1 | A bill to be entitled |
2 | An act relating to health care fraud and abuse; amending |
3 | s. 400.147, F.S.; revising the definition of the term |
4 | "adverse incident"; amending s. 400.462, F.S.; revising |
5 | definitions; amending s. 400.464, F.S.; authorizing a home |
6 | infusion therapy provider to be licensed as a nurse |
7 | registry; deleting provisions relating to Medicare |
8 | reimbursement; amending s. 400.471, F.S.; requiring an |
9 | applicant for a home health agency license to submit to |
10 | the Agency for Health Care Administration a business plan |
11 | and evidence of contingency funding and disclose other |
12 | controlling ownership interests in health care entities; |
13 | requiring certain standards in documentation demonstrating |
14 | financial ability to operate; prohibiting the agency from |
15 | issuing an initial license to a home health agency |
16 | licensure applicant located within 10 miles of a licensed |
17 | home health agency that has common controlling interests; |
18 | prohibiting the transfer of an application to another home |
19 | health agency prior to issuance of the license; requiring |
20 | submission of an initial application to relocate a |
21 | licensed home health agency to another geographic service |
22 | area; amending s. 400.474, F.S.; providing additional |
23 | grounds under which the agency may take disciplinary |
24 | action against a home health agency; providing for a fine; |
25 | creating s. 400.476, F.S.; establishing staffing |
26 | requirements for home health agencies; reducing the number |
27 | of home health agencies that an administrator or director |
28 | of nursing may serve; requiring that an alternate |
29 | administrator be designated in writing; limiting the |
30 | period that a home health agency that provides skilled |
31 | nursing care may operate without a director of nursing; |
32 | requiring notification upon the termination and |
33 | replacement of a director of nursing; requiring the agency |
34 | to take administrative enforcement action against a home |
35 | health agency for noncompliance with the notification and |
36 | staffing requirements for a director of nursing; providing |
37 | for fines; exempting a home health agency that does not |
38 | provide skilled care or provides only physical, |
39 | occupational, or speech therapy from requirements related |
40 | to a director of nursing; providing training requirements |
41 | for certified nursing assistants and home health aides; |
42 | amending s. 400.484, F.S.; requiring the agency to impose |
43 | administrative fines for certain deficiencies; increasing |
44 | the administrative fines imposed for certain deficiencies; |
45 | amending s. 400.491, F.S.; extending the period that a |
46 | home health agency must retain records of the nonskilled |
47 | care it provides; amending s. 400.497, F.S.; requiring |
48 | that the agency adopt rules related to standards for the |
49 | director of nursing of a home health agency, requirements |
50 | for a director of nursing to submit certified staff |
51 | activity logs pursuant to an agency request, quality |
52 | assurance programs, and inspections related to an |
53 | application for a change in ownership; amending s. |
54 | 400.506, F.S.; providing training requirements for |
55 | certified nursing assistants and home health aides |
56 | referred for contract by a nurse registry; amending s, |
57 | 409.901, F.S.; defining the term "change of ownership"; |
58 | amending s. 409.907, F.S.; revising provisions relating to |
59 | change of ownership of Medicaid provider agreements; |
60 | providing for continuing financial liability of a |
61 | transferor under certain circumstances; defining the term |
62 | "outstanding overpayment"; requiring the transferor to |
63 | provide notice of change of ownership to the agency within |
64 | a specified time period; requiring the transferee to |
65 | submit a Medicaid provider enrollment application to the |
66 | agency; providing for joint and several liability under |
67 | certain circumstances; requiring a written payment plan |
68 | for certain outstanding financial obligations; providing |
69 | conditions under which additional enrollment effective |
70 | dates apply; amending s. 409.910, F.S.; conforming a |
71 | cross-reference; amending s. 409.912, F.S.; requiring the |
72 | agency to limit its network of Medicaid durable medical |
73 | equipment and medical supply providers; prohibiting |
74 | reimbursement for dates of service after January 1, 2009; |
75 | requiring accreditation; requiring direct provision of |
76 | services or supplies; authorizing provider to store |
77 | nebulizers at a physician's office under certain |
78 | circumstances; imposing certain physical location |
79 | requirements; requiring providers to maintain a certain |
80 | stock of equipment and supplies; requiring a surety bond; |
81 | requiring background screening of employees; providing for |
82 | certain exemptions; providing an effective date. |
83 |
|
84 | Be It Enacted by the Legislature of the State of Florida: |
85 |
|
86 | Section 1. Paragraph (e) of subsection (5) of section |
87 | 400.147, Florida Statutes, is amended to read: |
88 | 400.147 Internal risk management and quality assurance |
89 | program.-- |
90 | (5) For purposes of reporting to the agency under this |
91 | section, the term "adverse incident" means: |
92 | (e) An event that is reported to a law enforcement agency |
93 | regarding a resident, other than a request for transportation. |
94 | Section 2. Subsections (1), (5), (10), (14), and (25) of |
95 | section 400.462, Florida Statutes, are amended to read: |
96 | 400.462 Definitions.--As used in this part, the term: |
97 | (1) "Administrator" means a direct employee, as defined in |
98 | subsection (9), who is. The administrator must be a licensed |
99 | physician, physician assistant, or registered nurse licensed to |
100 | practice in this state or an individual having at least 1 year |
101 | of supervisory or administrative experience in home health care |
102 | or in a facility licensed under chapter 395, under part II of |
103 | this chapter, or under part I of chapter 429. An administrator |
104 | may manage a maximum of five licensed home health agencies |
105 | located within one agency service district or within an |
106 | immediately contiguous county. If the home health agency is |
107 | licensed under this chapter and is part of a retirement |
108 | community that provides multiple levels of care, an employee of |
109 | the retirement community may administer the home health agency |
110 | and up to a maximum of four entities licensed under this chapter |
111 | or chapter 429 that are owned, operated, or managed by the same |
112 | corporate entity. An administrator shall designate, in writing, |
113 | for each licensed entity, a qualified alternate administrator to |
114 | serve during absences. |
115 | (5) "Certified nursing assistant" means any person who has |
116 | been issued a certificate under part II of chapter 464. The |
117 | licensed home health agency or licensed nurse registry shall |
118 | ensure that the certified nursing assistant employed by or under |
119 | contract with the home health agency or licensed nurse registry |
120 | is adequately trained to perform the tasks of a home health aide |
121 | in the home setting. |
122 | (10) "Director of nursing" means a registered nurse who is |
123 | a direct employee, as defined in subsection (9), of the agency |
124 | and who is a graduate of an approved school of nursing and is |
125 | licensed in this state; who has at least 1 year of supervisory |
126 | experience as a registered nurse; and who is responsible for |
127 | overseeing the professional nursing and home health aid delivery |
128 | of services of the agency. A director of nursing may be the |
129 | director of a maximum of five licensed home health agencies |
130 | operated by a related business entity and located within one |
131 | agency service district or within an immediately contiguous |
132 | county. If the home health agency is licensed under this chapter |
133 | and is part of a retirement community that provides multiple |
134 | levels of care, an employee of the retirement community may |
135 | serve as the director of nursing of the home health agency and |
136 | of up to four entities licensed under this chapter or chapter |
137 | 429 which are owned, operated, or managed by the same corporate |
138 | entity. |
139 | (14) "Home health aide" means a person who is trained or |
140 | qualified, as provided by rule, and who provides hands-on |
141 | personal care, performs simple procedures as an extension of |
142 | therapy or nursing services, assists in ambulation or exercises, |
143 | or assists in administering medications as permitted in rule and |
144 | for which the person has received training established by the |
145 | agency under s. 400.497(1). The licensed home health agency or |
146 | licensed nurse registry shall ensure that the home health aide |
147 | employed by or under contract with the home health agency or |
148 | licensed nurse registry is adequately trained to perform the |
149 | tasks of a home health aide in the home setting. |
150 | (25) "Staffing services" means services provided to a |
151 | health care facility, school, or other business entity on a |
152 | temporary or school-year basis pursuant to a written contract by |
153 | licensed health care personnel and by certified nursing |
154 | assistants and home health heath aides who are employed by, or |
155 | work under the auspices of, a licensed home health agency or who |
156 | are registered with a licensed nurse registry. Staffing services |
157 | may be provided anywhere within the state. |
158 | Section 3. Subsection (3) of section 400.464, Florida |
159 | Statutes, is amended to read: |
160 | 400.464 Home health agencies to be licensed; expiration of |
161 | license; exemptions; unlawful acts; penalties.-- |
162 | (3) A Any home infusion therapy provider must shall be |
163 | licensed as a home health agency or nurse registry. Any infusion |
164 | therapy provider currently authorized to receive Medicare |
165 | reimbursement under a DME - Part B Provider number for the |
166 | provision of infusion therapy shall be licensed as a |
167 | noncertified home health agency. Such a provider shall continue |
168 | to receive that specified Medicare reimbursement without being |
169 | certified so long as the reimbursement is limited to those items |
170 | authorized pursuant to the DME - Part B Provider Agreement and |
171 | the agency is licensed in compliance with the other provisions |
172 | of this part. |
173 | Section 4. Paragraphs (d), (e), (f), and (g) are added to |
174 | subsection (2) of section 400.471, Florida Statutes, and |
175 | subsections (7), (8), and (9) are added to that section, to |
176 | read: |
177 | 400.471 Application for license; fee.-- |
178 | (2) In addition to the requirements of part II of chapter |
179 | 408, the initial applicant must file with the application |
180 | satisfactory proof that the home health agency is in compliance |
181 | with this part and applicable rules, including: |
182 | (d) A business plan, signed by the applicant, which |
183 | details the home health agency's methods to obtain patients and |
184 | its plan to recruit and maintain staff. |
185 | (e) Evidence of contingency funding equal to 1 month's |
186 | average operating expenses during the first year of operation. |
187 | (f) A balance sheet, income and expense statement, and |
188 | statement of cash flows for the first 2 years of operation which |
189 | provide evidence of having sufficient assets, credit, and |
190 | projected revenues to cover liabilities and expenses. The |
191 | applicant has demonstrated financial ability to operate if the |
192 | applicant's assets, credit, and projected revenues meet or |
193 | exceed projected liabilities and expenses. An applicant may not |
194 | project an operating margin of 15 percent or greater for any |
195 | month in the first year of operation. All documents required |
196 | under this paragraph must be prepared in accordance with |
197 | generally accepted accounting principles and compiled and signed |
198 | by a certified public accountant. |
199 | (g) All other ownership interests in health care entities |
200 | for each controlling interest, as defined in part II of chapter |
201 | 408. |
202 | (7) The agency may not issue an initial license to a home |
203 | health agency licensure applicant if the applicant shares common |
204 | controlling interests with another licensed home health agency |
205 | that is located within 10 miles of the applicant and is in the |
206 | same county. The agency must return the application and fees to |
207 | the applicant. |
208 | (8) An application for a home health agency license may |
209 | not be transferred to another home health agency or controlling |
210 | interest prior to issuance of the license. |
211 | (9) A licensed home health agency that seeks to relocate |
212 | to a different geographic service area not listed on its license |
213 | must submit an initial application for a home health agency |
214 | license for the new location. |
215 | Section 5. Section 400.474, Florida Statutes, is amended |
216 | to read: |
217 | 400.474 Administrative penalties.-- |
218 | (1)(a) The agency may deny, revoke, and suspend a license |
219 | and impose an administrative fine in the manner provided in |
220 | chapter 120. |
221 | (b) The agency shall impose a fine of $1,000 against a |
222 | home health agency that demonstrates a pattern of falsifying: |
223 | 1. Documents of training for home health aides or |
224 | certified nursing assistants; or |
225 | 2. Health statements for staff providing direct care to |
226 | patients. |
227 | |
228 | A pattern may be demonstrated by a showing of at least three |
229 | fraudulent entries or documents. The fine shall be imposed for |
230 | each fraudulent document or, if multiple staff members are |
231 | included on one document, for each fraudulent entry on the |
232 | document. |
233 | (2) Any of the following actions by a home health agency |
234 | or its employee is grounds for disciplinary action by the |
235 | agency: |
236 | (a) Violation of this part, part II of chapter 408, or of |
237 | applicable rules. |
238 | (b) An intentional, reckless, or negligent act that |
239 | materially affects the health or safety of a patient. |
240 | (c) Knowingly providing home health services in an |
241 | unlicensed assisted living facility or unlicensed adult family- |
242 | care home, unless the home health agency or employee reports the |
243 | unlicensed facility or home to the agency within 72 hours after |
244 | providing the services. |
245 | (d) Preparing or maintaining fraudulent patient records, |
246 | such as, but not limited to, charting ahead, recording vital |
247 | signs or symptoms that were not personally obtained or observed |
248 | by the home health agency's staff at the time indicated, |
249 | borrowing patients or patient records from other home health |
250 | agencies to pass a survey or inspection, or falsifying |
251 | signatures. |
252 | (e) Failing to provide at least one service directly to a |
253 | patient for a period of 60 days. |
254 | (3)(a) In addition to the requirements of s. 408.813, any |
255 | person, partnership, or corporation that violates s. 408.813 and |
256 | that previously operated a licensed home health agency or |
257 | concurrently operates both a licensed home health agency and an |
258 | unlicensed home health agency commits a felony of the third |
259 | degree punishable as provided in s. 775.082, s. 775.083, or s. |
260 | 775.084. |
261 | (b) If any home health agency is found to be operating |
262 | without a license and that home health agency has received any |
263 | government reimbursement for services, the agency shall make a |
264 | fraud referral to the appropriate government reimbursement |
265 | program. |
266 | Section 6. Section 400.476, Florida Statutes, is created |
267 | to read: |
268 | 400.476 Staffing requirements; notifications; limitations |
269 | on staffing services.-- |
270 | (1) ADMINISTRATOR.-- |
271 | (a) An administrator may manage only one home health |
272 | agency, except that an administrator may manage up to five home |
273 | health agencies if all five home health agencies have identical |
274 | controlling interests as defined in s. 408.803 and are located |
275 | within one agency geographic service area or within an |
276 | immediately contiguous county. If the home health agency is |
277 | licensed under this chapter and is part of a retirement |
278 | community that provides multiple levels of care, an employee of |
279 | the retirement community may administer the home health agency |
280 | and up to a maximum of four entities licensed under this chapter |
281 | or chapter 429 which all have identical controlling interests as |
282 | defined in s. 408.803. An administrator shall designate, in |
283 | writing, for each licensed entity, a qualified alternate |
284 | administrator to serve during the administrator's absence. |
285 | (b) An administrator of a home health agency who is a |
286 | licensed physician, physician assistant, or registered nurse |
287 | licensed to practice in this state may also be the director of |
288 | nursing for a home health agency. An administrator may serve as |
289 | a director of nursing for up to the number of entities |
290 | authorized in subsection (2) only if there are 10 or fewer full- |
291 | time equivalent employees and contracted personnel in each home |
292 | health agency. |
293 | (2) DIRECTOR OF NURSING.-- |
294 | (a) A director of nursing may be the director of nursing |
295 | for: |
296 | 1. Up to two licensed home health agencies if the agencies |
297 | have identical controlling interests as defined in s. 408.803 |
298 | and are located within one agency geographic service area or |
299 | within an immediately contiguous county; or |
300 | 2. Up to five licensed home health agencies if: |
301 | a. All of the home health agencies have identical |
302 | controlling interests as defined in s. 408.803; |
303 | b. All of the home health agencies are located within one |
304 | agency geographic service area or within an immediately |
305 | contiguous county; and |
306 | c. Each home health agency has a registered nurse who |
307 | meets the qualifications of a director of nursing and who has a |
308 | written delegation from the director of nursing to serve as the |
309 | director of nursing for that home health agency when the |
310 | director of nursing is not present. |
311 | |
312 | If a home health agency licensed under this chapter is part of a |
313 | retirement community that provides multiple levels of care, an |
314 | employee of the retirement community may serve as the director |
315 | of nursing of the home health agency and up to a maximum of four |
316 | entities, other than home health agencies, licensed under this |
317 | chapter or chapter 429 which all have identical controlling |
318 | interests as defined in s. 408.803. |
319 | (b) A home health agency that provides skilled nursing |
320 | care may not operate for more than 30 calendar days without a |
321 | director of nursing. A home health agency that provides skilled |
322 | nursing care and the director of nursing of the home health |
323 | agency must notify the agency within 10 business days after |
324 | termination of the services of the director of nursing for the |
325 | home health agency. A home health agency that provides skilled |
326 | nursing care must notify the agency of the identity and |
327 | qualifications of the new director of nursing within 10 days |
328 | after the new director is hired. If a home health agency that |
329 | provides skilled nursing care operates for more than 30 calendar |
330 | days without a director of nursing, the home health agency |
331 | commits a class II deficiency. In addition to the fine for a |
332 | class II deficiency, the agency may issue a moratorium in |
333 | accordance with s. 408.814 or revoke the license. The agency |
334 | shall fine a home health agency that fails to notify the agency |
335 | as required in this paragraph $1,000 for the first violation and |
336 | $2,000 for a repeat violation. The agency may not take |
337 | administrative action against a home health agency if the |
338 | director of nursing fails to notify the department upon |
339 | termination of services as the director of nursing for the home |
340 | health agency. |
341 | (c) A home health agency that does not provide skilled |
342 | care or provides only physical, occupational, or speech therapy |
343 | is not required to have a director of nursing and is exempt from |
344 | paragraph (b). |
345 | (3) TRAINING.--A home health agency shall ensure that each |
346 | certified nursing assistant employed by or under contract with |
347 | the home health agency and each home health aide employed by or |
348 | under contract with the home health agency is adequately trained |
349 | to perform the tasks of a home health aide in the home setting. |
350 | (4) STAFFING.--Staffing services may be provided anywhere |
351 | within the state. |
352 | Section 7. Section 400.484, Florida Statutes, is amended |
353 | to read: |
354 | 400.484 Right of inspection; deficiencies; fines.-- |
355 | (1) In addition to the requirements of s. 408.811, the |
356 | agency may make such inspections and investigations as are |
357 | necessary in order to determine the state of compliance with |
358 | this part, part II of chapter 408, and applicable rules. |
359 | (2) The agency shall impose fines for various classes of |
360 | deficiencies in accordance with the following schedule: |
361 | (a) A class I deficiency is any act, omission, or practice |
362 | that results in a patient's death, disablement, or permanent |
363 | injury, or places a patient at imminent risk of death, |
364 | disablement, or permanent injury. Upon finding a class I |
365 | deficiency, the agency shall may impose an administrative fine |
366 | in the amount of $15,000 $5,000 for each occurrence and each day |
367 | that the deficiency exists. |
368 | (b) A class II deficiency is any act, omission, or |
369 | practice that has a direct adverse effect on the health, safety, |
370 | or security of a patient. Upon finding a class II deficiency, |
371 | the agency shall may impose an administrative fine in the amount |
372 | of $5,000 $1,000 for each occurrence and each day that the |
373 | deficiency exists. |
374 | (c) A class III deficiency is any act, omission, or |
375 | practice that has an indirect, adverse effect on the health, |
376 | safety, or security of a patient. Upon finding an uncorrected or |
377 | repeated class III deficiency, the agency shall may impose an |
378 | administrative fine not to exceed $1,000 $500 for each |
379 | occurrence and each day that the uncorrected or repeated |
380 | deficiency exists. |
381 | (d) A class IV deficiency is any act, omission, or |
382 | practice related to required reports, forms, or documents which |
383 | does not have the potential of negatively affecting patients. |
384 | These violations are of a type that the agency determines do not |
385 | threaten the health, safety, or security of patients. Upon |
386 | finding an uncorrected or repeated class IV deficiency, the |
387 | agency shall may impose an administrative fine not to exceed |
388 | $500 $200 for each occurrence and each day that the uncorrected |
389 | or repeated deficiency exists. |
390 | (3) In addition to any other penalties imposed pursuant to |
391 | this section or part, the agency may assess costs related to an |
392 | investigation that results in a successful prosecution, |
393 | excluding costs associated with an attorney's time. |
394 | Section 8. Subsection (2) of section 400.491, Florida |
395 | Statutes, is amended to read: |
396 | 400.491 Clinical records.-- |
397 | (2) The home health agency must maintain for each client |
398 | who receives nonskilled care a service provision plan. Such |
399 | records must be maintained by the home health agency for 3 years |
400 | 1 year following termination of services. |
401 | Section 9. Subsections (5), (6), (7), and (8) of section |
402 | 400.497, Florida Statutes, are renumbered as subsections (7), |
403 | (8), (9), and (10), respectively, and new subsections (5) and |
404 | (6) are added to that section to read: |
405 | 400.497 Rules establishing minimum standards.--The agency |
406 | shall adopt, publish, and enforce rules to implement part II of |
407 | chapter 408 and this part, including, as applicable, ss. 400.506 |
408 | and 400.509, which must provide reasonable and fair minimum |
409 | standards relating to: |
410 | (5) Oversight by the director of nursing. The agency shall |
411 | develop rules related to: |
412 | (a) Standards that address oversight responsibilities by |
413 | the director of nursing of skilled nursing and personal care |
414 | services provided by the home health agency's staff; |
415 | (b) Requirements for a director of nursing to provide to |
416 | the agency, upon request, a certified daily report of the home |
417 | health services provided by a specified direct employee or |
418 | contracted staff member on behalf of the home health agency. The |
419 | agency may request a certified daily report only for a period |
420 | not to exceed 2 years prior to the date of the request; and |
421 | (c) A quality assurance program for home health services |
422 | provided by the home health agency. |
423 | (6) Conditions for using a recent unannounced licensure |
424 | inspection for the inspection required in s. 408.806 related to |
425 | a licensure application associated with a change in ownership of |
426 | a licensed home health agency. |
427 | Section 10. Paragraph (a) of subsection (6) of section |
428 | 400.506, Florida Statutes, is amended to read: |
429 | 400.506 Licensure of nurse registries; requirements; |
430 | penalties.-- |
431 | (6)(a) A nurse registry may refer for contract in private |
432 | residences registered nurses and licensed practical nurses |
433 | registered and licensed under part I of chapter 464, certified |
434 | nursing assistants certified under part II of chapter 464, home |
435 | health aides who present documented proof of successful |
436 | completion of the training required by rule of the agency, and |
437 | companions or homemakers for the purposes of providing those |
438 | services authorized under s. 400.509(1). A licensed nurse |
439 | registry shall ensure that each certified nursing assistant |
440 | referred for contract by the nurse registry and each home health |
441 | aide referred for contract by the nurse registry is adequately |
442 | trained to perform the tasks of a home health aide in the home |
443 | setting. Each person referred by a nurse registry must provide |
444 | current documentation that he or she is free from communicable |
445 | diseases. |
446 | Section 11. Subsections (5) through (27) of section |
447 | 409.901, Florida Statutes, are renumbered as subsections (6) |
448 | through (28), respectively, and a new subsection (5) is added to |
449 | that section to read: |
450 | 409.901 Definitions; ss. 409.901-409.920.--As used in ss. |
451 | 409.901-409.920, except as otherwise specifically provided, the |
452 | term: |
453 | (5) "Change of ownership" means an event in which the |
454 | provider changes to a different legal entity or in which 45 |
455 | percent or more of the ownership, voting shares, or controlling |
456 | interest in a corporation whose shares are not publicly traded |
457 | on a recognized stock exchange is transferred or assigned, |
458 | including the final transfer or assignment of multiple transfers |
459 | or assignments over a 2-year period that cumulatively total 45 |
460 | percent or greater. A change solely in the management company or |
461 | board of directors is not a change of ownership. |
462 | Section 12. Subsections (6) and (9) of section 409.907, |
463 | Florida Statutes, are amended to read: |
464 | 409.907 Medicaid provider agreements.--The agency may make |
465 | payments for medical assistance and related services rendered to |
466 | Medicaid recipients only to an individual or entity who has a |
467 | provider agreement in effect with the agency, who is performing |
468 | services or supplying goods in accordance with federal, state, |
469 | and local law, and who agrees that no person shall, on the |
470 | grounds of handicap, race, color, or national origin, or for any |
471 | other reason, be subjected to discrimination under any program |
472 | or activity for which the provider receives payment from the |
473 | agency. |
474 | (6) A Medicaid provider agreement may be revoked, at the |
475 | option of the agency, as the result of a change of ownership of |
476 | any facility, association, partnership, or other entity named as |
477 | the provider in the provider agreement. A provider shall give |
478 | the agency 60 days' notice before making any change in ownership |
479 | of the entity named in the provider agreement as the provider. |
480 | (a) In the event of a change of ownership, the transferor |
481 | shall remain liable for all outstanding overpayments, |
482 | administrative fines, and any other moneys owed to the agency |
483 | prior to the effective date of the change of ownership. In |
484 | addition to the continuing liability of the transferor, the |
485 | transferee shall be liable to the agency for all outstanding |
486 | overpayments identified by the agency on or before the effective |
487 | date of the change of ownership. For purposes of this |
488 | subsection, the term "outstanding overpayment" includes any |
489 | amount identified in a preliminary audit report issued to the |
490 | transferor by the agency on or before the effective date of the |
491 | change of ownership. In the event of a change of ownership for a |
492 | skilled nursing facility or intermediate care facility, the |
493 | Medicaid provider agreement shall be assigned to the transferee |
494 | if the transferee meets all other Medicaid provider |
495 | qualifications. In the event of a change of ownership involving |
496 | a skilled nursing facility licensed under part II of chapter |
497 | 400, liability for all outstanding overpayments, administrative |
498 | fines, and any moneys owed to the agency prior to the effective |
499 | date of the change of ownership shall be determined in |
500 | accordance with the provisions of s. 400.179. |
501 | (b) At least 60 days prior to the anticipated date of the |
502 | change of ownership, the transferor shall notify the agency of |
503 | the intended change of ownership and the transferee shall submit |
504 | to the agency a Medicaid provider enrollment application. In the |
505 | event a change of ownership occurs without compliance with the |
506 | notice requirements of this subsection, the transferor and |
507 | transferee shall be jointly and severally liable for all |
508 | overpayments, administrative fines, and other moneys due to the |
509 | agency, regardless of whether the agency identified the |
510 | overpayments, administrative fines, or other moneys before or |
511 | after the effective date of the change of ownership. The agency |
512 | shall not approve a transferee's Medicaid provider enrollment |
513 | application if the transferee or transferor has not paid or |
514 | agreed in writing to a payment plan for all outstanding |
515 | overpayments, administrative fines, and other moneys due to the |
516 | agency. This subsection does not preclude the agency from |
517 | seeking any other legal or equitable remedies available to the |
518 | agency for the recovery of moneys owed to the Medicaid program. |
519 | In the event of a change of ownership involving a skilled |
520 | nursing facility licensed under part II of chapter 400, |
521 | liability for all outstanding overpayments, administrative |
522 | fines, and any moneys owed to the agency prior to the effective |
523 | date of the change of ownership shall be determined in |
524 | accordance with the provisions of s. 400.179 if the Medicaid |
525 | provider enrollment application for change of ownership is |
526 | submitted prior to the change of ownership. |
527 | (9) Upon receipt of a completed, signed, and dated |
528 | application, and completion of any necessary background |
529 | investigation and criminal history record check, the agency must |
530 | either: |
531 | (a) Enroll the applicant as a Medicaid provider upon |
532 | approval of the provider application. The enrollment effective |
533 | date shall be the date the agency receives the provider |
534 | application. With respect to a provider that requires a Medicare |
535 | certification survey, the enrollment effective date shall be the |
536 | date the certification is awarded. With respect to a provider |
537 | that completes a change of ownership, the effective date shall |
538 | be the date the agency received the application, the date the |
539 | change of ownership was complete, or the date the applicant |
540 | became eligible to provide services under Medicaid, whichever |
541 | date is later. With respect to a provider of emergency medical |
542 | services transportation or emergency services and care, the |
543 | effective date is the date the services were rendered. Payment |
544 | for any claims for services provided to Medicaid recipients |
545 | between the date of receipt of the application and the date of |
546 | approval is contingent on applying any and all applicable audits |
547 | and edits contained in the agency's claims adjudication and |
548 | payment processing systems; or |
549 | (b) Deny the application if the agency finds that it is in |
550 | the best interest of the Medicaid program to do so. The agency |
551 | may consider the factors listed in subsection (10), as well as |
552 | any other factor that could affect the effective and efficient |
553 | administration of the program, including, but not limited to, |
554 | the applicant's demonstrated ability to provide services, |
555 | conduct business, and operate a financially viable concern; the |
556 | current availability of medical care, services, or supplies to |
557 | recipients, taking into account geographic location and |
558 | reasonable travel time; the number of providers of the same type |
559 | already enrolled in the same geographic area; and the |
560 | credentials, experience, success, and patient outcomes of the |
561 | provider for the services that it is making application to |
562 | provide in the Medicaid program. The agency shall deny the |
563 | application if the agency finds that a provider; any officer, |
564 | director, agent, managing employee, or affiliated person; or any |
565 | partner or shareholder having an ownership interest equal to 5 |
566 | percent or greater in the provider if the provider is a |
567 | corporation, partnership, or other business entity, has failed |
568 | to pay all outstanding fines or overpayments assessed by final |
569 | order of the agency or final order of the Centers for Medicare |
570 | and Medicaid Services, not subject to further appeal, unless the |
571 | provider agrees to a repayment plan that includes withholding |
572 | Medicaid reimbursement until the amount due is paid in full. |
573 | Section 13. Subsection (20) of section 409.910, Florida |
574 | Statutes, is amended to read: |
575 | 409.910 Responsibility for payments on behalf of Medicaid- |
576 | eligible persons when other parties are liable.-- |
577 | (20) Entities providing health insurance as defined in s. |
578 | 624.603, health maintenance organizations and prepaid health |
579 | clinics as defined in chapter 641, and, on behalf of their |
580 | clients, third-party administrators and pharmacy benefits |
581 | managers as defined in s. 409.901(27)(26) shall provide such |
582 | records and information as are necessary to accomplish the |
583 | purpose of this section, unless such requirement results in an |
584 | unreasonable burden. |
585 | (a) The director of the agency and the Director of the |
586 | Office of Insurance Regulation of the Financial Services |
587 | Commission shall enter into a cooperative agreement for |
588 | requesting and obtaining information necessary to effect the |
589 | purpose and objective of this section. |
590 | 1. The agency shall request only that information |
591 | necessary to determine whether health insurance as defined |
592 | pursuant to s. 624.603, or those health services provided |
593 | pursuant to chapter 641, could be, should be, or have been |
594 | claimed and paid with respect to items of medical care and |
595 | services furnished to any person eligible for services under |
596 | this section. |
597 | 2. All information obtained pursuant to subparagraph 1. is |
598 | confidential and exempt from s. 119.07(1). |
599 | 3. The cooperative agreement or rules adopted under this |
600 | subsection may include financial arrangements to reimburse the |
601 | reporting entities for reasonable costs or a portion thereof |
602 | incurred in furnishing the requested information. Neither the |
603 | cooperative agreement nor the rules shall require the automation |
604 | of manual processes to provide the requested information. |
605 | (b) The agency and the Financial Services Commission |
606 | jointly shall adopt rules for the development and administration |
607 | of the cooperative agreement. The rules shall include the |
608 | following: |
609 | 1. A method for identifying those entities subject to |
610 | furnishing information under the cooperative agreement. |
611 | 2. A method for furnishing requested information. |
612 | 3. Procedures for requesting exemption from the |
613 | cooperative agreement based on an unreasonable burden to the |
614 | reporting entity. |
615 | Section 14. Subsection (48) of section 409.912, Florida |
616 | Statutes, is amended to read: |
617 | 409.912 Cost-effective purchasing of health care.--The |
618 | agency shall purchase goods and services for Medicaid recipients |
619 | in the most cost-effective manner consistent with the delivery |
620 | of quality medical care. To ensure that medical services are |
621 | effectively utilized, the agency may, in any case, require a |
622 | confirmation or second physician's opinion of the correct |
623 | diagnosis for purposes of authorizing future services under the |
624 | Medicaid program. This section does not restrict access to |
625 | emergency services or poststabilization care services as defined |
626 | in 42 C.F.R. part 438.114. Such confirmation or second opinion |
627 | shall be rendered in a manner approved by the agency. The agency |
628 | shall maximize the use of prepaid per capita and prepaid |
629 | aggregate fixed-sum basis services when appropriate and other |
630 | alternative service delivery and reimbursement methodologies, |
631 | including competitive bidding pursuant to s. 287.057, designed |
632 | to facilitate the cost-effective purchase of a case-managed |
633 | continuum of care. The agency shall also require providers to |
634 | minimize the exposure of recipients to the need for acute |
635 | inpatient, custodial, and other institutional care and the |
636 | inappropriate or unnecessary use of high-cost services. The |
637 | agency shall contract with a vendor to monitor and evaluate the |
638 | clinical practice patterns of providers in order to identify |
639 | trends that are outside the normal practice patterns of a |
640 | provider's professional peers or the national guidelines of a |
641 | provider's professional association. The vendor must be able to |
642 | provide information and counseling to a provider whose practice |
643 | patterns are outside the norms, in consultation with the agency, |
644 | to improve patient care and reduce inappropriate utilization. |
645 | The agency may mandate prior authorization, drug therapy |
646 | management, or disease management participation for certain |
647 | populations of Medicaid beneficiaries, certain drug classes, or |
648 | particular drugs to prevent fraud, abuse, overuse, and possible |
649 | dangerous drug interactions. The Pharmaceutical and Therapeutics |
650 | Committee shall make recommendations to the agency on drugs for |
651 | which prior authorization is required. The agency shall inform |
652 | the Pharmaceutical and Therapeutics Committee of its decisions |
653 | regarding drugs subject to prior authorization. The agency is |
654 | authorized to limit the entities it contracts with or enrolls as |
655 | Medicaid providers by developing a provider network through |
656 | provider credentialing. The agency may competitively bid single- |
657 | source-provider contracts if procurement of goods or services |
658 | results in demonstrated cost savings to the state without |
659 | limiting access to care. The agency may limit its network based |
660 | on the assessment of beneficiary access to care, provider |
661 | availability, provider quality standards, time and distance |
662 | standards for access to care, the cultural competence of the |
663 | provider network, demographic characteristics of Medicaid |
664 | beneficiaries, practice and provider-to-beneficiary standards, |
665 | appointment wait times, beneficiary use of services, provider |
666 | turnover, provider profiling, provider licensure history, |
667 | previous program integrity investigations and findings, peer |
668 | review, provider Medicaid policy and billing compliance records, |
669 | clinical and medical record audits, and other factors. Providers |
670 | shall not be entitled to enrollment in the Medicaid provider |
671 | network. The agency shall determine instances in which allowing |
672 | Medicaid beneficiaries to purchase durable medical equipment and |
673 | other goods is less expensive to the Medicaid program than long- |
674 | term rental of the equipment or goods. The agency may establish |
675 | rules to facilitate purchases in lieu of long-term rentals in |
676 | order to protect against fraud and abuse in the Medicaid program |
677 | as defined in s. 409.913. The agency may seek federal waivers |
678 | necessary to administer these policies. |
679 | (48)(a) A provider is not entitled to enrollment in the |
680 | Medicaid provider network. The agency may implement a Medicaid |
681 | fee-for-service provider network controls, including, but not |
682 | limited to, competitive procurement and provider credentialing. |
683 | If a credentialing process is used, the agency may limit its |
684 | provider network based upon the following considerations: |
685 | beneficiary access to care, provider availability, provider |
686 | quality standards and quality assurance processes, cultural |
687 | competency, demographic characteristics of beneficiaries, |
688 | practice standards, service wait times, provider turnover, |
689 | provider licensure and accreditation history, program integrity |
690 | history, peer review, Medicaid policy and billing compliance |
691 | records, clinical and medical record audit findings, and such |
692 | other areas that are considered necessary by the agency to |
693 | ensure the integrity of the program. |
694 | (b) The agency shall limit its network of durable medical |
695 | equipment and medical supply providers. For dates of service |
696 | after January 1, 2009, the agency shall limit payment for |
697 | durable medical equipment and supplies to providers that meet |
698 | all the requirements of this paragraph. |
699 | 1. Providers must be accredited by a Centers for Medicare |
700 | and Medicaid Services Deemed Accreditation Organization for |
701 | suppliers of durable medical equipment, prosthetics, orthotics, |
702 | and supplies. The provider must maintain accreditation and shall |
703 | be subject to unannounced reviews by the accrediting |
704 | organization. |
705 | 2. Providers must provide the services or supplies |
706 | directly to the Medicaid recipient or caregiver at the provider |
707 | location or recipient's residence or send the supplies directly |
708 | to the recipient's residence with receipt of mailed delivery. |
709 | Subcontracting or consignment of the service or supply to a |
710 | third party is prohibited. |
711 | 3. Notwithstanding subparagraph 2., a durable medical |
712 | equipment provider may store nebulizers at a physician's office |
713 | for the purpose of having the physician's staff issue the |
714 | equipment if it meets all of the following conditions: |
715 | a. The physician must document the medical necessity and |
716 | need to prevent further deterioration of the patient's |
717 | respiratory status by the timely delivery of the nebulizer in |
718 | the physician's office. |
719 | b. The durable medical equipment provider must have |
720 | written documentation of the competency and training by a |
721 | Florida-licensed registered respiratory therapist of any durable |
722 | medical equipment staff who participates in the training of |
723 | physician office staff for the use of nebulizers, including |
724 | cleaning, warranty, and special needs of patients. |
725 | c. The physician's office must have documented the |
726 | training and competency of any staff member who initiates the |
727 | delivery of nebulizers to patients. The durable medical |
728 | equipment provider must maintain copies of all physician office |
729 | training. |
730 | d. The physician's office must maintain inventory records |
731 | of stored nebulizers, including documentation of the durable |
732 | medical equipment provider source. |
733 | e. A physician contracted with a Medicaid durable medical |
734 | equipment provider may not have a financial relationship with |
735 | that provider or receive any financial gain from the delivery of |
736 | nebulizers to patients. |
737 | 4. Providers must have a physical business location |
738 | clearly identified as a business that furnishes durable medical |
739 | equipment or medical supplies by signage that can be read from |
740 | 20 feet away. The location must be readily accessible to the |
741 | public during normal, scheduled, posted business hours and must |
742 | operate no less than 5 hours per day and no less than 5 days per |
743 | week, with the exception of scheduled and posted holidays, and |
744 | must have a functional landline business phone. The location |
745 | shall not be located within or at the same numbered street |
746 | address as another enrolled Medicaid durable medical equipment |
747 | or medical supply provider or as an enrolled Medicaid pharmacy |
748 | that is also enrolled as a durable medical equipment provider. |
749 | The location shall be within the state or no more than 50 miles |
750 | from the Florida state line. The agency may make exceptions for |
751 | providers of durable medical equipment or supplies not otherwise |
752 | available from other enrolled providers located within the |
753 | state. |
754 | 5. Providers must maintain a stock of durable medical |
755 | equipment and medical supplies on site that is readily available |
756 | to meet the needs of the durable medical equipment business |
757 | location's customers. |
758 | 6. Providers must provide a surety bond of $50,000 for |
759 | each provider location, up to a maximum of five bonds statewide |
760 | or an aggregate bond of $250,000 statewide, as identified by |
761 | federal employer identification number. Providers who post a |
762 | statewide or an aggregate bond must identify all of their |
763 | locations in any Medicaid durable medical equipment and medical |
764 | supply provider enrollment application or bond renewal. Each |
765 | provider location's surety bond must be renewed annually, and |
766 | the provider must submit proof of renewal even if the original |
767 | bond is a continuous bond. |
768 | 7. Providers must obtain a level 2 background screening, |
769 | as provided under s. 435.04, for each provider employee in |
770 | direct contact with or providing direct services to recipients |
771 | of durable medical equipment and medical supplies in their |
772 | homes. This requirement includes, but is not limited to, repair |
773 | and service technicians, fitters, and delivery staff. The cost |
774 | of the background screening shall be borne by the provider. |
775 | 8. The following providers are exempt from the |
776 | requirements of subparagraphs 1. and 6.: |
777 | a. Durable medical equipment providers owned and operated |
778 | by a government entity. |
779 | b. Durable medical equipment providers that are operating |
780 | within a pharmacy that is currently enrolled as a Medicaid |
781 | pharmacy provider. |
782 | c. Active, Medicaid-enrolled orthopedic physician groups, |
783 | primarily owned by physicians, that provide only orthotic and |
784 | prosthetic devices. |
785 | Section 15. This act shall take effect July 1, 2008. |