Florida Senate - 2010 SB 2118 By Senator Gardiner 9-00283-10 20102118__ 1 A bill to be entitled 2 An act relating to the use, prevention, and reduction 3 of seclusion and restraint on students with 4 disabilities in public schools; creating s. 1003.573, 5 F.S.; providing definitions; providing legislative 6 findings and intent; providing that manual physical 7 restraint shall be used only in an emergency when 8 there is an imminent risk of serious injury or death 9 to the student or others; providing restrictions on 10 the use of manual physical restraint; prohibiting the 11 use of manual physical restraint by school personnel 12 who are not certified to use district-approved methods 13 for applying restraint techniques; prohibiting 14 specified techniques; requiring the school to 15 medically evaluate a student as soon as possible after 16 the student is manually physically restrained; 17 prohibiting school personnel from placing a student in 18 seclusion; providing requirements for use of time-out; 19 requiring reporting of training and certification 20 procedures to the Department of Education; requiring 21 that school personnel be trained and certified in the 22 use of manual physical restraint; requiring student 23 followup in certain circumstances; requiring 24 notification to parents of school district policies 25 regarding emergency procedures; requiring the school 26 to prepare an incident report after each occasion of 27 student restraint and specifying contents of report; 28 requiring certain reporting and monitoring; requiring 29 the development and revision of school district 30 policies and procedures; providing an effective date. 31 32 Be It Enacted by the Legislature of the State of Florida: 33 34 Section 1. Section 1003.573, Florida Statutes, is created 35 to read: 36 1003.573 Use, prevention, and reduction of seclusion and 37 restraint on students with disabilities in public schools.— 38 (1) DEFINITIONS.—As used in this section, the term: 39 (a) “Department” means the Department of Education. 40 (b) “Imminent risk of serious injury or death” means the 41 impending risk of a significant injury, such as a laceration, 42 bone fracture, substantial hematoma, or other injury to internal 43 organs, or death. 44 (c) “Manual physical restraint” means use of physical 45 restraint techniques that involve physical force applied by a 46 teacher or other staff member to restrict the movement of all or 47 part of a student’s body. 48 (d) “Mechanical restraint” means a physical device used to 49 restrict a student’s movement or restrict the normal function of 50 a student’s body. Objects that fall within the term “mechanical 51 restraint” include straps, belts, tie-downs, calming blankets, 52 and chairs with straps. The term does not include: 53 1. Medical protective equipment; 54 2. Physical equipment or orthopedic appliances, surgical 55 dressings or bandages, or supportive body bands or other 56 restraints necessary for medical treatment that is ongoing in 57 the educational setting; 58 3. Devices used to support functional body position or 59 proper balance, or prevent a person from falling out of a bed or 60 a wheelchair, except that these exceptions to the definition of 61 mechanical restraint do not apply to any device when it is used 62 for any purpose other than supporting a body position or proper 63 balance, such as when used as coercion, discipline, convenience, 64 or retaliation, to prevent imminent risk of serious injury or 65 death of the student or others, or for any other behavior 66 management reason; or 67 4. Equipment used for safety during transportation, such as 68 seatbelts or wheelchair tie-downs. 69 (e) “Medical protective equipment” means health-related 70 protective devices prescribed by a physician or dentist for use 71 as student protection in response to an existing medical 72 condition. 73 (f) “Seclusion” means removing a student from an 74 educational environment, involuntarily confining the student in 75 a room or area, and preventing the student from leaving the room 76 or area if achieved by locking the door or otherwise physically 77 blocking the student’s way, threatening physical force or other 78 consequences, or using physical force. The term does not include 79 the use of time-out. 80 (g) “Student” means a student with a disability. 81 (h) “Time-out” means a procedure in which access to varied 82 sources of reinforcement is removed or reduced for a particular 83 time period contingent on a response. The opportunity to receive 84 reinforcement is contingently removed for a specified time. 85 Either a student is contingently removed from the reinforcing 86 environment or the reinforcing environment is contingently 87 removed for some stipulated duration. A time-out setting may not 88 be locked and the exit may not be blocked. Physical force or 89 threats may not be used to place a student in time-out. 90 (2) LEGISLATIVE FINDINGS AND INTENT.— 91 (a) The Legislature finds that public schools have a 92 responsibility to ensure that each student is treated with 93 respect and dignity in a trauma-informed environment that 94 provides for the physical safety and security of students and 95 others. 96 (b) The Legislature finds that students, educators, and 97 families are concerned about the use of seclusion and restraint, 98 particularly when used on students in special education 99 programs. Seclusion and restraint refer to safety procedures in 100 which a student is isolated from others or physically held in 101 response to serious problem behavior that places the student or 102 others at risk of injury or harm. Concern exists that these 103 procedures are prone to misapplication and abuse, placing a 104 student at an equal or greater risk than the risk of the 105 student’s problem behavior. Concerns include the following: 106 seclusion or restraint is inappropriately selected and 107 implemented as treatment or behavioral intervention rather than 108 as a safety procedure; seclusion or restraint is inappropriately 109 used for behaviors, such as noncompliance, threats, or 110 disruption, which do not place the student or others at risk of 111 injury or harm; students, peers, or staff may be injured or 112 physically harmed during attempts to conduct seclusion or 113 restraint; risk of injury or harm is increased because seclusion 114 or restraint is implemented by staff who are not adequately 115 trained; use of seclusion or restraint may inadvertently result 116 in reinforcing or strengthening the problem behavior; and 117 seclusion or restraint is implemented independent of 118 comprehensive, function-based behavioral intervention plans. 119 Moreover, there are concerns about inadequate documentation of 120 seclusion or restraint procedures, failure to notify parents 121 when seclusion or restraint is applied, and failure to use data 122 to analyze and address the cause of the precipitating behavior. 123 (c) The Legislature finds that the majority of problem 124 behaviors that are currently used to justify seclusion or 125 restraint could be prevented with early identification and 126 intensive early intervention. The need for seclusion or 127 restraint is, in part, a result of insufficient investment in 128 prevention efforts. 129 (d) The Legislature further finds that the use of seclusion 130 or restraint may produce trauma in students. For such students, 131 who are already experiencing trauma, the use may cause 132 retraumatization. Left unaddressed, the lasting effects of 133 childhood trauma place a heavy burden on individuals, families, 134 and communities. Research has shown that trauma significantly 135 increases the risk of mental health problems, difficulties with 136 social relationships and behavior, physical illness, and poor 137 school performance. 138 (e) The Legislature intends that students be free from the 139 abusive and unnecessary use of seclusion or restraint in the 140 public schools. 141 (f) The Legislature intends to prevent and achieve an 142 ongoing reduction of the use of manual physical restraint in the 143 public schools and, specifically, to prohibit the use of 144 seclusion, prone and supine restraint, and mechanical restraint 145 on students. 146 (g) The Legislature also intends that manual physical 147 restraint shall be used only when an imminent risk of serious 148 injury or death exists; that manual physical restraint shall not 149 be employed as punishment, for the convenience of staff, or as a 150 substitute for a positive behavior-support plan; and that, when 151 used, persons applying manual physical restraint shall impose 152 the least possible restrictions and shall discontinue the 153 restraint as soon as the threat of imminent risk of serious 154 injury or death ceases. 155 (3) MANUAL PHYSICAL RESTRAINT.—Manual physical restraint 156 shall be used only in an emergency when there is an imminent 157 risk of serious injury or death to the student or others. 158 (a) Manual physical restraint shall be used only for the 159 period needed in order to eliminate the imminent risk of serious 160 injury or death to the student or others. 161 (b) The degree of force applied during manual physical 162 restraint must be only that degree of force necessary to protect 163 the student or others from bodily injury. 164 (c) Manual physical restraint shall be used only by school 165 personnel who are qualified and certified to use the district 166 approved methods for the appropriate application of specific 167 restraint techniques. School personnel who have received 168 training not associated with their employment with the school 169 district, such as a former law enforcement officer who is now a 170 teacher, shall be certified in the specific district-approved 171 techniques and may not apply techniques or procedures acquired 172 elsewhere. 173 (d) School personnel may not manually physically restrain a 174 student except when there exists an imminent risk of serious 175 injury or death to the student or others. 176 (e) School personnel may not under any circumstances use 177 any of the following manual physical restraint techniques on a 178 student: 179 1. Prone and supine restraint. 180 2. Pain inducement to obtain compliance. 181 3. Bone locks. 182 4. Hyperextension of joints. 183 5. Peer restraint. 184 6. Mechanical restraint. 185 7. Pressure or weight on the chest, lungs, sternum, 186 diaphragm, back, or abdomen, causing chest compression. 187 8. Straddling or sitting on any part of the body or any 188 maneuver that places pressure, weight, or leverage on the neck 189 or throat, on any artery, or on the back of the student’s head 190 or neck or that otherwise obstructs or restricts the circulation 191 of blood or obstructs an airway. 192 9. Any type of choking, including hand chokes, and any type 193 of neck or head hold. 194 10. Any technique that involves pushing on or into the 195 student’s mouth, nose, eyes, or any part of the face or involves 196 covering the face or body with anything, including soft objects 197 such as pillows or washcloths. 198 11. Any maneuver that involves punching, hitting, poking, 199 pinching, or shoving. 200 12. Any type of mat or blanket restraint. 201 13. Water or lemon sprays. 202 (f) The school shall have a student medically evaluated by 203 a physician, nurse, or other qualified medical professional as 204 soon as possible after the student has been manually physically 205 restrained by school personnel. 206 (4) SECLUSION; TIME-OUT.— 207 (a) School personnel may not place a student in seclusion. 208 (b) School personnel may place a student in time-out if the 209 following conditions are met: 210 1. The time-out is part of a positive behavioral 211 intervention plan developed for that student from a functional 212 behavioral assessment and referenced in the student’s individual 213 education plan. 214 2. There is documentation that the time-out was preceded by 215 other interventions that used positive behavioral supports that 216 were not effective. 217 3. The time-out takes place in a classroom or in another 218 environment where class educational activities are taking place. 219 4. The student is not physically prevented from leaving the 220 time-out area. 221 5. The student is observed on a constant basis by an adult 222 for the duration of the time-out. 223 6. The time-out area and process is free of any action that 224 is likely to embarrass or humiliate the student. 225 (c) Time-out may not be used for a period that exceeds 1 226 minute for each year of a student’s age, and time-out must end 227 immediately when the student is calm enough to return to his or 228 her seat. 229 (d) Time-out may not be used as a punishment or negative 230 consequence of a student’s behavior. 231 (5) TRAINING AND CERTIFICATION.— 232 (a) Each school district shall report its training and 233 certification procedures to the department by publishing the 234 procedures in the district’s special policies and procedures 235 manual. 236 (b) Training for initial certification in the use of manual 237 physical restraint must include: 238 1. Procedures for deescalating problem behaviors before 239 they increase to a level or intensity necessitating physical 240 intervention. 241 2. Information regarding the risks associated with manual 242 physical restraint and procedures for assessing individual 243 situations and students in order to determine if the use of 244 manual physical restraint is appropriate and sufficiently safe. 245 3. The actual use of specific techniques that range from 246 the least to most restrictive, with ample opportunity for 247 trainees to demonstrate proficiency in their use. 248 4. Techniques for implementing manual physical restraint 249 with multiple staff members working as a team. 250 5. Techniques for assisting a student to reenter the 251 instructional environment and again engage in learning. 252 6. Instruction in the district’s documentation and 253 reporting requirements. 254 7. Procedures to identify and deal with possible medical 255 emergencies arising during the use of manual physical restraint. 256 8. Cardiopulmonary resuscitation (CPR). 257 (c) School districts shall provide refresher certification 258 in manual physical restraint techniques at least annually to all 259 staff members who have successfully completed the initial 260 certification program. The district must identify those persons 261 to be certified and maintain a record that includes the name and 262 position of the person certified, the date of the most recent 263 certification, an indication of whether it was an initial 264 certification or a refresher certification, and whether the 265 individual successfully completed the certification and achieved 266 proficiency. 267 (d) School district policies regarding the use of manual 268 physical restraint shall address whether it is appropriate for 269 an employee working in specific settings, such as a school bus 270 driver, school bus aide, job coach, employment specialist, or 271 cafeteria worker, to be certified in manual physical restraint 272 techniques. In the case of school resource officers or others 273 who may be employed by other agencies when working in a school, 274 administrators shall review each agency’s specific policies to 275 be aware of techniques that might be used. 276 (6) STUDENT-CENTERED FOLLOWUP.—If a student is manually 277 physically restrained more than twice in a school year, the 278 student’s functional behavioral assessment and positive 279 behavioral intervention plan must be reviewed. 280 (7) DOCUMENTATION AND REPORTING.— 281 (a) The school district’s policy regarding the use of 282 manual physical restraint must be thoroughly explained to 283 parents annually. At the beginning of each school year, the 284 district shall provide parents with a copy of the district’s 285 policies on all emergency procedures, including the use of 286 manual physical restraint. A parent should indicate receipt of 287 the district policies by his or her signature, which should be 288 retained on file by the student’s school. 289 (b) A school shall prepare an incident report within 24 290 hours after a student is released from a restraint. If the 291 student’s release occurs on a day before the school closes for 292 the weekend, a holiday, or another reason, the incident report 293 must be completed by the end of the school day on the day the 294 school reopens. 295 (c) The following must be included in the incident report: 296 1. The name of the student restrained. 297 2. The date and time of the event and the duration of the 298 restraint. 299 3. The location at which the restraint occurred. 300 4. The type of restraint used. 301 5. The name of the person using or assisting the restraint 302 of the student. 303 6. The name of any nonstudent who was present to witness 304 the restraint. 305 7. A description of the incident, including: 306 a. The context in which the restraint occurred. 307 b. The student’s behavior leading up to and precipitating 308 the decision to use manual physical restraint, including an 309 indication as to why there was an imminent risk of serious 310 injury or death to the student or others. 311 c. The specific positive behavioral strategies used to 312 prevent and deescalate the behavior. 313 d. What occurred with the student immediately after the 314 termination of the restraint. 315 e. Any injuries, visible marks, or possible medical 316 emergencies that may have occurred during the restraint, 317 documented according to district policies. 318 f. The results of the medical evaluation and a copy of any 319 report by the medical professionals conducting the evaluation if 320 available. If the medical report is not available within 24 321 hours, the district must submit the medical report separately as 322 soon as it is available. 323 g. Evidence of steps taken to notify the parent. 324 (d) A school shall notify the parent of a student each time 325 manual physical restraint is used. Such notification must be in 326 writing and provided before the end of the school day on which 327 the restraint occurs. Reasonable efforts must also be taken to 328 notify the parent by telephone or computer e-mail, or both, and 329 these efforts must be documented. The school shall obtain, and 330 keep in its records, the parent’s signed acknowledgement that he 331 or she was notified of his or her child’s restraint. 332 (e) A school shall also provide the parent with the 333 completed incident report in writing by mail within 3 school 334 days after a student was manually physically restrained. The 335 school shall obtain, and keep in its records, the parent’s 336 signed acknowledgement that he or she received a copy of the 337 incident report. 338 (8) MONITORING.— 339 (a) Monitoring of the use of manual physical restraint on 340 students shall occur at the classroom, building, district, and 341 state levels. 342 (b) Documentation prepared as required in subsection (7) 343 shall be provided to the school principal, the district 344 Exceptional Student Education (ESE) director, and the bureau 345 chief of the Bureau of Exceptional Education and Student 346 Services each week that the school is in session. 347 (c) A school shall send to the Advocacy Center for Persons 348 with Disabilities, Inc., a redacted copy of any incident report 349 and other documentation prepared as required in subsection (7) 350 each week that the school is in session. 351 (d) The department shall maintain aggregate data of 352 incidents of manual physical restraint and disaggregate the data 353 for analysis by county, school, student exceptionality, and 354 other variables. This information shall be updated monthly and 355 made available to the public through the department’s website no 356 later than January 31, 2011. 357 (9) DISTRICT POLICIES AND PROCEDURES.—School districts 358 shall develop policies and procedures consistent with this 359 section and governing the following: 360 (a) Allowable use of manual physical restraint on students. 361 (b) Personnel authorized to use manual physical restraint. 362 (c) Training procedures. 363 (d) Incident-reporting procedures. 364 (e) Data collection. 365 (f) Monitoring and reporting of data collected. 366 (g) Analysis of data to determine trends. 367 (h) Ongoing reduction of the use of manual physical 368 restraint. 369 370 Policy and procedure revisions pursuant to this section, which 371 must be prepared as part of the district’s special policies and 372 procedures, must be filed with the bureau chief of the Bureau of 373 Exceptional Education and Student Services no later than January 374 31, 2011. 375 Section 2. This act shall take effect July 1, 2010.