1 | A bill to be entitled |
2 | An act relating to loan processing; amending s. 494.001, |
3 | F.S.; creating and revising definitions; deleting a |
4 | redundant definition; amending s. 494.0011, F.S.; |
5 | specifying rulemaking powers of the Financial Services |
6 | Commission; amending s. 494.0018, F.S.; revising cross- |
7 | references; amending s. 494.0025, F.S.; prohibiting acting |
8 | as an in-house loan processor without a specified license; |
9 | amending s. 494.00255, F.S.; including licensed in-house |
10 | loan processors in disciplinary provisions; amending s. |
11 | 494.00312, F.S.; providing that a loan originator license |
12 | may not be issued to a person who has had an in-house loan |
13 | processor license or its equivalent revoked in any |
14 | jurisdiction; creating s. 494.00314, F.S.; providing for |
15 | licensing of in-house loan processors; providing |
16 | application requirements; specifying when an application |
17 | is considered received; providing grounds for denial of |
18 | licensure; prohibiting issuance of licenses to applicants |
19 | who have had certain licenses revoked in other |
20 | jurisdictions; providing for annulment of licenses in |
21 | certain circumstances; requiring annual renewal of |
22 | licenses; prohibiting an in-house loan processor from |
23 | acting as a loan originator without a loan originator |
24 | license; authorizing a licensed loan originator to act as |
25 | an in-house loan processor without an in-house loan |
26 | processor license; creating s. 494.00315, F.S.; providing |
27 | for license renewals; amending s. 494.00331, F.S.; |
28 | providing that specified provisions do not apply to a |
29 | licensed contract loan processor who has on file with the |
30 | office a declaration of intent to act solely as a contract |
31 | loan processor; deleting a definition; providing |
32 | restrictions on employment of persons licensed as in-house |
33 | loan processors; amending s. 494.0035, F.S.; clarifying |
34 | provisions concerning operation of mortgage brokers; |
35 | amending s. 494.0038, F.S.; revising provisions relating |
36 | to disclosure of settlement charges and loan terms; |
37 | amending s. 494.00421, F.S.; revising an agency reference |
38 | in the mortgage broker agreement; providing that a |
39 | borrower may contact the Office of Financial Regulation |
40 | rather than the Department of Financial Services regarding |
41 | any complaints against a loan originator; amending s. |
42 | 494.00611, F.S.; providing that a mortgage lender license |
43 | may not be issued to an applicant if any of the |
44 | applicant's control persons has ever had an in-house loan |
45 | processor license or its equivalent revoked in any |
46 | jurisdiction; amending s. 494.00612, F.S.; requiring that |
47 | in order to renew a mortgage lender license a mortgage |
48 | lender must authorize the Nationwide Mortgage Licensing |
49 | System and Registry to obtain an independent credit report |
50 | on each of the mortgage lender's control persons; amending |
51 | s. 494.0067, F.S.; requiring each mortgage lender to |
52 | submit certain reports to the registry as may be required; |
53 | providing an effective date. |
54 |
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55 | Be It Enacted by the Legislature of the State of Florida: |
56 |
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57 | Section 1. Subsections (5) through (9), (10) through (14), |
58 | (15) through (24), and (26) through (34) of section 494.001, |
59 | Florida Statutes, are renumbered as subsections (6) through |
60 | (10), (12) through (16), (18) through (27), and (28) through |
61 | (36), respectively, new subsections (5), (11), and (17) are |
62 | added to that section, and present subsections (14), (25), and |
63 | (26) of that section are amended, to read: |
64 | 494.001 Definitions.-As used in ss. 494.001-494.0077, the |
65 | term: |
66 | (5) "Contract loan processor" means an individual who is |
67 | licensed under part II of this chapter as a loan originator, who |
68 | is an independent contractor for a mortgage broker or mortgage |
69 | lender, and who engages only in loan processing. |
70 | (11) "In-house loan processor" means an individual who is |
71 | an employee of a mortgage broker or a mortgage lender who |
72 | engages only in loan processing. |
73 | (16)(14) "Loan originator" means an individual who, |
74 | directly or indirectly, solicits or offers to solicit a mortgage |
75 | loan, accepts or offers to accept an application for a mortgage |
76 | loan, negotiates or offers to negotiate the terms or conditions |
77 | of a new or existing mortgage loan on behalf of a borrower or |
78 | lender, processes a mortgage loan application, or negotiates or |
79 | offers to negotiate the sale of an existing mortgage loan to a |
80 | noninstitutional investor for compensation or gain. The term |
81 | includes an individual who is required to be licensed as a loan |
82 | originator under the activities of a loan originator as that |
83 | term is defined in the S.A.F.E. Mortgage Licensing Act of 2008, |
84 | and an individual acting as a loan originator pursuant to that |
85 | definition is acting as a loan originator for purposes of this |
86 | definition. The term does not include an employee of a mortgage |
87 | broker or mortgage lender whose duties are limited to who |
88 | performs only administrative or clerical tasks, including |
89 | quoting available interest rates, physically handling a |
90 | completed application form, or transmitting a completed |
91 | application form to a lender on behalf of a prospective |
92 | borrower. |
93 | (17) "Loan processing" means: |
94 | (a) Receiving, collecting, distributing, and analyzing |
95 | information common for the processing of a mortgage loan; or |
96 | (b) Communicating with a consumer to obtain information |
97 | necessary for the processing of a mortgage loan, if such |
98 | communication does not include offering or negotiating loan |
99 | rates or terms, or counseling consumers about residential |
100 | mortgage loan rates or terms. |
101 | (25) "Person" has the same meaning as in s. 1.01. |
102 | (28)(26) "Principal loan originator" means the licensed |
103 | loan originator in charge of, and responsible for, the operation |
104 | of a mortgage lender or mortgage broker, including all of the |
105 | activities of the mortgage lender's or mortgage broker's loan |
106 | originators, in-house loan processors, and branch managers, |
107 | whether employees or independent contractors. |
108 | Section 2. Subsection (2) of section 494.0011, Florida |
109 | Statutes, is amended to read: |
110 | 494.0011 Powers and duties of the commission and office.- |
111 | (2) To administer ss. 494.001-494.0077, The commission may |
112 | adopt rules to administer parts I, II, and III of this chapter, |
113 | including rules: |
114 | (a) Requiring electronic submission of any forms, |
115 | documents, or fees required by this act. |
116 | (b) Relating to compliance with the S.A.F.E. Mortgage |
117 | Licensing Act of 2008, including rules to: |
118 | 1. Require in-house loan processors, loan originators, |
119 | mortgage brokers, mortgage lenders, and branch offices to |
120 | register through the registry. |
121 | 2. Require the use of uniform forms that have been |
122 | approved by the registry, and any subsequent amendments to such |
123 | forms if the forms are substantially in compliance with the |
124 | provisions of this chapter. Uniform forms that the commission |
125 | may adopt include, but are not limited to: |
126 | a. Uniform Mortgage Lender/Mortgage Broker Form, MU1. |
127 | b. Uniform Mortgage Biographical Statement & Consent Form, |
128 | MU2. |
129 | c. Uniform Mortgage Branch Office Form, MU3. |
130 | d. Uniform Individual Mortgage License/Registration & |
131 | Consent Form, MU4. |
132 | 3. Require the filing of forms, documents, and fees in |
133 | accordance with the requirements of the registry. |
134 | 4. Prescribe requirements for amending or surrendering a |
135 | license or other activities as the commission deems necessary |
136 | for the office's participation in the registry. |
137 | 5. Prescribe procedures that allow a licensee to challenge |
138 | information contained in the registry. |
139 | 6. Prescribe procedures for reporting violations of this |
140 | chapter and disciplinary actions on licensees to the registry. |
141 | (c) Establishing time periods during which an in-house |
142 | loan processor, a loan originator, a mortgage broker, or a |
143 | mortgage lender license applicant under part II or part III is |
144 | barred from licensure due to prior criminal convictions of, or |
145 | guilty or nolo contendere pleas by, any of the applicant's |
146 | control persons, regardless of adjudication. |
147 | 1. The rules must provide: |
148 | a. Permanent bars for felonies involving fraud, |
149 | dishonesty, breach of trust, or money laundering; |
150 | b. A 15-year disqualifying period for felonies involving |
151 | moral turpitude; |
152 | c. A 7-year disqualifying period for all other felonies; |
153 | and |
154 | d. A 5-year disqualifying period for misdemeanors |
155 | involving fraud, dishonesty, or any other act of moral |
156 | turpitude. |
157 | 2. The rules may provide for an additional waiting period |
158 | due to dates of imprisonment or community supervision, the |
159 | commitment of multiple crimes, and other factors reasonably |
160 | related to the applicant's criminal history. |
161 | 3. The rules may provide for mitigating factors for crimes |
162 | identified in sub-subparagraph 1.b. However, the mitigation may |
163 | not result in a period of disqualification less than 7 years. |
164 | The rule may not mitigate the disqualifying periods in sub- |
165 | subparagraphs 1.a., 1.c., and 1.d. |
166 | 4. An applicant is not eligible for licensure until the |
167 | expiration of the disqualifying period set by rule. |
168 | 5. Section 112.011 is not applicable to eligibility for |
169 | licensure under this part. |
170 | Section 3. Subsection (1) of section 494.0018, Florida |
171 | Statutes, is amended to read: |
172 | 494.0018 Penalties.- |
173 | (1) Whoever knowingly violates any provision of s. |
174 | 494.00255(1)(a), (b), or (c) or s. 494.0025(1), (3)(2), (4)(3), |
175 | (5)(4), or (6)(5), except as provided in subsection (2) of this |
176 | section, commits a felony of the third degree, punishable as |
177 | provided in s. 775.082, s. 775.083, or s. 775.084. Each such |
178 | violation constitutes a separate offense. |
179 | Section 4. Subsections (2) through (10) of section |
180 | 494.0025, Florida Statutes, are renumbered as subsections (3) |
181 | through (11), respectively, and a new subsection (2) is added to |
182 | that section to read: |
183 | 494.0025 Prohibited practices.-It is unlawful for any |
184 | person: |
185 | (2) To act as an in-house loan processor in this state |
186 | without a current, active in-house loan processor license issued |
187 | by the office pursuant to part II of this chapter. |
188 | Section 5. Paragraphs (n) and (p) of subsection (1), |
189 | paragraph (f) of subsection (2), and subsections (3), (4), (5), |
190 | (6), and (8) of section 494.00255, Florida Statutes, are |
191 | amended, and paragraph (m) of subsection (1) is reenacted, to |
192 | read: |
193 | 494.00255 Administrative penalties and fines; license |
194 | violations.- |
195 | (1) Each of the following acts constitutes a ground for |
196 | which the disciplinary actions specified in subsection (2) may |
197 | be taken against a person licensed or required to be licensed |
198 | under part II or part III of this chapter: |
199 | (m) In any mortgage transaction, violating any provision |
200 | of the federal Real Estate Settlement Procedures Act, as |
201 | amended, 12 U.S.C. ss. 2601 et seq.; the federal Truth in |
202 | Lending Act, as amended, 15 U.S.C. ss. 1601 et seq.; or any |
203 | regulations adopted under such acts. |
204 | (n) Having a loan originator, an in-house loan processor, |
205 | a mortgage broker, or a mortgage lender license, or the |
206 | equivalent of such license, revoked in any jurisdiction. |
207 | (p) Acting as a loan originator, an in-house loan |
208 | processor, a mortgage broker, or a mortgage lender without a |
209 | current license issued under part II or part III of this |
210 | chapter. |
211 | (2) If the office finds a person in violation of any act |
212 | specified in this section, it may enter an order imposing one or |
213 | more of the following penalties: |
214 | (f) An administrative fine of up to $1,000 per day, but |
215 | not to exceed $25,000 cumulatively, for each day that: |
216 | 1. A mortgage broker or mortgage lender conducts business |
217 | at an unlicensed branch office. |
218 | 2. An unlicensed person acts as a loan originator, an in- |
219 | house loan processor, a mortgage broker, or a mortgage lender. |
220 | (3) A mortgage broker or mortgage lender, as applicable, |
221 | is subject to the disciplinary actions specified in subsection |
222 | (2) for a violation of subsection (1) by: |
223 | (a) A control person of the mortgage broker or mortgage |
224 | lender; or |
225 | (b) A loan originator employed by or contracting with the |
226 | mortgage broker or mortgage lender; or |
227 | (c) An in-house loan processor who is an employee of the |
228 | mortgage broker or mortgage lender. |
229 | (4) A principal loan originator of a mortgage broker is |
230 | subject to the disciplinary actions specified in subsection (2) |
231 | for violations of subsection (1) by a loan originator or an in- |
232 | house loan processor in the course of an association with the |
233 | mortgage broker if there is a pattern of repeated violations by |
234 | the loan originator or in-house loan processor or if the |
235 | principal loan originator has knowledge of the violations. |
236 | (5) A principal loan originator of a mortgage lender is |
237 | subject to the disciplinary actions specified in subsection (2) |
238 | for violations of subsection (1) by a loan originator or an in- |
239 | house loan processor in the course of an association with a |
240 | mortgage lender if there is a pattern of repeated violations by |
241 | the loan originator or in-house loan processor or if the |
242 | principal loan originator has knowledge of the violations. |
243 | (6) A branch manager is subject to the disciplinary |
244 | actions specified in subsection (2) for violations of subsection |
245 | (1) by a loan originator or an in-house loan processor in the |
246 | course of an association with the mortgage broker or mortgage |
247 | lender if there is a pattern of repeated violations by the loan |
248 | originator or in-house loan processor or if the branch manager |
249 | has knowledge of the violations. |
250 | (8) Pursuant to s. 120.60(6), the office may summarily |
251 | suspend the license of a loan originator, an in-house loan |
252 | processor, a mortgage broker, or a mortgage lender if the office |
253 | has reason to believe that a licensee poses an immediate, |
254 | serious danger to the public's health, safety, or welfare. The |
255 | arrest of the licensee, or the mortgage broker or the mortgage |
256 | lender's control person, for any felony or any crime involving |
257 | fraud, dishonesty, breach of trust, money laundering, or any |
258 | other act of moral turpitude is deemed sufficient to constitute |
259 | an immediate danger to the public's health, safety, or welfare. |
260 | Any proceeding for the summary suspension of a license must be |
261 | conducted by the commissioner of the office, or designee, who |
262 | shall issue the final summary order. |
263 | Section 6. Subsection (5) of section 494.00312, Florida |
264 | Statutes, is amended to read: |
265 | 494.00312 Loan originator license.- |
266 | (5) The office may not issue a license to an applicant who |
267 | has had a loan originator or an in-house loan processor license |
268 | or its equivalent revoked in any jurisdiction. |
269 | Section 7. Section 494.00314, Florida Statutes, is created |
270 | to read: |
271 | 494.00314 In-house loan processor license.- |
272 | (1) An individual acting as an in-house loan processor |
273 | must be licensed under this section. |
274 | (2) In order to apply for an in-house loan processor |
275 | license, an applicant must: |
276 | (a) Be at least 18 years of age and have a high school |
277 | diploma or its equivalent. |
278 | (b) Submit a completed license application form as |
279 | prescribed by commission rule. |
280 | (c) Submit a nonrefundable application fee of $100. |
281 | Application fees may not be prorated for partial years of |
282 | licensure. |
283 | (d) Submit fingerprints in accordance with rules adopted |
284 | by the commission. |
285 | 1. The fingerprints must be submitted to a live-scan |
286 | vendor authorized by the Department of Law Enforcement. |
287 | 2. A state criminal history background check must be |
288 | conducted through the Department of Law Enforcement, and a |
289 | federal criminal history check must be conducted through the |
290 | Federal Bureau of Investigation. |
291 | 3. All fingerprints submitted to the Department of Law |
292 | Enforcement must be submitted electronically and entered into |
293 | the statewide automated fingerprint identification system |
294 | established in s. 943.05(2)(b) and available for use in |
295 | accordance with s. 943.05(2)(g) and (h). The office shall pay an |
296 | annual fee to the department to participate in the system and |
297 | inform the department of any person whose fingerprints are no |
298 | longer required to be retained. |
299 | 4. The costs of fingerprint processing, including the cost |
300 | of retaining fingerprints, shall be borne by the person subject |
301 | to the background check. |
302 | 5. The office is responsible for reviewing the results of |
303 | the state and federal criminal history checks and determining |
304 | whether the applicant meets licensure requirements. |
305 | (e) Submit additional information or documentation |
306 | requested by the office and required by rule concerning the |
307 | applicant. Additional information may include documentation of |
308 | pending or prior disciplinary or criminal history events, |
309 | including arrest reports and certified copies of charging |
310 | documents, plea agreements, judgments and sentencing documents, |
311 | documents relating to pretrial intervention, orders terminating |
312 | probation or supervised release, final administrative agency |
313 | orders, or other comparable documents that may provide the |
314 | office with the appropriate information to determine eligibility |
315 | for licensure. |
316 | (f) Submit any other information required by the registry |
317 | for processing the application. |
318 | (3) An application is considered received for the purposes |
319 | of s. 120.60 upon the office's receipt of all documentation from |
320 | the registry, including the completed application form, criminal |
321 | history information, and license application fee. |
322 | (4) The office shall issue an in-house loan processor |
323 | license to each person who is not otherwise ineligible and who |
324 | meets the requirements of this section. However, it is a ground |
325 | for denial of licensure if the applicant: |
326 | (a) Has committed any violation specified in ss. 494.001- |
327 | 494.0077; or |
328 | (b) Is the subject of a pending felony criminal |
329 | prosecution or a prosecution or an administrative enforcement |
330 | action in any jurisdiction which involves fraud, dishonesty, |
331 | breach of trust, money laundering, or any other act of moral |
332 | turpitude. |
333 | (5) The office may not issue a license to an applicant who |
334 | has had an in-house loan processor or loan originator license or |
335 | its equivalent revoked in any jurisdiction. |
336 | (6) An in-house loan processor license shall be annulled |
337 | pursuant to s. 120.60 if it was issued by the office by mistake. |
338 | A license must be reinstated if the applicant demonstrates that |
339 | the requirements for obtaining the license have been satisfied. |
340 | (7) All in-house loan processor licenses must be renewed |
341 | annually by December 31, pursuant to s. 494.00315. If a person |
342 | holding an active license has not applied to renew the license |
343 | on or before December 31, the license expires on December 31. If |
344 | a person holding an active license has applied to renew on or |
345 | before December 31, the license remains active until the renewal |
346 | application is approved or denied. An in-house loan processor is |
347 | not precluded from reapplying for licensure upon expiration of a |
348 | previous license. |
349 | (8) An in-house loan processor licensed under this section |
350 | may not act as a loan originator without a loan originator |
351 | license issued under this part. |
352 | (9) A loan originator licensed under this part may also |
353 | act as an in-house loan processor without an in-house loan |
354 | processor license. |
355 | Section 8. Section 494.00315, Florida Statutes, is created |
356 | to read: |
357 | 494.00315 In-house loan processor license renewal.-In |
358 | order to renew an in-house loan processor license, an in-house |
359 | loan processor must: |
360 | (1) Submit a completed license renewal form as prescribed |
361 | by commission rule. |
362 | (2) Submit a nonrefundable renewal fee of $75 and |
363 | nonrefundable fees to cover the costs of further fingerprint |
364 | processing and retention as set forth in commission rule. |
365 | (3) Submit any additional information or documentation |
366 | requested by the office and required by rule concerning the |
367 | licensee. Additional information may include documentation of |
368 | pending and prior disciplinary and criminal history events, |
369 | including arrest reports and certified copies of charging |
370 | documents, plea agreements, judgments and sentencing documents, |
371 | documents relating to pretrial intervention, orders terminating |
372 | probation or supervised release, final administrative agency |
373 | orders, or other comparable documents that may provide the |
374 | office with the appropriate information to determine eligibility |
375 | for renewal of licensure. |
376 | Section 9. Section 494.00331, Florida Statutes, is amended |
377 | to read: |
378 | 494.00331 Loan originator and loan processor employment.- |
379 | (1) LOAN ORIGINATORS.-An individual may not act as a loan |
380 | originator unless he or she is an employee of, or an independent |
381 | contractor for, a mortgage broker or a mortgage lender, and may |
382 | not be employed by or contract with more than one mortgage |
383 | broker or mortgage lender, or either simultaneously. |
384 | (2) CONTRACT LOAN PROCESSORS.-Subsection (1) However, this |
385 | provision does not apply to a contract loan processor who has a |
386 | declaration of intent to act solely as a contract loan processor |
387 | on file with the office. The declaration of intent must be on a |
388 | form as prescribed by commission rule any licensed loan |
389 | originator who acts solely as a loan processor and contracts |
390 | with more than one mortgage broker or mortgage lender, or either |
391 | simultaneously. |
392 | (2) For purposes of this section, the term "loan |
393 | processor" means an individual who is licensed as a loan |
394 | originator who engages only in: |
395 | (a) The receipt, collection, distribution, and analysis of |
396 | information common for the processing or underwriting of a |
397 | residential mortgage loan; or |
398 | (b) Communication with consumers to obtain the information |
399 | necessary for the processing or underwriting of a loan, to the |
400 | extent that such communication does not include offering or |
401 | negotiating loan rates or terms or does not include counseling |
402 | consumers about residential mortgage loan rates or terms. |
403 | (3) A person may not act as a loan processor unless the |
404 | person is licensed as a loan originator under this chapter and |
405 | has on file with the office a declaration of intent to engage |
406 | solely in loan processing. The declaration of intent must be on |
407 | such form as prescribed by the commission by rule. |
408 | (a)(4) A loan originator that currently has a declaration |
409 | of intent to engage solely in loan processing on file with the |
410 | office may withdraw his or her declaration of intent to engage |
411 | solely in loan processing. The withdrawal of declaration of |
412 | intent must be on such form as prescribed by commission rule. |
413 | (b)(5) A declaration of intent or a withdrawal of |
414 | declaration of intent is effective upon receipt by the office. |
415 | (c)(6) The fee earned by a contract loan processor may be |
416 | paid to the company that employs the loan processor without |
417 | violating the restriction in s. 494.0025(8)(7) requiring fees or |
418 | commissions to be paid to a licensed mortgage broker or mortgage |
419 | lender or a person exempt from licensure under this chapter. |
420 | (3) IN-HOUSE LOAN PROCESSORS.-An individual may not act as |
421 | an in-house loan processor unless he or she is an employee of a |
422 | mortgage broker or a mortgage lender and may not be employed by |
423 | more than one mortgage broker or mortgage lender, or either, |
424 | simultaneously. An in-house loan processor must work at the |
425 | direction of and be subject to the supervision and instruction |
426 | of a loan originator licensed under this part. |
427 | Section 10. Subsection (1) of section 494.0035, Florida |
428 | Statutes, is amended to read: |
429 | 494.0035 Principal loan originator and branch manager for |
430 | mortgage broker.- |
431 | (1) Each mortgage broker must be operated by a principal |
432 | loan originator who shall have full charge, control, and |
433 | supervision of the mortgage broker business. The principal loan |
434 | originator must have been licensed as a loan originator for at |
435 | least 1 year before being designated as the principal loan |
436 | originator, or must demonstrate to the satisfaction of the |
437 | office that he or she has been actively engaged in a mortgage- |
438 | related mortgage broker-related business for at least 1 year |
439 | before being designated as a principal loan originator. Each |
440 | mortgage broker must keep the office informed of the person |
441 | designated as the principal loan originator as prescribed by |
442 | commission rule. If the designation is inaccurate, the mortgage |
443 | broker business shall be deemed to be operated under the full |
444 | charge, control, and supervision of each officer, director, or |
445 | ultimate equitable owner of a 10-percent or greater interest in |
446 | the mortgage broker, or any other person in a similar capacity. |
447 | A loan originator may not be a principal loan originator for |
448 | more than one mortgage broker at any given time. |
449 | Section 11. Paragraph (c) of subsection (3) of section |
450 | 494.0038, Florida Statutes, is amended to read: |
451 | 494.0038 Loan origination and mortgage broker fees and |
452 | disclosures.- |
453 | (3) At the time a written mortgage broker agreement is |
454 | signed by the borrower or forwarded to the borrower for |
455 | signature, or at the time the mortgage broker business accepts |
456 | an application fee, credit report fee, property appraisal fee, |
457 | or any other third-party fee, but at least 3 business days |
458 | before execution of the closing or settlement statement, the |
459 | mortgage broker shall disclose in writing to any applicant for a |
460 | mortgage loan the following information: |
461 | (c) A good faith estimate that discloses settlement |
462 | charges and loan terms, signed and dated by the borrower, which |
463 | discloses the total amount of each of the fees the borrower may |
464 | reasonably expect to pay if the loan is closed, including, but |
465 | not limited to, fees earned by the mortgage broker, lender fees, |
466 | third-party fees, and official fees, together with the terms and |
467 | conditions for obtaining a refund of such fees, if any. |
468 | 1. Any amount collected in excess of the actual cost shall |
469 | be returned within 60 days after rejection, withdrawal, or |
470 | closing. |
471 | 2. At the time a good faith estimate is provided to the |
472 | borrower, the loan originator must identify in writing an |
473 | itemized list that provides the recipient of all payments |
474 | charged the borrower, which, except for all fees to be received |
475 | by the mortgage broker, may be disclosed in generic terms, such |
476 | as, but not limited to, paid to lender, appraiser, officials, |
477 | title company, or any other third-party service provider. This |
478 | requirement does not supplant or is not a substitute for the |
479 | written mortgage broker agreement described in subsection (1). |
480 | The disclosure required under this subparagraph must be signed |
481 | and dated by the borrower. |
482 | Section 12. Paragraph (a) of subsection (7) of section |
483 | 494.00421, Florida Statutes, is amended to read: |
484 | 494.00421 Fees earned upon obtaining a bona fide |
485 | commitment.-Notwithstanding the provisions of ss. 494.001- |
486 | 494.0077, any mortgage broker which contracts to receive a loan |
487 | origination fee from a borrower upon obtaining a bona fide |
488 | commitment shall accurately disclose in the mortgage broker |
489 | agreement: |
490 | (7)(a) The following statement, in at least 12-point |
491 | boldface type immediately above the signature lines for the |
492 | borrowers: |
493 | "You are entering into a contract with a mortgage broker to |
494 | obtain a bona fide mortgage loan commitment under the same terms |
495 | and conditions as stated hereinabove or in a separate executed |
496 | good faith estimate form. If the mortgage broker obtains a bona |
497 | fide commitment under the same terms and conditions, you will be |
498 | obligated to pay the loan origination fees even if you choose |
499 | not to complete the loan transaction. If the provisions of s. |
500 | 494.00421, Florida Statutes, are not met, the loan origination |
501 | fee can only be earned upon the funding of the mortgage loan. |
502 | The borrower may contact the Office of Financial Regulation |
503 | Department of Financial Services, Tallahassee, Florida, |
504 | regarding any complaints that the borrower may have against the |
505 | loan originator. The telephone number of the office department |
506 | is: ...(insert telephone number)...." |
507 | Section 13. Subsection (5) of section 494.00611, Florida |
508 | Statutes, is amended to read: |
509 | 494.00611 Mortgage lender license.- |
510 | (5) The office may not issue a license if the applicant |
511 | has had a mortgage lender license or its equivalent revoked in |
512 | any jurisdiction, or any of the applicant's control persons has |
513 | ever had a loan originator or an in-house loan processor license |
514 | or its equivalent revoked in any jurisdiction. |
515 | Section 14. Paragraph (e) of subsection (1) of section |
516 | 494.00612, Florida Statutes, is amended to read: |
517 | 494.00612 Mortgage lender license renewal.- |
518 | (1) In order to renew a mortgage lender license, a |
519 | mortgage lender must: |
520 | (e) Authorize the registry to obtain an independent credit |
521 | report on each of the mortgage lender's control persons lender |
522 | from a consumer reporting agency, and transmit or provide access |
523 | to the report to the office. The cost of the credit report shall |
524 | be borne by the licensee. |
525 | Section 15. Subsection (13) is added to section 494.0067, |
526 | Florida Statutes, to read: |
527 | 494.0067 Requirements of mortgage lenders.- |
528 | (13) Each mortgage lender shall submit to the registry |
529 | reports of condition which are in a form and which contain such |
530 | information as the registry may require. |
531 | Section 16. This act shall take effect January 1, 2012. |