| 1 | A bill to be entitled |
| 2 | An act relating to reorganization of the Public Service |
| 3 | Commission; amending s. 350.001, F.S.; revising |
| 4 | legislative intent; amending s. 350.031, F.S.; revising |
| 5 | requirements for nomination by the Public Service |
| 6 | Commission Nominating Council for appointment to the |
| 7 | commission; requiring at least one commissioner to be a |
| 8 | certified accountant practicing in the state; creating s. |
| 9 | 350.035, F.S.; prohibiting attempts by certain persons to |
| 10 | sway the judgment of commissioners; providing for the |
| 11 | Commission on Ethics to receive and investigate complaints |
| 12 | of violations pursuant to specified procedures; |
| 13 | prohibiting commissioners from requiring or demanding that |
| 14 | certain commission staff pursue particular positions or |
| 15 | courses of action; requiring the inspector general of the |
| 16 | commission to investigate complaints of violations; |
| 17 | amending s. 350.04, F.S.; providing requirements for |
| 18 | nomination by the Public Service Commission Nominating |
| 19 | Council for appointment to the commission; requiring |
| 20 | commissioners to complete a course of study developed by |
| 21 | the executive director and general counsel; requiring |
| 22 | commissioners to complete continuing education; providing |
| 23 | training requirements for commissioners and commission |
| 24 | employees; requiring certifications of compliance to be |
| 25 | provided to the Legislature; amending s. 350.041, F.S.; |
| 26 | revising legislative intent; revising standards of conduct |
| 27 | for commissioners; revising provisions for investigation |
| 28 | and reports by the Commission on Ethics of alleged |
| 29 | violations; authorizing commission employees to request |
| 30 | opinions from the Commission on Ethics; amending s. |
| 31 | 350.042, F.S.; revising provisions for communications |
| 32 | concerning agency action proceedings and proceedings under |
| 33 | specified provisions; providing for application of such |
| 34 | provisions to members of a commissioner's direct staff; |
| 35 | revising restrictions on such communications by |
| 36 | commissioners and their direct staff; defining the term |
| 37 | "ex parte communication"; providing a civil penalty; |
| 38 | amending s. 350.06, F.S.; revising provisions for the |
| 39 | offices of the commission, payment of moneys, and |
| 40 | employment of personnel; creating s. 350.122, F.S.; |
| 41 | requiring persons testifying before the Public Service |
| 42 | Commission to disclose certain financial and fiduciary |
| 43 | relationships; providing that a determination by the |
| 44 | commission that a violation occurred constitutes agency |
| 45 | action for which a hearing may be sought; providing |
| 46 | legislative intent to evaluate and study the structure and |
| 47 | processes of the Public Service Commission; providing an |
| 48 | effective date. |
| 49 |
|
| 50 | Be It Enacted by the Legislature of the State of Florida: |
| 51 |
|
| 52 | Section 1. Section 350.001, Florida Statutes, is amended |
| 53 | to read: |
| 54 | 350.001 Legislative intent.- |
| 55 | (1) The Florida Public Service Commission has been and |
| 56 | shall continue to be an arm of the legislative branch of |
| 57 | government. In the exercise of its jurisdiction, the commission |
| 58 | shall neither establish nor implement any regulatory policy that |
| 59 | is contrary to, or is an expansion of, the authority granted to |
| 60 | it by the Legislature. |
| 61 | (2) The Public Service Commission shall perform its duties |
| 62 | independently, impartially, professionally, honorably, and |
| 63 | without undue influence from any person. |
| 64 | (3) It is the desire of the Legislature that the Governor |
| 65 | participate in the appointment process of commissioners to the |
| 66 | Public Service Commission. The Legislature accordingly delegates |
| 67 | to the Governor a limited authority with respect to the Public |
| 68 | Service Commission by authorizing him or her to participate in |
| 69 | the selection of members only in the manner prescribed by s. |
| 70 | 350.031. |
| 71 | Section 2. Paragraphs (b) and (d) of subsection (1) and |
| 72 | subsection (5) of section 350.031, Florida Statutes, are amended |
| 73 | to read: |
| 74 | 350.031 Florida Public Service Commission Nominating |
| 75 | Council.- |
| 76 | (1) |
| 77 | (b) All terms shall be for 4 years except those members of |
| 78 | the House and Senate, who shall serve 2-year terms concurrent |
| 79 | with the 2-year elected terms of House members. All terms of the |
| 80 | members of the Public Service Commission Nominating Council |
| 81 | existing on June 30, 2008, shall terminate upon the effective |
| 82 | date of this act; however, such members may serve an additional |
| 83 | term if reappointed by the Speaker of the House of |
| 84 | Representatives or the President of the Senate. To establish |
| 85 | staggered terms, appointments of members shall be made for |
| 86 | initial terms to begin on July 1, 2008, with each appointing |
| 87 | officer to appoint three legislator members, one of whom shall |
| 88 | be a member of the minority party, to terms through the |
| 89 | remainder of the 2-year elected terms of House members; one |
| 90 | nonlegislator member to a 6-month term; one nonlegislator member |
| 91 | to an 18-month term; and one nonlegislator member to a 42-month |
| 92 | term. Thereafter, the terms of the nonlegislator members of the |
| 93 | Public Service Commission Nominating Council shall begin on |
| 94 | January 2 of the year the term commences and end 4 years later |
| 95 | on January 1. |
| 96 | (d) Vacancies on the council shall be filled for the |
| 97 | unexpired portion of the term in the same manner as original |
| 98 | appointments to the council. A member may not be reappointed to |
| 99 | the council, except for a member of the House of Representatives |
| 100 | or the Senate who may be appointed to two 2-year terms, members |
| 101 | who are reappointed pursuant to paragraph (b), or a person who |
| 102 | is appointed to fill the remaining portion of an unexpired term. |
| 103 | (5) A person may not be nominated to the Governor for |
| 104 | appointment to the Public Service Commission until the council |
| 105 | has determined that the person satisfies the qualifications set |
| 106 | forth in s. 350.04 is competent and knowledgeable in one or more |
| 107 | fields, which shall include, but not be limited to: public |
| 108 | affairs, law, economics, accounting, engineering, finance, |
| 109 | natural resource conservation, energy, or another field |
| 110 | substantially related to the duties and functions of the |
| 111 | commission. The commission shall fairly represent the above- |
| 112 | stated fields identified in s. 350.04(2); however, at least one |
| 113 | commissioner shall be an accountant certified under the Public |
| 114 | Accountancy Law in this state and practicing in this state. |
| 115 | Recommendations of the council shall be nonpartisan. |
| 116 | Section 3. Section 350.035, Florida Statutes, is created |
| 117 | to read: |
| 118 | 350.035 Prohibited influence on commissioners and |
| 119 | commission staff.- |
| 120 | (1)(a) Neither the Governor, the President of the Senate, |
| 121 | the Speaker of the House of Representatives, nor a member of the |
| 122 | Public Service Commission Nominating Council shall attempt to |
| 123 | sway the independent judgment of the commission by bringing |
| 124 | pressure to bear upon a commissioner or commission employee |
| 125 | through that person's role in the nomination, appointment, or |
| 126 | confirmation of commissioners. |
| 127 | (b) The Commission on Ethics shall receive and investigate |
| 128 | sworn complaints of violations of this subsection pursuant to |
| 129 | ss. 112.322-112.3241. |
| 130 | (2)(a) To ensure that each commissioner, as a member of a |
| 131 | collegial body, is afforded the benefit of unbiased and |
| 132 | independent analysis and advice from its professional and |
| 133 | technical staff, an individual commissioner may not demand or |
| 134 | require any member of the commission staff, other than the |
| 135 | commissioner's direct staff, to develop, present, or pursue a |
| 136 | particular opinion, position, or course of action in relation to |
| 137 | any substantive matter pending before the commission or a panel |
| 138 | of commissioners. This paragraph does not prohibit the |
| 139 | commission, as a collegial body, from directing its staff to |
| 140 | pursue a course of action consistent with direction provided by |
| 141 | the collegial body. Further, this paragraph is not intended to |
| 142 | prohibit an individual commissioner from any otherwise lawful |
| 143 | communication with commission staff, including any expression of |
| 144 | opinion, position, or concern regarding a matter within the |
| 145 | jurisdiction of the commission. A violation of this subsection |
| 146 | is an act of malfeasance for purposes of ss. 112.3187-112.31895. |
| 147 | (b) The inspector general of the commission shall receive |
| 148 | and investigate complaints of violations of this subsection. |
| 149 | Section 4. Section 350.04, Florida Statutes, is amended to |
| 150 | read: |
| 151 | 350.04 Qualifications of commissioners; training and |
| 152 | continuing education.- |
| 153 | (1) A commissioner may not, at the time of appointment or |
| 154 | during his or her term of office: |
| 155 | (a)(1) Have any financial interest, other than ownership |
| 156 | of shares in a mutual fund, in any business entity which, either |
| 157 | directly or indirectly, owns or controls any public utility |
| 158 | regulated by the commission, in any public utility regulated by |
| 159 | the commission, or in any business entity which, either directly |
| 160 | or indirectly, is an affiliate or subsidiary of any public |
| 161 | utility regulated by the commission. |
| 162 | (b)(2) Be employed by or engaged in any business activity |
| 163 | with any business entity which, either directly or indirectly, |
| 164 | owns or controls any public utility regulated by the commission, |
| 165 | by any public utility regulated by the commission, or by any |
| 166 | business entity which, either directly or indirectly, is an |
| 167 | affiliate or subsidiary of any public utility regulated by the |
| 168 | commission. |
| 169 | (2) Each person recommended for appointment to the Public |
| 170 | Service Commission by the Public Service Commission Nominating |
| 171 | Council must: |
| 172 | (a) Have earned at least a baccalaureate degree from an |
| 173 | institution of higher learning accredited by a regional or |
| 174 | national accrediting body; and |
| 175 | (b) Possess a minimum of 10 years of professional |
| 176 | experience, or a minimum of 6 years of professional experience |
| 177 | if the person has earned an advanced degree, in one or more of |
| 178 | the following: |
| 179 | 1. Energy or electric industry issues. |
| 180 | 2. Telecommunications issues. |
| 181 | 3. Water and sewer industry issues. |
| 182 | 4. Finance. |
| 183 | 5. Economics. |
| 184 | 6. Accounting. |
| 185 | 7. Engineering. |
| 186 | 8. Law. |
| 187 | (3) Notwithstanding subsection (2), the council may |
| 188 | recommend a person for appointment to the commission if it |
| 189 | determines that the person has professional experience of a |
| 190 | quality and duration substantial enough to prepare the person to |
| 191 | perform the duties of a public service commissioner and |
| 192 | functionally equivalent to the standards set forth in subsection |
| 193 | (2). The nomination of a person under this subsection who would |
| 194 | not otherwise qualify for nomination under subsection (2) shall |
| 195 | require a two-thirds vote of the council and shall be |
| 196 | accompanied by a written justification for the nomination. |
| 197 | (4) Before voting on any matter before the commission, |
| 198 | each person appointed to the commission after July 1, 2010, |
| 199 | shall complete a comprehensive course of study, developed by the |
| 200 | commission's executive director and general counsel in |
| 201 | coordination with the National Association of Regulatory Utility |
| 202 | Commissioners Subcommittee on Education and Research, that |
| 203 | addresses the substantive matters within the jurisdiction of the |
| 204 | commission, administrative law applicable to commission |
| 205 | proceedings, and standards of conduct applicable to |
| 206 | commissioners. Thereafter, each commissioner must annually |
| 207 | complete no less than 10 hours of continuing professional |
| 208 | education directly related to substantive matters within the |
| 209 | jurisdiction of the commission. |
| 210 | (5) No less than once every 12 months, each commissioner |
| 211 | and commission employee shall receive training, in a form |
| 212 | developed by the commission's executive director and general |
| 213 | counsel, that addresses the ethical standards of conduct |
| 214 | applicable to commissioners and the commission's staff. |
| 215 | (6) The chair of the commission shall certify the |
| 216 | commission's compliance with these requirements, and each |
| 217 | commissioner shall certify his or her individual compliance with |
| 218 | the continuing professional education requirements provided in |
| 219 | subsection (4). Each certification of compliance shall be |
| 220 | provided to the President of the Senate and the Speaker of the |
| 221 | House of Representatives. |
| 222 | Section 5. Section 350.041, Florida Statutes, is amended |
| 223 | to read: |
| 224 | 350.041 Commissioners; standards of conduct.- |
| 225 | (1) STATEMENT OF INTENT.- |
| 226 | (a) Professional, impartial, and honorable commissioners |
| 227 | are indispensable to the effective performance of the |
| 228 | commission's duties. A commissioner shall maintain high |
| 229 | standards of conduct and shall personally observe those |
| 230 | standards so that the integrity and impartiality of the |
| 231 | commission may be preserved. The standards of conduct provided |
| 232 | in this section should be construed and applied to further that |
| 233 | objective. |
| 234 | (b) In addition to the provisions of part III of chapter |
| 235 | 112, which are applicable to public service commissioners by |
| 236 | virtue of their being public officers and full-time employees of |
| 237 | the legislative branch of government, the conduct of public |
| 238 | service commissioners shall be governed by the standards of |
| 239 | conduct provided in this section. Nothing shall prohibit the |
| 240 | standards of conduct from being more restrictive than part III |
| 241 | of chapter 112. Further, this section shall not be construed to |
| 242 | contravene the restrictions of part III of chapter 112. In the |
| 243 | event of a conflict between this section and part III of chapter |
| 244 | 112, the more restrictive provision shall apply. |
| 245 | (2) STANDARDS OF CONDUCT.- |
| 246 | (a) A commissioner may not accept anything from any |
| 247 | business entity which, either directly or indirectly, owns or |
| 248 | controls any public utility regulated by the commission, from |
| 249 | any public utility regulated by the commission, or from any |
| 250 | business entity which, either directly or indirectly, is an |
| 251 | affiliate or subsidiary of any public utility regulated by the |
| 252 | commission. A commissioner may attend conferences and associated |
| 253 | meals and events that are generally available to all conference |
| 254 | participants without payment of any fees in addition to the |
| 255 | conference fee. Additionally, while attending a conference, a |
| 256 | commissioner may attend meetings, meals, or events that are not |
| 257 | sponsored, in whole or in part, by any representative of any |
| 258 | public utility regulated by the commission and that are limited |
| 259 | to commissioners only, committee members, or speakers if the |
| 260 | commissioner is a member of a committee of the association of |
| 261 | regulatory agencies that organized the conference or is a |
| 262 | speaker at the conference. It is not a violation of this |
| 263 | paragraph for a commissioner to attend a conference for which |
| 264 | conference participants who are employed by a utility regulated |
| 265 | by the commission have paid a higher conference registration fee |
| 266 | than the commissioner, or to attend a meal or event that is |
| 267 | generally available to all conference participants without |
| 268 | payment of any fees in addition to the conference fee and that |
| 269 | is sponsored, in whole or in part, by a utility regulated by the |
| 270 | commission. If, during the course of an investigation by the |
| 271 | Commission on Ethics into an alleged violation of this |
| 272 | paragraph, allegations are made as to the identity of the person |
| 273 | giving or providing the prohibited gift, that person must be |
| 274 | given notice and an opportunity to participate in the |
| 275 | investigation and relevant proceedings to present a defense. If |
| 276 | the Commission on Ethics determines that the person gave or |
| 277 | provided a prohibited gift, the person may not appear before the |
| 278 | commission or otherwise represent anyone before the commission |
| 279 | for a period of 2 years. |
| 280 | (b) A commissioner may not accept any form of employment |
| 281 | with or engage in any business activity with any business entity |
| 282 | which, either directly or indirectly, owns or controls any |
| 283 | public utility regulated by the commission, any public utility |
| 284 | regulated by the commission, or any business entity which, |
| 285 | either directly or indirectly, is an affiliate or subsidiary of |
| 286 | any public utility regulated by the commission. |
| 287 | (c) A commissioner may not have any financial interest, |
| 288 | other than shares in a mutual fund, in any public utility |
| 289 | regulated by the commission, in any business entity which, |
| 290 | either directly or indirectly, owns or controls any public |
| 291 | utility regulated by the commission, or in any business entity |
| 292 | which, either directly or indirectly, is an affiliate or |
| 293 | subsidiary of any public utility regulated by the commission. If |
| 294 | a commissioner acquires any financial interest prohibited by |
| 295 | this section during his or her term of office as a result of |
| 296 | events or actions beyond the commissioner's control, he or she |
| 297 | shall immediately sell such financial interest or place such |
| 298 | financial interest in a blind trust at a financial institution. |
| 299 | A commissioner may not attempt to influence, or exercise any |
| 300 | control over, decisions regarding the blind trust. |
| 301 | (d) A commissioner may not accept anything from a party in |
| 302 | a proceeding currently pending before the commission. If, during |
| 303 | the course of an investigation by the Commission on Ethics into |
| 304 | an alleged violation of this paragraph, allegations are made as |
| 305 | to the identity of the person giving or providing the prohibited |
| 306 | gift, that person must be given notice and an opportunity to |
| 307 | participate in the investigation and relevant proceedings to |
| 308 | present a defense. If the Commission on Ethics determines that |
| 309 | the person gave or provided a prohibited gift, the person may |
| 310 | not appear before the commission or otherwise represent anyone |
| 311 | before the commission for a period of 2 years. |
| 312 | (e) A commissioner may not serve as the representative of |
| 313 | any political party or on any executive committee or other |
| 314 | governing body of a political party; serve as an executive |
| 315 | officer or employee of any political party, committee, |
| 316 | organization, or association; receive remuneration for |
| 317 | activities on behalf of any candidate for public office; engage |
| 318 | on behalf of any candidate for public office in the solicitation |
| 319 | of votes or other activities on behalf of such candidacy; or |
| 320 | become a candidate for election to any public office without |
| 321 | first resigning from office. |
| 322 | (f) A commissioner, during his or her term of office, may |
| 323 | not make any public comment regarding the merits of any |
| 324 | proceeding under ss. 120.569 and 120.57 currently pending before |
| 325 | the commission. |
| 326 | (g) A commissioner may not conduct himself or herself in |
| 327 | an unprofessional manner at any time during the performance of |
| 328 | his or her official duties. |
| 329 | (h) The chair shall require order and decorum in |
| 330 | proceedings before the commission. In the absence of the chair, |
| 331 | the commissioner presiding over a commission proceeding shall |
| 332 | require order and decorum in the proceeding. |
| 333 | (i) A commissioner shall be patient, dignified, and |
| 334 | courteous to litigants, other commissioners, witnesses, lawyers, |
| 335 | commission staff, and others with whom the commissioner deals in |
| 336 | an official capacity. |
| 337 | (j) A commissioner shall perform his or her official |
| 338 | duties without bias or prejudice. A commissioner may not, in the |
| 339 | performance of his or her official duties, by words or conduct |
| 340 | manifest bias or prejudice. |
| 341 | (k) A commissioner may not, with respect to parties or |
| 342 | classes of parties, cases, controversies, or issues likely to |
| 343 | come before the commission, make pledges, promises, or |
| 344 | commitments that are inconsistent with the impartial performance |
| 345 | of the commissioner's official duties. |
| 346 | (l) A commissioner may not be swayed by partisan |
| 347 | interests, public clamor, or fear of criticism. |
| 348 | (m)(h) A commissioner must avoid impropriety in all of his |
| 349 | or her activities and must act at all times in a manner that |
| 350 | promotes public confidence in the integrity and impartiality of |
| 351 | the commission. |
| 352 | (n)(i) A commissioner may not directly or indirectly, |
| 353 | through staff or other means, solicit anything of value from any |
| 354 | public utility regulated by the commission, or from any business |
| 355 | entity that, whether directly or indirectly, is an affiliate or |
| 356 | subsidiary of any public utility regulated by the commission, or |
| 357 | from any party appearing in a proceeding considered by the |
| 358 | commission in the last 2 years. |
| 359 | (3) INVESTIGATIONS; REPORTS; ADVISORY OPINIONS.- |
| 360 | (a) The Commission on Ethics shall accept and investigate |
| 361 | any alleged violations of this section pursuant to the |
| 362 | procedures contained in ss. 112.322-112.3241. |
| 363 | (b) The Commission on Ethics shall provide the Governor |
| 364 | and the Florida Public Service Commission Nominating Council |
| 365 | with a report of its findings and recommendations with respect |
| 366 | to alleged violations by a public service commissioner. The |
| 367 | Governor is authorized to enforce these the findings and |
| 368 | recommendations of the Commission on Ethics, pursuant to part |
| 369 | III of chapter 112. |
| 370 | (c) A public service commissioner, a commission employee, |
| 371 | or a member of the Florida Public Service Commission Nominating |
| 372 | Council may request an advisory opinion from the Commission on |
| 373 | Ethics, pursuant to s. 112.322(3)(a), regarding the standards of |
| 374 | conduct or prohibitions set forth in this section and ss. |
| 375 | 350.031, 350.04, and 350.042. |
| 376 | Section 6. Section 350.042, Florida Statutes, is amended |
| 377 | to read: |
| 378 | 350.042 Ex parte communications.- |
| 379 | (1) Each A commissioner and member of a commissioner's |
| 380 | direct staff shall should accord to every person who is a party |
| 381 | to or is registered with the commission as an interested person |
| 382 | in a proposed agency action proceeding, or who is a party to a |
| 383 | proceeding under s. 120.565, s. 120.569, or s. 120.57 legally |
| 384 | interested in a proceeding, or the person's lawyer, full right |
| 385 | to be heard according to law, and, except as authorized by law, |
| 386 | shall not neither initiate, solicit, or nor consider ex parte |
| 387 | communications concerning a pending proposed agency action the |
| 388 | merits, threat, or offer of reward in any proceeding or a |
| 389 | proceeding under s. 120.565, s. 120.569, or s. 120.57 other than |
| 390 | a proceeding under s. 120.54 or s. 120.565, workshops, or |
| 391 | internal affairs meetings. No individual shall discuss ex parte |
| 392 | with a commissioner or a member of a commissioner's direct staff |
| 393 | the merits of any issue that he or she reasonably foresees knows |
| 394 | will be filed with the commission within 90 days. The provisions |
| 395 | of this subsection shall not apply to commission staff. |
| 396 | (a) As used in this section, the term "ex parte |
| 397 | communication" means any communication that: |
| 398 | 1. If it is a written or printed communication or a |
| 399 | communication in electronic form, is not served on all parties |
| 400 | to a proceeding; or |
| 401 | 2. If it is an oral communication, is made without |
| 402 | adequate notice to the parties and without an opportunity for |
| 403 | the parties to be present and heard. |
| 404 | (b) Where circumstances require, ex parte communications |
| 405 | concerning scheduling, administrative purposes, or emergencies |
| 406 | that do not deal with substantive matters or issues on the |
| 407 | merits are authorized, if: |
| 408 | 1. The commissioner or member of a commissioner's direct |
| 409 | staff reasonably believes that no party will gain a procedural |
| 410 | or tactical advantage as a result of the ex parte communication; |
| 411 | and |
| 412 | 2. The commissioner or member of a commissioner's direct |
| 413 | staff makes provision promptly to notify all parties of the |
| 414 | substance of the ex parte communication and, where possible, |
| 415 | allows an opportunity to respond. |
| 416 | (2) The provisions of this section shall not prohibit an |
| 417 | individual residential ratepayer from communicating with a |
| 418 | commissioner or member of a commissioner's direct staff, |
| 419 | provided that the ratepayer is representing only himself or |
| 420 | herself, without compensation. |
| 421 | (3) This section shall not apply to oral communications or |
| 422 | discussions in scheduled and noticed open public meetings of |
| 423 | educational programs or of a conference or other meeting of an |
| 424 | association of regulatory agencies. |
| 425 | (4) If a commissioner or member of a commissioner's direct |
| 426 | staff knowingly receives an ex parte communication prohibited by |
| 427 | this section relative to a proceeding other than as set forth in |
| 428 | subsection (1), to which he or she is assigned, he or she must |
| 429 | place on the record of the proceeding copies of all written |
| 430 | communications received, all written responses to the |
| 431 | communications, and a memorandum stating the substance of all |
| 432 | oral communications received and all oral responses made, and |
| 433 | shall give written notice to all parties to the communication |
| 434 | that such matters have been placed on the record. Any party to |
| 435 | the proceeding who desires to respond to the an ex parte |
| 436 | communication may do so. The response must be received by the |
| 437 | commission within 10 days after receiving notice that the ex |
| 438 | parte communication has been placed on the record. The |
| 439 | commissioner may, if he or she deems it necessary to eliminate |
| 440 | the effect of an ex parte communication received by him or her, |
| 441 | withdraw from the proceeding, in which case the chair shall |
| 442 | substitute another commissioner for the proceeding. |
| 443 | (5) Any individual who makes an ex parte communication |
| 444 | prohibited by this section shall submit to the commission a |
| 445 | written statement describing the nature of such communication, |
| 446 | to include the name of the person making the communication, the |
| 447 | name of each the commissioner or direct staff member of a |
| 448 | commissioner commissioners receiving the communication, copies |
| 449 | of all written communications made, all written responses to |
| 450 | such communications, and a memorandum stating the substance of |
| 451 | all oral communications received and all oral responses made. |
| 452 | The commission shall place on the record of a proceeding all |
| 453 | such communications. |
| 454 | (6) Any commissioner or member of a commissioner's direct |
| 455 | staff who knowingly fails to place on the record any ex parte |
| 456 | communication prohibited by this section such communications, in |
| 457 | violation of this the section, within 15 days after of the date |
| 458 | of the such communication is subject to removal or dismissal and |
| 459 | may be assessed a civil penalty not to exceed $5,000. Any |
| 460 | individual who knowingly fails to comply with subsection (5) may |
| 461 | be assessed a civil penalty not to exceed $5,000. |
| 462 | (7)(a) It is shall be the duty of the Commission on Ethics |
| 463 | to receive and investigate sworn complaints of violations of |
| 464 | this section pursuant to the procedures contained in ss. |
| 465 | 112.322-112.3241. |
| 466 | (b) If the Commission on Ethics finds that there has been |
| 467 | a violation of this section by a public service commissioner or |
| 468 | member of a commissioner's direct staff, it shall provide the |
| 469 | Governor and the Florida Public Service Commission Nominating |
| 470 | Council with a report of its findings and recommendations. The |
| 471 | Governor is authorized to enforce the findings and |
| 472 | recommendations of the Commission on Ethics, pursuant to part |
| 473 | III of chapter 112. |
| 474 | (c) If a commissioner, a member of a commissioner's direct |
| 475 | staff, or other individual fails or refuses to pay the |
| 476 | Commission on Ethics any civil penalties assessed pursuant to |
| 477 | the provisions of this section, the Commission on Ethics may |
| 478 | bring an action in any circuit court to enforce the such |
| 479 | penalty. |
| 480 | (d) If, during the course of an investigation by the |
| 481 | Commission on Ethics into an alleged violation of this section, |
| 482 | allegations are made as to the identity of the person who |
| 483 | participated in the ex parte communication, that person must be |
| 484 | given notice and an opportunity to participate in the |
| 485 | investigation and relevant proceedings to present a defense. If |
| 486 | the Commission on Ethics determines that the person participated |
| 487 | in the ex parte communication, the person may not appear before |
| 488 | the commission or otherwise represent anyone before the |
| 489 | commission for a period of 2 years. |
| 490 | Section 7. Subsections (1), (2), and (3) of section |
| 491 | 350.06, Florida Statutes, are amended to read: |
| 492 | 350.06 Place of meeting; expenditures; employment of |
| 493 | personnel; records availability and fees.- |
| 494 | (1) The offices of the commission said commissioners shall |
| 495 | be in the vicinity of Tallahassee, but the commissioners may |
| 496 | hold sessions anywhere in the state at their discretion. |
| 497 | (2) All sums of money authorized to be paid on account of |
| 498 | the commission said commissioners shall be paid out of the State |
| 499 | Treasury only on the order of the Chief Financial Officer. |
| 500 | (3)(a) The commission shall commissioners may employ an |
| 501 | executive director, a general counsel, and an inspector general |
| 502 | clerical, technical, and professional personnel reasonably |
| 503 | necessary for the performance of their duties and may also |
| 504 | employ one or more persons capable of stenographic court |
| 505 | reporting, to be known as the official reporters of the |
| 506 | commission. Selection of the executive director shall be subject |
| 507 | to confirmation by the Senate. Until such time as the Senate |
| 508 | confirms the selection of the executive director, the individual |
| 509 | selected shall perform the functions of the position. If the |
| 510 | Senate refuses to confirm or fails to consider the selection |
| 511 | during its next regular session, the commission shall, within 30 |
| 512 | days, select another individual for Senate confirmation. This |
| 513 | process shall continue until the Senate has confirmed a |
| 514 | selection. In case of a vacancy in the position of executive |
| 515 | director, the commission shall select a new executive director |
| 516 | in the same manner as the original selection. |
| 517 | (b) Each commissioner may employ a chief advisor and an |
| 518 | executive assistant to serve as the direct staff of the |
| 519 | commissioner. |
| 520 | (c) Notwithstanding any other provision of law, the |
| 521 | executive director shall employ clerical, technical, and |
| 522 | professional personnel reasonably necessary to assist the |
| 523 | commission in the performance of its duties, and may employ one |
| 524 | or more persons capable of stenographic court reporting, to be |
| 525 | known as the official reporters of the commission. The executive |
| 526 | director shall have sole authority with respect to employment, |
| 527 | compensation, supervision, and direction of agency personnel |
| 528 | other than those personnel employed by the commission and |
| 529 | individual commissioners under paragraphs (a) and (b). |
| 530 | (d) The general counsel shall, in consultation with the |
| 531 | executive director, employ attorneys, paralegals, legal |
| 532 | secretaries, and other personnel reasonably necessary to assist |
| 533 | the commission in the performance of its duties. |
| 534 | Section 8. Section 350.122, Florida Statutes, is created |
| 535 | to read: |
| 536 | 350.122 Testimony; public disclosure of affiliation.- |
| 537 | (1) Each person offering testimony at a meeting, workshop, |
| 538 | hearing, or other scheduled event of the commission shall |
| 539 | disclose any financial or fiduciary relationship with any party |
| 540 | to the proceedings at the time the testimony is provided to the |
| 541 | commission. |
| 542 | (2) The determination by the commission that a person has |
| 543 | knowingly violated this section constitutes agency action for |
| 544 | which a hearing may be sought under chapter 120. |
| 545 | Section 9. Prior to the 2011 Regular Session, the |
| 546 | Legislature intends to study and evaluate the structure and |
| 547 | processes of the Public Service Commission and any related |
| 548 | matters to determine whether the commission should be |
| 549 | restructured in a manner that establishes the commission's |
| 550 | primary role as an independent and impartial decisionmaking |
| 551 | body, enhances due process for all persons involved in |
| 552 | commission proceedings, ensures that a public interest position |
| 553 | will be presented in commission proceedings, and allows |
| 554 | commission staff to freely gather information necessary to |
| 555 | advise the commission and advocate for the public interest, |
| 556 | while ensuring that the staff is not used as a conduit for |
| 557 | prohibited ex parte communications. In cooperation with the |
| 558 | Legislature, the commission's staff shall, as requested, provide |
| 559 | assistance and information relevant to this study. |
| 560 | Section 10. This act shall take effect July 1, 2010. |