1 | A bill to be entitled |
2 | An act relating to financial services; amending s. 520.02, |
3 | F.S.; defining the term "guaranteed asset protection |
4 | product"; amending s. 520.07, F.S.; authorizing certain |
5 | entities to offer optional guaranteed asset protection |
6 | products under certain circumstances; prohibiting such |
7 | entities from requiring purchase of such products as a |
8 | condition for certain financial transactions; providing |
9 | requirements for offering such products; providing |
10 | limitations; amending s. 624.605, F.S.; including debt |
11 | cancellation products under casualty insurance; providing |
12 | a definition; authorizing certain entities to offer debt |
13 | cancellation products under certain circumstances; |
14 | specifying such products as not constituting insurance; |
15 | amending ss. 627.553 and 627.679, F.S.; revising |
16 | limitations on the amount of authorized insurance for |
17 | debtors; amending s. 627.681, F.S.; revising a limitation |
18 | on the term of credit disability insurance; amending s. |
19 | 655.005, F.S.; revising and providing definitions; |
20 | amending s. 655.79, F.S.; specifying certain accounts as |
21 | tenancies by the entireties; creating s. 655.967, F.S.; |
22 | authorizing a state-mandated endowment to be maintained in |
23 | trust accounts in financial institutions; creating s. |
24 | 655.947, F.S.; authorizing financial institutions to offer |
25 | debt cancellation products; authorizing a fee; providing a |
26 | definition; providing requirements for financial |
27 | institutions relating to debt cancellation products; |
28 | requiring the Financial Services Commission to adopt |
29 | rules; specifying that periodic payment options are not |
30 | required to be offered for certain debt cancellation |
31 | products; amending s. 655.954, F.S.; authorizing certain |
32 | institutions to offer optional debt cancellation products |
33 | with certain financial transactions; prohibiting requiring |
34 | such products as a condition of such transactions; |
35 | updating definitions; amending s. 658.21, F.S.; revising |
36 | ownership requirements for capital accounts at opening for |
37 | a bank or trust company; providing capital investment |
38 | requirements for owners of certain holding companies; |
39 | amending s. 658.34, F.S.; revising requirements for shares |
40 | of capital stock of banks and trust companies; providing |
41 | restrictions on issuance or sale of certain stock under |
42 | certain circumstances; amending s. 658.36, F.S.; requiring |
43 | a state bank or trust company to file a written notice |
44 | before increasing its capital stock; amending s. 658.44, |
45 | F.S.; revising certain notice requirements relating to |
46 | dissenting stockholders; revising criteria for determining |
47 | the value of dissenting shares of certain entities; |
48 | providing an effective date. |
49 |
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50 | Be It Enacted by the Legislature of the State of Florida: |
51 |
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52 | Section 1. Subsections (7) through (19) of section 520.02, |
53 | Florida Statutes, are renumbered as subsections (8) through |
54 | (20), respectively, and new subsection (7) is added to that |
55 | section to read: |
56 | 520.02 Definitions.--In this act, unless the context or |
57 | subject matter otherwise requires: |
58 | (7) "Guaranteed asset protection product" means a loan, |
59 | lease, or retail installment contract term, or modification or |
60 | addendum to a loan, lease, or retail installment contract, under |
61 | which a creditor agrees to waive a customer's liability for |
62 | payment of some or all of the amount by which the debt exceeds |
63 | the value of the collateral. Such a product is not insurance for |
64 | purposes of the Florida Insurance Code. This subsection also |
65 | applies to all guaranteed asset protection products issued |
66 | before October 1, 2008. |
67 | Section 2. Subsection (11) is added to section 520.07, |
68 | Florida Statutes, to read: |
69 | 520.07 Requirements and prohibitions as to retail |
70 | installment contracts.-- |
71 | (11) In conjunction with entering into any new retail |
72 | installment contract or contract for a loan, a motor vehicle |
73 | retail installment seller as defined in s. 520.02, a sales |
74 | finance company as defined in s. 520.02, or a retail lessor as |
75 | defined in s. 521.003, and any assignee of such an entity, may |
76 | offer, for a fee or otherwise, optional guaranteed asset |
77 | protection products in accordance with this chapter. The motor |
78 | vehicle retail installment seller, sales finance company, retail |
79 | lessor, or assignee may not require the purchase of a guaranteed |
80 | asset protection product as a condition for making the loan. In |
81 | order to offer any guaranteed asset protection product, a motor |
82 | vehicle retail installment seller, sales finance company, or |
83 | retail lessor, and any assignee of such an entity, shall comply |
84 | with the following: |
85 | (a) The cost of any guaranteed asset protection product, |
86 | with respect to any loan covered by the guaranteed asset |
87 | protection product, shall not exceed the amount of the |
88 | indebtedness. |
89 | (b) Any contract or agreement pertaining to a guaranteed |
90 | asset protection product shall be governed by this section. |
91 | (c) A guaranteed asset protection product is considered an |
92 | obligation of any person that purchases or otherwise acquires |
93 | the loan contract covering such product. |
94 | (d) An entity providing guaranteed asset protection |
95 | products shall provide readily understandable disclosures that |
96 | explain in detail eligibility requirements, conditions, refunds, |
97 | and exclusions. The disclosures must provide that the purchase |
98 | of the product is optional. The disclosures must be in plain |
99 | language and of a typeface and size that are easy to read. |
100 | (e) An entity must provide a copy of the executed |
101 | guaranteed asset protection product contract to the buyer. The |
102 | entity bears the burden of proving the contract was provided to |
103 | the buyer. |
104 | (f) An entity may not offer a contract for a guaranteed |
105 | asset protection products that contains terms giving the entity |
106 | the right to unilaterally modify the contract unless: |
107 | 1. The modification is favorable to the buyer and is made |
108 | without additional charge to the buyer; or |
109 | 2. The buyer is notified of any proposed change and is |
110 | provided a reasonable opportunity to cancel the contract without |
111 | penalty before the change goes in effect. |
112 | (g) If a contract for a guaranteed asset protection |
113 | product is terminated, the entity shall refund to the buyer any |
114 | unearned fees paid for the contract unless the contract provides |
115 | otherwise. A refund is not due to a consumer who receives a |
116 | benefit under such product. In order to receive a refund, the |
117 | buyer must notify the entity of the event terminating the |
118 | contract and request a refund within 90 days after the |
119 | occurrence of the event terminating the contract. An entity may |
120 | offer a buyer a contract that does not provide for a refund only |
121 | if the entity also offers that buyer a bona fide option to |
122 | purchase a comparable contract that provides for a refund. |
123 | Section 3. Paragraph (r) is added to subsection (1) of |
124 | section 624.605, Florida Statutes, to read: |
125 | 624.605 "Casualty insurance" defined.-- |
126 | (1) "Casualty insurance" includes: |
127 | (r) Insurance for debt cancellation products.--Insurance |
128 | that a creditor may purchase against the risk of financial loss |
129 | from the use of debt cancellation products with consumer loans |
130 | or leases or retail installment contracts. |
131 | 1. For purposes of this paragraph, the term "debt |
132 | cancellation products" means loan, lease, or retail installment |
133 | contract terms, or modifications to loan, lease, or retail |
134 | installment contracts, under which a creditor agrees to cancel |
135 | or suspend all or part of a customer's obligation to make |
136 | payments upon the occurrence of specified events and includes, |
137 | but is not limited to, debt cancellation contracts, debt |
138 | suspension agreements, and guaranteed asset protection |
139 | contracts. However, the term "debt cancellation products" does |
140 | not include title insurance as defined in s. 624.608. |
141 | 2. Debt cancellation products may be offered by financial |
142 | institutions, as defined in s. 655.005(1)(h), insured depository |
143 | institutions as defined in 12 U.S.C. s. 1813(c), and |
144 | subsidiaries of such institutions, as provided in the financial |
145 | institution codes, or by other business entities as may be |
146 | specifically authorized by law, and such products shall not |
147 | constitute insurance for purposes of the Florida Insurance Code. |
148 | Section 4. Subsection (3) of section 627.553, Florida |
149 | Statutes, is amended to read: |
150 | 627.553 Debtor groups.--The lives of a group of |
151 | individuals may be insured under a policy issued to a creditor |
152 | or its parent holding company, or to a trustee or trustees or |
153 | agent designated by two or more creditors, which creditor, |
154 | holding company, affiliate, trustee or trustees, or agent shall |
155 | be deemed the policyholder, to insure debtors of the creditor or |
156 | creditors, subject to the following requirements: |
157 | (3) The amount of insurance on the life of any debtor |
158 | shall at no time exceed the amount owed by the debtor her or him |
159 | which is repayable in installments to the creditor or $50,000, |
160 | whichever is less, except that loans not exceeding 1 year's |
161 | duration shall not be subject to such limits. However, on such |
162 | loans not exceeding 1 year's duration, the limit of coverage |
163 | shall not exceed $50,000 with any one insurer. |
164 | Section 5. Paragraph (b) of subsection (1) of section |
165 | 627.679, Florida Statutes, is amended to read: |
166 | 627.679 Amount of insurance; disclosure.-- |
167 | (1) |
168 | (b) The total amount of credit life insurance on the life |
169 | of any debtor with respect to any loan or loans covered in one |
170 | or more insurance policies shall at no time exceed the amount of |
171 | the indebtedness $50,000 with any one creditor, except that |
172 | loans not exceeding 1 year's duration shall not be subject to |
173 | such limits, and on such loans not exceeding 1 year's duration, |
174 | the limits of coverage shall not exceed $50,000 with any one |
175 | insurer. |
176 | Section 6. Subsection (2) of section 627.681, Florida |
177 | Statutes, is amended to read: |
178 | 627.681 Term and evidence of insurance.-- |
179 | (2) The term of credit disability insurance on any debtor |
180 | insured under this section shall not exceed the term of |
181 | indebtedness 10 years, and for credit transactions that exceed |
182 | 60 months, coverage shall not exceed 60 monthly indemnities. |
183 | Section 7. Paragraphs (g) and (h) of subsection (1) of |
184 | section 655.005, Florida Statutes, are amended, and paragraph |
185 | (t) is added to that subsection, to read: |
186 | 655.005 Definitions.-- |
187 | (1) As used in the financial institutions codes, unless |
188 | the context otherwise requires, the term: |
189 | (g) "Federal financial institution" means a federally or |
190 | nationally chartered or organized financial institution |
191 | association, bank, savings bank, or credit union. |
192 | (h) "Financial institution" means a state or federal |
193 | savings or thrift association, bank, savings bank, trust |
194 | company, international bank agency, international banking |
195 | organization, international branch, international representative |
196 | office, or international administrative office, or credit union, |
197 | or an agreement corporation operating pursuant to s. 25 of the |
198 | Federal Reserve Act, 12 U.S.C. ss. 601 et seq. or Edge Act |
199 | corporation organized pursuant to s. 25(a) of the Federal |
200 | Reserve Act, 12 U.S.C. ss. 611 et seq. |
201 | (t) "Debt cancellation products" means loan, lease, or |
202 | retail installment contract terms, or modifications or addenda |
203 | to loan, lease, or retail installment contracts, under which a |
204 | creditor agrees to cancel or suspend all or part of a customer's |
205 | obligation to make payments upon the occurrence of specified |
206 | events and includes, but is not limited to, debt cancellation |
207 | contracts, debt suspension agreements, and guaranteed asset |
208 | protection contracts offered by financial institutions, insured |
209 | depository institutions as defined in 12 U.S.C. s. 1813(c), and |
210 | subsidiaries of such institutions. However, the term "debt |
211 | cancellation products" does not include title insurance as |
212 | defined in s. 624.608. |
213 | Section 8. Subsection (1) of section 655.79, Florida |
214 | Statutes, is amended to read: |
215 | 655.79 Deposits and accounts in two or more names; |
216 | presumption as to vesting on death.-- |
217 | (1) Unless otherwise expressly provided in a contract, |
218 | agreement, or signature card executed in connection with the |
219 | opening or maintenance of an account, including a certificate of |
220 | deposit, a deposit account in the names of two or more persons |
221 | shall be presumed to have been intended by such persons to |
222 | provide that, upon the death of any one of them, all rights, |
223 | title, interest, and claim in, to, and in respect of such |
224 | deposit account, less all proper setoffs and charges in favor of |
225 | the institution, vest in the surviving person or persons. Any |
226 | deposit or account made in the name of two persons who are |
227 | husband and wife shall be considered a tenancy by the entirety |
228 | unless otherwise specified in writing. |
229 | Section 9. Section 655.967, Florida Statutes, is created |
230 | to read: |
231 | 655.967 State-funded endowments.--Notwithstanding any |
232 | other provision of law, a state-mandated endowment funded |
233 | through a general appropriations act prior to 1990 may be |
234 | maintained in trust accounts in financial institutions. |
235 | Section 10. Section 655.947, Florida Statutes, is created |
236 | to read: |
237 | 655.947 Debt cancellation products.-- |
238 | (1) Debt cancellation products may be offered, and a fee |
239 | may be charged, by financial institutions and subsidiaries of |
240 | financial institutions subject to the provisions of this section |
241 | and the rules and orders of the commission or office. As used in |
242 | this section, the term "financial institutions" includes those |
243 | defined in s. 655.005(1)(h), insured depository institutions as |
244 | defined in 12 U.S.C. s. 1813, and subsidiaries of such |
245 | institutions. |
246 | (2) A financial institution shall manage the risks |
247 | associated with debt cancellation products in accordance with |
248 | prudent safety and soundness principles. A financial institution |
249 | shall establish and maintain effective risk management and |
250 | control processes over its debt cancellation products and |
251 | programs. Such processes shall include appropriate recognition |
252 | and financial reporting of income, expenses, assets, and |
253 | liabilities and appropriate treatment of all expected and |
254 | unexpected losses associated with the products. Each financial |
255 | institution shall also assess the adequacy of its internal |
256 | control and risk mitigation activities in view of the nature and |
257 | scope of its debt cancellation products and programs. |
258 | (3) The commission shall adopt rules pursuant to ss. |
259 | 120.536(1) and 120.54 to administer this section, which rules |
260 | must be consistent with 12 C.F.R. part 37, as amended. |
261 | (4) For the purposes of this section and any rules adopted |
262 | pursuant to this section, a periodic payment option is not |
263 | required to be offered for any debt cancellation product |
264 | designed to protect a customer against a deficiency between the |
265 | outstanding loan or lease amount and the value of the motor |
266 | vehicle that is used as collateral for the loan or lease. |
267 | Section 11. Section 655.954, Florida Statutes, is amended |
268 | to read: |
269 | 655.954 Financial institution loans; credit cards.-- |
270 | (1) Notwithstanding any other provision of law, a |
271 | financial institution shall have the power to make loans or |
272 | extensions of credit to any person on a credit card or overdraft |
273 | financing arrangement and to charge, in any billing cycle, |
274 | interest on the outstanding amount at a rate that is specified |
275 | in a written agreement, between the financial institution and |
276 | borrower, governing the credit card account. Such credit card |
277 | agreement may modify any terms or conditions of such credit card |
278 | account upon prior written notice of such modification as |
279 | specified by the terms of the agreement governing the credit |
280 | card account or by the Truth in Lending Act, 15 U.S.C. ss. 1601 |
281 | et seq., as amended, and the rules and regulations adopted under |
282 | such act. Any such notice provided by a financial institution |
283 | shall specify that the borrower has the right to surrender the |
284 | credit card whereupon the borrower shall have the right to |
285 | continue to pay off the borrower's credit card account in the |
286 | same manner and under the same terms and conditions as then in |
287 | effect. The borrower's failure to surrender the credit card |
288 | prior to the modifications becoming effective shall constitute a |
289 | consent to the modifications. |
290 | (2) In conjunction with entering into any contract or |
291 | agreement for a loan, line of credit, or loan extension, a |
292 | financial institution, insured depository institution as defined |
293 | in 12 U.S.C. s. 1813, and subsidiaries of such institutions may |
294 | offer, for a fee or otherwise, optional debt cancellation |
295 | products pursuant to s. 655.947 and rules adopted under that |
296 | section. The financial institution may not require the purchase |
297 | of a debt cancellation product as a condition for making the |
298 | loan, line of credit, or loan extension. |
299 | (3)(2) For the purpose of this section, the term: |
300 | (a) "Billing cycle" has the same meaning as ascribed to it |
301 | under the federal Truth in Lending Act, 15 U.S.C. ss. 1601 et |
302 | seq., as amended, and the associated regulations which are in |
303 | effect as of June 30, 2008 1992. |
304 | (b) "Interest" means those charges considered a finance |
305 | charge under the federal Truth in Lending Act, 15 U.S.C. ss. |
306 | 1601 et seq., as amended, and the associated regulations which |
307 | are in effect as of June 30, 2008 1992. |
308 | Section 12. Subsection (2) of section 658.21, Florida |
309 | Statutes, is amended to read: |
310 | 658.21 Approval of application; findings required.--The |
311 | office shall approve the application if it finds that: |
312 | (2) The proposed capitalization is in such amount as the |
313 | office deems adequate, but in no case may the total capital |
314 | accounts at opening for a bank be less than $8 $6 million if the |
315 | proposed bank is to be located in any county which is included |
316 | in a metropolitan statistical area, or $4 million if the |
317 | proposed bank is to be located in any other county. The total |
318 | capital accounts at opening for a trust company may not be less |
319 | than $3 $2 million. The organizing directors of the proposed |
320 | bank shall directly own or control at least the lesser of $3 |
321 | million or 25 percent of the bank's total capital accounts |
322 | proposed at opening as approved by the office. When the proposed |
323 | bank will be owned by a single-bank holding company, the |
324 | organizing directors of the proposed bank collectively shall |
325 | directly own or control at least an amount of the single-bank |
326 | holding company's capital accounts equal to the lesser of $3 |
327 | million or 25 percent of the proposed bank's total capital |
328 | accounts proposed at opening as approved by the office. When the |
329 | proposed bank will be owned by an existing multi-bank holding |
330 | company, the proposed directors shall have a substantial capital |
331 | investment in the holding company, as determined by the office; |
332 | however, such investment shall not be required to exceed the |
333 | amount otherwise required for a single-bank holding company |
334 | application. Of total capital accounts at opening, as noted in |
335 | the application or amendments or changes to the application, at |
336 | least 25 percent of the capital shall be directly owned or |
337 | controlled by the organizing directors of the bank. Directors of |
338 | banks owned by single-bank holding companies shall have direct |
339 | ownership or control of at least 25 percent of the bank holding |
340 | company's capital accounts. The office may disallow illegally |
341 | obtained currency, monetary instruments, funds, or other |
342 | financial resources from the capitalization requirements of this |
343 | section. The proposed stock offering must comply with the |
344 | requirements of ss. 658.23-658.25 and ss. 658.34-658.37. |
345 | Section 13. Section 658.34, Florida Statutes, is amended |
346 | to read: |
347 | 658.34 Shares of capital stock.-- |
348 | (1) A bank or trust company shall issue its capital stock |
349 | with par value of not more than $100 nor less than $1 per share. |
350 | (2) No bank or trust company shall issue any shares of |
351 | capital stock at a price less than par value, and prior to |
352 | issuance, any such shares must be fully paid in cash. |
353 | (3) With the approval of the office, a bank or trust |
354 | company may issue preferred stock of one or more classes in an |
355 | amount and with a par value as approved by the office. |
356 | (4) With the approval of the office, a bank or trust |
357 | company may issue less than all the number of shares of any of |
358 | its capital stock authorized by its articles of incorporation. |
359 | Such authorized but unissued shares may be issued only for the |
360 | following purposes: |
361 | (a) To provide for stock options and warrants as provided |
362 | in s. 658.35. |
363 | (b) To declare or pay a stock dividend; however, any such |
364 | stock dividend must comply with the provisions of this section |
365 | and s. 658.37. |
366 | (c) To increase the capital of the bank or trust company, |
367 | with the approval of the office. |
368 | (5) Stock of the same class may not be issued or sold by |
369 | the financial institution that creates different rights, |
370 | options, warrants, or benefits among the purchasers or |
371 | stockholders of that class of stock. Such prohibition does not |
372 | restrict the financial institution from creating uniform |
373 | restrictions on the transfer of stock as permitted in s. |
374 | 607.0627. |
375 | Section 14. Subsection (2) of section 658.36, Florida |
376 | Statutes, is amended to read: |
377 | 658.36 Changes in capital.-- |
378 | (2) Any state bank or trust company may, with the approval |
379 | of the office, provide for an increase in its capital stock |
380 | after filing a written notice at least 15 days prior to making |
381 | such increase. |
382 | Section 15. Subsections (2) and (5) of section 658.44, |
383 | Florida Statutes, are amended to read: |
384 | 658.44 Approval by stockholders; rights of dissenters; |
385 | preemptive rights.-- |
386 | (2) Written notice of the meeting of, or proposed written |
387 | consent action by, the stockholders of each constituent state |
388 | bank or state trust company shall be given to each stockholder |
389 | of record, whether or not entitled to vote, and whether the |
390 | meeting is an annual or a special meeting or whether the vote is |
391 | to be by written consent pursuant to s. 607.0704, and the notice |
392 | shall state that the purpose or one of the purposes of the |
393 | meeting, or of the proposed action by the stockholders without a |
394 | meeting, is to consider the proposed plan of merger and merger |
395 | agreement. Except to the extent provided otherwise with respect |
396 | to stockholders of a resulting bank or trust company pursuant to |
397 | subsection (7), the notice shall also state that dissenting |
398 | stockholders, including stockholders not entitled to vote but |
399 | dissenting under paragraph (c), will be entitled to payment in |
400 | cash of the value of only those shares held by the stockholders: |
401 | (a) Which at a meeting of the stockholders are voted |
402 | against the approval of the plan of merger and merger agreement; |
403 | (b) As to which, if the proposed action is to be by |
404 | written consent of stockholders pursuant to s. 607.0704, such |
405 | written consent is not given by the holder thereof; or |
406 | (c) With respect to which the holder thereof has given |
407 | written notice to the constituent state bank or trust company, |
408 | at or prior to the meeting of the stockholders or on or prior to |
409 | the date specified for action by the stockholders without a |
410 | meeting pursuant to s. 607.0704 in the notice of such proposed |
411 | action, that the stockholder dissents from the plan of merger |
412 | and merger agreement, and which shares are not voted for |
413 | approval of the plan or written consent given pursuant to |
414 | paragraph (a) or paragraph (b). |
415 |
|
416 | Hereinafter in this section, the term "dissenting shares" means |
417 | and includes only those shares, which may be all or less than |
418 | all the shares of any class owned by a stockholder, described in |
419 | paragraphs (a), (b), and (c). |
420 | (5) The fair value, as defined in s. 607.1301(4), of |
421 | dissenting shares of each constituent state bank or state trust |
422 | company, the owners of which have not accepted an offer for such |
423 | shares made pursuant to subsection (3), shall be determined |
424 | pursuant to ss. 607.1326-607.1331 except as the procedures for |
425 | notice and demand are otherwise provided in this section as of |
426 | the effective date of the merger by three appraisers, one to be |
427 | selected by the owners of at least two-thirds of such dissenting |
428 | shares, one to be selected by the board of directors of the |
429 | resulting state bank, and the third to be selected by the two so |
430 | chosen. The value agreed upon by any two of the appraisers shall |
431 | control and be final and binding on all parties. If, within 90 |
432 | days from the effective date of the merger, for any reason one |
433 | or more of the appraisers is not selected as herein provided, or |
434 | the appraisers fail to determine the value of such dissenting |
435 | shares, the office shall cause an appraisal of such dissenting |
436 | shares to be made which will be final and binding on all |
437 | parties. The expenses of appraisal shall be paid by the |
438 | resulting state bank or trust company. |
439 | Section 16. This act shall take effect October 1, 2008. |