1 | A bill to be entitled |
2 | An act relating to gaming on Indian lands; creating s. |
3 | 285.711, F.S.; authorizing and directing the Governor to |
4 | negotiate and execute a gaming compact between the state |
5 | and the Seminole Indian Tribe of Florida; providing a |
6 | title; providing recitals stating rights, powers, and |
7 | purpose of the parties to the compact; providing |
8 | definitions; authorizing the operation of certain games in |
9 | specified locations on Indian lands; authorizing expansion |
10 | or replacement of gaming facilities; prohibiting |
11 | additional gaming facilities; providing for rules and |
12 | regulations; providing minimum requirements for |
13 | operations; requiring certain procedures and signs |
14 | relating to compulsive gambling; providing a limitation of |
15 | liability for failing to identify a compulsive gambler; |
16 | requiring certain procedures to prevent certain |
17 | activities; providing for staff training, screening, and |
18 | certification, patron education, and security measures; |
19 | prohibiting a person under a certain age from playing the |
20 | games; requiring certain recordkeeping by the tribe and |
21 | the Seminole Tribal Gaming Commission; requiring the tribe |
22 | to stop certain card games; providing for patron disputes |
23 | and claims; providing for employee tort claims; providing |
24 | limitations on claims; providing for limited liability and |
25 | liability coverage of the tribe; providing for enforcement |
26 | of compact provisions; providing responsibilities of the |
27 | tribe and the commission; providing that the tribe and the |
28 | commission shall be responsible for regulating activities; |
29 | providing requirements for construction, operation, and |
30 | maintenance of facilities and the conduct of games; |
31 | providing for members and employees of the commission; |
32 | providing requirements for licensing members and |
33 | employees; providing for commission compliance officers; |
34 | requiring representatives of the commission and the State |
35 | Compliance Agency to meet to review practices and examine |
36 | methods to improve the regulatory scheme; providing for |
37 | state monitoring of the compact; authorizing the state to |
38 | secure an annual independent financial audit of the |
39 | conduct of the games; providing requirements and |
40 | limitations for such audit; authorizing the State |
41 | Compliance Agency to monitor the conduct of the games, |
42 | inspect any games in operation, and perform one annual |
43 | review of the slot machine compliance audit for certain |
44 | purposes; authorizing that agency to meet with the tribe's |
45 | Internal Audit Department for Gaming to review internal |
46 | controls and violations; providing procedures inspections |
47 | and for suspected or claimed violations; providing for |
48 | construction and application of the compact; providing |
49 | licensing and hearing requirements; providing for payment |
50 | of consideration to the state; providing a payment |
51 | schedule, payment amounts, and procedures for such |
52 | payments; providing procedures for auditing certain |
53 | revenue and review of unaudited revenue; providing that |
54 | certain prior payments shall be deemed forfeited and |
55 | released to the state; providing that acceptance and |
56 | appropriation of such funds does not legitimize, validate, |
57 | or otherwise ratify any previously proposed compact or the |
58 | operation of class III games by the tribe prior to the |
59 | effective date of this compact; providing the tribe with |
60 | the right to operate such games on an exclusive basis; |
61 | providing for reduction of tribal payments because of loss |
62 | of exclusivity or other changes in state law; providing |
63 | for exceptions to the exclusivity; providing procedures |
64 | for resolution of disputes among the parties and for |
65 | interpretation of the compact; requiring notice of a claim |
66 | of noncompliance; authorizing nonbinding arbitration and |
67 | providing procedures therefor; providing that for certain |
68 | purposes the tribe waives rights to immunity from suit and |
69 | enforcement of judgment; providing for collection of sales |
70 | tax on sales to non-tribal members; providing for |
71 | construction, application, and severability; providing for |
72 | federal approval; providing notice requirements; providing |
73 | an effective date and term of the compact; providing for |
74 | amendment of compact and references; providing for |
75 | application to third parties; providing for application to |
76 | any compact with any other tribe; providing for events |
77 | beyond the tribe's control; providing for smoke-free or |
78 | reduced-smoke environments; providing for minimum pay-out; |
79 | providing for effect of compact on agreements entered into |
80 | between the tribe and any other federal, state, or local |
81 | governmental entity; providing for employment practices; |
82 | providing an effective date. |
83 |
|
84 | Be It Enacted by the Legislature of the State of Florida: |
85 |
|
86 | Section 1. Section 285.711, Florida Statutes, is created |
87 | to read: |
88 | 285.711 Gaming compact between the Seminole Tribe and the |
89 | State of Florida.--The Governor is authorized and directed to |
90 | negotiate and execute a gaming compact with the Seminole Tribe |
91 | of Florida on behalf of the State of Florida subject to |
92 | ratification by the Legislature in the form substantially as |
93 | follows: |
94 | |
95 | Gaming Compact Between the Seminole Tribe of Florida and the |
96 | State of Florida |
97 | |
98 | This compact is made and entered into by and between the |
99 | Seminole Tribe of Florida, a federally recognized Indian Tribe |
100 | and the State of Florida, with respect to the operation of |
101 | covered games on the Tribe's Indian lands as defined by the |
102 | Indian Gaming Regulatory Act, 25 U.S.C. ss. 2701 et seq. |
103 | |
104 | PART I. |
105 | TITLE.--This Compact shall be referred to as the "Seminole |
106 | Tribe of Florida and State of Florida Gaming Compact." |
107 | |
108 | PART II. |
109 | RECITALS.-- |
110 | A. The Seminole Tribe of Florida is a federally recognized |
111 | tribal government possessing sovereign powers and rights of |
112 | self-government. |
113 | B. The State of Florida is a state of the United States of |
114 | America possessing the sovereign powers and rights of a state. |
115 | C. The State of Florida and the Seminole Tribe of Florida |
116 | maintain a government-to-government relationship. |
117 | D. The United States Supreme Court has long recognized the |
118 | right of an Indian Tribe to regulate activity on lands within |
119 | its jurisdiction, but the Congress, through the Indian Gaming |
120 | Regulatory Act, has given states a role in the conduct of tribal |
121 | gaming in accordance with negotiated tribal-state compacts. |
122 | E. Pursuant to the Seminole Tribe Amended Gaming |
123 | Ordinance, adopted by Resolution No. C-195-06, and approved by |
124 | the National Indian Gaming Commission on July 10, 2006, |
125 | hereafter referred to as the Seminole Tribal Gaming Code, the |
126 | Seminole Tribe of Florida desires to offer the play of Covered |
127 | Games, as defined in Part III. of this Compact, as a means of |
128 | generating revenues for purposes authorized by the Indian Gaming |
129 | Regulatory Act, including without limitation the support of |
130 | tribal governmental programs, such as health care, housing, |
131 | sewer and water projects, police, fire suppression, general |
132 | assistance for tribal elders, day care for children, economic |
133 | development, educational opportunities, per capita payments to |
134 | tribal members and other typical and valuable governmental |
135 | services and programs for tribal members. |
136 | F. It is in the best interest of the State of Florida to |
137 | enter into a compact with the Seminole Tribe of Florida. This |
138 | compact will generally benefit Florida, while at the same time |
139 | limiting the expansion of gaming within the State. The State of |
140 | Florida also recognizes that the significant revenue |
141 | participation pursuant to the Compact in exchange for its |
142 | exclusivity provisions provide an opportunity to increase and |
143 | enhance the dollars available to spend on governmental programs |
144 | that benefit the citizens of Florida. |
145 | |
146 | PART III. |
147 | DEFINITIONS.--As used in this Compact and the Appendices |
148 | thereto: |
149 | A. "Annual Oversight Assessment" means the assessment |
150 | described in Part XI., Section C. of this Compact. |
151 | B. "Class III gaming" means the forms of Class III gaming |
152 | defined in 25 U.S.C. s. 2703(8) and by the regulations of the |
153 | National Indian Gaming Commission. |
154 | C. "Commission" means the Seminole Tribal Gaming |
155 | Commission, which is the tribal governmental agency that has the |
156 | authority to carry out the Tribe's regulatory and oversight |
157 | responsibilities under this Compact. |
158 | D. "Compact" means the Seminole Tribe of Florida and State |
159 | of Florida Gaming Compact. |
160 | E. "Covered Game" or "Covered Gaming Activity" means the |
161 | following Class III gaming activities: |
162 | 1.(a) Slot machines, meaning any mechanical or electrical |
163 | contrivance, terminal that may or may not be capable of |
164 | downloading slot games from a central server system, machine, or |
165 | other device that, upon insertion of a coin, bill, ticket, |
166 | token, or similar object or upon payment of any consideration |
167 | whatsoever, including the use of any electronic payment system, |
168 | except a credit card or debit card, is available to play or |
169 | operate, the play or operation of which, whether by reason of |
170 | skill or application of the element of chance or both, may |
171 | deliver or entitle the person or persons playing or operating |
172 | the contrivance, terminal, machine, or other device to receive |
173 | cash, billets, tickets, tokens, or electronic credits to be |
174 | exchanged for cash or to receive merchandise or anything of |
175 | value whatsoever, whether the payoff is made automatically from |
176 | the machine or manually. The term includes associated equipment |
177 | necessary to conduct the operation of the contrivance, terminal, |
178 | machine, or other device. Slot machines may use spinning reels, |
179 | video displays, or both. |
180 | (b) If at any time, State law authorizes alters, amends, |
181 | or otherwise changes the definition of slot machines said |
182 | definition will apply. |
183 | 2. High stakes poker games, as provided in Part V., |
184 | Section K.; and |
185 | 3. This definition specifically does not include banking |
186 | or banked card games, including baccarat, chemin de fer and |
187 | blackjack, roulette, craps, roulette-styled games, or craps- |
188 | styled games. |
189 | F. "Covered Game Employee" or "Covered Employee" means any |
190 | individual employed and licensed by the Tribe whose |
191 | responsibilities include the rendering of services with respect |
192 | to the operation, maintenance or management of Covered Games, |
193 | including, but not limited to, the following: managers and |
194 | assistant managers; accounting personnel; Commission officers; |
195 | surveillance and security personnel; cashiers, supervisors, and |
196 | floor personnel; cage personnel; and any other employee whose |
197 | employment duties require or authorize access to areas of the |
198 | Facility related to the conduct of Covered Games or the |
199 | technical support or storage of Covered Game components. This |
200 | definition does not include the Tribe's elected officials |
201 | provided that such individuals are not directly involved in the |
202 | operation, maintenance, or management of Covered Games or |
203 | Covered Games components. |
204 | G. "Documents" means books, records, electronic, magnetic |
205 | and computer media documents and other writings and materials, |
206 | copies thereof, and information contained therein. |
207 | H. "Effective Date" means the date on which the Compact |
208 | becomes effective pursuant to Part XVII., Section A. of this |
209 | Compact. |
210 | I. "Facility" or "Facilities" means any building of the |
211 | Tribe in which the Covered Games authorized by this Compact are |
212 | conducted on Indian lands as defined by the Indian Gaming |
213 | Regulatory Act. |
214 | J. "Guaranteed Minimum Payment" means the minimum Payment |
215 | the Tribe agrees to make to the State as provided by Part XI. of |
216 | the Compact. |
217 | K. "Indian Gaming Regulatory Act" or "IGRA" means the |
218 | Indian Gaming Regulatory Act, Pub. L. No. 100-497, Oct. 17, |
219 | 1988, 102 Stat. 2467, codified at 25 U.S.C. ss. 2701 et seq., |
220 | and 18 U.S.C. ss. 1166-1168. |
221 | L. "Net Poker Income" means the total revenue from all |
222 | hands played, including buy-ins and rebuys. |
223 | M. "Net Win" means the total receipts from the play of all |
224 | Covered Games less all prize payouts. |
225 | N. "Non-tribal member" means a person who is not a bona |
226 | fide member of an Indian tribe as defined in 25 U.S.C. s. |
227 | 2703(5). |
228 | O. "Patron" means any person who is on the premises of a |
229 | Facility, or who is entering the Tribe's Indian lands for the |
230 | purpose of playing Covered Games authorized by this Compact. |
231 | P. "Reservation" means any of the seven Tribal locations |
232 | currently with gaming facilities, specifically enumerated in |
233 | Part IV., Section B. |
234 | Q. "Revenue Share" means the periodic payment by the Tribe |
235 | to the State provided for in Part XI., Sections A. and B. of |
236 | this Compact. |
237 | R. "Revenue Sharing Cycle" means the annual (12-month) |
238 | period of the Tribe's operation of Covered Games in its |
239 | Facilities and whose first annual Cycle shall commence on the |
240 | day the Tribe makes Covered Games available for public play in |
241 | its Facilities. |
242 | S. "Rules and regulations" means the rules and regulations |
243 | promulgated by the Commission for implementation of this |
244 | Compact. |
245 | T. "State" means the State of Florida. |
246 | U. "State Compliance Agency" or "SCA" means any state |
247 | agency that has the authority granted by the Legislature to |
248 | carry out the State's oversight responsibilities under this |
249 | Compact. The SCA shall be the Governor or his designee unless |
250 | and until an SCA has been designated by the Legislature for this |
251 | purpose. |
252 | V. "Tribe" means the Seminole Tribe of Florida or any |
253 | affiliate thereof conducting activities pursuant to this Compact |
254 | under the authority of the Seminole Tribe of Florida. |
255 | |
256 | PART IV. |
257 | AUTHORIZATION AND LOCATION OF COVERED GAMES.-- |
258 | A. The Tribe and State agree that the Tribe is authorized |
259 | to operate Covered Games on its Indian lands, as defined in the |
260 | Indian Gaming Regulatory Act, in accordance with the provisions |
261 | of this Compact. However, except for the provisions in Part XI., |
262 | Section A. below, nothing in this Compact shall limit the |
263 | Tribe's right to operate any game that is Class II under the |
264 | Indian Gaming Regulatory Act. |
265 | B. The Tribe is authorized to conduct Covered Games under |
266 | this Compact at only the following seven existing gaming |
267 | Facilities on Tribal lands: |
268 | 1. Seminole Indian Casino on the Brighton Indian |
269 | Reservation in Okeechobee County. |
270 | 2. Seminole Indian Casino in the City of Coconut Creek in |
271 | Broward County. |
272 | 3. Seminole Indian Casino in the City of Hollywood in |
273 | Broward County. |
274 | 4. Seminole Indian Casino in Immokalee in Collier County. |
275 | 5. Seminole Indian Big Cypress Casino in the City of |
276 | Clewiston in Hendry County. |
277 | 6. Seminole Hard Rock Hotel & Casino in the City of |
278 | Hollywood in Broward County. |
279 | 7. Seminole Hard Rock Hotel & Casino in the City of Tampa |
280 | in Hillsborough County. |
281 | C. Any of the identified Facilities in Section B. may be |
282 | expanded or replaced by another Facility on the same reservation |
283 | with advance notice to the State of sixty (60) calendar days, |
284 | subject to the understanding that the number of existing |
285 | Facilities on each reservation and the number of reservations |
286 | upon which Class III gaming is authorized shall remain the same |
287 | as provided in Section B. |
288 | |
289 | PART V. |
290 | RULES AND REGULATIONS; MINIMUM REQUIREMENTS FOR |
291 | OPERATIONS.-- |
292 | A. At all times during the Term of this Compact, the Tribe |
293 | shall be responsible for all duties which are assigned to it and |
294 | the Commission under this Compact. The Tribe shall promulgate |
295 | any rules and regulations necessary to implement this Compact, |
296 | which at a minimum shall expressly include or incorporate by |
297 | reference all provisions of this Part and the procedural |
298 | requirements of Part VI. of this Compact. Nothing in this |
299 | Compact shall be construed to affect the Tribe's right to amend |
300 | its rules and regulations, provided that any such amendment |
301 | shall be in conformity with this Compact and subject to approval |
302 | by the SCA. The SCA may propose additional rules and regulations |
303 | consistent with and related to the implementation of this |
304 | Compact to the Commission at any time, and the Commission shall |
305 | give good faith consideration to such suggestions and shall |
306 | notify the SCA of its response or action with respect thereto. |
307 | B. All Facilities shall comply with, and all Covered Games |
308 | approved under this Compact shall be operated in accordance |
309 | with, the requirements set forth in this Compact, including, but |
310 | not limited to, those set forth in Sections C. and D. of this |
311 | Part and the Tribe's Internal Control Policies and Procedures. |
312 | In addition, all Facilities and all Covered Games shall be |
313 | operated in strict compliance with tribal internal control |
314 | standards that provide a level of control that equals or exceeds |
315 | those set forth in the National Indian Gaming Commission's |
316 | Minimum Internal Control Standards (25 C.F.R. Part 542), as the |
317 | same may be amended or supplemented from time to time. |
318 | C. The Tribe and the Commission shall retain all records |
319 | in compliance with the requirements set forth in the Record |
320 | Retention Policies and Procedures. |
321 | D. The Tribe will continue and maintain its program to |
322 | combat problem gambling and curtail compulsive gambling, |
323 | including work with the Florida Council on Compulsive Gambling |
324 | or other organization dedicated to assisting problem gamblers. |
325 | The Tribe will continue to maintain the following safeguards |
326 | against problem gambling. |
327 | 1. The Tribe will provide a comprehensive training and |
328 | education program designed in cooperation with the Florida |
329 | Council on Compulsive Gambling (or other organization dedicated |
330 | to assisting problem gamblers) to every new gaming employee. |
331 | 2. The Tribe will make printed materials available to |
332 | Patrons, which include contact information for the Florida |
333 | Council on Compulsive Gambling 24-Hour Helpline (or other |
334 | hotline dedicated to assisting problem gamblers), and will work |
335 | with the Florida Council on Compulsive Gambling (or other |
336 | organization dedicated to assisting problem gamblers) to provide |
337 | contact information for the Florida Council on Compulsive |
338 | Gambling (or other organization dedicated to assisting problem |
339 | gamblers), and to provide such information on the Facilities' |
340 | internet website. The Tribe will continue to display all |
341 | literature from the Florida Council on Compulsive Gambling (or |
342 | other organization dedicated to assisting problem gamblers) |
343 | within the Facilities. |
344 | 3. The Commission shall establish a list of the Patrons |
345 | voluntarily excluded from the Tribe's Facilities, pursuant to |
346 | subsection 5. |
347 | 4. The Tribe shall employ its best efforts to exclude |
348 | Patrons on such list from entry into its Facilities; provided |
349 | that nothing in this Compact shall create for Patrons who are |
350 | excluded but gain access to the Facilities, or any other person, |
351 | a cause of action or claim against the State, the Tribe or the |
352 | Commission or any other person, entity, or agency for failing to |
353 | enforce such exclusion. |
354 | 5. Patrons who believe they may be playing Covered Games |
355 | on a compulsive basis may request that their names be placed on |
356 | the list of the Patrons voluntarily excluded from the Tribe's |
357 | Facilities. |
358 | 6. All Covered Game employees shall receive training on |
359 | identifying players who have a problem with compulsive gambling |
360 | and shall be instructed to ask them to leave. Signs bearing a |
361 | toll-free help-line number and educational and informational |
362 | materials shall be made available at conspicuous locations and |
363 | automated teller machines in each Facility, which aim at the |
364 | prevention of problem gaming and which specify where Patrons may |
365 | receive counseling or assistance for gambling problems. All |
366 | Covered Game employees shall also be screened for compulsive |
367 | gambling habits. Nothing in this Section shall create for |
368 | Patrons, or any other person, a cause of action or claim against |
369 | the State, the Tribe or the Commission or any other person, |
370 | entity, or agency for failing to identify a Patron or person who |
371 | is a compulsive gambler and/or ask that person to leave. |
372 | 7. The Tribe shall follow the rules for exclusion of |
373 | Patrons set forth in Article XI of the Seminole Tribal Gaming |
374 | Code. |
375 | 8. The Tribe shall make diligent efforts to prevent |
376 | underage individuals from loitering in the area of each Facility |
377 | where the Covered Games take place. |
378 | 9. The Tribe shall assure that advertising and marketing |
379 | of the Covered Games at the Facilities contain a responsible |
380 | gambling message and a toll-free help-line number for problem |
381 | gamblers, where practical, and that they make no false or |
382 | misleading claims. |
383 | E. Summaries of the rules for playing Covered Games and |
384 | promotional contests shall be visibly displayed in the |
385 | Facilities. Complete sets of rules shall be available in the |
386 | Facilities upon request. Copies of all such rules shall be |
387 | provided to the SCA within thirty (30) calendar days of their |
388 | issuance or their amendment. |
389 | F. The Tribe shall provide the Commission and SCA with a |
390 | chart of the supervisory lines of authority with respect to |
391 | those directly responsible for the conduct of Covered Games, and |
392 | shall promptly notify those agencies of any material changes |
393 | thereto. |
394 | G. The Tribe engages in and shall continue to maintain |
395 | proactive approaches to prevent improper alcohol sales, drunk |
396 | driving, underage drinking, and underage gambling. These |
397 | approaches involve intensive staff training, screening and |
398 | certification, Patron education, and the use of security |
399 | personnel and surveillance equipment in order to enhance |
400 | Patrons' enjoyment of the Facilities and provide for Patron |
401 | safety. Staff training includes specialized employee training in |
402 | nonviolent crisis intervention, driver's license verification |
403 | and the detection of intoxication. Patron education is carried |
404 | out through notices transmitted on valet parking stubs, posted |
405 | signs in the Facilities and in brochures. Roving and fixed |
406 | security officers, along with surveillance cameras, assist in |
407 | the detection of intoxicated Patrons, investigate problems, and |
408 | engage with Patrons to de-escalate volatile situations. To help |
409 | prevent alcohol-related crashes, the Tribe will continue to |
410 | operate the "Safe Ride Home Program," a free taxi service. |
411 | Additionally, to reduce risks of underage gambling and underage |
412 | drinking, the Tribe will continue to prohibit entry onto the |
413 | casino floor of anyone under eighteen (18) years of age. The |
414 | Tribe shall maintain these programs and policies in its Alcohol |
415 | Beverage Control Act for the duration of the Compact but may |
416 | replace such programs and policies with either stricter or more |
417 | extensive programs and policies. The Tribe shall provide the |
418 | State with written notice of any changes to the programs and |
419 | policies in the Tribe's Alcohol Beverage Control Act, which |
420 | notice shall include a copy of such changes and shall be sent on |
421 | or before the effective date of the change. Nothing in this |
422 | Section shall create for Patrons, or any other person, a cause |
423 | of action or claim against the State, the Tribe or the |
424 | Commission or any other person, entity, or agency for failing to |
425 | fulfill the requirements of this Section. |
426 | H. No person under twenty-one (21) years of age shall be |
427 | allowed to play Covered Games. |
428 | I. The Tribe may establish and operate Facilities that |
429 | operate Covered Games only on the reservations as defined by the |
430 | Indian Gaming Regulatory Act and as specified in Part IV. of |
431 | this Compact. |
432 | J. The Commission shall keep a record of, and shall report |
433 | at least quarterly to the SCA, the number of Covered Games in |
434 | each Facility, by the name or type of each and its identifying |
435 | number. |
436 | K. The Tribe presently conducts and shall continue to |
437 | conduct poker in each of its Facilities in compliance with |
438 | provisions of Florida law, including provisions that limit |
439 | wagers and pot sizes. However, the Tribe may hold up to two (2) |
440 | celebrity/charity poker tournaments per year in each of its |
441 | Facilities that are not subject to the limitations and |
442 | restrictions imposed by Florida law, provided that a minimum of |
443 | one hundred percent (100 percent) of the Net Poker Income from |
444 | each poker tournament is donated to a charitable organization |
445 | organized pursuant to Section 501(c)(3) of the Internal Revenue |
446 | Code. The maximum number of days a celebrity/charity tournament |
447 | will be played is eight (8) calendar days during the month a |
448 | tournament is hosted. Any payments made to charitable |
449 | organizations pursuant to this Part shall not be calculated as |
450 | Net Win for purpose of payments to the State under Part XI. |
451 | L. The Tribe and the Commission shall make available a |
452 | copy of the following documents to any member of the public upon |
453 | request: the minimum internal control standards of the National |
454 | Indian Gaming Commission; the Seminole Tribal Gaming Code; this |
455 | Compact; the rules of each Covered Game operated by the Tribe; |
456 | and the administrative procedures for addressing Patron tort |
457 | claims under Part VI. |
458 | M. Cessation of Banking or Banked Card Games. The Tribe |
459 | shall stop all banked card games within ninety (90) days after |
460 | the effective date of this Compact. |
461 | |
462 | PART VI. |
463 | PATRON DISPUTES; WORKERS COMPENSATION: TORT CLAIMS; PRIZE |
464 | CLAIMS; LIMITED CONSENT TO SUIT.-- |
465 | A. All patron disputes involving gaming will be resolved |
466 | in accordance with the procedures established in Article XI of |
467 | the Seminole Tribal Gaming Code. |
468 | B. Tort claims by employees of the Tribe's Facilities will |
469 | be handled pursuant to the provisions of the Tribe's Workers' |
470 | Compensation Ordinance, which shall provide workers the same or |
471 | better protections as set forth in Florida's workers |
472 | compensation laws. |
473 | C. Disputes by employees of the Tribe's Facilities will be |
474 | handled pursuant to the provisions of the Tribe's policy for |
475 | gaming employees, the Employee Fair Treatment and Dispute |
476 | Resolution Policy. |
477 | D.1. A Patron who claims to have been injured in a |
478 | Facility where Covered Games are played is required to provide |
479 | written notice to the Tribe's Risk Management Department or the |
480 | Facility, in a reasonable and timely manner. |
481 | 2. The Tribe shall have ten (10) days to respond to a |
482 | claim made by a Patron. When the Tribe responds to an incident |
483 | alleged to have caused a Patron's injury or illness, the Tribe |
484 | shall provide a claim form to the Patron. It is the Patron's |
485 | responsibility to complete the form and forward the form to the |
486 | Tribe's Risk Management Department within a reasonable period of |
487 | time, and in a reasonable and timely manner. |
488 | 3. Upon receiving written notification of the claim, the |
489 | Tribe's Risk Management Department shall forward the |
490 | notification to the Tribe's insurance carrier. The Tribe will |
491 | use its best efforts to assure that the insurance carrier |
492 | contacts the Patron within a reasonable period of time following |
493 | receipt of the claim. |
494 | 4. The insurance carrier will handle the claim to |
495 | conclusion. If the Patron and the insurance carrier are not able |
496 | to resolve the claim, the Patron may bring a tort claim against |
497 | the Tribe in any court of competent jurisdiction in the County |
498 | in which the incident occurred, subject to a four (4) year |
499 | statute of limitations, which shall begin to run from the date |
500 | of the incident of the alleged claimed injury. Nothing in this |
501 | Part shall preclude a patron asserting a tort claim against the |
502 | Tribe from immediately filing suit in any court of competent |
503 | jurisdiction without resorting to or exhausting tribal remedies |
504 | 5. In no event shall the Tribe be deemed to have waived |
505 | its tribal immunity from suit beyond $500,000 for an individual |
506 | tort claim and $1,000,000 for the tort claims of all persons or |
507 | entities claiming injury in tort arising out of a single event |
508 | or occurrence. These limitations are intended to include |
509 | liability for compensatory damages as well as any costs, pre- |
510 | judgment interest and attorneys fees arising out of any claim |
511 | brought or asserted against the Tribe, its subordinate |
512 | governmental and economic units as well as any Tribal officials, |
513 | employees, servants or agents in their official capacities. |
514 | 6. The Tribe shall obtain and maintain a commercial |
515 | general liability policy which provides coverage of no less than |
516 | $1,000,000 per occurrence and $10,000,000 in the aggregate for |
517 | bodily injury, personal injury, and property damage arising out |
518 | of, connected with, or relating to the operation of Facilities |
519 | where Covered Games are offered. |
520 | 7. Notices explaining the procedures and time limitations |
521 | with respect to making a tort claim shall be prominently |
522 | displayed in the Facilities, posted on the Tribe's website, and |
523 | provided to any Patron for whom the Tribe has notice of the |
524 | injury or property damage giving rise to the tort claim. Such |
525 | notices shall explain the method and places for making a tort |
526 | claim. |
527 | |
528 | PART VII. |
529 | ENFORCEMENT OF COMPACT PROVISIONS.-- |
530 | A. The Tribe and the Commission shall be responsible for |
531 | regulating activities pursuant to this Compact. As part of its |
532 | responsibilities, the Tribe has adopted or issued standards |
533 | designed to ensure that the Facilities are constructed, operated |
534 | and maintained in a manner that adequately protects the |
535 | environment and public health and safety. Additionally, the |
536 | Tribe shall ensure that: |
537 | 1. Operation of the conduct of Covered Games is in strict |
538 | compliance with (i) the Seminole Tribal Gaming Code, (ii) all |
539 | rules, regulations, procedures, specifications, and standards |
540 | lawfully adopted by the National Indian Gaming Commission and |
541 | the Commission, and (iii) the provisions of this Compact, |
542 | including, but not limited to, the standards and the Tribe's |
543 | rules and regulations set forth in the Appendices; |
544 | 2. Reasonable measures are taken to: |
545 | (a) Assure the physical safety of Facility Patrons, |
546 | employees, and any other person while in the Facility; |
547 | (b) Prevent illegal activity at the Facilities or with |
548 | regard to the operation of Covered Games, including, but not |
549 | limited to, the maintenance of employee procedures and a |
550 | surveillance system; |
551 | (c) Ensure prompt notification is given to appropriate law |
552 | enforcement authorities of persons who may be involved in |
553 | illegal acts in accordance with applicable law; |
554 | (d) Ensure that the construction and maintenance of the |
555 | Facilities comply with the standards of the Florida Building |
556 | Code, the provisions of which the Tribe has adopted as the |
557 | Seminole Tribal Building Code; and |
558 | (e) Ensure adequate emergency access plans have been |
559 | prepared to ensure the health and safety of all Covered Game |
560 | Patrons. |
561 | B. All licenses for members and employees of the |
562 | Commission shall be issued according to the same standards and |
563 | terms applicable to Facility employees. The Commission's |
564 | compliance officers shall be independent of the Tribal gaming |
565 | operations, and shall be supervised by and accountable only to |
566 | the Commission. A Commission compliance officer shall be |
567 | available to the Facility during all hours of operation upon |
568 | reasonable notice, and shall have immediate access to any and |
569 | all areas of the Facility for the purpose of ensuring compliance |
570 | with the provisions of this Compact. The Commission shall |
571 | investigate any such suspected or reported violation of this |
572 | Part and shall officially enter into its files timely written |
573 | reports of investigations and any action taken thereon, and |
574 | shall forward copies of such investigative reports to the SCA |
575 | within thirty (30) calendar days of such filing. The scope of |
576 | such reporting shall be determined by a Memorandum of |
577 | Understanding between the Commission and the SCA as soon as |
578 | practicable after the Effective Date of this Compact. Any such |
579 | violations shall be reported immediately to the Commission, and |
580 | the Commission shall immediately forward the same to the SCA. In |
581 | addition, the Commission shall promptly report to the SCA any |
582 | such violations which it independently discovers. |
583 | C. In order to develop and foster a positive and effective |
584 | relationship in the enforcement of the provisions of this |
585 | Compact, representatives of the Commission and the SCA shall |
586 | meet, not less than on an annual basis, to review past practices |
587 | and examine methods to improve the regulatory scheme created by |
588 | this Compact. The meetings shall take place at a location |
589 | mutually agreed to by the Commission and the SCA. The SCA, prior |
590 | to or during such meetings, shall disclose to the Commission any |
591 | concerns, suspected activities, or pending matters reasonably |
592 | believed to possibly constitute violations of this Compact by |
593 | any person, organization or entity, if such disclosure will not |
594 | compromise the interest sought to be protected. |
595 | |
596 | PART VIII. |
597 | STATE MONITORING OF COMPACT.-- |
598 | A. The State may secure an annual independent financial |
599 | audit of the conduct of Covered Games subject to this Compact. |
600 | The audit shall examine revenues in connection with the conduct |
601 | of Covered Games and shall include only those matters necessary |
602 | to verify the determination of Net Win and the basis and amount |
603 | of, and the right to, and the amount of the Payments the Tribe |
604 | is obligated to make to the State pursuant to Part XI. of this |
605 | Compact and as defined by this Compact. A copy of the audit |
606 | report for the conduct of Covered Games shall be submitted to |
607 | the Commission within thirty (30) calendar days of completion. |
608 | Representatives of the SCA may, upon request, meet with the |
609 | Tribe and its auditors to discuss the audit or any matters in |
610 | connection therewith; provided, such discussions are limited to |
611 | Covered Games information. The annual independent financial |
612 | audit shall be performed by an independent accounting firm, with |
613 | experience in auditing casino operations, selected by the State, |
614 | subject to the consent of the Tribe, which shall not be |
615 | unreasonably withheld. The Tribe shall pay the accounting firm |
616 | for the costs of the annual independent financial audit. |
617 | B. The SCA may, pursuant to the provisions of this |
618 | Compact, monitor the conduct of Covered Games to ensure that the |
619 | Covered Games are conducted in compliance with the provisions of |
620 | this Compact. In order to properly monitor the conduct of |
621 | Covered Games, agents of the SCA without prior notice shall have |
622 | reasonable access to all public areas of the Facilities related |
623 | to the conduct of Covered Games as provided herein. |
624 | 1. While the Commission will act as the regulator of the |
625 | Facilities, the SCA may take reasonable steps to assure that |
626 | operations at the Facilities comply with the terms of this |
627 | Compact and may advise on such issues as it deems appropriate. |
628 | 2. In order to fulfill its oversight responsibilities, the |
629 | State has identified specific oversight testing procedures, set |
630 | forth below in subsection 3., paragraphs (a), (b), and (c), |
631 | which the SCA may perform on a routine basis. |
632 | 3.(a) The SCA may inspect any Covered Games in operation |
633 | at the Facilities on a random basis to confirm that the Covered |
634 | Games operate and play properly pursuant to the manufacturer's |
635 | technical standards and are conducted in compliance with the |
636 | rules, regulations and standards established by the Commission |
637 | and this Compact. Such random inspections shall occur during |
638 | normal operating hours. No advance notice is required when the |
639 | SCA inspection is limited to public areas of the Facility; |
640 | however, representatives of the SCA shall provide notice to the |
641 | Commission of their presence for such inspections. The SCA shall |
642 | provide at least 1 hour notice to the Commission of such |
643 | inspection at or prior to the commencement of the random |
644 | inspections when such inspection will include non-public areas, |
645 | and a Commission agent may accompany the inspection. |
646 | (b) For each Facility, the SCA may perform one annual |
647 | review of the slot machine compliance audit. |
648 | (c) At least on an annual basis, the SCA may meet with the |
649 | Tribe's Internal Audit Department for Gaming to review internal |
650 | controls and violations of same by the Facilities. |
651 | 4. The SCA will seek to work with and obtain the |
652 | assistance of the Commission in the resolution of any conflicts |
653 | with the management of the Facilities, and the State and the |
654 | Tribe shall make their best efforts to resolve disputes through |
655 | negotiation whenever possible. Therefore, in order to foster a |
656 | spirit of cooperation and efficiency, the parties hereby agree |
657 | that when disputes arise between the SCA staff and Commission |
658 | regulators from the day-to-day regulation of the Facilities, |
659 | they should generally be resolved first through meeting and |
660 | conferring in good faith. This voluntary process does not |
661 | proscribe the right of either party to seek other relief that |
662 | may be available when circumstances require such relief. In the |
663 | event of a dispute or disagreement between Tribal and SCA |
664 | regulators, the dispute or disagreement shall be resolved in |
665 | accordance with the dispute resolution provisions of Part XIII. |
666 | of this Compact; |
667 | 5. Access to each Facility by the SCA shall be during the |
668 | Facility's operating hours only, provided that to the extent |
669 | such inspections are limited to areas of the Facility where the |
670 | public is normally permitted, the SCA agents may inspect the |
671 | Facility without giving prior notice to the Tribe or the |
672 | Commission; |
673 | 6. Any suspected or claimed violations of this Compact or |
674 | law shall be directed in writing to the Commission; the SCA |
675 | agents, in conducting the functions assigned them under this |
676 | Compact, shall not unreasonably interfere with the functioning |
677 | of any Facility; and |
678 | 7. Before the SCA agents enter any nonpublic area of a |
679 | Facility, they shall provide proper prior notice and |
680 | photographic identification to the Commission. The SCA agents |
681 | shall be accompanied in nonpublic areas of the Facility by a |
682 | Commission officer. Notice of at least one (1) hour by the SCA |
683 | to the Commission is required to assure that a Commission |
684 | officer is available to accompany the SCA agents at all times. |
685 | C. Subject to the provisions herein, agents of the SCA |
686 | shall have the right to review and request copies of documents |
687 | of the Facility related to its conduct of Covered Games. The |
688 | review and copying of such documents shall be during normal |
689 | business hours unless otherwise allowed by the Tribe at the |
690 | Tribe's discretion. The Tribe cannot refuse said inspection and |
691 | copying of such documents, provided that the inspectors cannot |
692 | require copies of documents in such volume that it unreasonably |
693 | interferes with the normal functioning of the Facilities or |
694 | Covered Games. To the extent that the Tribe provides the State |
695 | with information which the Tribe claims to be confidential and |
696 | proprietary, or a trade secret, the Tribe shall clearly mark |
697 | such information with the following designation: "Trade Secret, |
698 | Confidential and Proprietary." If the State receives a request |
699 | under Chapter 119, Florida Statutes that would include such |
700 | designated information, the State shall promptly notify the |
701 | Tribe of such a request and the Tribe shall promptly notify the |
702 | State about its intent to seek judicial protection from |
703 | disclosure. Upon such notice from the Tribe, the State shall not |
704 | release the requested information until a judicial determination |
705 | is made. This designation and notification procedure does not |
706 | excuse the State from complying with the requirements of the |
707 | State's public records law, but is intended to provide the Tribe |
708 | the opportunity to seek whatever judicial remedy it deems |
709 | appropriate. Notwithstanding the foregoing procedure, the SCA |
710 | may provide copies of tribal documents to federal law |
711 | enforcement and other State agencies or State consultants that |
712 | the State deems reasonably necessary in order to conduct or |
713 | complete any investigation of suspected criminal activity in |
714 | connection with the Tribe's Covered Games or the operation of |
715 | the Facilities or in order to assure the Tribe's compliance with |
716 | this Compact. |
717 | D. At the completion of any SCA inspection or |
718 | investigation, the SCA may forward a written report thereof to |
719 | the Commission, containing all pertinent, nonconfidential, |
720 | nonproprietary information regarding any violation of applicable |
721 | laws or this Compact which was discovered during the inspection |
722 | or investigation unless disclosure thereof would adversely |
723 | impact an investigation of suspected criminal activity. Nothing |
724 | herein prevents the SCA from contacting tribal or federal law |
725 | enforcement authorities for suspected criminal wrongdoing |
726 | involving the Commission. |
727 | E. Except as expressly provided in this Compact, nothing |
728 | in this Compact shall be deemed to authorize the State to |
729 | regulate the Tribe's government, including the Commission, or to |
730 | interfere in any way with the Tribe's selection of its |
731 | governmental officers, including members of the Commission. |
732 | |
733 | PART IX. |
734 | JURISDICTION.--The obligations and rights of the State and |
735 | the Tribe under this Compact are contractual in nature, and are |
736 | to be construed and enforced in accordance with the laws of the |
737 | State of Florida. This Compact shall not alter tribal, federal |
738 | or state civil adjudicatory or criminal jurisdiction in any way. |
739 | |
740 | PART X. |
741 | LICENSING.--The Tribe and the Commission shall comply with |
742 | the licensing and hearing requirements set forth in 25 C.F.R. |
743 | Parts 556 and 558, as well as the applicable licensing and |
744 | hearing requirements set forth in Articles IV-VI of the Seminole |
745 | Tribal Gaming Code. The Commission shall notify the SCA of any |
746 | disciplinary hearings or revocation or suspension of licenses. |
747 | |
748 | PART XI. |
749 | PAYMENTS TO THE STATE OF FLORIDA.-- |
750 | A. The parties acknowledge and recognize that this Compact |
751 | provides the Tribe with partial but substantial exclusivity and |
752 | other valuable consideration consistent with the goals of the |
753 | Indian Gaming Regulatory Act, including special opportunities |
754 | for tribal economic development through gaming within the |
755 | external boundaries of Florida with respect to the play of |
756 | Covered Games. In consideration thereof, the Tribe covenants and |
757 | agrees, subject to the conditions agreed upon in Part XII. of |
758 | this Compact, to make Payments to the State derived from Net Win |
759 | as set forth in Section B. The Tribe further agrees to convert |
760 | all of its Class II video bingo terminals (or their equivalents) |
761 | to Class III slot machines within twenty-four (24) months after |
762 | the Effective Date of this Compact, or the Payment to the State |
763 | shall be calculated as if the conversion has been completed, |
764 | whether or not the Tribe has fully executed its conversion. The |
765 | Tribe further agrees that it will not purchase or lease any new |
766 | Class II video bingo terminals (or their equivalents) after the |
767 | Effective Date of this Compact. |
768 | B. Payment schedule.--Subject to the provisions in Part |
769 | XI. of the Compact, and subject to the limitations agreed upon |
770 | in Part XII. of the Compact, the amounts paid by the Tribe to |
771 | the State shall be calculated as follows: |
772 | 1. For each Revenue Sharing Cycle, the Tribe agrees to pay |
773 | not less than a Guaranteed Minimum Payment of One Hundred |
774 | Million Dollars ($100,000,000) if the Revenue Share calculated |
775 | for that Revenue Sharing Cycle under subsection 3., below, is |
776 | less than the Guaranteed Minimum Payment. |
777 | 2. All Guaranteed Minimum Payments shall be deducted from |
778 | and credited toward the Revenue Share in each Revenue Sharing |
779 | Cycle set forth below in subsection 3. |
780 | 3. For each Revenue Sharing Cycles, to the extent that the |
781 | Revenue Share exceeds the Guaranteed Minimum Payment for each |
782 | Revenue Sharing Cycle, the Tribe agrees, as further provided in |
783 | subsection 4., to pay a Revenue Share for that Revenue Sharing |
784 | Cycle equal to eighteen percent (18 percent) of the Net Win |
785 | received by the Tribe from the operation and play of Covered |
786 | Games from each Revenue Sharing Cycle. |
787 | 4.(a) On or before the fifteenth day of the month |
788 | following the first month of the Revenue Sharing Cycle, the |
789 | Tribe will remit to the State the greater amount of eight and |
790 | one-third percent (8.3 percent) of the estimated annual Revenue |
791 | Share or eight and one-third percent (8.3 percent) of the |
792 | Guaranteed Minimum Payment ("the monthly payment"). |
793 | (b) The Tribe will make available to the State at the time |
794 | of the monthly payment the basis for the calculation of the |
795 | Payment. |
796 | (c) Each month the Tribe will internally "true up" the |
797 | calculation of the estimated Revenue Share based on the Tribe's |
798 | un-audited financial statements related to Covered Games. |
799 | 5.(a) On or before the forty-fifth day after the third |
800 | month, sixth month, ninth month, and twelfth month of Revenue |
801 | Sharing Cycles three through twenty-five (provided that the |
802 | twelve (12) month period does not coincide with the Tribe's |
803 | fiscal year end date as indicated in paragraph (c), the Tribe |
804 | will provide the State with an audit report by its independent |
805 | auditors as to the accuracy of the annual Revenue Share |
806 | calculation. |
807 | (b) For each quarter of these Revenue Sharing Cycles the |
808 | Tribe agrees to engage its independent auditors to conduct a |
809 | review of the un-audited net revenue from Covered Games. On or |
810 | before the one hundred and twentieth day after the end of the |
811 | Tribe's fiscal year, the Tribe agrees to require its independent |
812 | auditors to provide an audit report to verify Net Win for |
813 | Covered Games and the related Payment of the annual Revenue |
814 | Share to the SCA for State review. |
815 | (c) If the twelfth month of the Revenue Sharing Cycle does |
816 | not coincide with the Tribe's fiscal year, the Tribe agrees to |
817 | require its independent auditors to deduct Net Win from Covered |
818 | Games for any of the months that are outside of the Revenue |
819 | Sharing Cycle and to include Net Win from Covered Games for |
820 | those months which fall outside of the Tribe's audit period but |
821 | fall within the Revenue Sharing Cycle, prior to issuing the |
822 | audit report. |
823 | (d) No later than thirty (30) calendar days after the day |
824 | the audit report is issued, the Tribe will remit to the State |
825 | any underpayment of the annual Revenue Share, and the State will |
826 | either reimburse to the Tribe any overpayment of the annual |
827 | Revenue Share or authorize the overpayment to be deducted from |
828 | the next monthly payment. |
829 | C. Payments pursuant to Sections A. and B. above shall be |
830 | made to the State via electronic funds transfer in a manner |
831 | directed by the SCA. Payments will be due in accordance with the |
832 | Payment Schedule set forth in Section B. The appropriation of |
833 | any Payments received by the State pursuant to this Compact lies |
834 | within the exclusive prerogative of the Legislature. |
835 | D. The Annual Oversight Assessment to reimburse the State |
836 | for the actual costs of the operation of the SCA to perform its |
837 | monitoring functions as defined in this Compact shall be |
838 | determined and paid in quarterly installments within thirty (30) |
839 | calendar days of receipt by the Tribe of an invoice from the |
840 | SCA. The Tribe reserves the right to audit the invoices on an |
841 | annual basis, a copy of which will be provided to the SCA, and |
842 | any discrepancies found therein shall be reconciled within |
843 | forty-five (45) calendar days of receipt of the audit by the |
844 | SCA. Out-of-pocket expenses to be incurred by the Governor or |
845 | his designee performing functions of the SCA unless and until |
846 | the SCA is designated by the Legislature shall be advanced by |
847 | the Tribe upon submission of properly documented requests. |
848 | E. As provided for 25 U.S.C. s. 2710(b)(2)(B)(v), the |
849 | Tribe agrees to pay to the State an additional amount equal to 5 |
850 | percent of the annual amount set forth in Section B. of this |
851 | Part, which funds shall be used for the purposes of offsetting |
852 | the impacts of the Tribe's facilities on the operations of local |
853 | governments. |
854 | F. With respect to all payments made by the Tribe to the |
855 | State that were in any way related to benefits of exclusivity in |
856 | gaming, which payments were remitted before the effective date |
857 | of this Compact, such moneys shall be deemed forfeited by the |
858 | Tribe and released to the State without further obligation or |
859 | encumbrance. Acceptance and appropriation of such funds does not |
860 | legitimize, validate, or otherwise ratify any previously |
861 | proposed compact or the operation of class III games by the |
862 | Tribe for any period prior to the effective date of this |
863 | Compact. |
864 | G. Except as expressly provided in this Part and in Part |
865 | XIV., nothing in this Compact shall be deemed to require the |
866 | Tribe to make payments of any kind to the State or any of its |
867 | agencies. |
868 | |
869 | PART XII. |
870 | REDUCTION OF TRIBAL PAYMENTS BECAUSE OF LOSS OF EXCLUSIVITY |
871 | OR OTHER CHANGES IN FLORIDA LAW.--The intent of this Part is to |
872 | provide the Tribe with the right to operate Covered Games on an |
873 | exclusive basis throughout the State, subject to the exceptions |
874 | and provisions set forth below. |
875 | A. If Class III gaming as defined in this Compact, or |
876 | other casino-style gambling where the results of such games are |
877 | determined through the use of a random number generator, that is |
878 | not presently authorized by or under Florida law is authorized |
879 | for any location within the State of Florida that is under the |
880 | jurisdiction of the State, including but not limited to (1) |
881 | electronically-assisted bingo or pull-tab games or (2) video |
882 | lottery terminals (VLTs) or any similar games that allow direct |
883 | operation of the games by customers of the Florida Lottery, any |
884 | successor entity or any licensee of the Florida Lottery or any |
885 | successor entity, and such gambling begins to be offered for |
886 | public or private use, the Payments due the State pursuant to |
887 | Part XI., Sections A. and B. of this Compact shall cease until |
888 | such gambling is no longer operated, in which event the Payments |
889 | due the State pursuant to Part XI., Sections A. and B. of this |
890 | Compact shall resume. |
891 | B. The following are exceptions to the exclusivity |
892 | provisions of Section A. above. |
893 | 1. Any Class III gaming authorized by a compact between |
894 | the State and any other federally recognized tribe pursuant to |
895 | the Indian Gaming Regulatory Act will not be a breach or other |
896 | violation of the exclusivity provisions set forth in Section A. |
897 | above. |
898 | 2. If a citizen's initiative amending the state |
899 | constitution is passed by the voters of Florida authorizing, |
900 | subject to approval by local referendum and implementation by |
901 | the Legislature, the operation of slot machines or other Class |
902 | III games in a jurisdiction not then authorized for such games |
903 | under Florida law, and after which any entity begins to offer |
904 | slot machine play or operates or conducts other Class III games |
905 | authorized pursuant to the constitutional amendment, such |
906 | activity will not be a breach or violation of the exclusivity |
907 | provisions set forth in Section A., so long as the Tribe's total |
908 | annual Net Win from Covered Games and revenues from its |
909 | remaining Class II video bingo terminals (or their equivalent) |
910 | exceeds $1.37 billion. In the event revenue sharing payments are |
911 | discontinued pursuant to this subsection, the abatement of the |
912 | revenue sharing payments shall only extend until the Tribe's |
913 | total annual Net Win from Covered Games and revenues from Class |
914 | II video bingo terminals (or their equivalent) again exceeds |
915 | $1.37 billion. |
916 | 3. The conduct of illegal or otherwise unauthorized Class |
917 | III gaming within the State shall not be considered a breach or |
918 | other violation of the exclusivity provisions set forth in |
919 | Section A. above. |
920 | C. To the extent that the exclusivity provisions of this |
921 | Part are discontinued and the Tribe's ongoing Payment |
922 | obligations to the State pursuant to Part XI., Sections A. and |
923 | B. of this Compact cease, any outstanding Payments that would |
924 | have been due the State from the Tribe's Facilities prior to the |
925 | breach/violation shall be made within thirty (30) business days |
926 | after cessation. |
927 | D. The discontinuation of this Part's exclusivity |
928 | provisions and the cessation of Payments pursuant to Part XI., |
929 | Sections A. and B. of this Compact shall not excuse the Tribe |
930 | from continuing to comply with all other provisions of this |
931 | Compact, including continuing to pay the State the Annual |
932 | Oversight Assessment as set forth in Part XI., Section C. of |
933 | this Compact. Furthermore, the State shall continue to have the |
934 | right to monitor the Tribe's compliance with the Compact. |
935 | E. In the event that revenue sharing payments to the State |
936 | made pursuant to Part XI., Sections A. and B. are discontinued |
937 | under this Part, the annual amount payable to the State for the |
938 | impacts to local governments under Part XI., Section E. shall be |
939 | calculated as the amount paid for the last full revenue sharing |
940 | year. Such payments shall continue to be calculated in such |
941 | manner until the revenue sharing payments under Part XI., |
942 | Sections A. and B. are restored. |
943 | F. Nothing in this Compact is intended to affect the |
944 | ability of the State Legislature to enact laws either further |
945 | restricting or expanding gambling on non-tribal lands. |
946 | |
947 | PART XIII. |
948 | DISPUTE RESOLUTION.--In the event that either party to this |
949 | Compact believes that the other party has failed to comply with |
950 | any requirements of this Compact, or in the event of any dispute |
951 | hereunder, including, but not limited to, a dispute over the |
952 | proper interpretation of the terms and conditions of this |
953 | Compact, the goal of the Parties is to resolve all disputes |
954 | amicably and voluntarily whenever possible. In pursuit of this |
955 | goal, the following procedures may be invoked: |
956 | A. A party asserting noncompliance or seeking an |
957 | interpretation of this Compact first shall serve written notice |
958 | on the other party. The notice shall identify the specific |
959 | Compact provision alleged to have been violated or in dispute |
960 | and shall specify in detail the asserting party's contention and |
961 | any factual basis for the claim. Representatives of the Tribe |
962 | and State shall meet within thirty (30) calendar days of receipt |
963 | of notice in an effort to resolve the dispute, unless they |
964 | mutually agree to extend this period. |
965 | B. A party asserting noncompliance or seeking an |
966 | interpretation of this Compact under this Part shall be deemed |
967 | to have certified that to the best of the party's knowledge, |
968 | information, and belief formed after reasonable inquiry, the |
969 | claim of noncompliance or the request for interpretation of this |
970 | Compact is warranted and made in good faith and not for any |
971 | improper purpose, such as to harass or to cause unnecessary |
972 | delay or the needless incurring of the cost of resolving the |
973 | dispute. |
974 | C. If the parties are unable to resolve a dispute through |
975 | the process specified in Sections A. and B. of this Part, either |
976 | party can call for mediation under the Commercial Mediation |
977 | Procedures of the American Arbitration Association (AAA), or any |
978 | such successor procedures, provided that such mediation does not |
979 | last more than sixty (60) calendar days, unless an extension to |
980 | this time limit is mutually agreed to by the parties. The |
981 | disputes available for resolution through mediation are limited |
982 | to matters arising under the terms of this Compact. |
983 | D. If the parties are unable to resolve a dispute through |
984 | the process specified in Sections A., B., and C. of this Part, |
985 | notwithstanding any other provision of law, the State may bring |
986 | an action against the Tribe in any court of competent |
987 | jurisdiction regarding any dispute arising under this Compact. |
988 | The State is entitled to all remedies available under law or in |
989 | equity. |
990 | E. For purposes of actions based on disputes between the |
991 | State and the Tribe that arise under this Compact and the |
992 | enforcement of any judgment resulting therefrom, the Tribe |
993 | expressly waives its right to assert sovereign immunity from |
994 | suit and from enforcement of any ensuing judgment, and further |
995 | consents to be sued in federal or state court, including the |
996 | rights of appeal specified above, as the case may be, provided |
997 | that (i) the dispute is limited solely to issues arising under |
998 | this Compact, (ii) there is no claim for monetary damages |
999 | (except that payment of any money required by the terms of this |
1000 | Compact, as well as injunctive relief or specific performance |
1001 | enforcing a provision of this Compact requiring the payment of |
1002 | money to the State may be sought), and (iii) nothing herein |
1003 | shall be construed to constitute a waiver of the sovereign |
1004 | immunity of the Tribe with respect to any third party that is |
1005 | made a party or intervenes as a party to the action. |
1006 | F. The State may not be precluded from pursuing any |
1007 | mediation or judicial remedy against the Tribe on the grounds |
1008 | that the State has failed to exhaust its Tribal administrative |
1009 | remedies. |
1010 | G. Notwithstanding anything to the contrary in this Part, |
1011 | any failure of the Tribe to remit the Payments pursuant to the |
1012 | terms of Part XI. will entitle the State to seek mandatory |
1013 | injunctive relief in federal or state court, at the State's |
1014 | election, to compel the Payments after exhausting the dispute |
1015 | resolution process in Sections A. and B. of this Part. |
1016 | H. The State shall be entitled to seek immediate |
1017 | injunctive relief in the event the Tribe offers or continues to |
1018 | offer Class III games not authorized under this Compact. |
1019 | I. If the parties are unable to resolve a dispute |
1020 | involving a claim by the Tribe against the State through the |
1021 | process specified in Sections A., B., and C. of this Part, |
1022 | notwithstanding any other provision of law, the Tribe may invoke |
1023 | non-binding arbitration of the dispute under the Commercial |
1024 | Arbitration Rules of the American Arbitration Association. The |
1025 | arbitrators' decision may not be enforced in any court. If the |
1026 | arbitrators find that the State is not in compliance with the |
1027 | Compact, the State shall have the opportunity to challenge the |
1028 | decision of the arbitrators by bringing an independent action |
1029 | against the Tribe in federal district court ("federal court") |
1030 | regarding the dispute underlying the arbitration in a district |
1031 | in which the federal court has venue. If the federal court |
1032 | declines to exercise jurisdiction, or federal precedent exists |
1033 | that rules that the federal court would not have jurisdiction |
1034 | over such a dispute, the State may bring the action in the |
1035 | Courts of the Seventeenth Judicial Circuit in and for Broward |
1036 | County, Florida. The State is entitled to all rights of appeal |
1037 | permitted by law in the court system in which the action is |
1038 | brought. The State shall be entitled to de novo review of the |
1039 | arbitrators' decision under this Section. For the purpose of |
1040 | this Section, the Tribe agrees to waive its immunity as provided |
1041 | in Section E. of this Part. |
1042 | J. If the arbitrators find that the State is not in |
1043 | compliance with the Compact and the State fails to file suit as |
1044 | provided above within sixty (60) calendar days of the |
1045 | arbitrators' decision or fails to maintain the suit through |
1046 | final judgment, including appeals, without the agreement of the |
1047 | Tribe, the Tribe may suspend Payment under Part XI. until the |
1048 | State comes into compliance with the arbitrators' decision. |
1049 | K. If the State files suit as provided above and a final |
1050 | judgment is rendered by the court, the failure of the State to |
1051 | comply with the judgment shall constitute grounds for the Tribe |
1052 | to suspend Payment under Part XI. until the State comes into |
1053 | compliance with the court's judgment. |
1054 | |
1055 | PART XIV. |
1056 | Collection of Sales Tax on Sales to Non-Tribal Members.-- |
1057 | A. In addition to the Tribe's payments to the State set |
1058 | forth in Part XI., the Tribe shall collect and remit to the |
1059 | Florida Department of Revenue the taxes imposed by Chapter 212, |
1060 | Florida Statutes, on all sales to non-tribal members, except |
1061 | those non-tribal members who hold valid exemption certificates |
1062 | issued by the Florida Department of Revenue, exempting the sales |
1063 | from taxes imposed by Chapter 212, Florida Statutes. |
1064 | B. The Tribe shall register with the Department of Revenue |
1065 | and shall remit to the Department of Revenue the taxes collected |
1066 | pursuant to Section A. of this Part. |
1067 | C. The Tribe shall retain for at least a period of five |
1068 | (5) years records of all sales to non-tribal members which are |
1069 | subject to taxation under Chapter 212, Florida Statutes. The |
1070 | Department of Revenue may conduct an audit not more often than |
1071 | annually in order to verify such collections. The Tribe shall |
1072 | provide reasonable access during normal operating hours to |
1073 | records of transactions subject to the taxes collected pursuant |
1074 | to Section A. of this Part. |
1075 | D. Any disputes about the amounts collected pursuant to |
1076 | Section A. of this Part shall be resolved as provided for in |
1077 | Part XIII. of this Compact. For purposes of this Section, the |
1078 | Tribe agrees to waive its immunity as provided for in Part |
1079 | XIII., Section E. of this compact, except that the state may |
1080 | seek monetary damages limited to the amount of taxes owed. |
1081 | |
1082 | PART XV. |
1083 | CONSTRUCTION OF COMPACT; SEVERANCE; FEDERAL APPROVAL.-- |
1084 | A. If any provision of this Compact is held by a court of |
1085 | competent jurisdiction to be invalid, this Compact will become |
1086 | null and void. If any provision, part, section, or subsection of |
1087 | this Compact is determined by a federal district court in |
1088 | Florida or other court of competent jurisdiction to impose a |
1089 | mandatory duty on the State of Florida that requires |
1090 | authorization by the Florida Legislature, the duty conferred by |
1091 | that particular provision, part, section or subsection shall no |
1092 | longer be mandatory but will be deemed to be a matter within the |
1093 | discretion of the Governor or other State officers, subject to |
1094 | such legislative approval as may be required by Florida law. |
1095 | B. It is understood that Part XII. of this Compact, which |
1096 | provides for a cessation of the Payments to the State under Part |
1097 | XI., does not create any duty on the State of Florida but only a |
1098 | remedy for the Tribe if Class III gambling under state |
1099 | jurisdiction is expanded by an act of the Legislature. |
1100 | C. This Compact is intended to meet the requirements of |
1101 | the Indian Gaming Regulatory Act as it reads on the Effective |
1102 | Date of this Compact, and where reference is made to the Indian |
1103 | Gaming Regulatory Act, or to an implementing regulation thereof, |
1104 | the reference is deemed to have been incorporated into this |
1105 | document as if set in full. Subsequent changes to the Indian |
1106 | Gaming Regulatory Act that diminish the rights of the State or |
1107 | Tribe may not be applied retroactively to alter the terms of |
1108 | this Compact, except to the extent that federal law validly |
1109 | mandates that retroactive application without the respective |
1110 | consent of the State or Tribe. |
1111 | D. Neither the presence in another tribal-state compact of |
1112 | language that is not included in this Compact, nor the absence |
1113 | in this Compact of language that is present in another tribal- |
1114 | state compact shall be a factor in construing the terms of this |
1115 | Compact. |
1116 | E. The parties shall cooperate in seeking approval of this |
1117 | Compact from the Secretary of the Interior and the parties |
1118 | further agree that, upon execution, the Tribe shall submit the |
1119 | Compact to the Secretary forthwith. |
1120 | |
1121 | PART XVI. |
1122 | NOTICES.--All notices required under this Compact shall be |
1123 | given by (i) certified mail, return receipt requested, (ii) |
1124 | commercial overnight courier service, or (iii) personal |
1125 | delivery, to the following persons: |
1126 | A. The Governor. |
1127 | B. The General Counsel to the Governor. |
1128 | C. The Chair of the Seminole Tribe of Florida. |
1129 | D. The General Counsel to the Seminole Tribe of Florida. |
1130 | |
1131 | PART XVII. |
1132 | EFFECTIVE DATE & TERM.-- |
1133 | A. This Compact shall become effective upon its approval |
1134 | by the Secretary of the Interior as a tribal-state compact |
1135 | within the meaning of the Indian Gaming Regulatory Act either by |
1136 | publication of the notice of approval in the Federal Register or |
1137 | by operation of law under 25 U.S.C. s. 2710(d)(7)(C). |
1138 | B. This Compact shall have a term of ten (10) years, |
1139 | beginning on the first day of the month following the month in |
1140 | which the Compact becomes effective under Section A. of this |
1141 | Part. This Compact shall remain in full force and effect until |
1142 | the sooner of expiration of its terms or until terminated by |
1143 | mutual agreement of the parties. |
1144 | |
1145 | PART XVIII. |
1146 | AMENDMENT OF COMPACT AND REFERENCES.--Amendment of this |
1147 | Compact may only be made by written agreement of the parties, |
1148 | subject to approval by the Secretary either by publication of |
1149 | the notice of approval in the Federal Register or by operation |
1150 | of law under 25 U.S.C. s. 2710(d)(7)(C). Changes in the |
1151 | provisions of tribal ordinances, regulations, and procedures |
1152 | referenced in this Compact may be made by the Tribe with thirty |
1153 | (30) calendar days advance notice to the State. If the State has |
1154 | an objection to any change to the tribal ordinance, regulation |
1155 | or procedure which is the subject of the notice on the ground |
1156 | that its adoption would be a violation of the Tribe's |
1157 | obligations under this Compact, the State may invoke the dispute |
1158 | resolution provisions provided in Part XIII. of this Compact. |
1159 | |
1160 | PART XIX. |
1161 | MISCELLANEOUS.-- |
1162 | A. Except to the extent expressly provided in this |
1163 | Compact, this Compact is not intended to, and shall not be |
1164 | construed to, create any right on the part of a third party to |
1165 | bring an action to enforce any of its terms. |
1166 | B. If, after the Effective Date of this Compact, the State |
1167 | enters into a Compact with any other Tribe that contains more |
1168 | favorable terms with respect to any of the provisions of this |
1169 | Compact and the U.S. Secretary of the Interior approves such |
1170 | compact, either by publication of the notice of approval in the |
1171 | Federal Register or by operation of law under 25 U.S.C. s. |
1172 | 2710(d)(7)(C), upon tribal notice to the State and the |
1173 | Secretary, this Compact shall be deemed amended to contain the |
1174 | more favorable terms, unless the State objects to the change and |
1175 | can demonstrate, in a proceeding commenced under Part XIII., |
1176 | that the terms in question are not more favorable. |
1177 | C. Upon the occurrence of certain events beyond the |
1178 | Tribe's control, including acts of God, war, terrorism, fires, |
1179 | floods, or accidents causing damage to or destruction of one or |
1180 | more of its Facilities or property necessary to operate the |
1181 | Facility(ies), (i) the Tribe's obligation to pay the Guaranteed |
1182 | Minimum Payment described in Part XI. shall be reduced pro rata |
1183 | to reflect the percentage of the total Net Win lost to the Tribe |
1184 | from the impacted Facility(ies) and (ii) the Net Win specified |
1185 | under Part XII., Section B., for purposes of determining whether |
1186 | the Tribe's Payments described in Part XI. shall cease, shall be |
1187 | reduced pro rata to reflect the percentage of the total Net Win |
1188 | lost to the Tribe from the impacted Facility(ies), with the |
1189 | proviso that if Payments to the State have already stopped under |
1190 | the provisions of Part XII., Section B., the provisions of this |
1191 | Section shall not trigger a resumption of payments under that |
1192 | Part. The foregoing shall not excuse any obligations of the |
1193 | Tribe to make Payments to the State as and when required |
1194 | hereunder or in any related document or agreement. |
1195 | D. The Tribe and the State recognize that opportunities to |
1196 | engage in gaming in smoke-free or reduced-smoke environments |
1197 | provides both health and other benefits to Patrons, and the |
1198 | Tribe has already instituted a non-smoking section at its |
1199 | Seminole Hard Rock Hotel & Casino - Hollywood Facility. As part |
1200 | of its continuing commitment to this issue, the Tribe will: |
1201 | 1. Install and utilize a ventilation system at all new |
1202 | construction at its Facilities, which system exhausts tobacco |
1203 | smoke to the extent reasonably feasible under existing state-of- |
1204 | the-art technology; and |
1205 | 2. Designate a smoke-free area for slot machines at all |
1206 | new construction at its Facilities. |
1207 | 3. Install non-smoking, vented tables for table games in |
1208 | its Facilities sufficient to respond to demand for such tables. |
1209 | E. The annual average minimum pay-out of all slot machines |
1210 | in each Facility shall not be less than eighty-five percent (85 |
1211 | percent). |
1212 | F. Nothing in this Compact shall alter any of the existing |
1213 | memoranda of understanding, contracts, or other agreements |
1214 | entered into between the Tribe and any other federal, state, or |
1215 | local governmental entity. |
1216 | G. The Tribe currently has as set forth in its Employee |
1217 | Fair Treatment and Dispute Resolution Policy, and agrees to |
1218 | maintain, standards that are comparable to the standards |
1219 | provided in federal laws and State laws forbidding employers |
1220 | from discrimination in connection with the employment of persons |
1221 | working at the Facilities on the basis of race, color, religion, |
1222 | national origin, gender, age, disability/handicap, or marital |
1223 | status. Nothing herein shall preclude the Tribe from giving |
1224 | preference in employment, promotion, seniority, lay-offs or |
1225 | retention to members of the Tribe and other federally recognized |
1226 | tribes. The Tribe will comply with all federal and state labor |
1227 | laws, where applicable. |
1228 | Section 2. This act shall take effect upon becoming a law. |