | heading, and page number. The request must be delivered by mail, |
644 | facsimile, electronic transmission, or in person to the clerk of |
645 | the circuit court. The clerk of the circuit court does not have |
646 | a duty to inquire beyond the written request to verify the |
647 | identity of a person requesting redaction. A fee may not be |
648 | charged for the redaction of a social security number or a bank |
649 | account, debit, charge, or credit card number pursuant to such |
650 | request. |
651 | e. Any person who prepares or files a document to be |
652 | recorded in the official records by the county recorder as |
653 | provided in chapter 28 may not include a person's social |
654 | security number or complete bank account, debit, charge, or |
655 | credit card number in that document unless otherwise expressly |
656 | required by law. Until January 1, 2007, if a social security |
657 | number or a complete bank account, debit, charge, or credit card |
658 | number is or has been included in a document presented to the |
659 | county recorder for recording in the official records of the |
660 | county, such number may be made available as part of the |
661 | official record available for public inspection and copying. Any |
662 | person, or his or her attorney or legal guardian, may request |
663 | that a county recorder remove from an image or copy of an |
664 | official record placed on a county recorder's publicly available |
665 | Internet website, or a publicly available Internet website used |
666 | by a county recorder to display public records outside the |
667 | office or otherwise made electronically available outside the |
668 | county recorder's office to the general public, his or her |
669 | social security number or complete account, debit, charge, or |
670 | credit card number contained in that official record. Such |
671 | request must be legibly written, signed by the requester, and |
672 | delivered by mail, facsimile, electronic transmission, or in |
673 | person to the county recorder. The request must specify the |
674 | identification page number of the document that contains the |
675 | number to be redacted. The county recorder does not have a duty |
676 | to inquire beyond the written request to verify the identity of |
677 | a person requesting redaction. A fee may not be charged for |
678 | redacting such numbers. |
679 | f. Subparagraphs 2. and 3. do not apply to the clerks of |
680 | the court or the county recorder with respect to circuit court |
681 | records and official records. |
682 | g. On January 1, 2007, and thereafter, the clerk of the |
683 | circuit court and the county recorder must keep complete bank |
684 | account, debit, charge, and credit card numbers exempt as |
685 | provided for in paragraph (b), and must keep social security |
686 | numbers confidential and exempt as provided for in subparagraph |
687 | 3., without any person having to request redaction. |
688 | 8. Beginning January 31, 2004, and each January 31 |
689 | thereafter, every agency must file a report with the Secretary |
690 | of State, the President of the Senate, and the Speaker of the |
691 | House of Representatives listing the identity of all commercial |
692 | entities that have requested social security numbers during the |
693 | preceding calendar year and the specific purpose or purposes |
694 | stated by each commercial entity regarding its need for social |
695 | security numbers. If no disclosure requests were made, the |
696 | agency shall so indicate. |
697 | 9. Any affected person may petition the circuit court for |
698 | an order directing compliance with this paragraph. |
699 | 10. This paragraph does not supersede any other applicable |
700 | public records exemptions existing prior to May 13, 2002, or |
701 | created thereafter. |
702 | 11. This paragraph is subject to the Open Government |
703 | Sunset Review Act in accordance with s. 119.15 and shall stand |
704 | repealed October 2, 2007, unless reviewed and saved from repeal |
705 | through reenactment by the Legislature. |
706 | Section 14. This act shall take effect upon becoming a |
707 | law. |