1 | A bill to be entitled |
2 | An act relating to reverse mortgage loans to senior |
3 | individuals; providing purposes; providing definitions; |
4 | providing for application to certain reverse mortgage |
5 | loans; specifying requirements for reverse mortgage loans; |
6 | specifying authorized fees and charges for reverse |
7 | mortgage loans; requiring lenders to provide borrowers |
8 | certain loan information; providing additional lender |
9 | requirements; specifying a statute of limitations for |
10 | collection of loan proceeds; prohibiting lenders from |
11 | requiring reverse mortgage loan applicants to purchase |
12 | certain financial products; specifying prohibited reverse |
13 | mortgage lender or broker activities; providing counseling |
14 | and consumer education requirements for reverse mortgage |
15 | lenders; specifying a reverse mortgage loan as a lien; |
16 | specifying priority of the lien; providing construction; |
17 | providing for treble damages under certain circumstances; |
18 | providing for nonapplication of certain state laws and |
19 | rules to reverse mortgage loans; providing an effective |
20 | date. |
21 |
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22 | Be It Enacted by the Legislature of the State of Florida: |
23 |
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24 | Section 1. (1) PURPOSES.-The purposes of this section are |
25 | to: |
26 | (a) Meet the special needs of senior homeowners by |
27 | reducing the effect of the economic hardship caused by the |
28 | increasing costs of meeting health, housing, and subsistence |
29 | needs at a time of reduced income, through the issuance of |
30 | reverse mortgage loans to permit the conversion of a portion of |
31 | accumulated home equity into liquid assets. |
32 | (b) Encourage and increase the involvement of mortgagees |
33 | and participants in the mortgage markets in the making and |
34 | servicing of reverse mortgage loans for senior homeowners. |
35 | (c) Protect senior homeowners from abuse and fraud. |
36 | (d) Encourage the use by senior homeowners interested in |
37 | reverse mortgage loans of entities approved by the United States |
38 | Department of Housing and Urban Development for participation in |
39 | the Federal Housing Administration's Home Equity Conversion |
40 | Mortgage Program and any alternative proprietary products. |
41 | (2) DEFINITIONS.-For purposes of this section, the term: |
42 | (a) "Broker" means an entity the activity of which in the |
43 | reverse mortgage loan process is limited to taking applications, |
44 | discussing terms and rates with the borrower, and undertaking |
45 | similar activities, but is not identified on the promissory note |
46 | as the payee and does not maintain its own funds for making |
47 | reverse mortgage loans. |
48 | (b) "Business day" means a day on which the offices of a |
49 | lender are open to the public for carrying on substantially all |
50 | of the lender's business functions. |
51 | (c) "Department" means the United States Department of |
52 | Housing and Urban Development. |
53 | (d) "Eligible borrower" means any individual who is at |
54 | least 62 years of age. A borrower who is incapacitated and |
55 | otherwise considered an eligible borrower is eligible for a |
56 | reverse mortgage loan if there is an individual who can contract |
57 | for the borrower as a court-appointed guardian or who possesses |
58 | a durable power of attorney for the borrower. If there is a co- |
59 | borrower on the loan, the co-borrower must also be at least 62 |
60 | years of age to be deemed an eligible borrower. |
61 | (e) "Lender" means an entity that is identified on the |
62 | promissory note as the payee, that maintains its own funds, |
63 | including warehouse lines, for making reverse mortgage loans, |
64 | and that may or may not be approved by the department to |
65 | participate in making reverse mortgage loans under the program. |
66 | (f) "Make a reverse mortgage loan" means the funding and |
67 | closing of a reverse mortgage loan subject to this section. |
68 | (g) "Maximum claim" means the maximum amount of proceeds |
69 | over the life of the reverse mortgage loan the borrower is |
70 | entitled to receive under the note. |
71 | (h) "Originate a reverse mortgage loan" means the taking |
72 | of an application for a reverse mortgage loan subject to this |
73 | section. |
74 | (i) "Program" means the Home Equity Conversion Mortgage |
75 | Program of the Federal Housing Administration. |
76 | (j) "Reverse mortgage loan" means a nonrecourse loan |
77 | secured by real property that meets the following criteria: |
78 | 1. The loan provides a lump sum, periodic cash advances, |
79 | and lines of credit to a borrower based on the equity or the |
80 | value in a borrower's owner-occupied principal residence. |
81 | 2. The loan requires no payment of principal or interest |
82 | until the entire loan becomes due and payable. |
83 | (k) "Taking an application" means the submission of a |
84 | written application for a reverse mortgage loan by the borrower |
85 | or borrower's representative to the lender, and the borrower or |
86 | borrower's representative intends the application to be |
87 | considered for approval. The taking of a borrower's contact |
88 | information, property address, and similar information or |
89 | obtaining the borrower's credit report is not deemed taking an |
90 | application. |
91 | (3) COVERAGE.-This section applies to reverse mortgage |
92 | loans originated by or made to eligible borrowers on the |
93 | borrower's principal, one-to-four family residential dwelling |
94 | and not originated or made under the program, as well as reverse |
95 | mortgage loans originated or made under the program. |
96 | (4) LIMITATIONS AND PARAMETERS.-A reverse mortgage loan |
97 | must comply with all of the following: |
98 | (a) Any prepayment, in whole or in part, shall be |
99 | permitted without penalty at any time during the term of the |
100 | reverse mortgage loan. For purposes of this section, a penalty |
101 | does not include any fees, payments, or other charges that would |
102 | have otherwise been due upon the reverse mortgage loan being due |
103 | and payable. |
104 | (b) A reverse mortgage loan may provide for a fixed or |
105 | adjustable interest rate or combination of such rates, |
106 | including, but not limited to, compound interest, and may also |
107 | provide for interest that is contingent upon the value of the |
108 | property upon execution of the loan or at the loan's maturity, |
109 | or on changes in value between the dates of the loan's closing |
110 | and maturity. |
111 | (c) If a reverse mortgage loan provides for periodic |
112 | advances to a borrower, the advances may not be reduced in |
113 | amount or number based upon any adjustment in the interest rate. |
114 | (d) The reverse mortgage loan shall become due and payable |
115 | upon the occurrence of any of the following events: |
116 | 1. The home securing the loan is sold or title to the home |
117 | is otherwise transferred; |
118 | 2. All borrowers cease occupying the home as a principal |
119 | residence, except as provided in paragraph (e); |
120 | 3. Any fixed maturity date agreed to by the lender and the |
121 | borrower occurs; or |
122 | 4. An event occurs that is specified in the loan documents |
123 | and that jeopardizes the lender's security. |
124 | (e) Repayment of the reverse mortgage loan is subject to |
125 | the following additional conditions: |
126 | 1. Temporary absences from the home not exceeding 60 |
127 | consecutive days may not cause the mortgage loan to become due |
128 | and payable. |
129 | 2. Extended absences from the home exceeding 60 |
130 | consecutive days, but less than 1 year, may not cause the |
131 | mortgage loan to become due and payable if the borrower has |
132 | taken prior action that secures and protects the home in a |
133 | manner satisfactory to the lender, as specified in the loan |
134 | documents. |
135 | (f) This section does not require a lender to make a |
136 | reverse mortgage loan if the lender has reason to believe the |
137 | borrower, acting on his own or acting through the borrower's |
138 | guardian or an individual with a durable power of attorney for |
139 | the borrower, is unable to enter into a contract for any reason, |
140 | including, but not limited to, incapacity or duress. This |
141 | paragraph does not create any special legal duty for the lender |
142 | to determine the borrower's ability to enter into a contract. |
143 | (5) FEES AND CHARGES.- |
144 | (a) A reverse mortgage loan may include costs and fees |
145 | that are charged by the lender or the lender's designee, |
146 | originator, or servicer, including, but not limited to, costs |
147 | and fees charged upon execution of the loan, upon execution of |
148 | appreciation on a periodic basis, or upon maturity. The borrower |
149 | may also be responsible for any costs of failing to comply with |
150 | the reverse mortgage loan contract. |
151 | (b) All fees are subject to all applicable state and |
152 | federal standards. |
153 | (6) AGREEMENT AND NOTE; DISCLOSURES.- |
154 | (a) A lender shall provide the borrower, anytime during |
155 | the reverse mortgage loan process but before the loan closing, |
156 | with a document disclosing in plain language a summary of the |
157 | core terms and conditions of the loan. The core terms and |
158 | conditions must include: |
159 | 1. Interest rate. |
160 | 2. Whether the rate is fixed or adjustable. |
161 | 3. If the rate is adjustable, the frequency of the rate |
162 | change and the maximum amount the rate can change in any period. |
163 | 4. The public index to which any changes in the interest |
164 | rate will be tied. |
165 | 5. The term of the loan. |
166 | 6. The schedule of payment paid out during the term of the |
167 | loan. |
168 | 7. The conditions under which repayment is triggered. |
169 | (b) Lenders that meet Federal Housing Authority |
170 | requirements for disclosure are also deemed to meet the |
171 | requirements of this subsection. |
172 | (c) The lender must comply with applicable federal |
173 | regulations. |
174 | (d) The lender's right to collect reverse mortgage loan |
175 | proceeds is subject to the applicable statute of limitations for |
176 | written loan contracts. Notwithstanding any other provision of |
177 | law, the statute of limitations shall commence on the date the |
178 | reverse mortgage loan becomes due and payable as provided in the |
179 | loan agreement. |
180 | (7) CROSS-SELLING.- |
181 | (a) A lender may not require an applicant for a reverse |
182 | mortgage loan to purchase an insurance annuity or other similar |
183 | financial product, excluding title insurance or hazard, flood, |
184 | or other peril insurance, as a condition of obtaining a reverse |
185 | mortgage loan. A reverse mortgage lender or a broker arranging a |
186 | reverse mortgage loan may not: |
187 | 1. Offer an insurance, annuity, or other similar financial |
188 | product, excluding title insurance or hazard, flood, or other |
189 | peril insurance, to the borrower prior to the closing of the |
190 | reverse mortgage loan or before the expiration of the right of |
191 | the borrower to rescind the reverse mortgage loan agreement. |
192 | 2. Refer the borrower to anyone for the purchase of an |
193 | insurance, annuity, or other similar financial product, |
194 | excluding title insurance or hazard, flood, or other peril |
195 | insurance, prior to the closing of the reverse mortgage loan or |
196 | before the expiration of the right of the borrower to rescind |
197 | the reverse mortgage loan agreement. |
198 | (b) A mortgage originator or any other party that |
199 | participates in the origination of a reverse mortgage loan must |
200 | comply with all applicable state laws and rules and federal laws |
201 | and regulations. |
202 | (8) COUNSELING AND CONSUMER EDUCATION.- |
203 | (a) Prior to making a reverse mortgage loan, a lender |
204 | shall: |
205 | 1. Refer the prospective borrower to a housing counseling |
206 | agency approved by the department. |
207 | 2. Provide the borrower with a list of at least five |
208 | counseling agencies approved by the department, including at |
209 | least two agencies that can provide counseling by telephone. |
210 | (b) A lender may not accept a final and complete |
211 | application for a reverse mortgage loan from a prospective |
212 | applicant or assess and collect any fees from a prospective |
213 | applicant without first receiving a certification from the |
214 | applicant or the applicant's authorized representative that the |
215 | applicant has received counseling from an approved agency. The |
216 | certification shall be signed by the borrower and the agency |
217 | counselor and shall include the dates of the counseling and the |
218 | names, addresses, and telephone numbers of the counselor and the |
219 | borrower. An electronic facsimile copy of the housing counseling |
220 | certification satisfies the requirements of this paragraph. The |
221 | lender shall maintain the certification in an accurate, |
222 | reproducible, and accessible format for the term of the reverse |
223 | mortgage loan. |
224 | (c) Counseling may be face to face or by telephone. |
225 | (d) The information covered in the counseling session |
226 | shall include: |
227 | 1. Options other than a reverse mortgage loan that are |
228 | available to the homeowner, including other housing, social |
229 | service, health, and financial options. |
230 | 2. Other reverse mortgage loan options that are or may |
231 | become available to the homeowner, including, but not limited |
232 | to, sale-leaseback financing, deferred payment loans, and |
233 | property tax deferrals. |
234 | 3. The financial implications of entering into a reverse |
235 | mortgage loan. |
236 | 4. A disclosure that a reverse mortgage loan may have tax |
237 | consequences, affect eligibility for assistance under federal |
238 | and state programs, and have an impact on the estate and heirs |
239 | of the homeowner. |
240 | (e) For borrowers represented by an individual who is a |
241 | court-appointed guardian or possesses a durable power of |
242 | attorney for the borrower, such individual must complete the |
243 | counseling requirements. |
244 | (f) Upon the request of the borrower, other parties shall |
245 | be permitted to attend the counseling with the borrower. This |
246 | paragraph does not create an obligation or duty on the part of |
247 | the lender to inform, notify, or advise any other party of the |
248 | opportunity to attend the counseling. |
249 | (g) The borrower may be assessed a fee for the counseling. |
250 | The fee may be financed under the loan amount as limited by the |
251 | department. |
252 | (9) OTHER PROVISIONS.- |
253 | (a) A reverse mortgage loan constitutes a lien against the |
254 | subject property to the extent of all advances made pursuant to |
255 | the reverse mortgage loan and all interest accrued on such |
256 | advances, and that lien shall have priority over any lien filed |
257 | or recorded after a reverse mortgage is recorded. |
258 | (b) For purposes of this section, a property is deemed to |
259 | be owner-occupied notwithstanding that legal title to the |
260 | property is held in the name of a trust provided the occupant of |
261 | the property is a beneficiary of the trust. |
262 | (c) An arrangement, transfer, or lien subject to this |
263 | section may not be invalidated solely because of the failure of |
264 | a lender to comply with any provision of this section. However, |
265 | this section does preclude the application of any other existing |
266 | civil remedies provided by law. |
267 | (d) A lender who fails to make loan advances as required |
268 | in the reverse mortgage loan documents and fails to cure an |
269 | actual default after notice as specified in the reverse mortgage |
270 | loan documents shall forfeit to the borrower treble the amount |
271 | wrongfully withheld plus interest at the legal rate. |
272 | (e) Any state law or rule applicable to loans, extensions |
273 | of credit, or other similar financial instruments that apply |
274 | limitations, restrictions, or prohibitions against certain |
275 | financial concepts, including, but not limited to, shared equity |
276 | lending, collateral-based lending, negative amortization, |
277 | adjustable-rate interest, deferred interest, and payments |
278 | calculated on an interest-only basis, however defined, that |
279 | frustrate the purpose of reverse mortgage loans does not apply |
280 | to reverse mortgage loans. |
281 | Section 2. This act shall take effect July 1, 2010. |