Senate Bill sb2860c1

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    Florida Senate - 2007                           CS for SB 2860

    By the Committee on Commerce; and Senator Joyner





    577-2322-07

  1                      A bill to be entitled

  2         An act relating to black business investment;

  3         amending s. 14.2015, F.S.; requiring the Office

  4         of Tourism, Trade, and Economic Development to

  5         administer the Black Business Loan Program;

  6         providing purposes; amending s. 288.702, F.S.;

  7         revising a short title; amending s. 288.703,

  8         F.S.; revising the definition of "minority

  9         person"; amending s. 288.706, F.S.; deleting

10         references to the Florida Black Business

11         Investment Board, Inc., and black business

12         investment corporations from a list of certain

13         financial institutions maintained by the

14         Department of Management Services; requiring

15         the Department of Management Services to

16         collaborate with the Florida Black Business

17         Investment Board, Inc., and the Office of

18         Tourism, Trade, and Economic Development for

19         certain purposes; creating s. 288.7065, F.S.;

20         providing a short title; amending s. 288.707,

21         F.S.; revising provisions creating the Florida

22         Black Business Investment Board, Inc.; revising

23         legislative findings; creating the board;

24         requiring the board to contract with the Office

25         of Tourism, Trade, and Economic Development for

26         certain purposes; specifying application of

27         public records and public meetings

28         requirements; providing for appointment of a

29         board of directors; specifying terms of office

30         and experience requirements of board members;

31         providing for filling of board vacancies;

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    Florida Senate - 2007                           CS for SB 2860
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 1         requiring the Governor to appoint a chair;

 2         providing for meetings; requiring members to

 3         serve without compensation; providing for

 4         reimbursement of expenses; requiring members to

 5         file a statement of financial interests;

 6         amending s. 288.708, F.S.; providing for

 7         appointment and duties of the president of the

 8         board; deleting a provision specifying prudent

 9         use of certain funds and requiring use of funds

10         according to applicable laws, bylaws, or

11         contracts; applying certain salary limitation

12         provisions to employees of the board; requiring

13         the Department of Management Services to

14         establish a lease-agreement program for board

15         employees; amending s. 288.709, F.S.; revising

16         the powers of the board; amending s. 288.7091,

17         F.S.; revising the duties of the board;

18         creating s. 288.7094, F.S.; providing a

19         definition; specifying eligibility of certain

20         black business investment corporations to

21         participate in the Black Business Loan Program;

22         requiring the Office of Tourism, Trade, and

23         Economic Development to give priority

24         consideration to such corporations for

25         participation in the program; creating s.

26         288.7102, F.S.; establishing the Black Business

27         Loan Program in the Office of Tourism, Trade,

28         and Economic Development; requiring the office

29         to disburse funds appropriated by the

30         Legislature, through eligible recipients, to

31         certain black business enterprises; providing

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    Florida Senate - 2007                           CS for SB 2860
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 1         duties and responsibilities of the office and

 2         the board in administering the program;

 3         establishing a competitive application and

 4         annual certification process for eligible

 5         recipients for funds to provide loans, loan

 6         guarantees, and investments to black business

 7         enterprises; requiring an allocation policy for

 8         equitable distribution throughout the state;

 9         providing eligibility requirements for

10         recipients to receive funds and to provide

11         loans, loan guarantees, or investments;

12         requiring annual certification of eligibility;

13         providing for award agreements and for the

14         reimbursement of certain funds under certain

15         circumstances; requiring the office to consult

16         with the board; requiring the office to adopt

17         rules; requiring the board to adopt policies

18         and procedures; creating s. 288.71025, F.S.;

19         providing a prohibited act; providing for

20         filing of a civil complaint and imposition of a

21         fine; providing for use of funds received from

22         such fine; creating s. 288.7103, F.S.;

23         providing black business enterprise eligibility

24         requirements for receiving loans, loan

25         guarantees, or investments; amending s.

26         288.711, F.S.; providing that the Office of

27         Tourism, Trade, and Economic Development will

28         administer the trust fund for purposes of

29         implementing and administering the Black

30         Business Loan Program; deleting provisions

31         relating to authorizations for the board to

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    Florida Senate - 2007                           CS for SB 2860
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 1         make investments from the fund for certain

 2         purposes; revising purposes for which a black

 3         business investment corporation is authorized

 4         to use funds received from the fund; amending

 5         s. 288.712, F.S.; revising provisions relating

 6         to guarantor funds to assist qualified black

 7         business enterprises obtain surety bonds and

 8         other credit instruments; authorizing the board

 9         to contract with regulated surety companies;

10         revising uses of the Black Contractors Bond

11         Trust Fund; eliminating the Black Business Loan

12         Guaranty Trust Fund; revising board exceptions

13         to laws and rules related to a guaranty

14         company; requiring board adoption of policies

15         and procedures relating to board guarantee of

16         loss and to required payment of premiums;

17         authorizing contracting with private entity to

18         administer black contractors bonding program;

19         delineating board use of a surety bond company;

20         delineating board requirements for encouraging

21         program participation; amending s. 288.714,

22         F.S.; requiring recipients to provide quarterly

23         and annual reports; specifying report

24         requirements; requiring the board to submit an

25         annual program report to the Governor and

26         Legislature; specifying report requirements;

27         requiring certain black business investment

28         corporations to submit quarterly reports to the

29         board on uses of certain state funds;

30         specifying report requirements; amending s.

31         288.9015, F.S.; requiring Enterprise Florida,

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    Florida Senate - 2007                           CS for SB 2860
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 1         Inc., to collaborate with the Florida Black

 2         Business Investment Board, Inc., and the Office

 3         of Tourism, Trade, and Economic Development for

 4         certain purposes; requiring the Office of

 5         Program Policy Analysis and Government

 6         Accountability to submit a status report to the

 7         Governor and Legislature on the Office of

 8         Tourism, Trade, and Economic Development's

 9         implementation of the Florida Black Business

10         Investment Act; requiring the Office of Program

11         Policy Analysis and Government Accountability

12         to conduct a program review of the performance

13         of the Office of Tourism, Trade, and Economic

14         Development, the Florida Black Business

15         Investment Board, and the program fund

16         recipients in meeting goals of the Florida

17         Black Business Investment Act and to submit a

18         program review report to the Governor and

19         Legislature; amending s. 288.90151, F.S.;

20         correcting a cross reference; repealing s.

21         288.7092, F.S., relating to return on

22         investment from activities of the corporation;

23         repealing s. 288.7095, F.S., relating to duties

24         of black business investment corporations;

25         repealing s. 288.71, F.S., relating to

26         conditions for board action; repealing s.

27         288.7101, F.S., relating to the state employee

28         leasing program of the Department of Management

29         Services for employees of the Florida Black

30         Business Investment Board, Inc.; repealing s.

31         288.713, F.S., relating to capital

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    Florida Senate - 2007                           CS for SB 2860
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 1         participation instruments; providing a

 2         legislative finding regarding the use of state

 3         funds received by the board through the

 4         2005-2006 fiscal year; providing an

 5         appropriation and authorizing certain

 6         positions; providing an effective date.

 7  

 8  Be It Enacted by the Legislature of the State of Florida:

 9  

10         Section 1.  Paragraphs (g), (h), (i), and (j) of

11  subsection (2) of section 14.2015, Florida Statutes, are

12  redesignated as paragraphs (h), (i), (j), and (k),

13  respectively, and a new paragraph (g) is added to that

14  subsection, to read:

15         14.2015  Office of Tourism, Trade, and Economic

16  Development; creation; powers and duties.--

17         (2)  The purpose of the Office of Tourism, Trade, and

18  Economic Development is to assist the Governor in working with

19  the Legislature, state agencies, business leaders, and

20  economic development professionals to formulate and implement

21  coherent and consistent policies and strategies designed to

22  provide economic opportunities for all Floridians. To

23  accomplish such purposes, the Office of Tourism, Trade, and

24  Economic Development shall:

25         (g)  Administer the Black Business Loan Program, the

26  purpose of which is to leverage state, local, and private

27  funds to provide loans and loan guarantees to black business

28  enterprises that cannot obtain capital through conventional

29  lending institutions but that otherwise could compete

30  successfully in the private sector.

31  

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    Florida Senate - 2007                           CS for SB 2860
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 1         Section 2.  Section 288.702, Florida Statutes, is

 2  amended to read:

 3         288.702  Short title.--This section and sections

 4  288.703-288.706 This act shall be known and may be cited as

 5  the "Florida Small and Minority Business Assistance Act of

 6  1985."

 7         Section 3.  Paragraph (a) of subsection (3) of section

 8  288.703, Florida Statutes, is amended to read:

 9         288.703  Definitions.--As used in this act, the

10  following words and terms shall have the following meanings

11  unless the content shall indicate another meaning or intent:

12         (3)  "Minority person" means a lawful, permanent

13  resident of Florida who is:

14         (a)  An African American, a person having origins in

15  any of the black racial groups of the African Diaspora,

16  regardless of cultural origin.

17         Section 4.  Subsection (11) of section 288.706, Florida

18  Statutes, is amended, and subsection (12) is added to that

19  section, to read:

20         288.706  Florida Minority Business Loan Mobilization

21  Program.--

22         (11)  The Department of Management Services shall

23  maintain a listing of financial institutions willing to

24  participate in the Florida Minority Business Loan Mobilization

25  Program, which may include the Florida Black Business

26  Investment Board, Inc., and black business investment

27  corporations. This list of financial institutions shall not be

28  exclusive. A minority business enterprise vendor who has a

29  working relationship with a financial institution is

30  encouraged to request that the financial institution apply to

31  participate as a financial institution for the program.

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    Florida Senate - 2007                           CS for SB 2860
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 1         (12)  The Department of Management Services shall

 2  collaborate with the Florida Black Business Investment Board,

 3  Inc., and the Office of Tourism, Trade, and Economic

 4  Development to assist in the development and enhancement of

 5  black business enterprises.

 6         Section 5.  Section 288.7065, Florida Statutes, is

 7  created to read:

 8         288.7065  Short title.--This section and sections

 9  288.707-288.714 may be cited as the "Florida Black Business

10  Investment Act."

11         Section 6.  Section 288.707, Florida Statutes, is

12  amended to read:

13         (Substantial rewording of section. See

14         s. 288.707, F.S., for present text.)

15         288.707  Florida Black Business Investment Board, Inc.;

16  findings; creation; membership; organization; meetings;

17  disclosure.--

18         (1)  The Legislature finds that the public interest of

19  the state will be served by the creation of a not-for-profit

20  public-private entity the primary mission of which shall be to

21  assist in the development and expansion of black business

22  enterprises by:

23         (a)  Advising the Office of Tourism, Trade, and

24  Economic Development in its oversight of the Black Business

25  Loan Program and creating long-range strategic policy for the

26  program.

27         (b)  Evaluating the unmet need for capital by black

28  business enterprises in the state.

29         (c)  Creating partnerships between state and local

30  governments and private enterprises to aid in the development

31  and expansion of black business enterprises.

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    Florida Senate - 2007                           CS for SB 2860
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 1         (d)  Providing a network of information resources for

 2  black business enterprises and providing technical assistance

 3  through this network.

 4         (2)(a)  There is created a not-for-profit corporation

 5  to be known as the "Florida Black Business Investment Board,

 6  Inc.," referred to in ss. 288.707-288.714 as the board, which

 7  shall be registered, incorporated, organized, and operated in

 8  compliance with chapter 617 and shall not be a unit or entity

 9  of state government. The Legislature determines, however, that

10  public policy dictates that the board operate in the most open

11  and accessible manner consistent with its public purpose.

12  Therefore, the Legislature specifically declares that the

13  board and its advisory committees or similar groups created by

14  the board, including any subsidiaries, are subject to the

15  provisions of chapter 119, relating to public records, and the

16  provisions of chapter 286, relating to public meetings and

17  records.

18         (b)  The board shall contract with the Office of

19  Tourism, Trade, and Economic Development to implement the

20  provisions of ss. 288.707-288.714.

21         (3)  The board shall be governed by a board of

22  directors chosen as follows:

23         (a)  Five members appointed by the Governor who shall

24  serve terms of 4 years each, except that in making initial

25  appointments, the Governor shall appoint three members to

26  serve for terms of 2 years each and two members to serve for

27  terms of 3 years each.

28         (b)  One member appointed by the President of the

29  Senate who shall serve a term of 2 years.

30         (c)  One member appointed by the Speaker of the House

31  of Representatives who shall serve a term of 2 years.

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    Florida Senate - 2007                           CS for SB 2860
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 1         (d)  The vice chair of Enterprise Florida, Inc., or his

 2  or her designee.

 3         (e)  The chair of the Florida Development Finance

 4  Corporation created pursuant to s. 288.9604.

 5         (f)  Four presidents of participating black business

 6  investment corporations who shall be appointed by the

 7  Executive Director of the Office of Tourism, Trade, and

 8  Economic Development upon the recommendation of the Florida

 9  Consortium of Black Business Investment Corporations, Inc., to

10  serve for terms of 3 years each. Each shall be eligible for

11  reappointment to one additional term of 3 years.

12         (4)  Members of the board must have experience in

13  business, including financial services, banking, or economic

14  development. At least one of the Governor's appointees must

15  have experience in venture capitalism.

16         (5)  Any person appointed to fill a vacancy on the

17  board shall be appointed in a like manner and shall serve for

18  only the remainder of the unexpired term. Any member shall be

19  eligible for reappointment.

20         (6)  The Governor shall appoint the chairperson, who

21  shall be a member of the board and shall serve at the pleasure

22  of the Governor. The board shall annually elect one of its

23  members as vice chairperson.

24         (7)  The board shall meet at least four times annually

25  upon the call of the chair or vice chair or at the request of

26  a majority of the membership. A majority of the total number

27  of current members of the board shall constitute a quorum. The

28  board may take official action by a majority vote of the

29  members present at any meeting at which a quorum is present.

30         (8)  Members of the board shall serve without

31  compensation, but members, the president of the board, and

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    Florida Senate - 2007                           CS for SB 2860
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 1  other board employees may be reimbursed for all reasonable,

 2  necessary, and actual expenses as determined and approved by

 3  the board.

 4         (9)  Each member of the board who is not otherwise

 5  required to disclose financial interests pursuant to s. 8,

 6  Art. II of the State Constitution or s. 112.3144 shall file a

 7  statement of financial interests pursuant to s. 112.3145.

 8         Section 7.  Section 288.708, Florida Statutes, is

 9  amended to read:

10         288.708  President; employees.--

11         (1)  The president of the board corporation, who may

12  also be designated as secretary-treasurer, shall be appointed

13  by the board and shall serve at the pleasure of the board. The

14  board shall establish and adjust the compensation of the

15  president. The president shall be the chief administrative and

16  operational officer of the board corporation and shall direct

17  and supervise administrative affairs and the general

18  management of the board corporation. The board may delegate to

19  its president those powers and responsibilities it deems

20  appropriate, except for appointment of the president. The

21  president:

22         (a)  May contract with or employ legal and technical

23  experts and such other employees, permanent and temporary, as

24  shall be authorized by the board;

25         (b)  Shall attend meetings of the board; and

26         (c)  Shall cause copies to be made of all minutes and

27  other records and documents of the board and shall certify

28  that such copies are true copies. All persons dealing with the

29  corporation or board may rely upon such certification.

30         (2)  The corporation and its officers and board members

31  are responsible for the prudent use of all public and private

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    Florida Senate - 2007                           CS for SB 2860
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 1  funds and shall ensure that the use of such funds is in

 2  accordance with all applicable laws, bylaws, or contractual

 3  requirements. An employee of the board corporation may not

 4  receive compensation for employment that exceeds the salary

 5  paid to the Governor, unless the board corporation and the

 6  employee have executed a contract that prescribes specific and

 7  measurable performance outcomes for the employee, the

 8  satisfaction of which provides the basis for the award of

 9  incentive payments that increase the employee's total

10  compensation to a level above the salary paid to the Governor.

11  The Department of Management Services shall establish a

12  lease-agreement program under which an employee of the board,

13  as of June 30, 2002, retains his or her status as a state

14  employee until the employee voluntarily or involuntarily

15  terminates his or her status with the board. Status as a state

16  employee shall include the right to participate in the Florida

17  Retirement System.

18         Section 8.  Section 288.709, Florida Statutes, is

19  amended to read:

20         288.709  Powers of the Florida Black Business

21  Investment Board, Inc.--The board shall have all the powers

22  granted under chapter 617 and any powers necessary or

23  convenient to carry out and effectuate the purposes and

24  provisions of ss. 288.707-288.714, including, but not limited

25  to, the power to:

26         (1)  Adopt bylaws for the regulation of its affairs and

27  the conduct of its business and adopt policies to implement

28  the provisions of law conferring duties upon it. The Such

29  bylaws shall provide that the board corporation is subject to

30  the requirements of s. 24, Art. I of the State Constitution

31  and chapter 119 and s. 286.011.

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    Florida Senate - 2007                           CS for SB 2860
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 1         (2)  Adopt an official seal.

 2         (3)  Sue and be sued in its own name.

 3         (4)  Make and execute contracts and other instruments

 4  necessary or convenient for the exercise of its power and

 5  functions.

 6         (5)  Acquire, hold, and dispose of personal property

 7  for its corporate purposes.

 8         (2)(6)  Enter into agreements or other transactions

 9  with any federal, state, or local agency or private entity.

10         (7)  Encourage financial institutions to participate in

11  consortia for the purpose of investing in black business

12  enterprises.

13         (8)  Ensure that funds available to the board for

14  purposes set forth in ss. 288.707-288.714 are disbursed on a

15  statewide basis and are not concentrated in one geographical

16  area.

17         (3)(9)  Invest any funds held in reserves or sinking

18  funds, or any funds not required for immediate disbursement,

19  in such investments as may be authorized for trust funds under

20  s. 215.47; however, such investments will be made on behalf of

21  the board by the Chief Financial Officer or by another trustee

22  appointed for that purpose.

23         (4)(10)  Appear in its own behalf before boards,

24  commissions, departments, or other agencies of municipal,

25  county, state, or Federal Government.

26         (11)  Procure insurance or require bond against any

27  loss in connection with its property in such amounts and from

28  such insurers as may be necessary or desirable.

29         (5)(12)  Apply for, accept, and disburse from any state

30  or nonstate source Receive and accept from any federal, state,

31  or local agency grants, loans, or advances for, or in aid of,

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    Florida Senate - 2007                           CS for SB 2860
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 1  the purposes of ss. 288.707-288.714, and to receive and accept

 2  contributions from any source of either money, property,

 3  labor, or other things of value, to be held, used, and applied

 4  for said purposes.

 5         (13)  Create, issue, and buy and sell stock, evidences

 6  of indebtedness, and other capital participation instruments;

 7  to hold such stock, evidences of indebtedness, and capital

 8  participation instruments; and to underwrite the creation of a

 9  capital market for these securities in a manner designed to

10  enhance development of capital ownership in the target group.

11         (6)(14)  Provide and pay for such advisory services and

12  technical assistance as may be necessary or desirable to carry

13  out the purposes of this act.

14         (7)(15)  Engage in special programs to enhance the

15  development of black business enterprises as authorized by

16  this act.

17         (16)  Promote black ownership of financial institutions

18  in Florida.

19         (17)  Take, hold, and improve property, including real

20  property.

21         (18)  Do any and all things necessary or convenient to

22  carry out the purposes of, and exercise the powers given and

23  granted in, ss. 288.707-288.714, and exercise any other

24  powers, rights, or responsibilities of a corporation.

25         (8)(19)  In addition to any indemnification available

26  under chapter 617, indemnify, and purchase and maintain

27  insurance on behalf of, directors, officers, and employees of

28  the board corporation and its boards against any personal

29  liability or accountability by reason of actions taken while

30  acting within the scope of their authority.

31  

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 1         (9)(20)  Provide in its bylaws that, upon the

 2  dissolution of the board corporation, all of its assets

 3  acquired through the use of state funds, after payment of all

 4  legal debts and liabilities, revert to the this state.

 5         Section 9.  Section 288.7091, Florida Statutes, is

 6  amended to read:

 7         (Substantial rewording of section. See

 8         s. 288.7091, F.S., for present text.)

 9         288.7091  Duties of the Florida Black Business

10  Investment Board, Inc.--The board shall:

11         (1)  Serve as an advisory board to the Office of

12  Tourism, Trade, and Economic Development, through contract

13  with the office, to assist the office with the implementation

14  of ss. 288.707-288.714.

15         (2)  Aid the development and expansion of black

16  business enterprises by leveraging state, local, and private

17  funds to be held by the board for use according to the

18  provisions of ss. 288.707-288.714.

19         (3)  Serve as the clearinghouse for information and

20  sources of technical assistance that will enhance the

21  development and expansion of black business enterprises and

22  facilitate the provision of technical assistance in

23  communities in which such services are otherwise underserved.

24         (4)  Aggressively market the Black Business Loan

25  Program and related services to black business enterprises

26  through all appropriate media outlets, including media

27  targeting the African-American community.

28         (5)  Collaborate with Enterprise Florida, Inc., or its

29  affiliates to develop and expand black business enterprises.

30         (6)  Collaborate with the Department of Transportation,

31  the Department of Management Services, including the Florida

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 1  Minority Business Loan Mobilization Program, Workforce

 2  Florida, Inc., and other state agencies and partners, the

 3  State University System, including the Florida Agricultural

 4  and Mechanical University's Institute of Urban Policy and

 5  Commerce, school boards, and local governments to create a

 6  network of information and to identify available resources to

 7  enhance the development and expansion of black business

 8  enterprises.

 9         (7)  Develop strategies to increase financial

10  institution investment in black business enterprises.

11         (8)  Provide a 5-year projection of the need for

12  capital by black business enterprises. The board may contract

13  with an independent entity to prepare the projection once

14  every 5 years.

15         (9)  Annually provide for a financial audit, as defined

16  in s. 11.45, of the board's accounts and records by an

17  independent certified public accountant. The audit shall

18  include an explanation of all investments made by the board

19  and an explanation of administrative costs. Within 6 months

20  after the end of the fiscal year, the audit report shall be

21  provided to the Governor, the President of the Senate, the

22  Speaker of the House of Representatives, and the Auditor

23  General.

24         Section 10.  Section 288.7094, Florida Statutes, is

25  created to read:

26         288.7094  Black business investment corporations.--

27         (1)  The term "black business investment corporation"

28  means a corporation that provides loans, loan guarantees, or

29  investments to black business enterprises under s. 288.7102.

30         (2)  A black business investment corporation that meets

31  the requirements of s. 288.7102(3) is eligible to participate

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    Florida Senate - 2007                           CS for SB 2860
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 1  in the Black Business Loan Program and shall receive priority

 2  consideration by the Office of Tourism, Trade, and Economic

 3  Development for participation in the program.

 4         Section 11.  Section 288.7102, Florida Statutes, is

 5  created to read:

 6         288.7102  Black Business Loan Program.--The Black

 7  Business Loan Program is established in the Office of Tourism,

 8  Trade, and Economic Development. Under the program, the office

 9  shall annually certify eligible recipients and disburse funds

10  appropriated by the Legislature, through such certified

11  recipients, to black business enterprises that cannot obtain

12  capital through conventional lending institutions but that

13  could otherwise compete successfully in the private sector.

14         (1)  The office shall establish a uniform, open, and

15  competitive application and annual certification process for

16  eligible recipients who seek funds to provide loans to, loan

17  guarantees for, or investments in black business enterprises

18  pursuant to the Florida Black Business Investment Act. The

19  board shall receive the applications and make recommendations

20  for certification to the office.

21         (2)  The office, in consultation with the board, shall

22  develop an allocation policy to ensure that services provided

23  under ss. 288.707-288.714 for the benefit of black business

24  enterprises are disbursed equitably throughout the state. The

25  board shall facilitate the formation of black business

26  investment corporations in communities that are not served by

27  such corporations.

28         (3)  To be eligible to receive funds and provide loans,

29  loan guarantees, or investments under this section, a

30  recipient must:

31         (a)  Be a corporation registered in the state.

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 1         (b)  Demonstrate that its board of directors includes

 2  citizens of the state experienced in the development of black

 3  business enterprises.

 4         (c)  Demonstrate that the recipient has a business plan

 5  that allows the recipient to operate in a manner consistent

 6  with ss. 288.707-288.714 and the rules of the office.

 7         (d)  Demonstrate that the recipient has the technical

 8  skills to analyze and evaluate applications by black business

 9  enterprises for loans, loan guarantees, or investments.

10         (e)  Demonstrate that the recipient has established

11  viable partnerships with public and private funding sources,

12  economic development agencies, and workforce development and

13  job referral networks.

14         (f)  Demonstrate that the recipient can provide a

15  private match equal to 20 percent of the amount of funds

16  provided by the office.

17         (g)  Agree to maintain the recipient's books and

18  records relating to funds received by the office according to

19  generally accepted accounting principles and in accordance

20  with the requirements of s. 215.97(7) and to make those books

21  and records available to the office for inspection upon

22  reasonable notice.

23         (4)  The board shall annually recommend to the office

24  the certification of each eligible recipient, who must meet

25  the provisions of ss. 288.707-288.714, the terms of the

26  contract between the recipient and the office, and any other

27  applicable state or federal laws. An entity may not receive

28  funds under ss. 288.707-288.714 unless the entity meets annual

29  certification requirements.

30         (5)  Upon approval by the office and release of the

31  funds, the office shall issue a letter certifying the

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 1  applicant as qualified for an award.  The office and the

 2  applicant shall enter into an agreement that sets forth the

 3  conditions for award of the funds which includes the total

 4  amount of funds awarded; the performance conditions that must

 5  be met once the funding has been awarded, including, but not

 6  limited to, compliance with all the requirements of this

 7  section; and sanctions for failure to meet performance

 8  conditions including any provisions to recover awards.

 9         (6)(a)  The office, in consultation with the board,

10  shall adopt rules pursuant to ss. 120.536(1) and 120.54 to

11  implement this section.

12         (b)  The board shall adopt policies and procedures

13  necessary to implement this section.

14         Section 12.  Section 288.71025, Florida Statutes, is

15  created to read:

16         288.71025  Prohibited acts; penalties.--

17         (1)  It is unlawful for any person to hold itself out

18  as a black business investment corporation without being

19  certified by the board as eligible to participate in the

20  Florida Black Business Loan Program.

21         (2)  In addition to any other penalties or remedies

22  provided under law, the board may bring civil action in any

23  court of competent jurisdiction against any person for a

24  knowing or willful violation of this section. The court may

25  impose a civil penalty of up to $500 for such violation. Any

26  funds received from such fines shall be appropriated to the

27  board for any and all of the purposes and uses provided in the

28  Florida Black Business Investment Act.

29         Section 13.  Section 288.7103, Florida Statutes, is

30  created to read:

31  

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 1         288.7103  Eligibility for loan, loan guarantee, or

 2  investment.--A black business enterprise is not eligible to

 3  receive a loan, loan guarantee, or investment from funds

 4  disbursed pursuant to s. 288.7102 unless the black business

 5  enterprise demonstrates that:

 6         (1)  The proposed loan, loan guarantee, or investment

 7  is economically sound and will assist the black business

 8  enterprise in entering the conventional lending market,

 9  increasing opportunities for employment, and strengthening the

10  economy of the state.

11         (2)  The black business enterprise will be able to

12  compete successfully in the private sector if the black

13  business enterprise obtains the requested financial assistance

14  and has obtained or will obtain appropriate and credible

15  technical or managerial support through an organization

16  approved by the corporation.

17         Section 14.  Section 288.711, Florida Statutes, is

18  amended to read:

19         288.711  Florida Black Business Loan Program Investment

20  Incentive Trust Fund.--

21         (1)  The Economic Development There is hereby created

22  the Florida Investment Incentive Trust Fund in the Office of

23  Tourism, Trade, and Economic Development shall be used for the

24  purpose of providing loans or loan guarantees under the Black

25  Business Loan Program as provided in s. 288.7102 from which

26  money may be drawn for loans, loan guarantees, or investments

27  or loans, as authorized by this section, to encourage the

28  development of appropriate financial mechanisms in the private

29  sector to capitalize and assist in the development of black

30  business enterprises. All income earned by investments of the

31  fund, from funds deposited pursuant to ss. 288.707-288.14,

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 1  shall be deposited in the fund for carrying out the purposes

 2  of ss. 288.707-288.714. Administrative costs of the program

 3  shall be appropriated in a lump-sum appropriation from the

 4  fund created herein and shall be provided in the General

 5  Appropriations Act.

 6         (2)  A black business investment corporation is

 7  authorized to use funds received from the Economic Development

 8  Trust Fund from funds deposited pursuant to ss.

 9  288.707-288.14, in The board is authorized to invest from the

10  Florida Investment Incentive Trust Fund in black business

11  investment corporations which conduct, or agree to conduct,

12  programs of assisting the development of black business

13  enterprises. Such investments shall be made under conditions

14  required by law and as the board may, from time to time,

15  require and may take any of the following forms:

16         (a)  Purchases of stock, preferred or common, voting or

17  nonvoting, as determined by the board; however, no more than

18  40 percent of the funds may be used for direct investments in

19  black business enterprises;

20         (b)  Loans or loan guarantees, with or without

21  recourse, in either a subordinated or priority position, as

22  determined by the board; provided, however, that no more than

23  20 percent of the capital base may be used for direct loans to

24  black business enterprises; or

25         (c)  Technical support to black business enterprises,

26  not to exceed 7 percent of the funds received, and direct

27  administrative costs, not to exceed 10 percent of the funds

28  received Any other investment authorized by the board based on

29  the expertise of its members.

30         (3)  It is the intent of the Legislature that if any

31  one type of investment mechanism authorized in subsection (2)

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 1  is held to be invalid all other valid mechanisms remain

 2  available.

 3         (4)  All loans, loan guarantees, and investments, and

 4  any income related thereto, shall be used to carry out the

 5  public purpose of ss. 288.707-288.714, which is to develop

 6  black business enterprises. This is not meant to preclude a

 7  reasonable profit for the participating black business

 8  investment corporation or for return of equity developed to

 9  the state and participating financial institutions upon any

10  distribution of the assets or excess income of the investment

11  corporation.

12         Section 15.  Section 288.712, Florida Statutes, is

13  amended to read:

14         (Substantial rewording of section. See

15         s. 288.712, F.S., for present text.)

16         288.712  Guarantor funds.--

17         (1)  The board is authorized to establish, with or

18  without public or private partners, guarantor funds to assist

19  qualified black business enterprises in obtaining surety bonds

20  and other credit instruments when required.

21         (2)  The board may contract with a regulated surety

22  company to conduct a surety bond program for black business

23  enterprises.

24         (3)  For purposes of this section, the board may use

25  the Black Contractors Bond Trust Fund, consisting of moneys

26  deposited or credited to the Black Contractors Bond Trust Fund

27  pursuant to any appropriation made by law; any grants, gifts,

28  and contributions received pursuant to ss. 288.707-288.714;

29  all moneys recovered following defaults; all premiums charged

30  and collected in accordance with this section and any interest

31  income earned therein; and any other moneys obtained by the

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 1  board for this purpose. The fund shall be administered by the

 2  board in trust for the purposes of this section and shall at

 3  no time be part of general public funds under the following

 4  procedures:

 5         (a)  Any claims against the state arising from defaults

 6  shall be payable from the Black Contractors Bond Trust Fund.

 7  Nothing in this section grants or pledges to any obligee or

 8  other person any state moneys other than the moneys in the

 9  Black Contractors Bond Trust Fund.

10         (b)  The board may guarantee bonds executed by sureties

11  for black business enterprises under this section as

12  principals on contracts with the state, any political

13  subdivision or instrumentality, or any person as the obligee.

14  The board, as guarantor, may exercise all the rights and

15  powers of a company authorized by the Department of Financial

16  Services to guarantee bonds under chapter 624, but otherwise

17  is not subject to any laws related to a guaranty company under

18  chapter 624 or to any rules of the department.

19         (c)  The board shall adopt policies and procedures for

20  the application for bond guarantees and for the review and

21  approval of applications for bond guarantees submitted by

22  sureties that execute bonds eligible for guarantees under this

23  section.

24         (d)  In accordance with the policies and procedures

25  adopted pursuant to this section, the board may guarantee up

26  to 90 percent of the loss incurred and paid by sureties on

27  bonds guaranteed under this section.

28         (e)  The policies and procedures of the board shall

29  require the black business enterprise to pay a premium in

30  advance for the bond to be established by the board. All

31  

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 1  premiums paid by the black business enterprise shall be paid

 2  into the Black Contractors Bond Program Trust Fund.

 3         (f)  The penal sum amounts of all outstanding bonds

 4  issued by the board shall not exceed the amount of moneys in

 5  the Black Contractors Bond Trust Fund.

 6         (g)  Any funds to the credit of the Black Contractors

 7  Bond Trust Fund in excess of the amount necessary to fund the

 8  appropriation authority for the fund shall be held as a loss

 9  reserve to pay claims arising from defaults on surety bonds

10  guaranteed in accordance with this section.

11         (4)  Nothing in this section shall be construed to

12  prohibit or restrict the board from entering into a joint

13  venture or other contractual agreement with a private insurer

14  or to invest in a private entity to handle all or part of a

15  black contractors bonding program for black business

16  enterprises. The board is authorized and encouraged to

17  contract with a regulated surety company to conduct a surety

18  bond program for black business enterprises. Moneys from the

19  Black Contractors Bond Trust Fund may be used for these

20  purposes. The board may approve one application per fiscal

21  year from each surety company to support one fiscal year of

22  that company's activities under this section. A surety bond

23  company that applies for a bond guarantee under this section,

24  regardless of whether the guarantee is approved, is not

25  restricted from also applying for individual bond guarantees

26  under this section.

27         (5)  The board shall do all of the following to

28  implement the black contractors bonding program:

29         (a)  Conduct outreach, marketing, and recruitment of

30  black contractors.

31  

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 1         (b)  Provide assistance to the Office of Supplier

 2  Diversity within the Department of Management Services, as

 3  needed, to certify new black business enterprises and to train

 4  appropriate department staff.

 5         (c)  Provide business development services to black

 6  business enterprises in the developmental and transitional

 7  stages of the program, including financing and bonding

 8  assistance and management and technical assistance.

 9         (d)  Develop a mentor program to bring businesses into

10  a working relationship with black contractors in a way that

11  commercially benefits both entities and serves the purpose of

12  the program.

13         (e)  No later than December 31, 2007, prepare and

14  submit to the Governor a detailed report outlining and

15  evaluating the progress made in implementing the black

16  contractors bonding program.

17         (f)  Establish a process by which black contractors may

18  apply for contract assistance, financial and bonding

19  assistance, management and technical assistance, and mentoring

20  opportunities.

21         Section 16.  Section 288.714, Florida Statutes, is

22  amended to read:

23         (Substantial rewording of section. See

24         s. 288.714, F.S., for present text.)

25         288.714  Quarterly and annual reports.--

26         (1)  Each recipient of state funds under s. 288.7102

27  shall provide to the board a quarterly report within 15 days

28  after the end of each calendar quarter that includes a

29  detailed summary of the recipient's performance of the duties

30  imposed by s. 288.7102, including, but not limited to:

31  

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 1         (a)  The dollar amount of all loans or loan guarantees

 2  made to black business enterprises, the percentages of the

 3  loans guaranteed, and the names and identification of the

 4  types of businesses served.

 5         (b)  Loan performance information.

 6         (c)  The amount and nature of all other financial

 7  assistance provided to black business enterprises.

 8         (d)  The amount and nature of technical assistance

 9  provided to black business enterprises, including technical

10  assistance services provided in areas in which such services

11  are otherwise unavailable.

12         (e)  A balance sheet for the recipient, including an

13  explanation of all investments and administrative and

14  operational expenses.

15         (f)  A summary of all services provided to non-black

16  business enterprises, including the dollar value and nature of

17  such services and the names and identification of the types of

18  businesses served.

19         (g)  Any other information as required by policies

20  adopted by the board.

21         (2)  The board must compile and provide the office with

22  a summary of all quarterly reports within 30 days after the

23  end of each calendar quarter which includes a detailed summary

24  of the recipient's performance of the duties imposed by s.

25  288.7102.

26         (3)  By May 1 of each year, the board shall provide to

27  the Governor, the President of the Senate, and the Speaker of

28  the House of Representatives a detailed report of the

29  performance of the Black Business Loan Program, including:

30         (a)  A cumulative summary of quarterly report data

31  required by subsection (1).

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 1         (b)  A description of the strategies implemented by the

 2  board to increase private investment in black business

 3  enterprises.

 4         (c)  A summary of the board's performance of its duties

 5  under ss. 288.707-288.712.

 6         (d)  The most recent 5-year projection of the need for

 7  capital by black business enterprises.

 8         (e)  Recommendations for legislative or other changes

 9  to enhance the development and expansion of black business

10  enterprises in the state.

11         (f)  A projection of the program's activities during

12  the next 12 months.

13         Section 17.  Subsection (4) of section 288.9015,

14  Florida Statutes, is amended to read:

15         288.9015  Enterprise Florida, Inc.; purpose; duties.--

16         (4)  Enterprise Florida, Inc., shall incorporate the

17  needs of small and minority businesses into the

18  economic-development, international-trade and

19  reverse-investment, and workforce-development responsibilities

20  assigned to the organization by this section. Where

21  practicable and consistent with the expertise of the Black

22  Business Investment Board, Inc., Enterprise Florida, Inc.,

23  shall collaborate contract with the Florida Black Business

24  Investment Board, Inc., and the Office of Tourism, Trade, and

25  Economic Development corporation for the delivery of services

26  in fulfillment of the responsibilities of Enterprise Florida,

27  Inc., relating to small and minority businesses.

28         Section 18.  The Office of Program Policy Analysis and

29  Government Accountability shall prepare a status report on the

30  initial implementation of the Florida Black Business

31  Investment Act by the Office of Tourism, Trade, and Economic

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 1  Development, the Florida Black Business Investment Board, and

 2  the recipients of funds disbursed pursuant to s. 288.7102,

 3  Florida Statutes, and shall provide the report to the

 4  Governor, the President of the Senate, and the Speaker of the

 5  House of Representatives by December 1, 2008. The office shall

 6  conduct a program review of the performance of the Office of

 7  Tourism, Trade, and Economic Development, the Florida Black

 8  Business Investment Board, and the recipients of funds

 9  disbursed pursuant to s. 788.7102 in meeting the goals of the

10  Florida Black Business Investment Act and shall provide a

11  report to the Governor, the President of the Senate, and the

12  Speaker of the House of Representatives by December 1, 2009.

13         Section 19.  Subsection (6) of section 288.90151,

14  Florida Statutes, is amended to read:

15         288.90151  Return on investment from activities of

16  Enterprise Florida, Inc.--

17         (6)  Enterprise Florida, Inc., shall fully comply with

18  the performance measures, standards, and sanctions in its

19  contracts with the Office of Tourism, Trade, and Economic

20  Development under s. 14.2015(2)(i)(h) and (7). The Office of

21  Tourism, Trade, and Economic Development shall ensure, to the

22  maximum extent possible, that the contract performance

23  measures are consistent with performance measures that the

24  office is required to develop and track under

25  performance-based program budgeting.

26         Section 20.  Sections 288.7092, 288.7095, 288.71,

27  288.7101, and 288.713, Florida Statutes, are repealed.

28         Section 21.  The Legislature finds that the public

29  interest of the state has been served with respect to the use

30  of any state funds received by the Florida Black Business

31  

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 1  Investment Board, Inc., and any black business investment

 2  corporation prior to and through the 2005-2006 fiscal year.

 3         Section 22.  The sum of $8.5 million is appropriated

 4  from the General Revenue Fund to the Office of Tourism, Trade,

 5  and Economic Development for the 2007-2008 fiscal year for

 6  purposes of implementing and administering the Black Business

 7  Loan Program, and 3 full-time equivalent positions and

 8  $500,000 for operation are authorized.

 9         Section 23.  This act shall take effect July 1, 2007.

10  

11  

12  

13  

14  

15  

16  

17  

18  

19  

20  

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 1          STATEMENT OF SUBSTANTIAL CHANGES CONTAINED IN
                       COMMITTEE SUBSTITUTE FOR
 2                         Senate Bill 2860

 3                                 

 4  This committee substitute makes the following changes to the
    bill as filed:
 5  
    -    Requires the Office of Tourism, Trade, and Economic
 6       Development (OTTED), rather than the Florida Black
         Business Investment Board (FBBIB), to annually certify
 7       entities to receive funds from the Black Business Loan
         Program, as created by this CS; the FBBIB is required to
 8       receive and forward the applications for certification,
         and recommend to OTTED which entities should be annually
 9       certified;

10  -    Requires OTTED to contract with the entities certified to
         receive funds from the Black Business Loan Program, and
11       specifies the conditions of such contracts, including
         recovery of disbursed funds when performance conditions
12       are not met;

13  -    Requires the FBBIB to submit to OTTED quarterly
         compilations of the quarterly reports submitted by
14       certified entities that have received funds from the
         Black Business Loan Program;
15  
    -    Provides that the Economic Development Trust Fund in
16       OTTED will be used for the purpose of providing loans,
         loan guarantees, or investments under the Black Business
17       Loan Program;

18  -    Provides that the FBBIB may use the Black Contractors
         Bond Trust Fund for the purposes of the Black Contractors
19       Bond Program;

20  -    Transfers legislative findings related to past
         appropriations for capitalization of the FBBIB and the
21       Black Business Investment Corporations from the proposed
         provision creating the Black Business Loan Program to an
22       undesignated section of Florida Law; and

23  -    Requires OPPAGA to include the FBBIB and certified
         entities that have received funds from the Black Business
24       Loan Program in the status report and program review of
         the implementation of the Florida Black Business
25       Investment Act, as created by this CS.

26  

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31  

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