1 | A bill to be entitled |
2 | An act relating to international commercial arbitration; |
3 | creating s. 684.0001, F.S.; providing a short title; |
4 | creating s. 684.0002, F.S.; defining the scope of |
5 | application of the Florida International Commercial |
6 | Arbitration Act; creating s. 684.0003, F.S.; defining |
7 | terms; providing rules of interpretation for the act; |
8 | creating s. 684.0004, F.S.; providing intent that the act |
9 | be applied and interpreted with respect to its purpose; |
10 | creating s. 684.0005, F.S.; specifying when a written |
11 | communication is received; creating s. 684.0006, F.S.; |
12 | specifying circumstances that constitute a waiver of the |
13 | right to object; creating s. 684.0007, F.S.; limiting the |
14 | ability of a court to intervene in an arbitral proceeding; |
15 | creating s. 684.0008, F.S.; designating the circuit court |
16 | in which an arbitration is or will be held as the court |
17 | that may take certain actions authorized by the act; |
18 | creating s. 684.0009, F.S.; requiring a court to refer |
19 | matters governed by an arbitration agreement to |
20 | arbitration; creating s. 684.001, F.S.; authorizing a |
21 | court to grant an interim measure of protection before or |
22 | during an arbitral proceeding; creating s. 684.0011, F.S.; |
23 | authorizing the parties to an arbitration to determine the |
24 | number of arbitrators; specifying the number of |
25 | arbitrators for a proceeding if the number of arbitrators |
26 | is not determined by the parties; creating s. 684.0012, |
27 | F.S.; specifying procedures for the appointment of an |
28 | arbitrator; creating s. 684.0013, F.S.; requiring a person |
29 | who is approached to be an arbitrator to make disclosures |
30 | relating to conflicts of interest; authorizing the |
31 | appointment of an arbitrator to be challenged based on a |
32 | perceived conflict of interest or qualifications; creating |
33 | s. 684.0014, F.S.; providing procedures to challenge the |
34 | appointment of an arbitrator; creating s. 684.0015, F.S.; |
35 | providing for the termination of the mandate of an |
36 | arbitrator due to failure or impossibility to act; |
37 | creating s. 684.0016, F.S.; providing a procedure for the |
38 | appointment of a substitute arbitrator; creating s. |
39 | 684.0017, F.S.; authorizing an arbitral tribunal to |
40 | determine its jurisdiction; authorizing a court to |
41 | determine the jurisdiction of an arbitral tribunal; |
42 | creating s. 684.0018, F.S.; authorizing an arbitral |
43 | tribunal to grant an interim measure; creating s. |
44 | 684.0019, F.S.; specifying conditions under which an |
45 | interim measure may be granted; creating s. 684.002, F.S.; |
46 | specifying conditions under which an interim order may be |
47 | granted to prevent a party from frustrating the purpose of |
48 | an interim measure; creating s. 684.0021, F.S.; requiring |
49 | a party to be notified of information relating to an |
50 | interim measure or preliminary order; requiring that a |
51 | party be given an opportunity to object to a preliminary |
52 | order; creating s. 684.0022, F.S.; authorizing an arbitral |
53 | tribunal to modify, suspend, or terminate an interim |
54 | measure or preliminary order under certain circumstances; |
55 | creating s. 684.0023, F.S.; authorizing an arbitral |
56 | tribunal to require security as a condition of granting an |
57 | interim measure; requiring security as a condition of |
58 | granting a preliminary order; creating s. 684.0024, F.S.; |
59 | requiring certain disclosures as a condition of granting |
60 | or maintaining an interim measure or preliminary order; |
61 | creating s. 684.0025, F.S.; providing for liability and an |
62 | award of costs and damages; creating s. 684.0026, F.S.; |
63 | providing for the recognition and enforcement of an |
64 | interim measure by a court; authorizing the court to |
65 | require security under certain circumstances; creating s. |
66 | 684.0027, F.S.; specifying grounds under which a court may |
67 | refuse to enforce an interim measure; creating s. |
68 | 684.0028, F.S.; authorizing a court to grant an interim |
69 | measure; creating s. 684.0029, F.S.; requiring parties to |
70 | an arbitral proceeding to be treated with equality and |
71 | given an opportunity to present their cases; creating s. |
72 | 684.003, F.S.; authorizing parties to an arbitration to |
73 | agree to arbitration procedures; providing default |
74 | procedures; creating s. 684.0031, F.S.; authorizing |
75 | parties to an arbitration to agree on the place of |
76 | arbitration; providing criteria to determine a default |
77 | location for the arbitration; creating s. 684.0032, F.S.; |
78 | specifying the date of commencement of an arbitral |
79 | proceeding; creating s. 684.0033, F.S.; authorizing |
80 | parties to an arbitration to agree on the language to be |
81 | used in the proceeding; authorizing the arbitral tribunal |
82 | to determine the language in the absence of a decision by |
83 | the parties; creating s. 684.0034, F.S.; providing for the |
84 | submission of claims and defenses to an arbitral tribunal; |
85 | creating s. 684.0035, F.S.; providing for the |
86 | determination of the method by which evidence will be |
87 | presented before an arbitral proceeding; creating s. |
88 | 684.0036, F.S.; specifying actions that constitute a |
89 | default by a party to an arbitral proceeding; creating s. |
90 | 684.0037, F.S.; authorizing an arbitral tribunal to |
91 | appoint an expert and for the parties to question and |
92 | present other experts to the tribunal's expert, unless |
93 | otherwise agreed by the parties; creating s. 684.0038, |
94 | F.S.; authorizing a party or an arbitral tribunal to |
95 | request the assistance of a court in taking evidence; |
96 | creating s. 684.0039, F.S.; providing for the choice of |
97 | law applicable in an arbitral proceeding; creating s. |
98 | 684.004, F.S.; specifying the number of arbitrators who |
99 | must make a decision, unless specified otherwise by the |
100 | parties; creating s. 684.0041, F.S.; authorizing the |
101 | parties to an arbitral proceeding to enter into a |
102 | settlement that is recorded as an award by the arbitral |
103 | tribunal; creating s. 684.0042, F.S.; specifying the form |
104 | and content of an arbitral award; creating s. 684.0043, |
105 | F.S.; specifying events that terminate or require an |
106 | arbitral tribunal to terminate an arbitral proceeding; |
107 | creating s. 684.0044, F.S.; authorizing an arbitral |
108 | tribunal to correct and interpret an arbitral award or |
109 | make an additional award under certain conditions; |
110 | creating s. 684.0045, F.S.; providing judicial immunity to |
111 | arbitrators acting under ch. 684, F.S.; creating s. |
112 | 684.0046, F.S.; specifying conditions under which a court |
113 | may set aside an arbitral award; creating s. 684.0047, |
114 | F.S.; providing for the recognition and enforcement of |
115 | arbitral awards by a court; creating s. 684.0048, F.S.; |
116 | specifying grounds under which a court may refuse to |
117 | recognize or enforce an arbitral award; repealing parts I, |
118 | II, and III of ch. 684, F.S., which create the Florida |
119 | International Arbitration Act and provide procedures for |
120 | the conduct of international arbitrations and authorize |
121 | court proceedings in connection with such arbitrations; |
122 | providing an effective date. |
123 |
|
124 | Be It Enacted by the Legislature of the State of Florida: |
125 |
|
126 | Section 1. Section 684.0001, Florida Statutes, is created |
127 | to read: |
128 | 684.0001 Short title.-This chapter may be cited as the |
129 | "Florida International Commercial Arbitration Act." |
130 | Section 2. Section 684.0002, Florida Statutes, is created |
131 | to read: |
132 | 684.0002 Scope of application.- |
133 | (1) This chapter applies to international commercial |
134 | arbitration, subject to any agreement in force between the |
135 | United States of America and any other country or countries. |
136 | (2) This chapter, except ss. 684.0009, 684.001, 684.0026, |
137 | 684.0027, 684.0028, 684.0047, and 684.0048, applies only if the |
138 | place of arbitration is in this state. |
139 | (3) An arbitration is international if: |
140 | (a) The parties to an arbitration agreement have, at the |
141 | time of the conclusion of that agreement, their places of |
142 | business in different countries; |
143 | (b) One of the following places is situated outside the |
144 | country in which the parties have their places of business: |
145 | 1. The place of arbitration if determined in, or pursuant |
146 | to, the arbitration agreement; or |
147 | 2. Any place where a substantial part of the obligations |
148 | of the commercial relationship are to be performed or the place |
149 | with which the subject matter of the dispute is most closely |
150 | connected; or |
151 | (c) The parties have expressly agreed that the subject |
152 | matter of the arbitration agreement relates to more than one |
153 | country. |
154 | (4) For the purposes of subsection (3): |
155 | (a) If a party has more than one place of business, the |
156 | place of business is that which has the closest relationship to |
157 | the arbitration agreement. |
158 | (b) If a party does not have a place of business, |
159 | reference shall be made to his or her habitual residence. |
160 | (5) This chapter does not affect any law that may prohibit |
161 | a matter from being resolved by arbitration or that specifies |
162 | the manner in which a specific matter may be submitted or |
163 | resolved by arbitration. |
164 | Section 3. Section 684.0003, Florida Statutes, is created |
165 | to read: |
166 | 684.0003 Definitions and rules of interpretation.- |
167 | (1) As used in this chapter, the term: |
168 | (a) "Arbitral tribunal" means a sole arbitrator or panel |
169 | of arbitrators. |
170 | (b) "Arbitration" means any arbitration whether or not |
171 | administered by a permanent arbitral institution. |
172 | (c) "Arbitration agreement" means an agreement by the |
173 | parties to submit to arbitration all or certain disputes that |
174 | have arisen or may arise between them in respect of a defined |
175 | legal relationship, whether contractual or not. |
176 | (d) "Court" means a circuit court of this state. |
177 | (2) A provision of this chapter, except s. 684.0038, which |
178 | leaves the parties free to determine a certain issue, includes |
179 | the right of the parties to authorize a third party, including |
180 | an institution, to make that determination. |
181 | (3) A provision of this chapter which refers to the fact |
182 | that the parties have agreed or that they may agree to a |
183 | procedure refers to an agreement of the parties. The agreement |
184 | includes any arbitration rules referenced in that agreement. |
185 | (4) A provision of this chapter, other than in s. |
186 | 684.0036(1) or s. 684.0043(2)(a), which refers to a claim also |
187 | applies to a counter claim, and a provision that refers to a |
188 | defense also applies to a defense to such counter claim. |
189 | Section 4. Section 684.0004, Florida Statutes, is created |
190 | to read: |
191 | 684.0004 International origin and general principles.- |
192 | (1) This chapter shall be interpreted with regard to its |
193 | international origin and to the need to promote uniformity in |
194 | its application and the observance of good faith. |
195 | (2) Questions concerning matters governed by this chapter |
196 | which are not expressly settled pursuant to it shall be settled |
197 | in conformity with the general principles on which this chapter |
198 | is based. |
199 | Section 5. Section 684.0005, Florida Statutes, is created |
200 | to read: |
201 | 684.0005 Receipt of written communications.- |
202 | (1) Unless otherwise agreed by the parties, a written |
203 | communication is deemed to be received if it is delivered to the |
204 | addressee personally or if it is delivered to the addressee's |
205 | place of business, habitual residence, or mailing address. If |
206 | one of these locations cannot be found after a reasonable |
207 | inquiry, the written communication is deemed to be received if |
208 | it is sent to the addressee's last known place of business, |
209 | habitual residence, or mailing address by registered letter or |
210 | any other means that provides a record of the attempt to deliver |
211 | it. The communication is deemed to be received on the day it is |
212 | delivered. |
213 | (2) This section does not apply to communications in court |
214 | proceedings. |
215 | Section 6. Section 684.0006, Florida Statutes, is created |
216 | to read: |
217 | 684.0006 Waiver of right to object.-A party who knows that |
218 | any provision of this chapter from which the parties may |
219 | derogate or any requirement under the arbitration agreement has |
220 | not been complied with and yet proceeds with the arbitration |
221 | without stating his or her objection to such noncompliance |
222 | without undue delay or, if a time limit is provided to object, |
223 | within such period of time, shall be deemed to have waived his |
224 | or her right to object. |
225 | Section 7. Section 684.0007, Florida Statutes, is created |
226 | to read: |
227 | 684.0007 Extent of court intervention.-In matters governed |
228 | by this chapter, a court may not intervene except to the extent |
229 | authorized by this chapter. |
230 | Section 8. Section 684.0008, Florida Statutes, is created |
231 | to read: |
232 | 684.0008 Court or other authority for certain functions of |
233 | arbitration assistance and supervision.-The functions referenced |
234 | in ss. 684.0012(3) and (4), 684.0013(3), 684.0014, 684.0015(3), |
235 | 684.0017(3), and 684.0046(2) shall be performed by the circuit |
236 | court in the county in which the seat of the arbitration is |
237 | located. |
238 | Section 9. Section 684.0009, Florida Statutes, is created |
239 | to read: |
240 | 684.0009 Arbitration agreement and substantive claim |
241 | before court.- |
242 | (1) A court before which an action is brought in a matter |
243 | that is the subject of an arbitration agreement shall, if a |
244 | party so requests not later than when submitting its first |
245 | statement on the substance of the dispute, refer the parties to |
246 | arbitration unless it finds that the agreement is null and void, |
247 | inoperative, or incapable of being performed. |
248 | (2) If an action described in subsection (1) has been |
249 | brought, arbitral proceedings may nevertheless be commenced or |
250 | continued, and an award may be made, while the issue is pending |
251 | before the court. |
252 | Section 10. Section 684.001, Florida Statues, is created |
253 | to read: |
254 | 684.001 Arbitration agreement and interim measures by a |
255 | court.-It is not incompatible with an arbitration agreement for |
256 | a party to request from a court, before or during arbitral |
257 | proceedings, an interim measure of protection and for a court to |
258 | grant such a measure. |
259 | Section 11. Section 684.0011, Florida Statutes, is created |
260 | to read: |
261 | 684.0011 Number of arbitrators.- |
262 | (1) The parties may determine the number of arbitrators. |
263 | (2) If the parties fail to determine the number of |
264 | arbitrators, the number of arbitrators shall be three. |
265 | Section 12. Section 684.0012, Florida Statutes, is created |
266 | to read: |
267 | 684.0012 Appointment of arbitrators.- |
268 | (1) A person is not precluded by reason of his or her |
269 | nationality from acting as an arbitrator, unless otherwise |
270 | agreed by the parties. |
271 | (2) The parties may agree on a procedure of appointing the |
272 | arbitrator or arbitrators, subject to subsections (4) and (5). |
273 | (3) Failing such agreement: |
274 | (a) In an arbitration having three arbitrators, each party |
275 | shall appoint one arbitrator, and the two arbitrators thus |
276 | appointed shall appoint the third arbitrator. If a party fails |
277 | to appoint the arbitrator within 30 days after receipt of a |
278 | request to do so from the other party, or if the two arbitrators |
279 | fail to agree on the third arbitrator within 30 days after their |
280 | appointment, the appointment shall be made, upon request of a |
281 | party, by the court or other authority specified in s. 684.0008. |
282 | (b) In an arbitration having a single arbitrator, if the |
283 | parties are unable to agree on the arbitrator, the arbitrator |
284 | shall be appointed, upon request of a party, by the court or |
285 | other authority specified in s. 684.0008. |
286 | (4) If, under an appointment procedure agreed upon by the |
287 | parties: |
288 | (a) A party fails to act as required under such procedure; |
289 | (b) The parties, or two arbitrators, are unable to reach |
290 | an agreement under such procedure; or |
291 | (c) A third party, including an institution, fails to |
292 | perform any function entrusted to it under such procedure, |
293 | |
294 | any party may request the court or other authority specified in |
295 | s. 684.0008 to take the necessary measure, unless the agreement |
296 | on the appointment procedure provides other means for securing |
297 | the appointment. |
298 | (5) A decision on a matter entrusted by subsection (3) or |
299 | subsection (4) to the court or other authority specified in s. |
300 | 684.0008 is not appealable. The court or other authority, in |
301 | appointing an arbitrator, shall have due regard to any |
302 | qualifications required by the arbitrator by the agreement of |
303 | the parties and to such considerations that are likely to secure |
304 | the appointment of an independent and impartial arbitrator. In |
305 | the case of the appointment of a sole or third arbitrator, the |
306 | court or other authority shall take into account the |
307 | advisability of appointing an arbitrator of a nationality other |
308 | than those of the parties. |
309 | Section 13. Section 684.0013, Florida Statutes, is created |
310 | to read: |
311 | 684.0013 Grounds for challenge.- |
312 | (1) When a person is approached in connection with a |
313 | possible appointment as an arbitrator, the person must disclose |
314 | any circumstances likely to give rise to justifiable doubts as |
315 | to the person's impartiality or independence. An arbitrator, |
316 | from the time of appointment and throughout the arbitral |
317 | proceedings, shall disclose any such circumstances to the |
318 | parties without delay, unless they have already been informed of |
319 | them by him or her. |
320 | (2) An arbitrator may be challenged only if circumstances |
321 | exist that give rise to justifiable doubts as to the |
322 | arbitrator's impartiality or independence, or if the arbitrator |
323 | does not possess qualifications agreed to by the parties. A |
324 | party may challenge an arbitrator appointed by it, or in whose |
325 | appointment the party participated, only for reasons of which |
326 | the party became aware after the appointment was made. |
327 | Section 14. Section 684.0014, Florida Statutes, is created |
328 | to read: |
329 | 684.0014 Challenge procedure.- |
330 | (1) The parties may agree on a procedure for challenging |
331 | an arbitrator, subject to subsection (3). |
332 | (2) Failing such agreement, a party who intends to |
333 | challenge an arbitrator shall, within 15 days after becoming |
334 | aware of the constitution of the arbitral tribunal or after |
335 | becoming aware of any circumstance described in s. 684.0013(2), |
336 | send a written statement of the reasons for the challenge to the |
337 | arbitral tribunal. Unless the challenged arbitrator withdraws |
338 | from his or her office or the other party agrees to the |
339 | challenge, the arbitral tribunal shall decide on the challenge. |
340 | (3) If a challenge under any procedure agreed upon by the |
341 | parties or pursuant to subsection (2) is not successful, the |
342 | challenging party may request, within 30 days after having |
343 | received notice of the decision rejecting the challenge, the |
344 | court or other authority specified in s. 684.0008 to decide on |
345 | the challenge. The decision of the court is not appealable. |
346 | While such a request is pending, the arbitral tribunal, |
347 | including the challenged arbitrator, may continue the arbitral |
348 | proceedings and make an award. |
349 | Section 15. Section 684.0015, Florida Statutes, is created |
350 | to read: |
351 | 684.0015 Failure or impossibility to act.- |
352 | (1) If an arbitrator becomes de jure or de facto unable to |
353 | perform his or her functions or for other reasons fails to act |
354 | without undue delay, his or her mandate terminates if he or she |
355 | withdraws from office or if the parties agree on the |
356 | termination. Otherwise, if a controversy remains concerning any |
357 | of these grounds, any party may request the court or other |
358 | authority specified in s. 684.0008 to decide on the termination |
359 | of the mandate. The decision of the court is not appealable. |
360 | (2) If, under this section or s. 684.0014(2), an |
361 | arbitrator withdraws from his or her office or a party agrees to |
362 | the termination of the mandate of an arbitrator, such actions do |
363 | not imply the acceptance of the validity of any ground described |
364 | in this section or in s. 684.0013(2). |
365 | Section 16. Section 684.0016, Florida Statutes, is created |
366 | to read: |
367 | 684.0016 Appointment of substitute arbitrator.-If the |
368 | mandate of an arbitrator terminates pursuant to s. 684.0014 or |
369 | s. 684.0015 or because of his or her withdrawal from office for |
370 | any other reason or because of the revocation of the mandate by |
371 | agreement of the parties or in any other case of termination of |
372 | the mandate, a substitute arbitrator shall be appointed pursuant |
373 | to the rules that applied to the appointment of the arbitrator |
374 | being replaced. |
375 | Section 17. Section 684.0017, Florida Statutes, is created |
376 | to read: |
377 | 684.0017 Competence of arbitral tribunal to rule on its |
378 | jurisdiction.- |
379 | (1) The arbitral tribunal may rule on its own |
380 | jurisdiction, including any objections with respect to the |
381 | existence or validity of the arbitration agreement. For that |
382 | purpose, an arbitration clause that forms part of a contract |
383 | shall be treated as an agreement independent of the other terms |
384 | of the contract. A decision by the arbitral tribunal that the |
385 | contract is not valid does not entail ipso jure the invalidity |
386 | of the arbitration clause. |
387 | (2) A plea that the arbitral tribunal does not have |
388 | jurisdiction must be raised not later than the submission of the |
389 | statement of defense. A party is not precluded from raising such |
390 | a plea by the fact that the party appointed, or participated in |
391 | the appointment of, an arbitrator. A plea that the arbitral |
392 | tribunal is exceeding the scope of its authority must be raised |
393 | as soon as the matter alleged to be beyond the scope of its |
394 | authority is raised during the arbitral proceedings. The |
395 | arbitral tribunal may, in either case, admit a later plea it if |
396 | considers the delay justified. |
397 | (3) The arbitral tribunal may rule on a plea referenced in |
398 | subsection (2) as a preliminary question or in an award on the |
399 | merits. If the arbitral tribunal rules as a preliminary question |
400 | that it has jurisdiction, any party may request, within 30 days |
401 | after receiving notice of that ruling, that the court specified |
402 | in s. 684.0008 decide the matter. The decision of the court is |
403 | not appealable. While such a request is pending, the arbitral |
404 | tribunal may continue the arbitral proceedings and make an |
405 | award. |
406 | Section 18. Section 684.0018, Florida Statutes, is created |
407 | to read: |
408 | 684.0018 Power of arbitral tribunal to order interim |
409 | measures.-Unless otherwise agreed by the parties, the arbitral |
410 | tribunal may, at the request of a party, grant interim measures. |
411 | An interim measure is any temporary measure, whether in the form |
412 | of an award or in another form, by which, at any time before the |
413 | issuance of the award by which the dispute is finally decided, |
414 | the arbitral tribunal orders a party to: |
415 | (1) Maintain or restore the status quo pending |
416 | determination of the dispute; |
417 | (2) Take action to prevent, or refrain from taking action |
418 | that is likely to cause, current or imminent harm or prejudice |
419 | to the arbitral process; |
420 | (3) Provide a means of preserving assets out of which a |
421 | subsequent award may be satisfied; or |
422 | (4) Preserve evidence that may be relevant and material to |
423 | the resolution of the dispute. |
424 | Section 19. Section 684.0019, Florida Statutes, is created |
425 | to read: |
426 | 684.0019 Conditions for granting interim measures.- |
427 | (1) The party requesting an interim measure under s. |
428 | 684.0018 must satisfy the arbitral tribunal that: |
429 | (a) Harm not adequately reparable by an award of damages |
430 | is likely to result if the measure is not ordered, and such harm |
431 | substantially outweighs the harm that is likely to result to the |
432 | party against whom the measure is directed if the measure is |
433 | granted; and |
434 | (b) A reasonable possibility exists that the requesting |
435 | party will succeed on the merits of the claim. The determination |
436 | on this possibility does not affect the discretion of the |
437 | arbitral tribunal in making any subsequent determination. |
438 | (2) With regard to a request for an interim measure under |
439 | s. 684.0018, the requirements in subsection (1) apply only to |
440 | the extent the arbitral tribunal considers appropriate. |
441 | Section 20. Section 684.002, Florida Statutes, is created |
442 | to read: |
443 | 684.002 Applications for preliminary orders and conditions |
444 | for granting preliminary orders.- |
445 | (1) Unless otherwise agreed by the parties, a party may, |
446 | without notice to any other party, make a request for an interim |
447 | measure together with an application for a preliminary order |
448 | prohibiting a party from frustrating the purpose of the interim |
449 | measure requested. |
450 | (2) The arbitral tribunal may grant a preliminary order if |
451 | it considers that prior disclosure of the request for the |
452 | interim measure to the party against whom it is directed risks |
453 | frustrating the purpose of the measure. |
454 | (3) The conditions described in s. 684.0019 apply to any |
455 | preliminary order if the harm assessed under s. 684.0019(1)(a) |
456 | is the harm likely to result from the order being granted or not |
457 | granted. |
458 | Section 21. Section 684.0021, Florida Statutes, is created |
459 | to read: |
460 | 684.0021 Specific regime for preliminary orders.- |
461 | (1) Immediately after the arbitral tribunal makes a |
462 | determination in respect of an application for a preliminary |
463 | order, the arbitral tribunal shall give notice to all parties of |
464 | the request for the interim measure, the application for the |
465 | preliminary order, the preliminary order, if any, and all other |
466 | communications. The notice shall include a description of the |
467 | content of any oral communication between any party and the |
468 | arbitral tribunal in relation to any such request or |
469 | application. |
470 | (2) At the same time, the arbitral tribunal shall give an |
471 | opportunity to any party against whom a preliminary order is |
472 | directed to present its case at the earliest practicable time. |
473 | (3) The arbitral tribunal must decide promptly on any |
474 | objection to the preliminary order. |
475 | (4) A preliminary order expires 20 days after the date on |
476 | which it was issued by the arbitral tribunal. However, the |
477 | arbitral tribunal may issue an interim measure adopting or |
478 | modifying the preliminary order after the party against whom the |
479 | preliminary order is directed is given notice and an opportunity |
480 | to present its case. |
481 | (5) A preliminary order is binding on the parties but is |
482 | not enforceable by a court. Such a preliminary order does not |
483 | constitute an award. |
484 | Section 22. Section 684.0022, Florida Statutes, is created |
485 | to read: |
486 | 684.0022 Modification, suspension, or termination; interim |
487 | measure or preliminary order.-The arbitral tribunal may modify, |
488 | suspend, or terminate an interim measure or a preliminary order |
489 | it has granted upon application of any party or, in exceptional |
490 | circumstances and upon prior notice to the parties, on the |
491 | arbitral tribunal's own initiative. |
492 | Section 23. Section 684.0023, Florida Statutes, is created |
493 | to read: |
494 | 684.0023 Provision of security.- |
495 | (1) The arbitral tribunal may require the party requesting |
496 | an interim measure to provide appropriate security in connection |
497 | with the measure. |
498 | (2) The arbitral tribunal shall require the party applying |
499 | for a preliminary order to provide security in connection with |
500 | the order unless the arbitral tribunal considers it |
501 | inappropriate or unnecessary to do so. |
502 | Section 24. Section 684.0024, Florida Statutes, is created |
503 | to read: |
504 | 684.0024 Disclosure.- |
505 | (1) The arbitral tribunal may require any party promptly |
506 | to disclose any material change in the circumstances on the |
507 | basis of which the interim measure was requested or granted. |
508 | (2) The party applying for a preliminary order shall |
509 | disclose to the arbitral tribunal all circumstances that are |
510 | likely to be relevant to the arbitral tribunal's determination |
511 | whether to grant or maintain the order, and such obligation |
512 | continues until the party against whom the order has been |
513 | requested has had an opportunity to present its case. |
514 | Thereafter, subsection (1) applies. |
515 | Section 25. Section 684.0025, Florida Statutes, is created |
516 | to read: |
517 | 684.0025 Costs and damages.-The party requesting an |
518 | interim measure or applying for a preliminary order is liable |
519 | for any costs and damages caused by the measure or the order to |
520 | any party if the arbitral tribunal later determines that the |
521 | measure or the order should not have been granted. The arbitral |
522 | tribunal may award such costs and damages at any point during |
523 | the proceedings. |
524 | Section 26. Section 684.0026, Florida Statutes, is created |
525 | to read: |
526 | 684.0026 Recognition and enforcement.- |
527 | (1) An interim measure issued by an arbitral tribunal |
528 | shall be recognized as binding and, unless otherwise provided by |
529 | the arbitral tribunal, enforced upon application to the |
530 | competent court, irrespective of the country in which it was |
531 | issued, subject to s. 684.0019(1). |
532 | (2) The party who is seeking or has obtained recognition |
533 | or enforcement of an interim measure shall promptly inform the |
534 | court of the termination, suspension, or modification of the |
535 | interim measure. |
536 | (3) The court where recognition or enforcement is sought |
537 | may, if it considers it proper, order the requesting party to |
538 | provide appropriate security if the arbitral tribunal has not |
539 | already made a determination with respect to security or if such |
540 | a decision is necessary to protect the rights of third parties. |
541 | Section 27. Section 684.0027, Florida Statutes, is created |
542 | to read: |
543 | 684.0027 Grounds for refusing recognition or enforcement.- |
544 | (1) Recognition or enforcement of an interim measure may |
545 | be refused only: |
546 | (a) At the request of the party against whom it is invoked |
547 | if the court is satisfied that: |
548 | 1. Such refusal is warranted on the grounds set forth in |
549 | s. 684.0048(1)(a)1., 2., 3., or 4.; |
550 | 2. The arbitral tribunal's decision with respect to the |
551 | provision of security in connection with the interim measure |
552 | issued by the arbitral tribunal has not been complied with; or |
553 | 3. The interim measure was terminated or suspended by the |
554 | arbitral tribunal or, if so empowered, by the court of the state |
555 | or country in which the arbitration takes place or under the law |
556 | of which that interim measure was granted; or |
557 | (b) If the court finds that: |
558 | 1. The interim measure is incompatible with the powers |
559 | conferred upon the court, unless the court decides to |
560 | reformulate the interim measure to the extent necessary to adapt |
561 | it to its own powers and procedures for the purpose of enforcing |
562 | that interim measure and without modifying its substance; or |
563 | 2. Any of the grounds set forth in s. 684.0048(1)(b)1. or |
564 | 2. apply to the recognition and enforcement of the interim |
565 | measure. |
566 | (2) A determination made by the court on any ground in |
567 | subsection (1) is effective only for the purposes of the |
568 | application to recognize and enforce the interim measure. The |
569 | court may not in making that determination undertake a review of |
570 | the substance of the interim measure. |
571 | Section 28. Section 684.0028, Florida Statutes, is created |
572 | to read: |
573 | 684.0028 Court-ordered interim measures.-A court has the |
574 | same power of issuing an interim measure in relation to |
575 | arbitration proceedings, irrespective of whether the arbitration |
576 | proceedings are held in this state, as it has in relation to the |
577 | proceedings in courts. The court shall exercise such power in |
578 | accordance with its own procedures and in consideration of the |
579 | specific features of international arbitration. |
580 | Section 29. Section 684.0029, Florida Statutes, is created |
581 | to read: |
582 | 684.0029 Equal treatment of parties.-The parties shall be |
583 | treated with equality and each party shall be given a full |
584 | opportunity of presenting its case. |
585 | Section 30. Section 684.003, Florida Statutes, is created |
586 | to read: |
587 | 684.003 Determination of rules of procedure.-Subject to |
588 | the provisions of this chapter, the parties may agree on the |
589 | procedure to be followed by the arbitral tribunal in conducting |
590 | the proceedings. Failing such agreement, the arbitral tribunal |
591 | may, subject to the provisions of this chapter, conduct the |
592 | arbitration in such manner as it considers appropriate. The |
593 | power conferred upon the arbitral tribunal includes the power to |
594 | determine the admissibility, relevance, materiality, and weight |
595 | of evidence. |
596 | Section 31. Section 684.0031, Florida Statutes, is created |
597 | to read: |
598 | 684.0031 Place of arbitration.- |
599 | (1) The parties may agree on the place of arbitration. |
600 | Failing such agreement, the place of arbitration shall be |
601 | determined by the arbitral tribunal having regard to the |
602 | circumstances of the case, including the convenience of the |
603 | parties. |
604 | (2) Notwithstanding subsection (1), the arbitral tribunal |
605 | may, unless otherwise agreed by the parties, meet at any place |
606 | it considers appropriate for consultation among its members, for |
607 | hearing witnesses, experts, or the parties, or for inspection of |
608 | goods, other property, or documents. |
609 | Section 32. Section 684.0032, Florida Statutes, is created |
610 | to read: |
611 | 684.0032 Commencement of arbitral proceedings.-Unless |
612 | otherwise agreed by the parties, the arbitral proceedings in |
613 | respect of a particular dispute commence on the date on which a |
614 | request for that dispute to be referred to an arbitration is |
615 | received by the respondent. |
616 | Section 33. Section 684.0033, Florida Statutes, is created |
617 | to read: |
618 | 684.0033 Language.- |
619 | (1) The parties may agree on the language or languages to |
620 | be used in the arbitral proceedings. Failing such agreement, the |
621 | arbitral tribunal shall specify the language or languages to be |
622 | used in the proceedings. This agreement or determination, unless |
623 | otherwise specified therein, applies to any written statement by |
624 | a party, any hearing, and any award, decision, or other |
625 | communication by the arbitral tribunal. |
626 | (2) The arbitral tribunal may order that any documentary |
627 | evidence be accompanied by a translation into the language or |
628 | languages agreed upon by the parties or specified by the |
629 | arbitral tribunal. |
630 | Section 34. Section 684.0034, Florida Statutes, is created |
631 | to read: |
632 | 684.0034 Statements of claim and defense.- |
633 | (1) Within the period of time agreed by the parties or |
634 | specified by the arbitral tribunal, the claimant shall state the |
635 | facts supporting its claim, the points at issue, and the relief |
636 | or remedy sought, and the respondent shall state its defense to |
637 | the claim, unless the parties have otherwise agreed as to the |
638 | required elements of such statements. The parties may submit |
639 | with their statements all documents they consider to be relevant |
640 | or may add a reference to the documents or other evidence they |
641 | will submit. |
642 | (2) Unless otherwise agreed by the parties, either party |
643 | may amend or supplement its claim or defense during the course |
644 | of the arbitral proceedings, unless the arbitral tribunal |
645 | considers it inappropriate to allow such amendment having regard |
646 | to the delay in making it. |
647 | Section 35. Section 684.0035, Florida Statutes, is created |
648 | to read: |
649 | 684.0035 Hearings and written proceedings.- |
650 | (1) Subject to any contrary agreement by the parties, the |
651 | arbitral tribunal shall decide whether to hold oral hearings for |
652 | the presentation of evidence or for oral argument, or whether |
653 | the proceedings shall be conducted on the basis of documents and |
654 | other materials. However, unless the parties have agreed that no |
655 | hearings will be held, the arbitral tribunal shall hold such |
656 | hearings at an appropriate stage of the proceedings, if so |
657 | requested by a party. |
658 | (2) The parties shall be given sufficient advance notice |
659 | of any hearing and of any meeting of the arbitral tribunal for |
660 | the purposes of inspection of goods, other property, or |
661 | documents. |
662 | (3) All statements, documents, or other information |
663 | supplied to the arbitral tribunal by one party shall be provided |
664 | to the other party. Also, any expert report or evidentiary |
665 | document on which the arbitral tribunal may rely in making its |
666 | decision shall be provided to the parties. |
667 | Section 36. Section 684.0036, Florida Statutes, is created |
668 | to read: |
669 | 684.0036 Default of a party.-Unless otherwise agreed by |
670 | the parties, if, without showing sufficient cause: |
671 | (1) The claimant fails to provide its statement of claim |
672 | pursuant to s. 684.0034(1), the arbitral tribunal shall |
673 | terminate the proceedings. |
674 | (2) The respondent fails to communicate its statement of |
675 | defense pursuant to s. 684.0034(1), the arbitral tribunal shall |
676 | continue the proceedings without treating such failure in itself |
677 | as an admission of the claimant's allegations. |
678 | (3) A party fails to appear at a hearing or to produce |
679 | documentary evidence, the arbitral tribunal may continue the |
680 | proceedings and make the award on the evidence before it. |
681 | Section 37. Section 684.0037, Florida Statutes, is created |
682 | to read: |
683 | 684.0037 Expert appointed by arbitral tribunal.- |
684 | (1) Unless otherwise agreed by the parties, the arbitral |
685 | tribunal may: |
686 | (a) Appoint one or more experts to report to it on |
687 | specific issues to be determined by the arbitral tribunal. |
688 | (b) Require a party to give the expert any relevant |
689 | information or produce or provide access to any relevant |
690 | documents, goods, or other property for inspection by the |
691 | expert. |
692 | (2) Unless otherwise agreed by the parties, if a party so |
693 | requests or if the arbitral tribunal considers it necessary, the |
694 | expert shall, after delivery of a written or oral report, |
695 | participate in a hearing in which the parties have the |
696 | opportunity to question the expert and to present expert |
697 | witnesses in order to testify on the points at issue. |
698 | Section 38. Section 684.0038, Florida Statutes, is created |
699 | to read: |
700 | 684.0038 Court assistance in taking evidence.-The arbitral |
701 | tribunal, or a party upon the approval of the arbitral tribunal, |
702 | may request assistance in taking evidence from a competent court |
703 | of this state. The court may execute the request within its |
704 | competence and according to its rules on taking evidence. |
705 | Section 39. Section 684.0039, Florida Statutes, is created |
706 | to read: |
707 | 684.0039 Rules applicable to substance of dispute.- |
708 | (1) The arbitral tribunal shall decide the dispute |
709 | pursuant to the rules of law chosen by the parties to apply to |
710 | the substance of the dispute. Any designation of the law or |
711 | legal system of a state or country shall be construed, unless |
712 | otherwise expressed, as directly referring to the substantive |
713 | law of that state or country and not to its conflict-of-laws |
714 | rule. |
715 | (2) Failing any designation by the parties, the arbitral |
716 | tribunal shall apply the law determined by the conflict-of-laws |
717 | rules that it considers applicable. |
718 | (3) The arbitral tribunal shall decide ex aequo et bono or |
719 | as amiable compositeur, only if the parties have expressly |
720 | authorized it to do so. |
721 | (4) In all cases, the arbitral tribunal shall decide in |
722 | accordance with the terms of the contract and shall take into |
723 | account the usages of the trade which apply to the transaction. |
724 | Section 40. Section 684.004, Florida Statutes, is created |
725 | to read: |
726 | 684.004 Decisionmaking by panel of arbitrators.-In |
727 | arbitral proceedings having more than one arbitrator, any |
728 | decision of the arbitral tribunal shall be made, unless |
729 | otherwise agreed by the parties, by a majority of all its |
730 | members. However, questions of procedure may be decided by a |
731 | presiding arbitrator, if so authorized by the parties or all |
732 | members of the arbitral tribunal. |
733 | Section 41. Section 684.0041, Florida Statutes, is created |
734 | to read: |
735 | 684.0041 Settlement.- |
736 | (1) If, during arbitral proceedings, the parties settle |
737 | the dispute, the arbitral tribunal shall terminate the |
738 | proceedings and, if requested by the parties and not objected to |
739 | by the arbitral tribunal, record the settlement in the form of |
740 | an arbitral award on agreed terms. |
741 | (2) An award on agreed terms shall be made pursuant to s. |
742 | 684.0042 and shall state that it is an award. Such an award has |
743 | the same status and effect as any other award on the merits of |
744 | the case. |
745 | Section 42. Section 684.0042, Florida Statutes, is created |
746 | to read: |
747 | 684.0042 Form and contents of award.- |
748 | (1) The award shall be made in writing and shall be signed |
749 | by the arbitrator or arbitrators. In arbitral proceedings having |
750 | more than one arbitrator, the signatures of the majority of all |
751 | members of the arbitral tribunal shall suffice, if the reason |
752 | for any omitted signature is stated. |
753 | (2) The award shall state the reasons upon which it is |
754 | based, unless the parties have agreed that no reasons are to be |
755 | given or the award is an award on agreed terms under s. |
756 | 684.0041. |
757 | (3) The award shall state its date and the place of |
758 | arbitration as determined pursuant to s. 684.0031(1). The award |
759 | shall be deemed to have been made at that place. |
760 | (4) After the award is made, a copy signed by the |
761 | arbitrators pursuant to subsection (1) shall be delivered to |
762 | each party. |
763 | Section 43. Section 684.0043, Florida Statutes, is created |
764 | to read: |
765 | 684.0043 Termination of proceedings.- |
766 | (1) Arbitral proceedings are terminated by the final award |
767 | or by an order of the arbitral tribunal pursuant to subsection |
768 | (2). |
769 | (2) The arbitral tribunal shall issue an order for the |
770 | termination of the arbitral proceedings when: |
771 | (a) The claimant withdraws its claim, unless the |
772 | respondent objects to the withdrawal of the claim and the |
773 | arbitral tribunal recognizes that the respondent has a |
774 | legitimate interest in obtaining a final settlement of the |
775 | dispute; |
776 | (b) The parties agree on the termination of the |
777 | proceedings; or |
778 | (c) The arbitral tribunal finds that the continuation of |
779 | the proceedings has for any other reason become unnecessary or |
780 | impossible. |
781 | (3) The mandate of the arbitral tribunal terminates with |
782 | the termination of the arbitral proceedings, subject to ss. |
783 | 684.0044 and 684.0046(4). |
784 | Section 44. Section 684.0044, Florida Statutes, is created |
785 | to read: |
786 | 684.0044 Correction and interpretation of award; |
787 | additional award.- |
788 | (1)(a) Within 30 days after receipt of the award, unless |
789 | another period of time has been agreed upon by the parties: |
790 | 1. A party, with notice to the other party, may request |
791 | the arbitral tribunal to correct in the award any errors in |
792 | computation, any clerical or typographical errors, or any errors |
793 | of similar nature. |
794 | 2. If so agreed by the parties, a party, with notice to |
795 | the other party, may request the arbitral tribunal to give an |
796 | interpretation of a specific point or part of the award. |
797 | (b) If the arbitral tribunal considers the request to be |
798 | justified, it shall make the correction or give the |
799 | interpretation within 30 days after the request. The |
800 | interpretation becomes part of the award. |
801 | (2) The arbitral tribunal may correct any error described |
802 | in subparagraph (1)(a)1. on its own initiative within 30 days |
803 | after the date of the award. |
804 | (3) Unless otherwise agreed by the parties, a party, with |
805 | notice to the other party, may request, within 30 days after the |
806 | receipt of the award, the arbitral tribunal to make an |
807 | additional award as to claims presented in the arbitral |
808 | proceedings but omitted from the award. If the arbitral tribunal |
809 | considers the request to be justified, it shall make the |
810 | additional award within 60 days. |
811 | (4) The arbitral tribunal may extend, if necessary, the |
812 | period of time within which it shall make a correction, |
813 | interpretation, or additional award pursuant to subsection (1) |
814 | or subsection (3). |
815 | (5) Section 684.0042, specifying the form and contents of |
816 | an award, applies to a correction or interpretation of the award |
817 | or to an additional award. |
818 | Section 45. Section 684.0045, Florida Statutes, is created |
819 | to read: |
820 | 684.0045 Immunity for arbitrators.-An arbitrator serving |
821 | under this chapter shall have judicial immunity in the same |
822 | manner and to the same extent as a judge. |
823 | Section 46. Section 684.0046, Florida Statutes, is created |
824 | to read: |
825 | 684.0046 Application to set aside as exclusive recourse |
826 | against arbitral award.- |
827 | (1) Recourse to a court against an arbitral award may be |
828 | made only by an application to set aside an arbitral award |
829 | pursuant to subsections (2) and (3). |
830 | (2) An arbitral award may be set aside by the court |
831 | specified in s. 684.0008 only if: |
832 | (a) The party making the application furnishes proof that: |
833 | 1. A party to the arbitration agreement defined in s. |
834 | 684.0003(1)(c) was under some incapacity or the arbitration |
835 | agreement is not valid under the law to which the parties have |
836 | subjected it or, failing any indication thereon, under the law |
837 | of this state; |
838 | 2. The party making the application was not given proper |
839 | notice of the appointment of an arbitrator or of the arbitral |
840 | proceedings or was otherwise unable to present its case; |
841 | 3. The award deals with a dispute not contemplated by or |
842 | not falling within the terms of the submissions to arbitration, |
843 | or contains decisions on matters beyond the scope of the |
844 | submission to arbitration. However, if the decisions on matters |
845 | submitted to arbitration can be separated from those not so |
846 | submitted, only that part of the award which contains decisions |
847 | on matters not submitted to arbitration may be set aside; or |
848 | 4. The composition of the arbitral tribunal or the |
849 | arbitral procedure was not in accordance with the agreement of |
850 | the parties, unless such agreement was in conflict with a |
851 | provision of this chapter from which the parties may not |
852 | derogate, or, failing such agreement, was not in accordance with |
853 | this chapter; or |
854 | (b) The court finds that: |
855 | 1. The subject matter of the dispute is not capable of |
856 | settlement by arbitration under the law of this state; or |
857 | 2. The award is in conflict with the public policy of this |
858 | state. |
859 | (3) An application to set aside an arbitral award may not |
860 | be made after 3 months have elapsed after the date on which the |
861 | party making that application receives the award or, if a |
862 | request had been made under s. 684.0044, after the date on which |
863 | that request had been disposed of by the arbitral tribunal. |
864 | (4) The court, when asked to set aside an award, may, if |
865 | appropriate and so requested by a party, suspend the proceedings |
866 | to set aside the award for a period of time determined by it in |
867 | order to give the arbitral tribunal an opportunity to resume the |
868 | arbitral proceedings or to take such other action as in the |
869 | arbitral tribunal's opinion will eliminate the grounds to set |
870 | aside the award. |
871 | Section 47. Section 684.0047, Florida Statutes, is created |
872 | to read: |
873 | 684.0047 Recognition and enforcement.- |
874 | (1) An arbitral award, irrespective of the country in |
875 | which it was made, shall be recognized as binding and, upon |
876 | application in writing to the competent court, shall be enforced |
877 | subject to this section and s. 684.0048. |
878 | (2) The party relying on an award or applying for its |
879 | enforcement shall supply the original or copy of the award. If |
880 | the award is not made in the English language, the court may |
881 | request the party to supply a translation of the award. |
882 | Section 48. Section 684.0048, Florida Statutes, is created |
883 | to read: |
884 | 684.0048 Grounds for refusing recognition or enforcement.- |
885 | (1) Recognition or enforcement of an arbitral award, |
886 | irrespective of the country in which it was made, may be refused |
887 | only: |
888 | (a) At the request of the party against whom it is |
889 | invoked, if that party furnishes to the competent court where |
890 | recognition or enforcement is sought proof that: |
891 | 1. A party to the arbitration agreement defined in s. |
892 | 684.0003(1)(c) was under some incapacity or the arbitration |
893 | agreement is not valid under the law to which the parties have |
894 | subjected it or, failing any indication thereon, under the law |
895 | of the country where the award was made; |
896 | 2. The party against whom the award is invoked was not |
897 | given proper notice of the appointment of an arbitrator or of |
898 | the arbitral proceedings or was otherwise unable to present its |
899 | case; |
900 | 3. The award deals with a dispute not contemplated by or |
901 | not falling within the terms of the submission to arbitration, |
902 | or it contains decisions on matters beyond the scope of the |
903 | submission to arbitration. However, if the decisions on matters |
904 | submitted to arbitration can be separated from those not so |
905 | submitted, that part of the award which contains decisions on |
906 | matters submitted to arbitration may be recognized and enforced; |
907 | 4. The composition of the arbitral tribunal or the |
908 | arbitral procedure was not in accordance with the agreement of |
909 | the parties or, failing such agreement, was not in accordance |
910 | with the law of the country where the arbitration took place; or |
911 | 5. The award has not yet become binding on the parties or |
912 | has been set aside or suspended by a court of the country in |
913 | which, or under the law of which, that award was made; or |
914 | (b) If the court finds that: |
915 | 1. The subject matter of the dispute is not capable of |
916 | settlement by arbitration under the laws of this state; or |
917 | 2. The recognition or enforcement of the award would be |
918 | contrary to the public policy of this state. |
919 | (2) If an application for setting aside or suspension of |
920 | an award has been made to a court referenced in subparagraph |
921 | (1)(a)5., the court where recognition or enforcement is sought |
922 | may, if it considers it proper, adjourn its decision and may |
923 | also, on the application of the party claiming recognition or |
924 | enforcement of the award, order the other party to provide |
925 | appropriate security. |
926 | Section 49. Parts I, II, and III of chapter 684, Florida |
927 | Statutes, consisting of sections 684.01, 684.02, 684.03, 684.04, |
928 | 684.05, 684.06, 684.07, 684.08, 684.09, 684.10, 684.11, 684.12, |
929 | 684.13, 684.14, 684.15, 684.16, 684.17, 684.18, 684.19, 684.20, |
930 | 684.21, 684.22, 684.23, 684.24, 684.25, 684.26, 684.27, 684.28, |
931 | 684.29, 684.30, 684.31, 684.32, 684.33, 684.34, and 684.35, are |
932 | repealed. |
933 | Section 50. This act shall take effect July 1, 2010. |