| 1 | A bill to be entitled |
| 2 | An act relating to human services; creating s. 287.0576, |
| 3 | F.S.; providing definitions; allowing the national |
| 4 | accreditation of human service providers to substitute for |
| 5 | certain agency licensure and monitoring requirements; |
| 6 | providing exceptions; requiring a single lead agency to be |
| 7 | responsible for monitoring human services delivery for |
| 8 | designated populations; requiring the lead agency to |
| 9 | develop monitoring protocols, develop a plan for |
| 10 | coordinating monitoring activities, adopt rules, provide a |
| 11 | list of required documents, and develop forms by a certain |
| 12 | date; providing that background screening conducted for |
| 13 | one agency satisfies the screening requirements of other |
| 14 | agencies; requiring the agency to accept all mandated |
| 15 | reports and invoices electronically and to allow all core |
| 16 | documents to be posted in secure electronic storage; |
| 17 | requiring agencies to provide an analysis of every new |
| 18 | governmental mandate to an affected contractor before the |
| 19 | mandate may be required or imposed; requiring a |
| 20 | contracting agency to negotiate a contract amendment for |
| 21 | any material change to a contract that will have a |
| 22 | financial impact on a contractor; requiring human service |
| 23 | contracts to include a cost-of-living adjustment or allow |
| 24 | the contractor to reduce services; providing an exception |
| 25 | under certain circumstances; requiring a contract to |
| 26 | ensure payment for undisputed issues, not allow a private |
| 27 | entity performing contract monitoring to impose additional |
| 28 | requirements, and allow unexpended funds to be carried |
| 29 | forward; providing that failure by an agency to negotiate |
| 30 | a contract amendment or provide a remedy to a material |
| 31 | adverse impact of a new governmental mandate constitutes |
| 32 | an agency action for the purposes of ch. 120, F.S.; |
| 33 | requiring each agency to compile a list of contractor |
| 34 | requirements and submit such list to the Governor; |
| 35 | amending s. 216.136, F.S.; requiring the Social Services |
| 36 | Estimating Conference to determine mental health, |
| 37 | substance abuse, child welfare, and juvenile justice |
| 38 | services needs; providing an effective date. |
| 39 |
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| 40 | Be It Enacted by the Legislature of the State of Florida: |
| 41 |
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| 42 | Section 1. Section 287.0576, Florida Statutes, is created |
| 43 | to read: |
| 44 | 287.0576 Outsourced human services.- |
| 45 | (1) As used in this section, the term: |
| 46 | (a) "Financial impact" means an increase in reasonable |
| 47 | costs of 5 percent or more in the annual aggregate payment to a |
| 48 | contractor performing a contract for outsourced human services. |
| 49 | (b) "Human services" means services related to mental |
| 50 | health, substance abuse, child welfare, or juvenile justice. |
| 51 | (c) "New governmental mandate" means a statutory |
| 52 | requirement, administrative rule, regulation, assessment, |
| 53 | executive order, judicial order, or other governmental |
| 54 | requirement, or an agency policy, that was not in effect when a |
| 55 | contract for the outsourcing of human services was originally |
| 56 | entered into and that directly imposes an obligation on the |
| 57 | contractor to take, or to refrain from taking, an action in |
| 58 | order to fulfill its contractual obligation. |
| 59 | (2) Notwithstanding any other provision of law, in order |
| 60 | to create a more stable business environment for contractors |
| 61 | providing outsourced human services and to ensure |
| 62 | accountability, eliminate duplication, and improve efficiency |
| 63 | with respect to the provision of such services, national |
| 64 | accreditation of human services providers by the Joint |
| 65 | Commission on Accreditation of Healthcare Organizations, the |
| 66 | Commission on Accreditation of Rehabilitation Facilities, and |
| 67 | the Council on Accreditation shall be accepted by an agency in |
| 68 | lieu of the agency's facility licensure onsite review and |
| 69 | administrative requirements, and as a substitute for the |
| 70 | agency's licensure, administrative, and program monitoring |
| 71 | requirements. Accreditation for administrative requirements |
| 72 | satisfies the administrative requirements for licensure during |
| 73 | the time period that the accreditation is effective. |
| 74 | Notwithstanding a survey or inspection by an accreditation |
| 75 | organization, the agency may continue to inspect and monitor the |
| 76 | contractor as necessary with respect to: |
| 77 | (a) Reimbursement matters for any contract. |
| 78 | (b) Complaint investigations, suspected problems, or the |
| 79 | implementation of the terms of consent decrees or other orders. |
| 80 | (c) Ensuring compliance with federal or state laws and |
| 81 | rules that are not covered by the accreditation. |
| 82 | (3) To facilitate service delivery and compliance with the |
| 83 | provisions of this part, a single agency shall take the lead |
| 84 | with respect to developing policies and monitoring requirements |
| 85 | for specified human services. The agency that has been |
| 86 | designated by the Federal Government or state law as the |
| 87 | authorized state entity with respect to a defined human service |
| 88 | population shall be the lead agency for the provision of all |
| 89 | related human services. |
| 90 | (a) By October 1, 2011, each lead agency shall: |
| 91 | 1. Develop a common monitoring protocol to be used by all |
| 92 | agencies serving the same population; |
| 93 | 2. Develop and implement a plan that coordinates |
| 94 | monitoring activities related to the delivery of services to the |
| 95 | populations being served by multiple agencies. Monitoring by |
| 96 | multiple agencies shall be combined so that interruptions to the |
| 97 | contractor and to the services provided are minimized; |
| 98 | 3. Adopt rules that guide the delivery of services across |
| 99 | the jurisdictions of multiple agencies serving the same |
| 100 | population and coordinate all monitoring activities; |
| 101 | 4. Provide a master list of core documents required for |
| 102 | contract monitoring purposes and provide for the submission or |
| 103 | posting of such documentation by each contractor; and |
| 104 | 5. If the same information or documentation is required by |
| 105 | more than one agency, develop a common form to be used by all |
| 106 | agencies requesting that information or documentation. |
| 107 | (b) Level 2 background screening conducted for one lead |
| 108 | agency shall satisfy the screening requirements for all agencies |
| 109 | requiring such screening. |
| 110 | (4) The department or agency must accept all mandated |
| 111 | reports and invoices from human services contractors |
| 112 | electronically, and allow all core documents required under |
| 113 | subparagraph (3)(a)4. to be posted in secure electronic storage. |
| 114 | The department shall recognize electronic document vaults |
| 115 | established for the purpose of storing, delivering, and |
| 116 | retrieving documents required in monitoring and regulatory |
| 117 | review processes. To the greatest extent possible, the |
| 118 | department shall promote the development, implementation, and |
| 119 | maintenance of such vaults by service providers or provider |
| 120 | trade associations. If a contractor uses such storage, the |
| 121 | department or agency must have access to the electronic storage |
| 122 | in order to monitor required documents, and shall by rule or |
| 123 | contract require the contractor to deposit documents requested |
| 124 | by the agency in such storage. |
| 125 | (5) Agencies shall provide to the contractor an analysis |
| 126 | of every new governmental mandate affecting the human services |
| 127 | contractor. The analysis must identify the estimated cost of the |
| 128 | mandate to the contractor and must be transmitted to the |
| 129 | contractor before the mandate may be required or imposed. |
| 130 | (6) Contracts to outsource human services must: |
| 131 | (a) Provide that if a material change to the scope of the |
| 132 | contract is imposed upon a contractor and compliance with such |
| 133 | change will have a financial impact on the contractor, the |
| 134 | contracting agency shall negotiate a contract amendment to |
| 135 | increase the maximum obligation amount or unit price of the |
| 136 | contract to offset the financial impact of the change if the |
| 137 | contractor furnishes evidence of such impact along with a |
| 138 | request to renegotiate the contract based on the proposed change |
| 139 | to the agency. The contractor may not be held to requirements or |
| 140 | obligations that are not required by law or are not included in |
| 141 | the original contract or by negotiated amendment to the |
| 142 | contract. The agency may issue emergency requirements to ensure |
| 143 | the continued safety of the population served by the contractor |
| 144 | for up to 90 days, during which the agency shall negotiate |
| 145 | contract changes as described in this paragraph. |
| 146 | (b) Provide, subject to appropriations, an annual cost-of- |
| 147 | living adjustment that reflects increases in the consumer price |
| 148 | index. In the absence of a cost-of-living adjustment, the |
| 149 | contract must allow the contractor to reduce the number of |
| 150 | services or units contracted for, or require the agency to |
| 151 | provide documentation substantiating the reasons a reduction is |
| 152 | not possible. |
| 153 | (c) Ensure that: |
| 154 | 1. Payment will be made on all items not under dispute and |
| 155 | that payment will not be withheld on undisputed issues pending |
| 156 | the resolution of disputed issues. |
| 157 | 2. If the agency engages a private entity to conduct |
| 158 | contract monitoring or otherwise delegates any contract |
| 159 | administration functions to an outside entity, such entity shall |
| 160 | uniformly administer the contract and not impose any |
| 161 | requirements that exceed law, rule, or the contract terms. |
| 162 | 3. Notwithstanding s. 216.301, any dispersed funds that |
| 163 | remain unexpended during the contract term are approved as |
| 164 | authorized revenue and carry over into the next year for the |
| 165 | purposes of cash flow and continuation of the contract. |
| 166 | (7) Any material change to a human services contract |
| 167 | imposed pursuant to paragraph (6)(a) constitutes an agency |
| 168 | action pursuant to chapter 120. Any contractor aggrieved by the |
| 169 | refusal or failure of an agency to negotiate a contract |
| 170 | amendment to provide a remedy for the fiscal impact of a |
| 171 | material change to the scope of the contract may seek a remedy |
| 172 | pursuant to chapter 120. |
| 173 | (8) Each agency shall annually compile and list all |
| 174 | contract requirements, mandated reports, outcome measures, and |
| 175 | other requirements imposed on its human services contractors. |
| 176 | The list must provide a law, rule, contract, or policy citation |
| 177 | for each requirement. The list shall be submitted to the |
| 178 | Governor. |
| 179 | Section 2. Paragraph (a) of subsection (6) of section |
| 180 | 216.136, Florida Statutes, is amended to read: |
| 181 | 216.136 Consensus estimating conferences; duties and |
| 182 | principals.- |
| 183 | (6) SOCIAL SERVICES ESTIMATING CONFERENCE.- |
| 184 | (a) The Social Services Estimating Conference shall |
| 185 | develop such official information relating to the social |
| 186 | services system of the state, including forecasts of social |
| 187 | services caseloads, utilization, and expenditures, as the |
| 188 | conference determines is needed for the state planning and |
| 189 | budgeting system. Such official information shall include, but |
| 190 | not be limited to, cash assistance and Medicaid caseloads, as |
| 191 | well as mental health, substance abuse, child welfare, and |
| 192 | juvenile justice services needs given current and estimated |
| 193 | population growth and economic trends. |
| 194 | Section 3. This act shall take effect July 1, 2011. |