1 | A bill to be entitled |
2 | An act relating to health care fraud and abuse; amending |
3 | s. 400.462, F.S.; revising definitions; amending s. |
4 | 400.464, F.S.; authorizing a home infusion therapy |
5 | provider to be licensed as a nurse registry; deleting |
6 | provisions relating to Medicare reimbursement; amending s. |
7 | 400.471, F.S.; requiring an applicant for a home health |
8 | agency license to submit to the Agency for Health Care |
9 | Administration a business plan and evidence of contingency |
10 | funding and disclose other controlling ownership interests |
11 | in health care entities; requiring certain standards in |
12 | documentation demonstrating financial ability to operate; |
13 | requiring home health agencies to maintain certain |
14 | accreditation to maintain licensure; permitting certain |
15 | accrediting organizations to submit surveys regarding |
16 | licensure of home health agencies; prohibiting the agency |
17 | from issuing an initial license to a home health agency |
18 | licensure applicant located within 10 miles of a licensed |
19 | home health agency that has common controlling interests; |
20 | prohibiting the transfer of an application to another home |
21 | health agency prior to issuance of the license; requiring |
22 | submission of an initial application to relocate a |
23 | licensed home health agency to another geographic service |
24 | area; amending s. 400.474, F.S.; providing additional |
25 | grounds under which the agency may take disciplinary |
26 | action against a home health agency; providing for a fine; |
27 | creating s. 400.476, F.S.; establishing staffing |
28 | requirements for home health agencies; reducing the number |
29 | of home health agencies that an administrator or director |
30 | of nursing may serve; requiring that an alternate |
31 | administrator be designated in writing; limiting the |
32 | period that a home health agency that provides skilled |
33 | nursing care may operate without a director of nursing; |
34 | requiring notification upon the termination and |
35 | replacement of a director of nursing; requiring the agency |
36 | to take administrative enforcement action against a home |
37 | health agency for noncompliance with the notification and |
38 | staffing requirements for a director of nursing; providing |
39 | for fines; exempting a home health agency that is not |
40 | Medicare or Medicaid certified and does not provide |
41 | skilled care or provides only physical, occupational, or |
42 | speech therapy from requirements related to a director of |
43 | nursing; providing training requirements for certified |
44 | nursing assistants and home health aides; amending s. |
45 | 400.484, F.S.; requiring the agency to impose |
46 | administrative fines for certain deficiencies; increasing |
47 | the administrative fines imposed for certain deficiencies; |
48 | amending s. 400.491, F.S.; extending the period that a |
49 | home health agency must retain records of the nonskilled |
50 | care it provides; amending s. 400.497, F.S.; requiring |
51 | that the agency adopt rules related to standards for the |
52 | director of nursing of a home health agency, requirements |
53 | for a director of nursing to submit certified staff |
54 | activity logs pursuant to an agency request, quality |
55 | assurance programs, and inspections related to an |
56 | application for a change in ownership; amending s. |
57 | 400.506, F.S.; providing training requirements for |
58 | certified nursing assistants and home health aides |
59 | referred for contract by a nurse registry; amending s, |
60 | 409.901, F.S.; defining the term "change of ownership"; |
61 | amending s. 409.907, F.S.; revising provisions relating to |
62 | change of ownership of Medicaid provider agreements; |
63 | providing for continuing financial liability of a |
64 | transferor under certain circumstances; defining the term |
65 | "outstanding overpayment"; requiring the transferor to |
66 | provide notice of change of ownership to the agency within |
67 | a specified time period; requiring the transferee to |
68 | submit a Medicaid provider enrollment application to the |
69 | agency; providing for joint and several liability under |
70 | certain circumstances; requiring a written payment plan |
71 | for certain outstanding financial obligations; providing |
72 | conditions under which additional enrollment effective |
73 | dates apply; amending s. 409.910, F.S.; conforming a |
74 | cross-reference; amending s. 409.912, F.S.; requiring the |
75 | agency to limit its network of Medicaid durable medical |
76 | equipment and medical supply providers; prohibiting |
77 | reimbursement for dates of service after January 1, 2009; |
78 | requiring accreditation; requiring direct provision of |
79 | services or supplies; authorizing provider to store |
80 | nebulizers at a physician's office under certain |
81 | circumstances; imposing certain physical location |
82 | requirements; requiring providers to maintain a certain |
83 | stock of equipment and supplies; requiring a surety bond; |
84 | requiring background screening of employees; providing for |
85 | certain exemptions; providing an effective date. |
86 |
|
87 | Be It Enacted by the Legislature of the State of Florida: |
88 |
|
89 | Section 1. Subsections (1), (5), (10), (14), and (25) of |
90 | section 400.462, Florida Statutes, are amended to read: |
91 | 400.462 Definitions.--As used in this part, the term: |
92 | (1) "Administrator" means a direct employee, as defined in |
93 | subsection (9), who is. The administrator must be a licensed |
94 | physician, physician assistant, or registered nurse licensed to |
95 | practice in this state or an individual having at least 1 year |
96 | of supervisory or administrative experience in home health care |
97 | or in a facility licensed under chapter 395, under part II of |
98 | this chapter, or under part I of chapter 429. An administrator |
99 | may manage a maximum of five licensed home health agencies |
100 | located within one agency service district or within an |
101 | immediately contiguous county. If the home health agency is |
102 | licensed under this chapter and is part of a retirement |
103 | community that provides multiple levels of care, an employee of |
104 | the retirement community may administer the home health agency |
105 | and up to a maximum of four entities licensed under this chapter |
106 | or chapter 429 that are owned, operated, or managed by the same |
107 | corporate entity. An administrator shall designate, in writing, |
108 | for each licensed entity, a qualified alternate administrator to |
109 | serve during absences. |
110 | (5) "Certified nursing assistant" means any person who has |
111 | been issued a certificate under part II of chapter 464. The |
112 | licensed home health agency or licensed nurse registry shall |
113 | ensure that the certified nursing assistant employed by or under |
114 | contract with the home health agency or licensed nurse registry |
115 | is adequately trained to perform the tasks of a home health aide |
116 | in the home setting. |
117 | (10) "Director of nursing" means a registered nurse who is |
118 | a direct employee, as defined in subsection (9), of the agency |
119 | and who is a graduate of an approved school of nursing and is |
120 | licensed in this state; who has at least 1 year of supervisory |
121 | experience as a registered nurse; and who is responsible for |
122 | overseeing the professional nursing and home health aid delivery |
123 | of services of the agency. A director of nursing may be the |
124 | director of a maximum of five licensed home health agencies |
125 | operated by a related business entity and located within one |
126 | agency service district or within an immediately contiguous |
127 | county. If the home health agency is licensed under this chapter |
128 | and is part of a retirement community that provides multiple |
129 | levels of care, an employee of the retirement community may |
130 | serve as the director of nursing of the home health agency and |
131 | of up to four entities licensed under this chapter or chapter |
132 | 429 which are owned, operated, or managed by the same corporate |
133 | entity. |
134 | (14) "Home health aide" means a person who is trained or |
135 | qualified, as provided by rule, and who provides hands-on |
136 | personal care, performs simple procedures as an extension of |
137 | therapy or nursing services, assists in ambulation or exercises, |
138 | or assists in administering medications as permitted in rule and |
139 | for which the person has received training established by the |
140 | agency under s. 400.497(1). The licensed home health agency or |
141 | licensed nurse registry shall ensure that the home health aide |
142 | employed by or under contract with the home health agency or |
143 | licensed nurse registry is adequately trained to perform the |
144 | tasks of a home health aide in the home setting. |
145 | (25) "Staffing services" means services provided to a |
146 | health care facility, school, or other business entity on a |
147 | temporary or school-year basis pursuant to a written contract by |
148 | licensed health care personnel and by certified nursing |
149 | assistants and home health heath aides who are employed by, or |
150 | work under the auspices of, a licensed home health agency or who |
151 | are registered with a licensed nurse registry. Staffing services |
152 | may be provided anywhere within the state. |
153 | Section 2. Subsection (3) of section 400.464, Florida |
154 | Statutes, is amended to read: |
155 | 400.464 Home health agencies to be licensed; expiration of |
156 | license; exemptions; unlawful acts; penalties.-- |
157 | (3) A Any home infusion therapy provider must shall be |
158 | licensed as a home health agency or nurse registry. Any infusion |
159 | therapy provider currently authorized to receive Medicare |
160 | reimbursement under a DME - Part B Provider number for the |
161 | provision of infusion therapy shall be licensed as a |
162 | noncertified home health agency. Such a provider shall continue |
163 | to receive that specified Medicare reimbursement without being |
164 | certified so long as the reimbursement is limited to those items |
165 | authorized pursuant to the DME - Part B Provider Agreement and |
166 | the agency is licensed in compliance with the other provisions |
167 | of this part. |
168 | Section 3. Paragraphs (d), (e), (f), (g), and (h) are |
169 | added to subsection (2) of section 400.471, Florida Statutes, |
170 | and subsections (7), (8), and (9) are added to that section, to |
171 | read: |
172 | 400.471 Application for license; fee.-- |
173 | (2) In addition to the requirements of part II of chapter |
174 | 408, the initial applicant must file with the application |
175 | satisfactory proof that the home health agency is in compliance |
176 | with this part and applicable rules, including: |
177 | (d) A business plan, signed by the applicant, which |
178 | details the home health agency's methods to obtain patients and |
179 | its plan to recruit and maintain staff. |
180 | (e) Evidence of contingency funding equal to 1 month's |
181 | average operating expenses during the first year of operation. |
182 | (f) A balance sheet, income and expense statement, and |
183 | statement of cash flows for the first 2 years of operation which |
184 | provide evidence of having sufficient assets, credit, and |
185 | projected revenues to cover liabilities and expenses. The |
186 | applicant has demonstrated financial ability to operate if the |
187 | applicant's assets, credit, and projected revenues meet or |
188 | exceed projected liabilities and expenses. An applicant may not |
189 | project an operating margin of 15 percent or greater for any |
190 | month in the first year of operation. All documents required |
191 | under this paragraph must be prepared in accordance with |
192 | generally accepted accounting principles and compiled and signed |
193 | by a certified public accountant. |
194 | (g) All other ownership interests in health care entities |
195 | for each controlling interest, as defined in part II of chapter |
196 | 408. |
197 | (h) In the case of an application for initial licensure, |
198 | documentation of accreditation, or an application for |
199 | accreditation, from an accrediting organization that is |
200 | recognized by the agency as having standards comparable to those |
201 | required by this part and part II of chapter 408. |
202 | Notwithstanding s. 408.806, an applicant that has applied for |
203 | accreditation must provided proof of accreditation that is not |
204 | conditional or provisional within 120 days after the date of the |
205 | agency's receipt of the application for licensure or the |
206 | application shall be withdrawn from further consideration. Such |
207 | accreditation must be maintained by the home health agency to |
208 | maintain licensure. The agency shall accept, in lieu of its own |
209 | periodic licensure survey, the submission of the survey of an |
210 | accrediting organization that is recognized by the agency if the |
211 | accreditation of the licensed home health agency is not |
212 | provisional and if the licensed home health agency authorizes |
213 | releases of, and the agency receives the report of, the |
214 | accrediting organization. |
215 | (7) The agency may not issue an initial license to a home |
216 | health agency licensure applicant if the applicant shares common |
217 | controlling interests with another licensed home health agency |
218 | that is located within 10 miles of the applicant and is in the |
219 | same county. The agency must return the application and fees to |
220 | the applicant. |
221 | (8) An application for a home health agency license may |
222 | not be transferred to another home health agency or controlling |
223 | interest prior to issuance of the license. |
224 | (9) A licensed home health agency that seeks to relocate |
225 | to a different geographic service area not listed on its license |
226 | must submit an initial application for a home health agency |
227 | license for the new location. |
228 | Section 4. Section 400.474, Florida Statutes, is amended |
229 | to read: |
230 | 400.474 Administrative penalties.-- |
231 | (1)(a) The agency may deny, revoke, and suspend a license |
232 | and impose an administrative fine in the manner provided in |
233 | chapter 120. |
234 | (b) The agency shall impose a fine of $1,000 against a |
235 | home health agency that demonstrates a pattern of falsifying: |
236 | 1. Documents of training for home health aides or |
237 | certified nursing assistants; or |
238 | 2. Health statements for staff providing direct care to |
239 | patients. |
240 | |
241 | A pattern may be demonstrated by a showing of at least three |
242 | fraudulent entries or documents. The fine shall be imposed for |
243 | each fraudulent document or, if multiple staff members are |
244 | included on one document, for each fraudulent entry on the |
245 | document. |
246 | (2) Any of the following actions by a home health agency |
247 | or its employee is grounds for disciplinary action by the |
248 | agency: |
249 | (a) Violation of this part, part II of chapter 408, or of |
250 | applicable rules. |
251 | (b) An intentional, reckless, or negligent act that |
252 | materially affects the health or safety of a patient. |
253 | (c) Knowingly providing home health services in an |
254 | unlicensed assisted living facility or unlicensed adult family- |
255 | care home, unless the home health agency or employee reports the |
256 | unlicensed facility or home to the agency within 72 hours after |
257 | providing the services. |
258 | (d) Preparing or maintaining fraudulent patient records, |
259 | such as, but not limited to, charting ahead, recording vital |
260 | signs or symptoms that were not personally obtained or observed |
261 | by the home health agency's staff at the time indicated, |
262 | borrowing patients or patient records from other home health |
263 | agencies to pass a survey or inspection, or falsifying |
264 | signatures. |
265 | (e) Failing to provide at least one service directly to a |
266 | patient for a period of 60 days. |
267 | (3)(a) In addition to the requirements of s. 408.813, any |
268 | person, partnership, or corporation that violates s. 408.813 and |
269 | that previously operated a licensed home health agency or |
270 | concurrently operates both a licensed home health agency and an |
271 | unlicensed home health agency commits a felony of the third |
272 | degree punishable as provided in s. 775.082, s. 775.083, or s. |
273 | 775.084. |
274 | (b) If any home health agency is found to be operating |
275 | without a license and that home health agency has received any |
276 | government reimbursement for services, the agency shall make a |
277 | fraud referral to the appropriate government reimbursement |
278 | program. |
279 | Section 5. Section 400.476, Florida Statutes, is created |
280 | to read: |
281 | 400.476 Staffing requirements; notifications; limitations |
282 | on staffing services.-- |
283 | (1) ADMINISTRATOR.-- |
284 | (a) An administrator may manage only one home health |
285 | agency, except that an administrator may manage up to five home |
286 | health agencies if all five home health agencies have identical |
287 | controlling interests as defined in s. 408.803 and are located |
288 | within one agency geographic service area or within an |
289 | immediately contiguous county. If the home health agency is |
290 | licensed under this chapter and is part of a retirement |
291 | community that provides multiple levels of care, an employee of |
292 | the retirement community may administer the home health agency |
293 | and up to a maximum of four entities licensed under this chapter |
294 | or chapter 429 which all have identical controlling interests as |
295 | defined in s. 408.803. An administrator shall designate, in |
296 | writing, for each licensed entity, a qualified alternate |
297 | administrator to serve during the administrator's absence. |
298 | (b) An administrator of a home health agency who is a |
299 | licensed physician, physician assistant, or registered nurse |
300 | licensed to practice in this state may also be the director of |
301 | nursing for a home health agency. An administrator may serve as |
302 | a director of nursing for up to the number of entities |
303 | authorized in subsection (2) only if there are 10 or fewer full- |
304 | time equivalent employees and contracted personnel in each home |
305 | health agency. |
306 | (2) DIRECTOR OF NURSING.-- |
307 | (a) A director of nursing may be the director of nursing |
308 | for: |
309 | 1. Up to two licensed home health agencies if the agencies |
310 | have identical controlling interests as defined in s. 408.803 |
311 | and are located within one agency geographic service area or |
312 | within an immediately contiguous county; or |
313 | 2. Up to five licensed home health agencies if: |
314 | a. All of the home health agencies have identical |
315 | controlling interests as defined in s. 408.803; |
316 | b. All of the home health agencies are located within one |
317 | agency geographic service area or within an immediately |
318 | contiguous county; and |
319 | c. Each home health agency has a registered nurse who |
320 | meets the qualifications of a director of nursing and who has a |
321 | written delegation from the director of nursing to serve as the |
322 | director of nursing for that home health agency when the |
323 | director of nursing is not present. |
324 | |
325 | If a home health agency licensed under this chapter is part of a |
326 | retirement community that provides multiple levels of care, an |
327 | employee of the retirement community may serve as the director |
328 | of nursing of the home health agency and up to a maximum of four |
329 | entities, other than home health agencies, licensed under this |
330 | chapter or chapter 429 which all have identical controlling |
331 | interests as defined in s. 408.803. |
332 | (b) A home health agency that provides skilled nursing |
333 | care may not operate for more than 30 calendar days without a |
334 | director of nursing. A home health agency that provides skilled |
335 | nursing care and the director of nursing of the home health |
336 | agency must notify the agency within 10 business days after |
337 | termination of the services of the director of nursing for the |
338 | home health agency. A home health agency that provides skilled |
339 | nursing care must notify the agency of the identity and |
340 | qualifications of the new director of nursing within 10 days |
341 | after the new director is hired. If a home health agency that |
342 | provides skilled nursing care operates for more than 30 calendar |
343 | days without a director of nursing, the home health agency |
344 | commits a class II deficiency. In addition to the fine for a |
345 | class II deficiency, the agency may issue a moratorium in |
346 | accordance with s. 408.814 or revoke the license. The agency |
347 | shall fine a home health agency that fails to notify the agency |
348 | as required in this paragraph $1,000 for the first violation and |
349 | $2,000 for a repeat violation. The agency may not take |
350 | administrative action against a home health agency if the |
351 | director of nursing fails to notify the department upon |
352 | termination of services as the director of nursing for the home |
353 | health agency. |
354 | (c) A home health agency that is not Medicare or Medicaid |
355 | certified and does not provide skilled care or provides only |
356 | physical, occupational, or speech therapy is not required to |
357 | have a director of nursing and is exempt from paragraph (b). |
358 | (3) TRAINING.--A home health agency shall ensure that each |
359 | certified nursing assistant employed by or under contract with |
360 | the home health agency and each home health aide employed by or |
361 | under contract with the home health agency is adequately trained |
362 | to perform the tasks of a home health aide in the home setting. |
363 | (4) STAFFING.--Staffing services may be provided anywhere |
364 | within the state. |
365 | Section 6. Section 400.484, Florida Statutes, is amended |
366 | to read: |
367 | 400.484 Right of inspection; deficiencies; fines.-- |
368 | (1) In addition to the requirements of s. 408.811, the |
369 | agency may make such inspections and investigations as are |
370 | necessary in order to determine the state of compliance with |
371 | this part, part II of chapter 408, and applicable rules. |
372 | (2) The agency shall impose fines for various classes of |
373 | deficiencies in accordance with the following schedule: |
374 | (a) A class I deficiency is any act, omission, or practice |
375 | that results in a patient's death, disablement, or permanent |
376 | injury, or places a patient at imminent risk of death, |
377 | disablement, or permanent injury. Upon finding a class I |
378 | deficiency, the agency shall may impose an administrative fine |
379 | in the amount of $15,000 $5,000 for each occurrence and each day |
380 | that the deficiency exists. |
381 | (b) A class II deficiency is any act, omission, or |
382 | practice that has a direct adverse effect on the health, safety, |
383 | or security of a patient. Upon finding a class II deficiency, |
384 | the agency shall may impose an administrative fine in the amount |
385 | of $5,000 $1,000 for each occurrence and each day that the |
386 | deficiency exists. |
387 | (c) A class III deficiency is any act, omission, or |
388 | practice that has an indirect, adverse effect on the health, |
389 | safety, or security of a patient. Upon finding an uncorrected or |
390 | repeated class III deficiency, the agency shall may impose an |
391 | administrative fine not to exceed $1,000 $500 for each |
392 | occurrence and each day that the uncorrected or repeated |
393 | deficiency exists. |
394 | (d) A class IV deficiency is any act, omission, or |
395 | practice related to required reports, forms, or documents which |
396 | does not have the potential of negatively affecting patients. |
397 | These violations are of a type that the agency determines do not |
398 | threaten the health, safety, or security of patients. Upon |
399 | finding an uncorrected or repeated class IV deficiency, the |
400 | agency shall may impose an administrative fine not to exceed |
401 | $500 $200 for each occurrence and each day that the uncorrected |
402 | or repeated deficiency exists. |
403 | (3) In addition to any other penalties imposed pursuant to |
404 | this section or part, the agency may assess costs related to an |
405 | investigation that results in a successful prosecution, |
406 | excluding costs associated with an attorney's time. |
407 | Section 7. Subsection (2) of section 400.491, Florida |
408 | Statutes, is amended to read: |
409 | 400.491 Clinical records.-- |
410 | (2) The home health agency must maintain for each client |
411 | who receives nonskilled care a service provision plan. Such |
412 | records must be maintained by the home health agency for 3 years |
413 | 1 year following termination of services. |
414 | Section 8. Subsections (5), (6), (7), and (8) of section |
415 | 400.497, Florida Statutes, are renumbered as subsections (7), |
416 | (8), (9), and (10), respectively, and new subsections (5) and |
417 | (6) are added to that section to read: |
418 | 400.497 Rules establishing minimum standards.--The agency |
419 | shall adopt, publish, and enforce rules to implement part II of |
420 | chapter 408 and this part, including, as applicable, ss. 400.506 |
421 | and 400.509, which must provide reasonable and fair minimum |
422 | standards relating to: |
423 | (5) Oversight by the director of nursing. The agency shall |
424 | develop rules related to: |
425 | (a) Standards that address oversight responsibilities by |
426 | the director of nursing of skilled nursing and personal care |
427 | services provided by the home health agency's staff; |
428 | (b) Requirements for a director of nursing to provide to |
429 | the agency, upon request, a certified daily report of the home |
430 | health services provided by a specified direct employee or |
431 | contracted staff member on behalf of the home health agency. The |
432 | agency may request a certified daily report only for a period |
433 | not to exceed 2 years prior to the date of the request; and |
434 | (c) A quality assurance program for home health services |
435 | provided by the home health agency. |
436 | (6) Conditions for using a recent unannounced licensure |
437 | inspection for the inspection required in s. 408.806 related to |
438 | a licensure application associated with a change in ownership of |
439 | a licensed home health agency. |
440 | Section 9. Paragraph (a) of subsection (6) of section |
441 | 400.506, Florida Statutes, is amended to read: |
442 | 400.506 Licensure of nurse registries; requirements; |
443 | penalties.-- |
444 | (6)(a) A nurse registry may refer for contract in private |
445 | residences registered nurses and licensed practical nurses |
446 | registered and licensed under part I of chapter 464, certified |
447 | nursing assistants certified under part II of chapter 464, home |
448 | health aides who present documented proof of successful |
449 | completion of the training required by rule of the agency, and |
450 | companions or homemakers for the purposes of providing those |
451 | services authorized under s. 400.509(1). A licensed nurse |
452 | registry shall ensure that each certified nursing assistant |
453 | referred for contract by the nurse registry and each home health |
454 | aide referred for contract by the nurse registry is adequately |
455 | trained to perform the tasks of a home health aide in the home |
456 | setting. Each person referred by a nurse registry must provide |
457 | current documentation that he or she is free from communicable |
458 | diseases. |
459 | Section 10. Subsections (5) through (27) of section |
460 | 409.901, Florida Statutes, are renumbered as subsections (6) |
461 | through (28), respectively, and a new subsection (5) is added to |
462 | that section to read: |
463 | 409.901 Definitions; ss. 409.901-409.920.--As used in ss. |
464 | 409.901-409.920, except as otherwise specifically provided, the |
465 | term: |
466 | (5) "Change of ownership" means an event in which the |
467 | provider changes to a different legal entity or in which 45 |
468 | percent or more of the ownership, voting shares, or controlling |
469 | interest in a corporation whose shares are not publicly traded |
470 | on a recognized stock exchange is transferred or assigned, |
471 | including the final transfer or assignment of multiple transfers |
472 | or assignments over a 2-year period that cumulatively total 45 |
473 | percent or greater. A change solely in the management company or |
474 | board of directors is not a change of ownership. |
475 | Section 11. Subsections (6) and (9) of section 409.907, |
476 | Florida Statutes, are amended to read: |
477 | 409.907 Medicaid provider agreements.--The agency may make |
478 | payments for medical assistance and related services rendered to |
479 | Medicaid recipients only to an individual or entity who has a |
480 | provider agreement in effect with the agency, who is performing |
481 | services or supplying goods in accordance with federal, state, |
482 | and local law, and who agrees that no person shall, on the |
483 | grounds of handicap, race, color, or national origin, or for any |
484 | other reason, be subjected to discrimination under any program |
485 | or activity for which the provider receives payment from the |
486 | agency. |
487 | (6) A Medicaid provider agreement may be revoked, at the |
488 | option of the agency, as the result of a change of ownership of |
489 | any facility, association, partnership, or other entity named as |
490 | the provider in the provider agreement. A provider shall give |
491 | the agency 60 days' notice before making any change in ownership |
492 | of the entity named in the provider agreement as the provider. |
493 | (a) In the event of a change of ownership, the transferor |
494 | shall remain liable for all outstanding overpayments, |
495 | administrative fines, and any other moneys owed to the agency |
496 | prior to the effective date of the change of ownership. In |
497 | addition to the continuing liability of the transferor, the |
498 | transferee shall be liable to the agency for all outstanding |
499 | overpayments identified by the agency on or before the effective |
500 | date of the change of ownership. For purposes of this |
501 | subsection, the term "outstanding overpayment" includes any |
502 | amount identified in a preliminary audit report issued to the |
503 | transferor by the agency on or before the effective date of the |
504 | change of ownership. In the event of a change of ownership for a |
505 | skilled nursing facility or intermediate care facility, the |
506 | Medicaid provider agreement shall be assigned to the transferee |
507 | if the transferee meets all other Medicaid provider |
508 | qualifications. In the event of a change of ownership involving |
509 | a skilled nursing facility licensed under part II of chapter |
510 | 400, liability for all outstanding overpayments, administrative |
511 | fines, and any moneys owed to the agency prior to the effective |
512 | date of the change of ownership shall be determined in |
513 | accordance with the provisions of s. 400.179. |
514 | (b) At least 60 days prior to the anticipated date of the |
515 | change of ownership, the transferor shall notify the agency of |
516 | the intended change of ownership and the transferee shall submit |
517 | to the agency a Medicaid provider enrollment application. In the |
518 | event a change of ownership occurs without compliance with the |
519 | notice requirements of this subsection, the transferor and |
520 | transferee shall be jointly and severally liable for all |
521 | overpayments, administrative fines, and other moneys due to the |
522 | agency, regardless of whether the agency identified the |
523 | overpayments, administrative fines, or other moneys before or |
524 | after the effective date of the change of ownership. The agency |
525 | shall not approve a transferee's Medicaid provider enrollment |
526 | application if the transferee or transferor has not paid or |
527 | agreed in writing to a payment plan for all outstanding |
528 | overpayments, administrative fines, and other moneys due to the |
529 | agency. This subsection does not preclude the agency from |
530 | seeking any other legal or equitable remedies available to the |
531 | agency for the recovery of moneys owed to the Medicaid program. |
532 | In the event of a change of ownership involving a skilled |
533 | nursing facility licensed under part II of chapter 400, |
534 | liability for all outstanding overpayments, administrative |
535 | fines, and any moneys owed to the agency prior to the effective |
536 | date of the change of ownership shall be determined in |
537 | accordance with the provisions of s. 400.179 if the Medicaid |
538 | provider enrollment application for change of ownership is |
539 | submitted prior to the change of ownership. |
540 | (9) Upon receipt of a completed, signed, and dated |
541 | application, and completion of any necessary background |
542 | investigation and criminal history record check, the agency must |
543 | either: |
544 | (a) Enroll the applicant as a Medicaid provider upon |
545 | approval of the provider application. The enrollment effective |
546 | date shall be the date the agency receives the provider |
547 | application. With respect to a provider that requires a Medicare |
548 | certification survey, the enrollment effective date shall be the |
549 | date the certification is awarded. With respect to a provider |
550 | that completes a change of ownership, the effective date shall |
551 | be the date the agency received the application, the date the |
552 | change of ownership was complete, or the date the applicant |
553 | became eligible to provide services under Medicaid, whichever |
554 | date is later. With respect to a provider of emergency medical |
555 | services transportation or emergency services and care, the |
556 | effective date is the date the services were rendered. Payment |
557 | for any claims for services provided to Medicaid recipients |
558 | between the date of receipt of the application and the date of |
559 | approval is contingent on applying any and all applicable audits |
560 | and edits contained in the agency's claims adjudication and |
561 | payment processing systems; or |
562 | (b) Deny the application if the agency finds that it is in |
563 | the best interest of the Medicaid program to do so. The agency |
564 | may consider the factors listed in subsection (10), as well as |
565 | any other factor that could affect the effective and efficient |
566 | administration of the program, including, but not limited to, |
567 | the applicant's demonstrated ability to provide services, |
568 | conduct business, and operate a financially viable concern; the |
569 | current availability of medical care, services, or supplies to |
570 | recipients, taking into account geographic location and |
571 | reasonable travel time; the number of providers of the same type |
572 | already enrolled in the same geographic area; and the |
573 | credentials, experience, success, and patient outcomes of the |
574 | provider for the services that it is making application to |
575 | provide in the Medicaid program. The agency shall deny the |
576 | application if the agency finds that a provider; any officer, |
577 | director, agent, managing employee, or affiliated person; or any |
578 | partner or shareholder having an ownership interest equal to 5 |
579 | percent or greater in the provider if the provider is a |
580 | corporation, partnership, or other business entity, has failed |
581 | to pay all outstanding fines or overpayments assessed by final |
582 | order of the agency or final order of the Centers for Medicare |
583 | and Medicaid Services, not subject to further appeal, unless the |
584 | provider agrees to a repayment plan that includes withholding |
585 | Medicaid reimbursement until the amount due is paid in full. |
586 | Section 12. Subsection (20) of section 409.910, Florida |
587 | Statutes, is amended to read: |
588 | 409.910 Responsibility for payments on behalf of Medicaid- |
589 | eligible persons when other parties are liable.-- |
590 | (20) Entities providing health insurance as defined in s. |
591 | 624.603, health maintenance organizations and prepaid health |
592 | clinics as defined in chapter 641, and, on behalf of their |
593 | clients, third-party administrators and pharmacy benefits |
594 | managers as defined in s. 409.901(27)(26) shall provide such |
595 | records and information as are necessary to accomplish the |
596 | purpose of this section, unless such requirement results in an |
597 | unreasonable burden. |
598 | (a) The director of the agency and the Director of the |
599 | Office of Insurance Regulation of the Financial Services |
600 | Commission shall enter into a cooperative agreement for |
601 | requesting and obtaining information necessary to effect the |
602 | purpose and objective of this section. |
603 | 1. The agency shall request only that information |
604 | necessary to determine whether health insurance as defined |
605 | pursuant to s. 624.603, or those health services provided |
606 | pursuant to chapter 641, could be, should be, or have been |
607 | claimed and paid with respect to items of medical care and |
608 | services furnished to any person eligible for services under |
609 | this section. |
610 | 2. All information obtained pursuant to subparagraph 1. is |
611 | confidential and exempt from s. 119.07(1). |
612 | 3. The cooperative agreement or rules adopted under this |
613 | subsection may include financial arrangements to reimburse the |
614 | reporting entities for reasonable costs or a portion thereof |
615 | incurred in furnishing the requested information. Neither the |
616 | cooperative agreement nor the rules shall require the automation |
617 | of manual processes to provide the requested information. |
618 | (b) The agency and the Financial Services Commission |
619 | jointly shall adopt rules for the development and administration |
620 | of the cooperative agreement. The rules shall include the |
621 | following: |
622 | 1. A method for identifying those entities subject to |
623 | furnishing information under the cooperative agreement. |
624 | 2. A method for furnishing requested information. |
625 | 3. Procedures for requesting exemption from the |
626 | cooperative agreement based on an unreasonable burden to the |
627 | reporting entity. |
628 | Section 13. Subsection (48) of section 409.912, Florida |
629 | Statutes, is amended to read: |
630 | 409.912 Cost-effective purchasing of health care.--The |
631 | agency shall purchase goods and services for Medicaid recipients |
632 | in the most cost-effective manner consistent with the delivery |
633 | of quality medical care. To ensure that medical services are |
634 | effectively utilized, the agency may, in any case, require a |
635 | confirmation or second physician's opinion of the correct |
636 | diagnosis for purposes of authorizing future services under the |
637 | Medicaid program. This section does not restrict access to |
638 | emergency services or poststabilization care services as defined |
639 | in 42 C.F.R. part 438.114. Such confirmation or second opinion |
640 | shall be rendered in a manner approved by the agency. The agency |
641 | shall maximize the use of prepaid per capita and prepaid |
642 | aggregate fixed-sum basis services when appropriate and other |
643 | alternative service delivery and reimbursement methodologies, |
644 | including competitive bidding pursuant to s. 287.057, designed |
645 | to facilitate the cost-effective purchase of a case-managed |
646 | continuum of care. The agency shall also require providers to |
647 | minimize the exposure of recipients to the need for acute |
648 | inpatient, custodial, and other institutional care and the |
649 | inappropriate or unnecessary use of high-cost services. The |
650 | agency shall contract with a vendor to monitor and evaluate the |
651 | clinical practice patterns of providers in order to identify |
652 | trends that are outside the normal practice patterns of a |
653 | provider's professional peers or the national guidelines of a |
654 | provider's professional association. The vendor must be able to |
655 | provide information and counseling to a provider whose practice |
656 | patterns are outside the norms, in consultation with the agency, |
657 | to improve patient care and reduce inappropriate utilization. |
658 | The agency may mandate prior authorization, drug therapy |
659 | management, or disease management participation for certain |
660 | populations of Medicaid beneficiaries, certain drug classes, or |
661 | particular drugs to prevent fraud, abuse, overuse, and possible |
662 | dangerous drug interactions. The Pharmaceutical and Therapeutics |
663 | Committee shall make recommendations to the agency on drugs for |
664 | which prior authorization is required. The agency shall inform |
665 | the Pharmaceutical and Therapeutics Committee of its decisions |
666 | regarding drugs subject to prior authorization. The agency is |
667 | authorized to limit the entities it contracts with or enrolls as |
668 | Medicaid providers by developing a provider network through |
669 | provider credentialing. The agency may competitively bid single- |
670 | source-provider contracts if procurement of goods or services |
671 | results in demonstrated cost savings to the state without |
672 | limiting access to care. The agency may limit its network based |
673 | on the assessment of beneficiary access to care, provider |
674 | availability, provider quality standards, time and distance |
675 | standards for access to care, the cultural competence of the |
676 | provider network, demographic characteristics of Medicaid |
677 | beneficiaries, practice and provider-to-beneficiary standards, |
678 | appointment wait times, beneficiary use of services, provider |
679 | turnover, provider profiling, provider licensure history, |
680 | previous program integrity investigations and findings, peer |
681 | review, provider Medicaid policy and billing compliance records, |
682 | clinical and medical record audits, and other factors. Providers |
683 | shall not be entitled to enrollment in the Medicaid provider |
684 | network. The agency shall determine instances in which allowing |
685 | Medicaid beneficiaries to purchase durable medical equipment and |
686 | other goods is less expensive to the Medicaid program than long- |
687 | term rental of the equipment or goods. The agency may establish |
688 | rules to facilitate purchases in lieu of long-term rentals in |
689 | order to protect against fraud and abuse in the Medicaid program |
690 | as defined in s. 409.913. The agency may seek federal waivers |
691 | necessary to administer these policies. |
692 | (48)(a) A provider is not entitled to enrollment in the |
693 | Medicaid provider network. The agency may implement a Medicaid |
694 | fee-for-service provider network controls, including, but not |
695 | limited to, competitive procurement and provider credentialing. |
696 | If a credentialing process is used, the agency may limit its |
697 | provider network based upon the following considerations: |
698 | beneficiary access to care, provider availability, provider |
699 | quality standards and quality assurance processes, cultural |
700 | competency, demographic characteristics of beneficiaries, |
701 | practice standards, service wait times, provider turnover, |
702 | provider licensure and accreditation history, program integrity |
703 | history, peer review, Medicaid policy and billing compliance |
704 | records, clinical and medical record audit findings, and such |
705 | other areas that are considered necessary by the agency to |
706 | ensure the integrity of the program. |
707 | (b) The agency shall limit its network of durable medical |
708 | equipment and medical supply providers. For dates of service |
709 | after January 1, 2009, the agency shall limit payment for |
710 | durable medical equipment and supplies to providers that meet |
711 | all the requirements of this paragraph. |
712 | 1. Providers must be accredited by a Centers for Medicare |
713 | and Medicaid Services Deemed Accreditation Organization for |
714 | suppliers of durable medical equipment, prosthetics, orthotics, |
715 | and supplies. The provider must maintain accreditation and shall |
716 | be subject to unannounced reviews by the accrediting |
717 | organization. |
718 | 2. Providers must provide the services or supplies |
719 | directly to the Medicaid recipient or caregiver at the provider |
720 | location or recipient's residence or send the supplies directly |
721 | to the recipient's residence with receipt of mailed delivery. |
722 | Subcontracting or consignment of the service or supply to a |
723 | third party is prohibited. |
724 | 3. Notwithstanding subparagraph 2., a durable medical |
725 | equipment provider may store nebulizers at a physician's office |
726 | for the purpose of having the physician's staff issue the |
727 | equipment if it meets all of the following conditions: |
728 | a. The physician must document the medical necessity and |
729 | need to prevent further deterioration of the patient's |
730 | respiratory status by the timely delivery of the nebulizer in |
731 | the physician's office. |
732 | b. The durable medical equipment provider must have |
733 | written documentation of the competency and training by a |
734 | Florida-licensed registered respiratory therapist of any durable |
735 | medical equipment staff who participates in the training of |
736 | physician office staff for the use of nebulizers, including |
737 | cleaning, warranty, and special needs of patients. |
738 | c. The physician's office must have documented the |
739 | training and competency of any staff member who initiates the |
740 | delivery of nebulizers to patients. The durable medical |
741 | equipment provider must maintain copies of all physician office |
742 | training. |
743 | d. The physician's office must maintain inventory records |
744 | of stored nebulizers, including documentation of the durable |
745 | medical equipment provider source. |
746 | e. A physician contracted with a Medicaid durable medical |
747 | equipment provider may not have a financial relationship with |
748 | that provider or receive any financial gain from the delivery of |
749 | nebulizers to patients. |
750 | 4. Providers must have a physical business location and a |
751 | functional landline business phone. The location shall be within |
752 | the state of Florida or no more than fifty miles from the |
753 | Florida state line. The agency may make exceptions for providers |
754 | of durable medical equipment or supplies not otherwise available |
755 | from other enrolled providers located within the state. |
756 | 5. Physical business locations must be clearly identified |
757 | as a business that furnishes durable medical equipment or |
758 | medical supplies by signage which can be read from 20 feet away. |
759 | The location must be readily accessible to the public during |
760 | normal, scheduled, posted business hours and must operate no |
761 | less than five hours per day and no less than five days per |
762 | week, with the exception of scheduled and posted holidays. The |
763 | location shall not be located within or at the same numbered |
764 | street address as another enrolled Medicaid durable medical |
765 | equipment or medical supply provider or as an enrolled Medicaid |
766 | pharmacy that is also enrolled as a durable medical equipment |
767 | provider. A licensed orthotist or prosthetist that provides only |
768 | orthotic or prosthetic devices as a Medicaid durable medical |
769 | equipment provider is exempt from the provisions in this |
770 | paragraph. |
771 | 6. Providers must maintain a stock of durable medical |
772 | equipment and medical supplies on site that is readily available |
773 | to meet the needs of the durable medical equipment business |
774 | location's customers. |
775 | 7. Providers must provide a surety bond of $50,000 for each |
776 | provider location, up to a maximum of five bonds statewide or an |
777 | aggregate bond of $250,000 statewide, as identified by Federal |
778 | Employer Identification Number. Providers who post a statewide |
779 | or an aggregate bond must identify all of their locations in any |
780 | Medicaid durable medical equipment and medical supply provider |
781 | enrollment application or bond renewal. Each provider location's |
782 | surety bond must be renewed annually, and the provider must |
783 | submit proof of renewal even if the original bond is a |
784 | continuous bond. A licensed orthotist or prosthetist that |
785 | provides only orthotic or prosthetic devices as a Medicaid |
786 | durable medical equipment provider is exempt from the provisions |
787 | in this paragraph. |
788 | 8. Providers must obtain a level 2 background screening, |
789 | as provided under s. 435.04, for each provider employee in |
790 | direct contact with or providing direct services to recipients |
791 | of durable medical equipment and medical supplies in their |
792 | homes. This requirement includes, but is not limited to, repair |
793 | and service technicians, fitters, and delivery staff. The cost |
794 | of the background screening shall be borne by the provider. |
795 | 9. The following providers are exempt from the |
796 | requirements of subparagraphs 1. and 6.: |
797 | a. Durable medical equipment providers owned and operated |
798 | by a government entity. |
799 | b. Durable medical equipment providers that are operating |
800 | within a pharmacy that is currently enrolled as a Medicaid |
801 | pharmacy provider. |
802 | c. Active, Medicaid-enrolled orthopedic physician groups, |
803 | primarily owned by physicians, that provide only orthotic and |
804 | prosthetic devices. |
805 | Section 14. This act shall take effect July 1, 2008. |