| 1 | Representative Galvano offered the following: |
| 2 |
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| 3 | Amendment (with title amendment) |
| 4 | Remove everything after the enacting clause and insert: |
| 5 |
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| 6 | Section 1. Section 285.711, Florida Statutes, is created |
| 7 | to read: |
| 8 | 285.711 Gaming compact between the Seminole Tribe and the |
| 9 | State of Florida.--The Governor is authorized and directed to |
| 10 | negotiate and execute a gaming compact with the Seminole Tribe |
| 11 | of Florida on behalf of the State of Florida subject to |
| 12 | ratification by the Legislature in the form substantially as |
| 13 | follows: |
| 14 | |
| 15 | Gaming Compact Between the Seminole Tribe of Florida and the |
| 16 | State of Florida |
| 17 | |
| 18 | This compact is made and entered into by and between the |
| 19 | Seminole Tribe of Florida, a federally recognized Indian Tribe |
| 20 | and the State of Florida, with respect to the operation of |
| 21 | covered games on the Tribe's Indian lands as defined by the |
| 22 | Indian Gaming Regulatory Act, 25 U.S.C. ss. 2701 et seq. |
| 23 | |
| 24 | PART I. |
| 25 | TITLE.--This Compact shall be referred to as the "Seminole |
| 26 | Tribe of Florida and State of Florida Gaming Compact." |
| 27 | |
| 28 | PART II. |
| 29 | RECITALS.-- |
| 30 | A. The Seminole Tribe of Florida is a federally recognized |
| 31 | tribal government possessing sovereign powers and rights of |
| 32 | self-government. |
| 33 | B. The State of Florida is a state of the United States of |
| 34 | America possessing the sovereign powers and rights of a state. |
| 35 | C. The State of Florida and the Seminole Tribe of Florida |
| 36 | maintain a government-to-government relationship. |
| 37 | D. The United States Supreme Court has long recognized the |
| 38 | right of an Indian Tribe to regulate activity on lands within |
| 39 | its jurisdiction, but the Congress, through the Indian Gaming |
| 40 | Regulatory Act, has given states a role in the conduct of tribal |
| 41 | gaming in accordance with negotiated tribal-state compacts. |
| 42 | E. Pursuant to the Seminole Tribe Amended Gaming |
| 43 | Ordinance, adopted by Resolution No. C-195-06, and approved by |
| 44 | the National Indian Gaming Commission on July 10, 2006, |
| 45 | hereafter referred to as the Seminole Tribal Gaming Code, the |
| 46 | Seminole Tribe of Florida desires to offer the play of Covered |
| 47 | Games, as defined in Part III. of this Compact, as a means of |
| 48 | generating revenues for purposes authorized by the Indian Gaming |
| 49 | Regulatory Act, including without limitation the support of |
| 50 | tribal governmental programs, such as health care, housing, |
| 51 | sewer and water projects, police, fire suppression, general |
| 52 | assistance for tribal elders, day care for children, economic |
| 53 | development, educational opportunities, per capita payments to |
| 54 | tribal members and other typical and valuable governmental |
| 55 | services and programs for tribal members. |
| 56 | F. It is in the best interest of the State of Florida to |
| 57 | enter into a compact with the Seminole Tribe of Florida. This |
| 58 | compact will generally benefit Florida, while at the same time |
| 59 | limiting the expansion of gaming within the State. The State of |
| 60 | Florida also recognizes that the significant revenue |
| 61 | participation pursuant to the Compact in exchange for its |
| 62 | exclusivity provisions provide an opportunity to increase and |
| 63 | enhance the dollars available to spend on governmental programs |
| 64 | that benefit the citizens of Florida. |
| 65 | |
| 66 | PART III. |
| 67 | DEFINITIONS.--As used in this Compact and the Appendices |
| 68 | thereto: |
| 69 | A. "Annual Oversight Assessment" means the assessment |
| 70 | described in Part XI., Section C. of this Compact. |
| 71 | B. "Class III gaming" means the forms of Class III gaming |
| 72 | defined in 25 U.S.C. s. 2703(8) and by the regulations of the |
| 73 | National Indian Gaming Commission. |
| 74 | C. "Commission" means the Seminole Tribal Gaming |
| 75 | Commission, which is the tribal governmental agency that has the |
| 76 | authority to carry out the Tribe's regulatory and oversight |
| 77 | responsibilities under this Compact. |
| 78 | D. "Compact" means the Seminole Tribe of Florida and State |
| 79 | of Florida Gaming Compact. |
| 80 | E. "Covered Game" or "Covered Gaming Activity" means the |
| 81 | following Class III gaming activities: |
| 82 | 1.(a) Slot machines, meaning any mechanical or electrical |
| 83 | contrivance, terminal that may or may not be capable of |
| 84 | downloading slot games from a central server system, machine, or |
| 85 | other device that, upon insertion of a coin, bill, ticket, |
| 86 | token, or similar object or upon payment of any consideration |
| 87 | whatsoever, including the use of any electronic payment system, |
| 88 | except a credit card or debit card, is available to play or |
| 89 | operate, the play or operation of which, whether by reason of |
| 90 | skill or application of the element of chance or both, may |
| 91 | deliver or entitle the person or persons playing or operating |
| 92 | the contrivance, terminal, machine, or other device to receive |
| 93 | cash, billets, tickets, tokens, or electronic credits to be |
| 94 | exchanged for cash or to receive merchandise or anything of |
| 95 | value whatsoever, whether the payoff is made automatically from |
| 96 | the machine or manually. The term includes associated equipment |
| 97 | necessary to conduct the operation of the contrivance, terminal, |
| 98 | machine, or other device. Slot machines may use spinning reels, |
| 99 | video displays, or both. |
| 100 | (b) If at any time, State law authorizes alters, amends, |
| 101 | or otherwise changes the definition of slot machines said |
| 102 | definition will apply. |
| 103 | 2. High stakes poker games, as provided in Part V., |
| 104 | Section K.; and |
| 105 | 3. This definition specifically does not include banking |
| 106 | or banked card games, including baccarat, chemin de fer and |
| 107 | blackjack, roulette, craps, roulette-styled games, or craps- |
| 108 | styled games. |
| 109 | F. "Covered Game Employee" or "Covered Employee" means any |
| 110 | individual employed and licensed by the Tribe whose |
| 111 | responsibilities include the rendering of services with respect |
| 112 | to the operation, maintenance or management of Covered Games, |
| 113 | including, but not limited to, the following: managers and |
| 114 | assistant managers; accounting personnel; Commission officers; |
| 115 | surveillance and security personnel; cashiers, supervisors, and |
| 116 | floor personnel; cage personnel; and any other employee whose |
| 117 | employment duties require or authorize access to areas of the |
| 118 | Facility related to the conduct of Covered Games or the |
| 119 | technical support or storage of Covered Game components. This |
| 120 | definition does not include the Tribe's elected officials |
| 121 | provided that such individuals are not directly involved in the |
| 122 | operation, maintenance, or management of Covered Games or |
| 123 | Covered Games components. |
| 124 | G. "Documents" means books, records, electronic, magnetic |
| 125 | and computer media documents and other writings and materials, |
| 126 | copies thereof, and information contained therein. |
| 127 | H. "Effective Date" means the date on which the Compact |
| 128 | becomes effective pursuant to Part XVII., Section A. of this |
| 129 | Compact. |
| 130 | I. "Facility" or "Facilities" means any building of the |
| 131 | Tribe in which the Covered Games authorized by this Compact are |
| 132 | conducted on Indian lands as defined by the Indian Gaming |
| 133 | Regulatory Act. |
| 134 | J. "Guaranteed Minimum Payment" means the minimum Payment |
| 135 | the Tribe agrees to make to the State as provided by Part XI. of |
| 136 | the Compact. |
| 137 | K. "Indian Gaming Regulatory Act" or "IGRA" means the |
| 138 | Indian Gaming Regulatory Act, Pub. L. No. 100-497, Oct. 17, |
| 139 | 1988, 102 Stat. 2467, codified at 25 U.S.C. ss. 2701 et seq., |
| 140 | and 18 U.S.C. ss. 1166-1168. |
| 141 | L. "Net Poker Income" means the total revenue from all |
| 142 | hands played, including buy-ins and rebuys. |
| 143 | M. "Net Win" means the total receipts from the play of all |
| 144 | Covered Games less all prize payouts. |
| 145 | N. "Non-tribal member" means a person who is not a bona |
| 146 | fide member of an Indian tribe as defined in 25 U.S.C. s. |
| 147 | 2703(5). |
| 148 | O. "Patron" means any person who is on the premises of a |
| 149 | Facility, or who is entering the Tribe's Indian lands for the |
| 150 | purpose of playing Covered Games authorized by this Compact. |
| 151 | P. "Reservation" means any of the seven Tribal locations |
| 152 | currently with gaming facilities, specifically enumerated in |
| 153 | Part IV., Section B. |
| 154 | Q. "Revenue Share" means the periodic payment by the Tribe |
| 155 | to the State provided for in Part XI., Sections A. and B. of |
| 156 | this Compact. |
| 157 | R. "Revenue Sharing Cycle" means the annual (12-month) |
| 158 | period of the Tribe's operation of Covered Games in its |
| 159 | Facilities and whose first annual Cycle shall commence on the |
| 160 | day the Tribe makes Covered Games available for public play in |
| 161 | its Facilities. |
| 162 | S. "Rules and regulations" means the rules and regulations |
| 163 | promulgated by the Commission for implementation of this |
| 164 | Compact. |
| 165 | T. "State" means the State of Florida. |
| 166 | U. "State Compliance Agency" or "SCA" means any state |
| 167 | agency that has the authority granted by the Legislature to |
| 168 | carry out the State's oversight responsibilities under this |
| 169 | Compact. The SCA shall be the Governor or his designee unless |
| 170 | and until an SCA has been designated by the Legislature for this |
| 171 | purpose. |
| 172 | V. "Tribe" means the Seminole Tribe of Florida or any |
| 173 | affiliate thereof conducting activities pursuant to this Compact |
| 174 | under the authority of the Seminole Tribe of Florida. |
| 175 | |
| 176 | PART IV. |
| 177 | AUTHORIZATION AND LOCATION OF COVERED GAMES.-- |
| 178 | A. The Tribe and State agree that the Tribe is authorized |
| 179 | to operate Covered Games on its Indian lands, as defined in the |
| 180 | Indian Gaming Regulatory Act, in accordance with the provisions |
| 181 | of this Compact. However, except for the provisions in Part XI., |
| 182 | Section A. below, nothing in this Compact shall limit the |
| 183 | Tribe's right to operate any game that is Class II under the |
| 184 | Indian Gaming Regulatory Act. |
| 185 | B. The Tribe is authorized to conduct Covered Games under |
| 186 | this Compact at only the following seven existing gaming |
| 187 | Facilities on Tribal lands: |
| 188 | 1. Seminole Indian Casino on the Brighton Indian |
| 189 | Reservation in Okeechobee County. |
| 190 | 2. Seminole Indian Casino in the City of Coconut Creek in |
| 191 | Broward County. |
| 192 | 3. Seminole Indian Casino in the City of Hollywood in |
| 193 | Broward County. |
| 194 | 4. Seminole Indian Casino in Immokalee in Collier County. |
| 195 | 5. Seminole Indian Big Cypress Casino in the City of |
| 196 | Clewiston in Hendry County. |
| 197 | 6. Seminole Hard Rock Hotel & Casino in the City of |
| 198 | Hollywood in Broward County. |
| 199 | 7. Seminole Hard Rock Hotel & Casino in the City of Tampa |
| 200 | in Hillsborough County. |
| 201 | C. Any of the identified Facilities in Section B. may be |
| 202 | expanded or replaced by another Facility on the same reservation |
| 203 | with advance notice to the State of sixty (60) calendar days, |
| 204 | subject to the understanding that the number of existing |
| 205 | Facilities on each reservation and the number of reservations |
| 206 | upon which Class III gaming is authorized shall remain the same |
| 207 | as provided in Section B. |
| 208 | |
| 209 | PART V. |
| 210 | RULES AND REGULATIONS; MINIMUM REQUIREMENTS FOR |
| 211 | OPERATIONS.-- |
| 212 | A. At all times during the Term of this Compact, the Tribe |
| 213 | shall be responsible for all duties which are assigned to it and |
| 214 | the Commission under this Compact. The Tribe shall promulgate |
| 215 | any rules and regulations necessary to implement this Compact, |
| 216 | which at a minimum shall expressly include or incorporate by |
| 217 | reference all provisions of this Part and the procedural |
| 218 | requirements of Part VI. of this Compact. Nothing in this |
| 219 | Compact shall be construed to affect the Tribe's right to amend |
| 220 | its rules and regulations, provided that any such amendment |
| 221 | shall be in conformity with this Compact and subject to approval |
| 222 | by the SCA. The SCA may propose additional rules and regulations |
| 223 | consistent with and related to the implementation of this |
| 224 | Compact to the Commission at any time, and the Commission shall |
| 225 | give good faith consideration to such suggestions and shall |
| 226 | notify the SCA of its response or action with respect thereto. |
| 227 | B. All Facilities shall comply with, and all Covered Games |
| 228 | approved under this Compact shall be operated in accordance |
| 229 | with, the requirements set forth in this Compact, including, but |
| 230 | not limited to, those set forth in Sections C. and D. of this |
| 231 | Part and the Tribe's Internal Control Policies and Procedures. |
| 232 | In addition, all Facilities and all Covered Games shall be |
| 233 | operated in strict compliance with tribal internal control |
| 234 | standards that provide a level of control that equals or exceeds |
| 235 | those set forth in the National Indian Gaming Commission's |
| 236 | Minimum Internal Control Standards (25 C.F.R. Part 542), as the |
| 237 | same may be amended or supplemented from time to time. |
| 238 | C. The Tribe and the Commission shall retain all records |
| 239 | in compliance with the requirements set forth in the Record |
| 240 | Retention Policies and Procedures. |
| 241 | D. The Tribe will continue and maintain its program to |
| 242 | combat problem gambling and curtail compulsive gambling, |
| 243 | including work with the Florida Council on Compulsive Gambling |
| 244 | or other organization dedicated to assisting problem gamblers. |
| 245 | The Tribe will continue to maintain the following safeguards |
| 246 | against problem gambling. |
| 247 | 1. The Tribe will provide a comprehensive training and |
| 248 | education program designed in cooperation with the Florida |
| 249 | Council on Compulsive Gambling (or other organization dedicated |
| 250 | to assisting problem gamblers) to every new gaming employee. |
| 251 | 2. The Tribe will make printed materials available to |
| 252 | Patrons, which include contact information for the Florida |
| 253 | Council on Compulsive Gambling 24-Hour Helpline (or other |
| 254 | hotline dedicated to assisting problem gamblers), and will work |
| 255 | with the Florida Council on Compulsive Gambling (or other |
| 256 | organization dedicated to assisting problem gamblers) to provide |
| 257 | contact information for the Florida Council on Compulsive |
| 258 | Gambling (or other organization dedicated to assisting problem |
| 259 | gamblers), and to provide such information on the Facilities' |
| 260 | internet website. The Tribe will continue to display all |
| 261 | literature from the Florida Council on Compulsive Gambling (or |
| 262 | other organization dedicated to assisting problem gamblers) |
| 263 | within the Facilities. |
| 264 | 3. The Commission shall establish a list of the Patrons |
| 265 | voluntarily excluded from the Tribe's Facilities, pursuant to |
| 266 | subsection 5. |
| 267 | 4. The Tribe shall employ its best efforts to exclude |
| 268 | Patrons on such list from entry into its Facilities; provided |
| 269 | that nothing in this Compact shall create for Patrons who are |
| 270 | excluded but gain access to the Facilities, or any other person, |
| 271 | a cause of action or claim against the State, the Tribe or the |
| 272 | Commission or any other person, entity, or agency for failing to |
| 273 | enforce such exclusion. |
| 274 | 5. Patrons who believe they may be playing Covered Games |
| 275 | on a compulsive basis may request that their names be placed on |
| 276 | the list of the Patrons voluntarily excluded from the Tribe's |
| 277 | Facilities. |
| 278 | 6. All Covered Game employees shall receive training on |
| 279 | identifying players who have a problem with compulsive gambling |
| 280 | and shall be instructed to ask them to leave. Signs bearing a |
| 281 | toll-free help-line number and educational and informational |
| 282 | materials shall be made available at conspicuous locations and |
| 283 | automated teller machines in each Facility, which aim at the |
| 284 | prevention of problem gaming and which specify where Patrons may |
| 285 | receive counseling or assistance for gambling problems. All |
| 286 | Covered Game employees shall also be screened for compulsive |
| 287 | gambling habits. Nothing in this Section shall create for |
| 288 | Patrons, or any other person, a cause of action or claim against |
| 289 | the State, the Tribe or the Commission or any other person, |
| 290 | entity, or agency for failing to identify a Patron or person who |
| 291 | is a compulsive gambler and/or ask that person to leave. |
| 292 | 7. The Tribe shall follow the rules for exclusion of |
| 293 | Patrons set forth in Article XI of the Seminole Tribal Gaming |
| 294 | Code. |
| 295 | 8. The Tribe shall make diligent efforts to prevent |
| 296 | underage individuals from loitering in the area of each Facility |
| 297 | where the Covered Games take place. |
| 298 | 9. The Tribe shall assure that advertising and marketing |
| 299 | of the Covered Games at the Facilities contain a responsible |
| 300 | gambling message and a toll-free help-line number for problem |
| 301 | gamblers, where practical, and that they make no false or |
| 302 | misleading claims. |
| 303 | E. Summaries of the rules for playing Covered Games and |
| 304 | promotional contests shall be visibly displayed in the |
| 305 | Facilities. Complete sets of rules shall be available in the |
| 306 | Facilities upon request. Copies of all such rules shall be |
| 307 | provided to the SCA within thirty (30) calendar days of their |
| 308 | issuance or their amendment. |
| 309 | F. The Tribe shall provide the Commission and SCA with a |
| 310 | chart of the supervisory lines of authority with respect to |
| 311 | those directly responsible for the conduct of Covered Games, and |
| 312 | shall promptly notify those agencies of any material changes |
| 313 | thereto. |
| 314 | G. The Tribe engages in and shall continue to maintain |
| 315 | proactive approaches to prevent improper alcohol sales, drunk |
| 316 | driving, underage drinking, and underage gambling. These |
| 317 | approaches involve intensive staff training, screening and |
| 318 | certification, Patron education, and the use of security |
| 319 | personnel and surveillance equipment in order to enhance |
| 320 | Patrons' enjoyment of the Facilities and provide for Patron |
| 321 | safety. Staff training includes specialized employee training in |
| 322 | nonviolent crisis intervention, driver's license verification |
| 323 | and the detection of intoxication. Patron education is carried |
| 324 | out through notices transmitted on valet parking stubs, posted |
| 325 | signs in the Facilities and in brochures. Roving and fixed |
| 326 | security officers, along with surveillance cameras, assist in |
| 327 | the detection of intoxicated Patrons, investigate problems, and |
| 328 | engage with Patrons to de-escalate volatile situations. To help |
| 329 | prevent alcohol-related crashes, the Tribe will continue to |
| 330 | operate the "Safe Ride Home Program," a free taxi service. |
| 331 | Additionally, to reduce risks of underage gambling and underage |
| 332 | drinking, the Tribe will continue to prohibit entry onto the |
| 333 | casino floor of anyone under eighteen (18) years of age. The |
| 334 | Tribe shall maintain these programs and policies in its Alcohol |
| 335 | Beverage Control Act for the duration of the Compact but may |
| 336 | replace such programs and policies with either stricter or more |
| 337 | extensive programs and policies. The Tribe shall provide the |
| 338 | State with written notice of any changes to the programs and |
| 339 | policies in the Tribe's Alcohol Beverage Control Act, which |
| 340 | notice shall include a copy of such changes and shall be sent on |
| 341 | or before the effective date of the change. Nothing in this |
| 342 | Section shall create for Patrons, or any other person, a cause |
| 343 | of action or claim against the State, the Tribe or the |
| 344 | Commission or any other person, entity, or agency for failing to |
| 345 | fulfill the requirements of this Section. |
| 346 | H. No person under twenty-one (21) years of age shall be |
| 347 | allowed to play Covered Games. |
| 348 | I. The Tribe may establish and operate Facilities that |
| 349 | operate Covered Games only on the reservations as defined by the |
| 350 | Indian Gaming Regulatory Act and as specified in Part IV. of |
| 351 | this Compact. |
| 352 | J. The Commission shall keep a record of, and shall report |
| 353 | at least quarterly to the SCA, the number of Covered Games in |
| 354 | each Facility, by the name or type of each and its identifying |
| 355 | number. |
| 356 | K. The Tribe presently conducts and shall continue to |
| 357 | conduct poker in each of its Facilities in compliance with |
| 358 | provisions of Florida law, including provisions that limit |
| 359 | wagers and pot sizes. However, the Tribe may hold up to two (2) |
| 360 | celebrity/charity poker tournaments per year in each of its |
| 361 | Facilities that are not subject to the limitations and |
| 362 | restrictions imposed by Florida law, provided that a minimum of |
| 363 | one hundred percent (100 percent) of the Net Poker Income from |
| 364 | each poker tournament is donated to a charitable organization |
| 365 | organized pursuant to Section 501(c)(3) of the Internal Revenue |
| 366 | Code. The maximum number of days a celebrity/charity tournament |
| 367 | will be played is eight (8) calendar days during the month a |
| 368 | tournament is hosted. Any payments made to charitable |
| 369 | organizations pursuant to this Part shall not be calculated as |
| 370 | Net Win for purpose of payments to the State under Part XI. |
| 371 | L. The Tribe and the Commission shall make available a |
| 372 | copy of the following documents to any member of the public upon |
| 373 | request: the minimum internal control standards of the National |
| 374 | Indian Gaming Commission; the Seminole Tribal Gaming Code; this |
| 375 | Compact; the rules of each Covered Game operated by the Tribe; |
| 376 | and the administrative procedures for addressing Patron tort |
| 377 | claims under Part VI. |
| 378 | M. Cessation of Banking or Banked Card Games. The Tribe |
| 379 | shall stop all banked card games within ninety (90) days after |
| 380 | the effective date of this Compact. |
| 381 | |
| 382 | PART VI. |
| 383 | PATRON DISPUTES; WORKERS COMPENSATION: TORT CLAIMS; PRIZE |
| 384 | CLAIMS; LIMITED CONSENT TO SUIT.-- |
| 385 | A. All patron disputes involving gaming will be resolved |
| 386 | in accordance with the procedures established in Article XI of |
| 387 | the Seminole Tribal Gaming Code. |
| 388 | B. Tort claims by employees of the Tribe's Facilities will |
| 389 | be handled pursuant to the provisions of the Tribe's Workers' |
| 390 | Compensation Ordinance, which shall provide workers the same or |
| 391 | better protections as set forth in Florida's workers |
| 392 | compensation laws. |
| 393 | C. Disputes by employees of the Tribe's Facilities will be |
| 394 | handled pursuant to the provisions of the Tribe's policy for |
| 395 | gaming employees, the Employee Fair Treatment and Dispute |
| 396 | Resolution Policy. |
| 397 | D.1. A Patron who claims to have been injured in a |
| 398 | Facility where Covered Games are played is required to provide |
| 399 | written notice to the Tribe's Risk Management Department or the |
| 400 | Facility, in a reasonable and timely manner. |
| 401 | 2. The Tribe shall have ten (10) days to respond to a |
| 402 | claim made by a Patron. When the Tribe responds to an incident |
| 403 | alleged to have caused a Patron's injury or illness, the Tribe |
| 404 | shall provide a claim form to the Patron. It is the Patron's |
| 405 | responsibility to complete the form and forward the form to the |
| 406 | Tribe's Risk Management Department within a reasonable period of |
| 407 | time, and in a reasonable and timely manner. |
| 408 | 3. Upon receiving written notification of the claim, the |
| 409 | Tribe's Risk Management Department shall forward the |
| 410 | notification to the Tribe's insurance carrier. The Tribe will |
| 411 | use its best efforts to assure that the insurance carrier |
| 412 | contacts the Patron within a reasonable period of time following |
| 413 | receipt of the claim. |
| 414 | 4. The insurance carrier will handle the claim to |
| 415 | conclusion. If the Patron and the insurance carrier are not able |
| 416 | to resolve the claim, the Patron may bring a tort claim against |
| 417 | the Tribe in any court of competent jurisdiction in the County |
| 418 | in which the incident occurred, subject to a four (4) year |
| 419 | statute of limitations, which shall begin to run from the date |
| 420 | of the incident of the alleged claimed injury. Nothing in this |
| 421 | Part shall preclude a patron asserting a tort claim against the |
| 422 | Tribe from immediately filing suit in any court of competent |
| 423 | jurisdiction without resorting to or exhausting tribal remedies |
| 424 | 5. In no event shall the Tribe be deemed to have waived |
| 425 | its tribal immunity from suit beyond $500,000 for an individual |
| 426 | tort claim and $1,000,000 for the tort claims of all persons or |
| 427 | entities claiming injury in tort arising out of a single event |
| 428 | or occurrence. These limitations are intended to include |
| 429 | liability for compensatory damages as well as any costs, pre- |
| 430 | judgment interest and attorneys fees arising out of any claim |
| 431 | brought or asserted against the Tribe, its subordinate |
| 432 | governmental and economic units as well as any Tribal officials, |
| 433 | employees, servants or agents in their official capacities. |
| 434 | 6. The Tribe shall obtain and maintain a commercial |
| 435 | general liability policy which provides coverage of no less than |
| 436 | $1,000,000 per occurrence and $10,000,000 in the aggregate for |
| 437 | bodily injury, personal injury, and property damage arising out |
| 438 | of, connected with, or relating to the operation of Facilities |
| 439 | where Covered Games are offered. |
| 440 | 7. Notices explaining the procedures and time limitations |
| 441 | with respect to making a tort claim shall be prominently |
| 442 | displayed in the Facilities, posted on the Tribe's website, and |
| 443 | provided to any Patron for whom the Tribe has notice of the |
| 444 | injury or property damage giving rise to the tort claim. Such |
| 445 | notices shall explain the method and places for making a tort |
| 446 | claim. |
| 447 | |
| 448 | PART VII. |
| 449 | ENFORCEMENT OF COMPACT PROVISIONS.-- |
| 450 | A. The Tribe and the Commission shall be responsible for |
| 451 | regulating activities pursuant to this Compact. As part of its |
| 452 | responsibilities, the Tribe has adopted or issued standards |
| 453 | designed to ensure that the Facilities are constructed, operated |
| 454 | and maintained in a manner that adequately protects the |
| 455 | environment and public health and safety. Additionally, the |
| 456 | Tribe shall ensure that: |
| 457 | 1. Operation of the conduct of Covered Games is in strict |
| 458 | compliance with (i) the Seminole Tribal Gaming Code, (ii) all |
| 459 | rules, regulations, procedures, specifications, and standards |
| 460 | lawfully adopted by the National Indian Gaming Commission and |
| 461 | the Commission, and (iii) the provisions of this Compact, |
| 462 | including, but not limited to, the standards and the Tribe's |
| 463 | rules and regulations set forth in the Appendices; |
| 464 | 2. Reasonable measures are taken to: |
| 465 | (a) Assure the physical safety of Facility Patrons, |
| 466 | employees, and any other person while in the Facility; |
| 467 | (b) Prevent illegal activity at the Facilities or with |
| 468 | regard to the operation of Covered Games, including, but not |
| 469 | limited to, the maintenance of employee procedures and a |
| 470 | surveillance system; |
| 471 | (c) Ensure prompt notification is given to appropriate law |
| 472 | enforcement authorities of persons who may be involved in |
| 473 | illegal acts in accordance with applicable law; |
| 474 | (d) Ensure that the construction and maintenance of the |
| 475 | Facilities comply with the standards of the Florida Building |
| 476 | Code, the provisions of which the Tribe has adopted as the |
| 477 | Seminole Tribal Building Code; and |
| 478 | (e) Ensure adequate emergency access plans have been |
| 479 | prepared to ensure the health and safety of all Covered Game |
| 480 | Patrons. |
| 481 | B. All licenses for members and employees of the |
| 482 | Commission shall be issued according to the same standards and |
| 483 | terms applicable to Facility employees. The Commission's |
| 484 | compliance officers shall be independent of the Tribal gaming |
| 485 | operations, and shall be supervised by and accountable only to |
| 486 | the Commission. A Commission compliance officer shall be |
| 487 | available to the Facility during all hours of operation upon |
| 488 | reasonable notice, and shall have immediate access to any and |
| 489 | all areas of the Facility for the purpose of ensuring compliance |
| 490 | with the provisions of this Compact. The Commission shall |
| 491 | investigate any such suspected or reported violation of this |
| 492 | Part and shall officially enter into its files timely written |
| 493 | reports of investigations and any action taken thereon, and |
| 494 | shall forward copies of such investigative reports to the SCA |
| 495 | within thirty (30) calendar days of such filing. The scope of |
| 496 | such reporting shall be determined by a Memorandum of |
| 497 | Understanding between the Commission and the SCA as soon as |
| 498 | practicable after the Effective Date of this Compact. Any such |
| 499 | violations shall be reported immediately to the Commission, and |
| 500 | the Commission shall immediately forward the same to the SCA. In |
| 501 | addition, the Commission shall promptly report to the SCA any |
| 502 | such violations which it independently discovers. |
| 503 | C. In order to develop and foster a positive and effective |
| 504 | relationship in the enforcement of the provisions of this |
| 505 | Compact, representatives of the Commission and the SCA shall |
| 506 | meet, not less than on an annual basis, to review past practices |
| 507 | and examine methods to improve the regulatory scheme created by |
| 508 | this Compact. The meetings shall take place at a location |
| 509 | mutually agreed to by the Commission and the SCA. The SCA, prior |
| 510 | to or during such meetings, shall disclose to the Commission any |
| 511 | concerns, suspected activities, or pending matters reasonably |
| 512 | believed to possibly constitute violations of this Compact by |
| 513 | any person, organization or entity, if such disclosure will not |
| 514 | compromise the interest sought to be protected. |
| 515 | |
| 516 | PART VIII. |
| 517 | STATE MONITORING OF COMPACT.-- |
| 518 | A. The State may secure an annual independent financial |
| 519 | audit of the conduct of Covered Games subject to this Compact. |
| 520 | The audit shall examine revenues in connection with the conduct |
| 521 | of Covered Games and shall include only those matters necessary |
| 522 | to verify the determination of Net Win and the basis and amount |
| 523 | of, and the right to, and the amount of the Payments the Tribe |
| 524 | is obligated to make to the State pursuant to Part XI. of this |
| 525 | Compact and as defined by this Compact. A copy of the audit |
| 526 | report for the conduct of Covered Games shall be submitted to |
| 527 | the Commission within thirty (30) calendar days of completion. |
| 528 | Representatives of the SCA may, upon request, meet with the |
| 529 | Tribe and its auditors to discuss the audit or any matters in |
| 530 | connection therewith; provided, such discussions are limited to |
| 531 | Covered Games information. The annual independent financial |
| 532 | audit shall be performed by an independent accounting firm, with |
| 533 | experience in auditing casino operations, selected by the State, |
| 534 | subject to the consent of the Tribe, which shall not be |
| 535 | unreasonably withheld. The Tribe shall pay the accounting firm |
| 536 | for the costs of the annual independent financial audit. |
| 537 | B. The SCA may, pursuant to the provisions of this |
| 538 | Compact, monitor the conduct of Covered Games to ensure that the |
| 539 | Covered Games are conducted in compliance with the provisions of |
| 540 | this Compact. In order to properly monitor the conduct of |
| 541 | Covered Games, agents of the SCA without prior notice shall have |
| 542 | reasonable access to all public areas of the Facilities related |
| 543 | to the conduct of Covered Games as provided herein. |
| 544 | 1. While the Commission will act as the regulator of the |
| 545 | Facilities, the SCA may take reasonable steps to assure that |
| 546 | operations at the Facilities comply with the terms of this |
| 547 | Compact and may advise on such issues as it deems appropriate. |
| 548 | 2. In order to fulfill its oversight responsibilities, the |
| 549 | State has identified specific oversight testing procedures, set |
| 550 | forth below in subsection 3., paragraphs (a), (b), and (c), |
| 551 | which the SCA may perform on a routine basis. |
| 552 | 3.(a) The SCA may inspect any Covered Games in operation |
| 553 | at the Facilities on a random basis to confirm that the Covered |
| 554 | Games operate and play properly pursuant to the manufacturer's |
| 555 | technical standards and are conducted in compliance with the |
| 556 | rules, regulations and standards established by the Commission |
| 557 | and this Compact. Such random inspections shall occur during |
| 558 | normal operating hours. No advance notice is required when the |
| 559 | SCA inspection is limited to public areas of the Facility; |
| 560 | however, representatives of the SCA shall provide notice to the |
| 561 | Commission of their presence for such inspections. The SCA shall |
| 562 | provide at least 1 hour notice to the Commission of such |
| 563 | inspection at or prior to the commencement of the random |
| 564 | inspections when such inspection will include non-public areas, |
| 565 | and a Commission agent may accompany the inspection. |
| 566 | (b) For each Facility, the SCA may perform one annual |
| 567 | review of the slot machine compliance audit. |
| 568 | (c) At least on an annual basis, the SCA may meet with the |
| 569 | Tribe's Internal Audit Department for Gaming to review internal |
| 570 | controls and violations of same by the Facilities. |
| 571 | 4. The SCA will seek to work with and obtain the |
| 572 | assistance of the Commission in the resolution of any conflicts |
| 573 | with the management of the Facilities, and the State and the |
| 574 | Tribe shall make their best efforts to resolve disputes through |
| 575 | negotiation whenever possible. Therefore, in order to foster a |
| 576 | spirit of cooperation and efficiency, the parties hereby agree |
| 577 | that when disputes arise between the SCA staff and Commission |
| 578 | regulators from the day-to-day regulation of the Facilities, |
| 579 | they should generally be resolved first through meeting and |
| 580 | conferring in good faith. This voluntary process does not |
| 581 | proscribe the right of either party to seek other relief that |
| 582 | may be available when circumstances require such relief. In the |
| 583 | event of a dispute or disagreement between Tribal and SCA |
| 584 | regulators, the dispute or disagreement shall be resolved in |
| 585 | accordance with the dispute resolution provisions of Part XIII. |
| 586 | of this Compact; |
| 587 | 5. Access to each Facility by the SCA shall be during the |
| 588 | Facility's operating hours only, provided that to the extent |
| 589 | such inspections are limited to areas of the Facility where the |
| 590 | public is normally permitted, the SCA agents may inspect the |
| 591 | Facility without giving prior notice to the Tribe or the |
| 592 | Commission; |
| 593 | 6. Any suspected or claimed violations of this Compact or |
| 594 | law shall be directed in writing to the Commission; the SCA |
| 595 | agents, in conducting the functions assigned them under this |
| 596 | Compact, shall not unreasonably interfere with the functioning |
| 597 | of any Facility; and |
| 598 | 7. Before the SCA agents enter any nonpublic area of a |
| 599 | Facility, they shall provide proper prior notice and |
| 600 | photographic identification to the Commission. The SCA agents |
| 601 | shall be accompanied in nonpublic areas of the Facility by a |
| 602 | Commission officer. Notice of at least one (1) hour by the SCA |
| 603 | to the Commission is required to assure that a Commission |
| 604 | officer is available to accompany the SCA agents at all times. |
| 605 | C. Subject to the provisions herein, agents of the SCA |
| 606 | shall have the right to review and request copies of documents |
| 607 | of the Facility related to its conduct of Covered Games. The |
| 608 | review and copying of such documents shall be during normal |
| 609 | business hours unless otherwise allowed by the Tribe at the |
| 610 | Tribe's discretion. The Tribe cannot refuse said inspection and |
| 611 | copying of such documents, provided that the inspectors cannot |
| 612 | require copies of documents in such volume that it unreasonably |
| 613 | interferes with the normal functioning of the Facilities or |
| 614 | Covered Games. To the extent that the Tribe provides the State |
| 615 | with information which the Tribe claims to be confidential and |
| 616 | proprietary, or a trade secret, the Tribe shall clearly mark |
| 617 | such information with the following designation: "Trade Secret, |
| 618 | Confidential and Proprietary." If the State receives a request |
| 619 | under Chapter 119, Florida Statutes that would include such |
| 620 | designated information, the State shall promptly notify the |
| 621 | Tribe of such a request and the Tribe shall promptly notify the |
| 622 | State about its intent to seek judicial protection from |
| 623 | disclosure. Upon such notice from the Tribe, the State shall not |
| 624 | release the requested information until a judicial determination |
| 625 | is made. This designation and notification procedure does not |
| 626 | excuse the State from complying with the requirements of the |
| 627 | State's public records law, but is intended to provide the Tribe |
| 628 | the opportunity to seek whatever judicial remedy it deems |
| 629 | appropriate. Notwithstanding the foregoing procedure, the SCA |
| 630 | may provide copies of tribal documents to federal law |
| 631 | enforcement and other State agencies or State consultants that |
| 632 | the State deems reasonably necessary in order to conduct or |
| 633 | complete any investigation of suspected criminal activity in |
| 634 | connection with the Tribe's Covered Games or the operation of |
| 635 | the Facilities or in order to assure the Tribe's compliance with |
| 636 | this Compact. |
| 637 | D. At the completion of any SCA inspection or |
| 638 | investigation, the SCA may forward a written report thereof to |
| 639 | the Commission, containing all pertinent, nonconfidential, |
| 640 | nonproprietary information regarding any violation of applicable |
| 641 | laws or this Compact which was discovered during the inspection |
| 642 | or investigation unless disclosure thereof would adversely |
| 643 | impact an investigation of suspected criminal activity. Nothing |
| 644 | herein prevents the SCA from contacting tribal or federal law |
| 645 | enforcement authorities for suspected criminal wrongdoing |
| 646 | involving the Commission. |
| 647 | E. Except as expressly provided in this Compact, nothing |
| 648 | in this Compact shall be deemed to authorize the State to |
| 649 | regulate the Tribe's government, including the Commission, or to |
| 650 | interfere in any way with the Tribe's selection of its |
| 651 | governmental officers, including members of the Commission. |
| 652 | |
| 653 | PART IX. |
| 654 | JURISDICTION.--The obligations and rights of the State and |
| 655 | the Tribe under this Compact are contractual in nature, and are |
| 656 | to be construed and enforced in accordance with the laws of the |
| 657 | State of Florida. This Compact shall not alter tribal, federal |
| 658 | or state civil adjudicatory or criminal jurisdiction in any way. |
| 659 | |
| 660 | PART X. |
| 661 | LICENSING.--The Tribe and the Commission shall comply with |
| 662 | the licensing and hearing requirements set forth in 25 C.F.R. |
| 663 | Parts 556 and 558, as well as the applicable licensing and |
| 664 | hearing requirements set forth in Articles IV-VI of the Seminole |
| 665 | Tribal Gaming Code. The Commission shall notify the SCA of any |
| 666 | disciplinary hearings or revocation or suspension of licenses. |
| 667 | |
| 668 | PART XI. |
| 669 | PAYMENTS TO THE STATE OF FLORIDA.-- |
| 670 | A. The parties acknowledge and recognize that this Compact |
| 671 | provides the Tribe with partial but substantial exclusivity and |
| 672 | other valuable consideration consistent with the goals of the |
| 673 | Indian Gaming Regulatory Act, including special opportunities |
| 674 | for tribal economic development through gaming within the |
| 675 | external boundaries of Florida with respect to the play of |
| 676 | Covered Games. In consideration thereof, the Tribe covenants and |
| 677 | agrees, subject to the conditions agreed upon in Part XII. of |
| 678 | this Compact, to make Payments to the State derived from Net Win |
| 679 | as set forth in Section B. The Tribe further agrees to convert |
| 680 | all of its Class II video bingo terminals (or their equivalents) |
| 681 | to Class III slot machines within twenty-four (24) months after |
| 682 | the Effective Date of this Compact, or the Payment to the State |
| 683 | shall be calculated as if the conversion has been completed, |
| 684 | whether or not the Tribe has fully executed its conversion. The |
| 685 | Tribe further agrees that it will not purchase or lease any new |
| 686 | Class II video bingo terminals (or their equivalents) after the |
| 687 | Effective Date of this Compact. |
| 688 | B. Payment schedule.--Subject to the provisions in Part |
| 689 | XI. of the Compact, and subject to the limitations agreed upon |
| 690 | in Part XII. of the Compact, the amounts paid by the Tribe to |
| 691 | the State shall be calculated as follows: |
| 692 | 1. For each Revenue Sharing Cycle, the Tribe agrees to pay |
| 693 | not less than a Guaranteed Minimum Payment of One Hundred |
| 694 | Million Dollars ($100,000,000) if the Revenue Share calculated |
| 695 | for that Revenue Sharing Cycle under subsection 3., below, is |
| 696 | less than the Guaranteed Minimum Payment. |
| 697 | 2. All Guaranteed Minimum Payments shall be deducted from |
| 698 | and credited toward the Revenue Share in each Revenue Sharing |
| 699 | Cycle set forth below in subsection 3. |
| 700 | 3. For each Revenue Sharing Cycles, to the extent that the |
| 701 | Revenue Share exceeds the Guaranteed Minimum Payment for each |
| 702 | Revenue Sharing Cycle, the Tribe agrees, as further provided in |
| 703 | subsection 4., to pay a Revenue Share for that Revenue Sharing |
| 704 | Cycle equal to eighteen percent (18 percent) of the Net Win |
| 705 | received by the Tribe from the operation and play of Covered |
| 706 | Games from each Revenue Sharing Cycle. |
| 707 | 4.(a) On or before the fifteenth day of the month |
| 708 | following the first month of the Revenue Sharing Cycle, the |
| 709 | Tribe will remit to the State the greater amount of eight and |
| 710 | one-third percent (8.3 percent) of the estimated annual Revenue |
| 711 | Share or eight and one-third percent (8.3 percent) of the |
| 712 | Guaranteed Minimum Payment ("the monthly payment"). |
| 713 | (b) The Tribe will make available to the State at the time |
| 714 | of the monthly payment the basis for the calculation of the |
| 715 | Payment. |
| 716 | (c) Each month the Tribe will internally "true up" the |
| 717 | calculation of the estimated Revenue Share based on the Tribe's |
| 718 | un-audited financial statements related to Covered Games. |
| 719 | 5.(a) On or before the forty-fifth day after the third |
| 720 | month, sixth month, ninth month, and twelfth month of Revenue |
| 721 | Sharing Cycles three through twenty-five (provided that the |
| 722 | twelve (12) month period does not coincide with the Tribe's |
| 723 | fiscal year end date as indicated in paragraph (c), the Tribe |
| 724 | will provide the State with an audit report by its independent |
| 725 | auditors as to the accuracy of the annual Revenue Share |
| 726 | calculation. |
| 727 | (b) For each quarter of these Revenue Sharing Cycles the |
| 728 | Tribe agrees to engage its independent auditors to conduct a |
| 729 | review of the un-audited net revenue from Covered Games. On or |
| 730 | before the one hundred and twentieth day after the end of the |
| 731 | Tribe's fiscal year, the Tribe agrees to require its independent |
| 732 | auditors to provide an audit report to verify Net Win for |
| 733 | Covered Games and the related Payment of the annual Revenue |
| 734 | Share to the SCA for State review. |
| 735 | (c) If the twelfth month of the Revenue Sharing Cycle does |
| 736 | not coincide with the Tribe's fiscal year, the Tribe agrees to |
| 737 | require its independent auditors to deduct Net Win from Covered |
| 738 | Games for any of the months that are outside of the Revenue |
| 739 | Sharing Cycle and to include Net Win from Covered Games for |
| 740 | those months which fall outside of the Tribe's audit period but |
| 741 | fall within the Revenue Sharing Cycle, prior to issuing the |
| 742 | audit report. |
| 743 | (d) No later than thirty (30) calendar days after the day |
| 744 | the audit report is issued, the Tribe will remit to the State |
| 745 | any underpayment of the annual Revenue Share, and the State will |
| 746 | either reimburse to the Tribe any overpayment of the annual |
| 747 | Revenue Share or authorize the overpayment to be deducted from |
| 748 | the next monthly payment. |
| 749 | C. Payments pursuant to Sections A. and B. above shall be |
| 750 | made to the State via electronic funds transfer in a manner |
| 751 | directed by the SCA. Payments will be due in accordance with the |
| 752 | Payment Schedule set forth in Section B. The appropriation of |
| 753 | any Payments received by the State pursuant to this Compact lies |
| 754 | within the exclusive prerogative of the Legislature. |
| 755 | D. The Annual Oversight Assessment to reimburse the State |
| 756 | for the actual costs of the operation of the SCA to perform its |
| 757 | monitoring functions as defined in this Compact shall be |
| 758 | determined and paid in quarterly installments within thirty (30) |
| 759 | calendar days of receipt by the Tribe of an invoice from the |
| 760 | SCA. The Tribe reserves the right to audit the invoices on an |
| 761 | annual basis, a copy of which will be provided to the SCA, and |
| 762 | any discrepancies found therein shall be reconciled within |
| 763 | forty-five (45) calendar days of receipt of the audit by the |
| 764 | SCA. Out-of-pocket expenses to be incurred by the Governor or |
| 765 | his designee performing functions of the SCA unless and until |
| 766 | the SCA is designated by the Legislature shall be advanced by |
| 767 | the Tribe upon submission of properly documented requests. |
| 768 | E. As provided for 25 U.S.C. s. 2710(b)(2)(B)(v), the |
| 769 | Tribe agrees to pay to the State an additional amount equal to 5 |
| 770 | percent of the annual amount set forth in Section B. of this |
| 771 | Part, which funds shall be used for the purposes of offsetting |
| 772 | the impacts of the Tribe's facilities on the operations of local |
| 773 | governments. |
| 774 | F. With respect to all payments made by the Tribe to the |
| 775 | State that were in any way related to benefits of exclusivity in |
| 776 | gaming, which payments were remitted before the effective date |
| 777 | of this Compact, such moneys shall be deemed forfeited by the |
| 778 | Tribe and released to the State without further obligation or |
| 779 | encumbrance. Acceptance and appropriation of such funds does not |
| 780 | legitimize, validate, or otherwise ratify any previously |
| 781 | proposed compact or the operation of class III games by the |
| 782 | Tribe for any period prior to the effective date of this |
| 783 | Compact. |
| 784 | G. Except as expressly provided in this Part and in Part |
| 785 | XIV., nothing in this Compact shall be deemed to require the |
| 786 | Tribe to make payments of any kind to the State or any of its |
| 787 | agencies. |
| 788 | |
| 789 | PART XII. |
| 790 | REDUCTION OF TRIBAL PAYMENTS BECAUSE OF LOSS OF EXCLUSIVITY |
| 791 | OR OTHER CHANGES IN FLORIDA LAW.--The intent of this Part is to |
| 792 | provide the Tribe with the right to operate Covered Games on an |
| 793 | exclusive basis throughout the State, subject to the exceptions |
| 794 | and provisions set forth below. |
| 795 | A. If Class III gaming as defined in this Compact, or |
| 796 | other casino-style gambling where the results of such games are |
| 797 | determined through the use of a random number generator, that is |
| 798 | not presently authorized by or under Florida law is authorized |
| 799 | for any location within the State of Florida that is under the |
| 800 | jurisdiction of the State, including but not limited to (1) |
| 801 | electronically-assisted bingo or pull-tab games or (2) video |
| 802 | lottery terminals (VLTs) or any similar games that allow direct |
| 803 | operation of the games by customers of the Florida Lottery, any |
| 804 | successor entity or any licensee of the Florida Lottery or any |
| 805 | successor entity, and such gambling begins to be offered for |
| 806 | public or private use, the Payments due the State pursuant to |
| 807 | Part XI., Sections A. and B. of this Compact shall cease until |
| 808 | such gambling is no longer operated, in which event the Payments |
| 809 | due the State pursuant to Part XI., Sections A. and B. of this |
| 810 | Compact shall resume. |
| 811 | B. The following are exceptions to the exclusivity |
| 812 | provisions of Section A. above. |
| 813 | 1. Any Class III gaming authorized by a compact between |
| 814 | the State and any other federally recognized tribe pursuant to |
| 815 | the Indian Gaming Regulatory Act will not be a breach or other |
| 816 | violation of the exclusivity provisions set forth in Section A. |
| 817 | above. |
| 818 | 2. If a citizen's initiative amending the state |
| 819 | constitution is passed by the voters of Florida authorizing, |
| 820 | subject to approval by local referendum and implementation by |
| 821 | the Legislature, the operation of slot machines or other Class |
| 822 | III games in a jurisdiction not then authorized for such games |
| 823 | under Florida law, and after which any entity begins to offer |
| 824 | slot machine play or operates or conducts other Class III games |
| 825 | authorized pursuant to the constitutional amendment, such |
| 826 | activity will not be a breach or violation of the exclusivity |
| 827 | provisions set forth in Section A., so long as the Tribe's total |
| 828 | annual Net Win from Covered Games and revenues from its |
| 829 | remaining Class II video bingo terminals (or their equivalent) |
| 830 | exceeds $1.37 billion. In the event revenue sharing payments are |
| 831 | discontinued pursuant to this subsection, the abatement of the |
| 832 | revenue sharing payments shall only extend until the Tribe's |
| 833 | total annual Net Win from Covered Games and revenues from Class |
| 834 | II video bingo terminals (or their equivalent) again exceeds |
| 835 | $1.37 billion. |
| 836 | 3. The conduct of illegal or otherwise unauthorized Class |
| 837 | III gaming within the State shall not be considered a breach or |
| 838 | other violation of the exclusivity provisions set forth in |
| 839 | Section A. above. |
| 840 | C. To the extent that the exclusivity provisions of this |
| 841 | Part are discontinued and the Tribe's ongoing Payment |
| 842 | obligations to the State pursuant to Part XI., Sections A. and |
| 843 | B. of this Compact cease, any outstanding Payments that would |
| 844 | have been due the State from the Tribe's Facilities prior to the |
| 845 | breach/violation shall be made within thirty (30) business days |
| 846 | after cessation. |
| 847 | D. The discontinuation of this Part's exclusivity |
| 848 | provisions and the cessation of Payments pursuant to Part XI., |
| 849 | Sections A. and B. of this Compact shall not excuse the Tribe |
| 850 | from continuing to comply with all other provisions of this |
| 851 | Compact, including continuing to pay the State the Annual |
| 852 | Oversight Assessment as set forth in Part XI., Section C. of |
| 853 | this Compact. Furthermore, the State shall continue to have the |
| 854 | right to monitor the Tribe's compliance with the Compact. |
| 855 | E. In the event that revenue sharing payments to the State |
| 856 | made pursuant to Part XI., Sections A. and B. are discontinued |
| 857 | under this Part, the annual amount payable to the State for the |
| 858 | impacts to local governments under Part XI., Section E. shall be |
| 859 | calculated as the amount paid for the last full revenue sharing |
| 860 | year. Such payments shall continue to be calculated in such |
| 861 | manner until the revenue sharing payments under Part XI., |
| 862 | Sections A. and B. are restored. |
| 863 | F. Nothing in this Compact is intended to affect the |
| 864 | ability of the State Legislature to enact laws either further |
| 865 | restricting or expanding gambling on non-tribal lands. |
| 866 | |
| 867 | PART XIII. |
| 868 | DISPUTE RESOLUTION.--In the event that either party to this |
| 869 | Compact believes that the other party has failed to comply with |
| 870 | any requirements of this Compact, or in the event of any dispute |
| 871 | hereunder, including, but not limited to, a dispute over the |
| 872 | proper interpretation of the terms and conditions of this |
| 873 | Compact, the goal of the Parties is to resolve all disputes |
| 874 | amicably and voluntarily whenever possible. In pursuit of this |
| 875 | goal, the following procedures may be invoked: |
| 876 | A. A party asserting noncompliance or seeking an |
| 877 | interpretation of this Compact first shall serve written notice |
| 878 | on the other party. The notice shall identify the specific |
| 879 | Compact provision alleged to have been violated or in dispute |
| 880 | and shall specify in detail the asserting party's contention and |
| 881 | any factual basis for the claim. Representatives of the Tribe |
| 882 | and State shall meet within thirty (30) calendar days of receipt |
| 883 | of notice in an effort to resolve the dispute, unless they |
| 884 | mutually agree to extend this period. |
| 885 | B. A party asserting noncompliance or seeking an |
| 886 | interpretation of this Compact under this Part shall be deemed |
| 887 | to have certified that to the best of the party's knowledge, |
| 888 | information, and belief formed after reasonable inquiry, the |
| 889 | claim of noncompliance or the request for interpretation of this |
| 890 | Compact is warranted and made in good faith and not for any |
| 891 | improper purpose, such as to harass or to cause unnecessary |
| 892 | delay or the needless incurring of the cost of resolving the |
| 893 | dispute. |
| 894 | C. If the parties are unable to resolve a dispute through |
| 895 | the process specified in Sections A. and B. of this Part, either |
| 896 | party can call for mediation under the Commercial Mediation |
| 897 | Procedures of the American Arbitration Association (AAA), or any |
| 898 | such successor procedures, provided that such mediation does not |
| 899 | last more than sixty (60) calendar days, unless an extension to |
| 900 | this time limit is mutually agreed to by the parties. The |
| 901 | disputes available for resolution through mediation are limited |
| 902 | to matters arising under the terms of this Compact. |
| 903 | D. If the parties are unable to resolve a dispute through |
| 904 | the process specified in Sections A., B., and C. of this Part, |
| 905 | notwithstanding any other provision of law, the State may bring |
| 906 | an action against the Tribe in any court of competent |
| 907 | jurisdiction regarding any dispute arising under this Compact. |
| 908 | The State is entitled to all remedies available under law or in |
| 909 | equity. |
| 910 | E. For purposes of actions based on disputes between the |
| 911 | State and the Tribe that arise under this Compact and the |
| 912 | enforcement of any judgment resulting therefrom, the Tribe |
| 913 | expressly waives its right to assert sovereign immunity from |
| 914 | suit and from enforcement of any ensuing judgment, and further |
| 915 | consents to be sued in federal or state court, including the |
| 916 | rights of appeal specified above, as the case may be, provided |
| 917 | that (i) the dispute is limited solely to issues arising under |
| 918 | this Compact, (ii) there is no claim for monetary damages |
| 919 | (except that payment of any money required by the terms of this |
| 920 | Compact, as well as injunctive relief or specific performance |
| 921 | enforcing a provision of this Compact requiring the payment of |
| 922 | money to the State may be sought), and (iii) nothing herein |
| 923 | shall be construed to constitute a waiver of the sovereign |
| 924 | immunity of the Tribe with respect to any third party that is |
| 925 | made a party or intervenes as a party to the action. |
| 926 | F. The State may not be precluded from pursuing any |
| 927 | mediation or judicial remedy against the Tribe on the grounds |
| 928 | that the State has failed to exhaust its Tribal administrative |
| 929 | remedies. |
| 930 | G. Notwithstanding anything to the contrary in this Part, |
| 931 | any failure of the Tribe to remit the Payments pursuant to the |
| 932 | terms of Part XI. will entitle the State to seek mandatory |
| 933 | injunctive relief in federal or state court, at the State's |
| 934 | election, to compel the Payments after exhausting the dispute |
| 935 | resolution process in Sections A. and B. of this Part. |
| 936 | H. The State shall be entitled to seek immediate |
| 937 | injunctive relief in the event the Tribe offers or continues to |
| 938 | offer Class III games not authorized under this Compact. |
| 939 | I. If the parties are unable to resolve a dispute |
| 940 | involving a claim by the Tribe against the State through the |
| 941 | process specified in Sections A., B., and C. of this Part, |
| 942 | notwithstanding any other provision of law, the Tribe may invoke |
| 943 | non-binding arbitration of the dispute under the Commercial |
| 944 | Arbitration Rules of the American Arbitration Association. The |
| 945 | arbitrators' decision may not be enforced in any court. If the |
| 946 | arbitrators find that the State is not in compliance with the |
| 947 | Compact, the State shall have the opportunity to challenge the |
| 948 | decision of the arbitrators by bringing an independent action |
| 949 | against the Tribe in federal district court ("federal court") |
| 950 | regarding the dispute underlying the arbitration in a district |
| 951 | in which the federal court has venue. If the federal court |
| 952 | declines to exercise jurisdiction, or federal precedent exists |
| 953 | that rules that the federal court would not have jurisdiction |
| 954 | over such a dispute, the State may bring the action in the |
| 955 | Courts of the Seventeenth Judicial Circuit in and for Broward |
| 956 | County, Florida. The State is entitled to all rights of appeal |
| 957 | permitted by law in the court system in which the action is |
| 958 | brought. The State shall be entitled to de novo review of the |
| 959 | arbitrators' decision under this Section. For the purpose of |
| 960 | this Section, the Tribe agrees to waive its immunity as provided |
| 961 | in Section E. of this Part. |
| 962 | J. If the arbitrators find that the State is not in |
| 963 | compliance with the Compact and the State fails to file suit as |
| 964 | provided above within sixty (60) calendar days of the |
| 965 | arbitrators' decision or fails to maintain the suit through |
| 966 | final judgment, including appeals, without the agreement of the |
| 967 | Tribe, the Tribe may suspend Payment under Part XI. until the |
| 968 | State comes into compliance with the arbitrators' decision. |
| 969 | K. If the State files suit as provided above and a final |
| 970 | judgment is rendered by the court, the failure of the State to |
| 971 | comply with the judgment shall constitute grounds for the Tribe |
| 972 | to suspend Payment under Part XI. until the State comes into |
| 973 | compliance with the court's judgment. |
| 974 | |
| 975 | PART XIV. |
| 976 | Collection of Sales Tax on Sales to Non-Tribal Members.-- |
| 977 | A. In addition to the Tribe's payments to the State set |
| 978 | forth in Part XI., the Tribe shall collect and remit to the |
| 979 | Florida Department of Revenue the taxes imposed by Chapter 212, |
| 980 | Florida Statutes, on all sales to non-tribal members, except |
| 981 | those non-tribal members who hold valid exemption certificates |
| 982 | issued by the Florida Department of Revenue, exempting the sales |
| 983 | from taxes imposed by Chapter 212, Florida Statutes. |
| 984 | B. The Tribe shall register with the Department of Revenue |
| 985 | and shall remit to the Department of Revenue the taxes collected |
| 986 | pursuant to Section A. of this Part. |
| 987 | C. The Tribe shall retain for at least a period of five |
| 988 | (5) years records of all sales to non-tribal members which are |
| 989 | subject to taxation under Chapter 212, Florida Statutes. The |
| 990 | Department of Revenue may conduct an audit not more often than |
| 991 | annually in order to verify such collections. The Tribe shall |
| 992 | provide reasonable access during normal operating hours to |
| 993 | records of transactions subject to the taxes collected pursuant |
| 994 | to Section A. of this Part. |
| 995 | D. Any disputes about the amounts collected pursuant to |
| 996 | Section A. of this Part shall be resolved as provided for in |
| 997 | Part XIII. of this Compact. For purposes of this Section, the |
| 998 | Tribe agrees to waive its immunity as provided for in Part |
| 999 | XIII., Section E. of this compact, except that the state may |
| 1000 | seek monetary damages limited to the amount of taxes owed. |
| 1001 | |
| 1002 | PART XV. |
| 1003 | CONSTRUCTION OF COMPACT; SEVERANCE; FEDERAL APPROVAL.-- |
| 1004 | A. If any provision of this Compact is held by a court of |
| 1005 | competent jurisdiction to be invalid, this Compact will become |
| 1006 | null and void. If any provision, part, section, or subsection of |
| 1007 | this Compact is determined by a federal district court in |
| 1008 | Florida or other court of competent jurisdiction to impose a |
| 1009 | mandatory duty on the State of Florida that requires |
| 1010 | authorization by the Florida Legislature, the duty conferred by |
| 1011 | that particular provision, part, section or subsection shall no |
| 1012 | longer be mandatory but will be deemed to be a matter within the |
| 1013 | discretion of the Governor or other State officers, subject to |
| 1014 | such legislative approval as may be required by Florida law. |
| 1015 | B. It is understood that Part XII. of this Compact, which |
| 1016 | provides for a cessation of the Payments to the State under Part |
| 1017 | XI., does not create any duty on the State of Florida but only a |
| 1018 | remedy for the Tribe if Class III gambling under state |
| 1019 | jurisdiction is expanded by an act of the Legislature. |
| 1020 | C. This Compact is intended to meet the requirements of |
| 1021 | the Indian Gaming Regulatory Act as it reads on the Effective |
| 1022 | Date of this Compact, and where reference is made to the Indian |
| 1023 | Gaming Regulatory Act, or to an implementing regulation thereof, |
| 1024 | the reference is deemed to have been incorporated into this |
| 1025 | document as if set in full. Subsequent changes to the Indian |
| 1026 | Gaming Regulatory Act that diminish the rights of the State or |
| 1027 | Tribe may not be applied retroactively to alter the terms of |
| 1028 | this Compact, except to the extent that federal law validly |
| 1029 | mandates that retroactive application without the respective |
| 1030 | consent of the State or Tribe. |
| 1031 | D. Neither the presence in another tribal-state compact of |
| 1032 | language that is not included in this Compact, nor the absence |
| 1033 | in this Compact of language that is present in another tribal- |
| 1034 | state compact shall be a factor in construing the terms of this |
| 1035 | Compact. |
| 1036 | E. The parties shall cooperate in seeking approval of this |
| 1037 | Compact from the Secretary of the Interior and the parties |
| 1038 | further agree that, upon execution, the Tribe shall submit the |
| 1039 | Compact to the Secretary forthwith. |
| 1040 | |
| 1041 | PART XVI. |
| 1042 | NOTICES.--All notices required under this Compact shall be |
| 1043 | given by (i) certified mail, return receipt requested, (ii) |
| 1044 | commercial overnight courier service, or (iii) personal |
| 1045 | delivery, to the following persons: |
| 1046 | A. The Governor. |
| 1047 | B. The General Counsel to the Governor. |
| 1048 | C. The Chair of the Seminole Tribe of Florida. |
| 1049 | D. The General Counsel to the Seminole Tribe of Florida. |
| 1050 | |
| 1051 | PART XVII. |
| 1052 | EFFECTIVE DATE & TERM.-- |
| 1053 | A. This Compact shall become effective upon its approval |
| 1054 | by the Secretary of the Interior as a tribal-state compact |
| 1055 | within the meaning of the Indian Gaming Regulatory Act either by |
| 1056 | publication of the notice of approval in the Federal Register or |
| 1057 | by operation of law under 25 U.S.C. s. 2710(d)(7)(C). |
| 1058 | B. This Compact shall have a term of ten (10) years, |
| 1059 | beginning on the first day of the month following the month in |
| 1060 | which the Compact becomes effective under Section A. of this |
| 1061 | Part. This Compact shall remain in full force and effect until |
| 1062 | the sooner of expiration of its terms or until terminated by |
| 1063 | mutual agreement of the parties. |
| 1064 | |
| 1065 | PART XVIII. |
| 1066 | AMENDMENT OF COMPACT AND REFERENCES.--Amendment of this |
| 1067 | Compact may only be made by written agreement of the parties, |
| 1068 | subject to approval by the Secretary either by publication of |
| 1069 | the notice of approval in the Federal Register or by operation |
| 1070 | of law under 25 U.S.C. s. 2710(d)(7)(C). Changes in the |
| 1071 | provisions of tribal ordinances, regulations, and procedures |
| 1072 | referenced in this Compact may be made by the Tribe with thirty |
| 1073 | (30) calendar days advance notice to the State. If the State has |
| 1074 | an objection to any change to the tribal ordinance, regulation |
| 1075 | or procedure which is the subject of the notice on the ground |
| 1076 | that its adoption would be a violation of the Tribe's |
| 1077 | obligations under this Compact, the State may invoke the dispute |
| 1078 | resolution provisions provided in Part XIII. of this Compact. |
| 1079 | |
| 1080 | PART XIX. |
| 1081 | MISCELLANEOUS.-- |
| 1082 | A. Except to the extent expressly provided in this |
| 1083 | Compact, this Compact is not intended to, and shall not be |
| 1084 | construed to, create any right on the part of a third party to |
| 1085 | bring an action to enforce any of its terms. |
| 1086 | B. If, after the Effective Date of this Compact, the State |
| 1087 | enters into a Compact with any other Tribe that contains more |
| 1088 | favorable terms with respect to any of the provisions of this |
| 1089 | Compact and the U.S. Secretary of the Interior approves such |
| 1090 | compact, either by publication of the notice of approval in the |
| 1091 | Federal Register or by operation of law under 25 U.S.C. s. |
| 1092 | 2710(d)(7)(C), upon tribal notice to the State and the |
| 1093 | Secretary, this Compact shall be deemed amended to contain the |
| 1094 | more favorable terms, unless the State objects to the change and |
| 1095 | can demonstrate, in a proceeding commenced under Part XIII., |
| 1096 | that the terms in question are not more favorable. |
| 1097 | C. Upon the occurrence of certain events beyond the |
| 1098 | Tribe's control, including acts of God, war, terrorism, fires, |
| 1099 | floods, or accidents causing damage to or destruction of one or |
| 1100 | more of its Facilities or property necessary to operate the |
| 1101 | Facility(ies), (i) the Tribe's obligation to pay the Guaranteed |
| 1102 | Minimum Payment described in Part XI. shall be reduced pro rata |
| 1103 | to reflect the percentage of the total Net Win lost to the Tribe |
| 1104 | from the impacted Facility(ies) and (ii) the Net Win specified |
| 1105 | under Part XII., Section B., for purposes of determining whether |
| 1106 | the Tribe's Payments described in Part XI. shall cease, shall be |
| 1107 | reduced pro rata to reflect the percentage of the total Net Win |
| 1108 | lost to the Tribe from the impacted Facility(ies), with the |
| 1109 | proviso that if Payments to the State have already stopped under |
| 1110 | the provisions of Part XII., Section B., the provisions of this |
| 1111 | Section shall not trigger a resumption of payments under that |
| 1112 | Part. The foregoing shall not excuse any obligations of the |
| 1113 | Tribe to make Payments to the State as and when required |
| 1114 | hereunder or in any related document or agreement. |
| 1115 | D. The Tribe and the State recognize that opportunities to |
| 1116 | engage in gaming in smoke-free or reduced-smoke environments |
| 1117 | provides both health and other benefits to Patrons, and the |
| 1118 | Tribe has already instituted a non-smoking section at its |
| 1119 | Seminole Hard Rock Hotel & Casino - Hollywood Facility. As part |
| 1120 | of its continuing commitment to this issue, the Tribe will: |
| 1121 | 1. Install and utilize a ventilation system at all new |
| 1122 | construction at its Facilities, which system exhausts tobacco |
| 1123 | smoke to the extent reasonably feasible under existing state-of- |
| 1124 | the-art technology; and |
| 1125 | 2. Designate a smoke-free area for slot machines at all |
| 1126 | new construction at its Facilities. |
| 1127 | 3. Install non-smoking, vented tables for table games in |
| 1128 | its Facilities sufficient to respond to demand for such tables. |
| 1129 | E. The annual average minimum pay-out of all slot machines |
| 1130 | in each Facility shall not be less than eighty-five percent (85 |
| 1131 | percent). |
| 1132 | F. Nothing in this Compact shall alter any of the existing |
| 1133 | memoranda of understanding, contracts, or other agreements |
| 1134 | entered into between the Tribe and any other federal, state, or |
| 1135 | local governmental entity. |
| 1136 | G. The Tribe currently has as set forth in its Employee |
| 1137 | Fair Treatment and Dispute Resolution Policy, and agrees to |
| 1138 | maintain, standards that are comparable to the standards |
| 1139 | provided in federal laws and State laws forbidding employers |
| 1140 | from discrimination in connection with the employment of persons |
| 1141 | working at the Facilities on the basis of race, color, religion, |
| 1142 | national origin, gender, age, disability/handicap, or marital |
| 1143 | status. Nothing herein shall preclude the Tribe from giving |
| 1144 | preference in employment, promotion, seniority, lay-offs or |
| 1145 | retention to members of the Tribe and other federally recognized |
| 1146 | tribes. The Tribe will comply with all federal and state labor |
| 1147 | laws, where applicable. |
| 1148 | Section 2. This act shall take effect on the same date |
| 1149 | that House Bill 7145, or similar legislation, takes effect if |
| 1150 | such legislation is adopted during the same legislative session |
| 1151 | or an extension thereof and becomes law. |
| 1152 |
|
| 1153 |
|
| 1154 | ----------------------------------------------------- |
| 1155 | T I T L E A M E N D M E N T |
| 1156 | Remove the entire title and insert: |
| 1157 | A bill to be entitled |
| 1158 | An act relating to gaming on Indian lands; creating s. |
| 1159 | 285.711, F.S.; authorizing and directing the Governor to |
| 1160 | negotiate and execute a gaming compact between the state |
| 1161 | and the Seminole Indian Tribe of Florida; providing a |
| 1162 | title; providing recitals stating rights, powers, and |
| 1163 | purpose of the parties to the compact; providing |
| 1164 | definitions; authorizing the operation of certain games in |
| 1165 | specified locations on Indian lands; authorizing expansion |
| 1166 | or replacement of gaming facilities; prohibiting |
| 1167 | additional gaming facilities; providing for rules and |
| 1168 | regulations; providing minimum requirements for |
| 1169 | operations; requiring certain procedures and signs |
| 1170 | relating to compulsive gambling; providing a limitation of |
| 1171 | liability for failing to identify a compulsive gambler; |
| 1172 | requiring certain procedures to prevent certain |
| 1173 | activities; providing for staff training, screening, and |
| 1174 | certification, patron education, and security measures; |
| 1175 | prohibiting a person under a certain age from playing the |
| 1176 | games; requiring certain recordkeeping by the tribe and |
| 1177 | the Seminole Tribal Gaming Commission; requiring the tribe |
| 1178 | to stop certain card games; providing for patron disputes |
| 1179 | and claims; providing for employee tort claims; providing |
| 1180 | limitations on claims; providing for limited liability and |
| 1181 | liability coverage of the tribe; providing for enforcement |
| 1182 | of compact provisions; providing responsibilities of the |
| 1183 | tribe and the commission; providing that the tribe and the |
| 1184 | commission shall be responsible for regulating activities; |
| 1185 | providing requirements for construction, operation, and |
| 1186 | maintenance of facilities and the conduct of games; |
| 1187 | providing for members and employees of the commission; |
| 1188 | providing requirements for licensing members and |
| 1189 | employees; providing for commission compliance officers; |
| 1190 | requiring representatives of the commission and the State |
| 1191 | Compliance Agency to meet to review practices and examine |
| 1192 | methods to improve the regulatory scheme; providing for |
| 1193 | state monitoring of the compact; authorizing the state to |
| 1194 | secure an annual independent financial audit of the |
| 1195 | conduct of the games; providing requirements and |
| 1196 | limitations for such audit; authorizing the State |
| 1197 | Compliance Agency to monitor the conduct of the games, |
| 1198 | inspect any games in operation, and perform one annual |
| 1199 | review of the slot machine compliance audit for certain |
| 1200 | purposes; authorizing that agency to meet with the tribe's |
| 1201 | Internal Audit Department for Gaming to review internal |
| 1202 | controls and violations; providing procedures inspections |
| 1203 | and for suspected or claimed violations; providing for |
| 1204 | construction and application of the compact; providing |
| 1205 | licensing and hearing requirements; providing for payment |
| 1206 | of consideration to the state; providing a payment |
| 1207 | schedule, payment amounts, and procedures for such |
| 1208 | payments; providing procedures for auditing certain |
| 1209 | revenue and review of unaudited revenue; providing that |
| 1210 | certain prior payments shall be deemed forfeited and |
| 1211 | released to the state; providing that acceptance and |
| 1212 | appropriation of such funds does not legitimize, validate, |
| 1213 | or otherwise ratify any previously proposed compact or the |
| 1214 | operation of class III games by the tribe prior to the |
| 1215 | effective date of this compact; providing the tribe with |
| 1216 | the right to operate such games on an exclusive basis; |
| 1217 | providing for reduction of tribal payments because of loss |
| 1218 | of exclusivity or other changes in state law; providing |
| 1219 | for exceptions to the exclusivity; providing procedures |
| 1220 | for resolution of disputes among the parties and for |
| 1221 | interpretation of the compact; requiring notice of a claim |
| 1222 | of noncompliance; authorizing nonbinding arbitration and |
| 1223 | providing procedures therefor; providing that for certain |
| 1224 | purposes the tribe waives rights to immunity from suit and |
| 1225 | enforcement of judgment; providing for collection of sales |
| 1226 | tax on sales to non-tribal members; providing for |
| 1227 | construction, application, and severability; providing for |
| 1228 | federal approval; providing notice requirements; providing |
| 1229 | an effective date and term of the compact; providing for |
| 1230 | amendment of compact and references; providing for |
| 1231 | application to third parties; providing for application to |
| 1232 | any compact with any other tribe; providing for events |
| 1233 | beyond the tribe's control; providing for smoke-free or |
| 1234 | reduced-smoke environments; providing for minimum pay-out; |
| 1235 | providing for effect of compact on agreements entered into |
| 1236 | between the tribe and any other federal, state, or local |
| 1237 | governmental entity; providing for employment practices; |
| 1238 | providing a contingent effective date. |