1 | A bill to be entitled |
2 | An act relating to inspectors general; transferring, |
3 | renumbering, and amending s. 14.32, F.S.; providing |
4 | that the Chief Inspector General is responsible for |
5 | all agency inspectors general, including cabinet |
6 | agencies and the Executive Office of the Governor; |
7 | housing the office of the Chief Inspector General in |
8 | the Executive Office of the Governor for |
9 | administrative purposes only; providing that the Chief |
10 | Inspector General reports to the Cabinet; amending s. |
11 | 20.055, F.S.; revising definitions; providing that the |
12 | term "state agencies" includes cabinet agencies; |
13 | updating a cross-reference; requiring the agency |
14 | inspector general to keep the Chief Inspector General |
15 | informed of any agency fraud, abuses, or deficiencies |
16 | and authorizing the inspector general to not inform |
17 | the agency head under certain circumstances; requiring |
18 | agency inspectors general to be appointed by the Chief |
19 | Inspector General, subject to the consent of the |
20 | agency head; revising the procedures for removing an |
21 | inspector general; providing that an agency inspector |
22 | general may be removed only by the Chief Inspector |
23 | General in consultation with the agency head; |
24 | requiring an agency inspector general to be certified |
25 | by the Association of Inspectors General; requiring |
26 | agency inspectors general to establish internal and |
27 | external procedures for receiving complaints from |
28 | employees and the public; authorizing the inspector |
29 | general of the Department of Law Enforcement to bypass |
30 | informing the executive director of the Department of |
31 | Law Enforcement under certain circumstances; requiring |
32 | agency inspectors general to provide final reports on |
33 | investigations, an annual report, and certain written |
34 | complaints to the Chief Inspector General; requiring |
35 | one or more investigators within the agency inspector |
36 | general's office to be a sworn law enforcement |
37 | officer; amending s. 112.3187, F.S.; revising the |
38 | definition of the term "independent contractor" under |
39 | the state Whistle-blower's Act to include anyone who |
40 | receives public funds; conforming provisions to |
41 | changes made by the act; amending s. 112.3189, F.S.; |
42 | conforming provisions to changes made by the act; |
43 | permitting employees disclosing information resulting |
44 | in a recovery of funds to receive a percent of any |
45 | funds recovered; amending ss. 112.31895 and 112.31901, |
46 | F.S.; conforming provisions to changes made by the |
47 | act; creating s. 287.0565, F.S.; directing the |
48 | Department of Management Services to adopt criteria |
49 | for the use of purchasing cards; requiring the agency |
50 | inspector general to conduct periodic audits of the |
51 | use of such cards; providing an effective date. |
52 |
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53 | Be It Enacted by the Legislature of the State of Florida: |
54 |
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55 | Section 1. Section 14.32, Florida Statutes, is transferred |
56 | and renumbered as section 20.054, Florida Statutes, and amended |
57 | to read: |
58 | 20.054 14.32 Office of Chief Inspector General.- |
59 | (1) There is created in the Executive Office of the |
60 | Governor the Office of Chief Inspector General, which, for |
61 | administrative purposes only, shall be housed in the Executive |
62 | Office of the Governor. The Chief Inspector General shall be |
63 | responsible for promoting accountability, integrity, and |
64 | efficiency in the agencies under the jurisdiction of the |
65 | Governor and the Cabinet. The Chief Inspector General shall be |
66 | nominated by the Governor, and approved appointed by and serve |
67 | at the pleasure of the Cabinet Governor. |
68 | (2) The Chief Inspector General shall: |
69 | (a) Initiate, supervise, and coordinate investigations, |
70 | recommend policies, and carry out other activities designed to |
71 | deter, detect, prevent, and eradicate fraud, waste, abuse, |
72 | mismanagement, and misconduct in government. |
73 | (b) Investigate, upon receipt of a complaint or for cause, |
74 | any administrative action of any agency, the administration of |
75 | which is under the direct supervision of the Governor or |
76 | Cabinet, regardless of the finality of the administrative |
77 | action. |
78 | (c) Request such assistance and information as may be |
79 | necessary for the performance of the duties of the Chief |
80 | Inspector General. |
81 | (d) Examine the records and reports of any agency the |
82 | administration of which is under the direct supervision of the |
83 | Governor or Cabinet. |
84 | (e) Coordinate complaint-handling activities with |
85 | agencies. |
86 | (f) Coordinate the activities of the Whistle-blower's Act |
87 | pursuant to chapter 112 and maintain the whistle-blower's |
88 | hotline to receive complaints and information concerning the |
89 | possible violation of law or administrative rules, |
90 | mismanagement, fraud, waste, abuse of authority, malfeasance, or |
91 | a substantial or specific danger to the health, welfare, or |
92 | safety of the public. |
93 | (g) Report expeditiously to and cooperate fully with the |
94 | Department of Law Enforcement, the Department of Legal Affairs, |
95 | and other law enforcement agencies if when there are |
96 | recognizable grounds to believe that there has been a violation |
97 | of criminal law or that a civil action should be initiated. |
98 | (h) Act as liaison with outside agencies and the Federal |
99 | Government to promote accountability, integrity, and efficiency |
100 | in state government. |
101 | (i) Act as liaison and monitor the activities of the |
102 | inspectors general in the agencies under the Governor and |
103 | Cabinet, including the Executive Office of the Governor |
104 | Governor's jurisdiction. |
105 | (j) Review, evaluate, and monitor the policies, practices, |
106 | and operations of the Executive Office of the Governor. |
107 | (j)(k) Conduct special investigations and management |
108 | reviews at the request of the Governor and Cabinet. |
109 | (3) Related to public-private partnerships, the Chief |
110 | Inspector General: |
111 | (a) Shall advise public-private partnerships, including |
112 | Enterprise Florida, Inc., in their development, utilization, and |
113 | improvement of internal control measures necessary to ensure |
114 | fiscal accountability. |
115 | (b) May conduct, direct, and supervise audits relating to |
116 | the programs and operations of public-private partnerships. |
117 | (c) Shall receive and investigate complaints of fraud, |
118 | abuses, and deficiencies relating to programs and operations of |
119 | public-private partnerships. |
120 | (d) May request and have access to any records, data, and |
121 | other information in the possession of public-private |
122 | partnerships which the Chief Inspector General deems necessary |
123 | to carry out his or her responsibilities with respect to |
124 | accountability. |
125 | (e) Shall monitor public-private partnerships for |
126 | compliance with the terms and conditions of contracts with the |
127 | department and report noncompliance to the Governor. |
128 | (f) Shall advise public-private partnerships in the |
129 | development, utilization, and improvement of performance |
130 | measures for the evaluation of their operations. |
131 | (g) Shall review and make recommendations for improvements |
132 | in the actions taken by public-private partnerships to meet |
133 | performance standards. |
134 | (4) The Chief Inspector General shall serve as the |
135 | inspector general for the Executive Office of the Governor. |
136 | Section 2. Section 20.055, Florida Statutes, is amended to |
137 | read: |
138 | 20.055 Agency inspectors general.- |
139 | (1) For the purposes of this section: |
140 | (a) "State agency" means each department created pursuant |
141 | to this chapter, and also includes the Executive Office of the |
142 | Governor, the Cabinet agencies, the Department of Military |
143 | Affairs, the Fish and Wildlife Conservation Commission, the |
144 | Office of Insurance Regulation of the Financial Services |
145 | Commission, the Office of Financial Regulation of the Financial |
146 | Services Commission, the Public Service Commission, the Board of |
147 | Governors of the State University System, the Florida Housing |
148 | Finance Corporation, and the state courts system. |
149 | (b) "Agency head" means the Governor, a Cabinet officer, a |
150 | secretary as defined in s. 20.03(5), or an executive director as |
151 | defined in s. 20.03(6). It also includes the chair of the Public |
152 | Service Commission, the Director of the Office of Insurance |
153 | Regulation of the Financial Services Commission, the Director of |
154 | the Office of Financial Regulation of the Financial Services |
155 | Commission, the board of directors of the Florida Housing |
156 | Finance Corporation, and the Chief Justice of the State Supreme |
157 | Court. |
158 | (c) "Individuals substantially affected" means natural |
159 | persons who have established a real and sufficiently immediate |
160 | injury in fact due to the findings, conclusions, or |
161 | recommendations of a final report of a state agency inspector |
162 | general, who are the subject of the audit or investigation, and |
163 | who do not have or are not currently afforded an existing right |
164 | to an independent review process. The term does not include |
165 | employees of the state, including career service, probationary, |
166 | other personal service, Selected Exempt Service, and Senior |
167 | Management Service employees;, are not covered by this |
168 | definition. This definition also does not cover former employees |
169 | of the state if the final report of the state agency inspector |
170 | general relates to matters arising during a former employee's |
171 | term of state employment; or. This definition does not apply to |
172 | persons who are the subject of audits or investigations |
173 | conducted pursuant to ss. 112.3187-112.31895 or s. 409.913 or |
174 | which are otherwise confidential and exempt under s. 119.07. |
175 | (d) "Entities contracting with the state" means for-profit |
176 | and not-for-profit organizations or businesses having a legal |
177 | existence, such as corporations or partnerships, as opposed to |
178 | natural persons, which have entered into a relationship with a |
179 | state agency as defined in paragraph (a) to provide for |
180 | consideration certain goods or services for consideration to the |
181 | state agency or on behalf of the state agency. The relationship |
182 | may be evidenced by payment by warrant or purchasing card, |
183 | contract, purchase order, provider agreement, or other such |
184 | mutually agreed upon relationship. The term This definition does |
185 | not apply to entities that which are the subject of audits or |
186 | investigations conducted pursuant to ss. 112.3187-112.31895 or |
187 | s. 409.913 or that which are otherwise confidential and exempt |
188 | under s. 119.07. |
189 | (2) The Office of Inspector General is hereby established |
190 | in each state agency to coordinate and be responsible provide a |
191 | central point for coordination of and responsibility for |
192 | activities that promote accountability, integrity, and |
193 | efficiency in government. It is shall be the duty and |
194 | responsibility of each inspector general, with respect to the |
195 | state agency in which the office is established, to: |
196 | (a) Advise in the development of performance measures, |
197 | standards, and procedures for the evaluation of state agency |
198 | programs, including:. |
199 | 1.(b) Assessing Assess the reliability and validity of the |
200 | information provided by the state agency on performance outcomes |
201 | measures and standards, and making make recommendations for |
202 | improvement, if necessary, prior to submission of those outcomes |
203 | measures and standards to the Executive Office of the Governor |
204 | pursuant to s. 216.013 s. 216.0166(1). |
205 | 2.(c) Reviewing Review the actions taken by the state |
206 | agency to improve program performance and meet program standards |
207 | and making make recommendations for improvement, if necessary. |
208 | (b)(d) Provide direction for, supervise, and coordinate |
209 | audits, investigations, and management reviews relating to the |
210 | programs and operations of the state agency. If, except that |
211 | when the inspector general does not possess the qualifications |
212 | specified in subsection (4), the director of auditing shall |
213 | conduct such audits. |
214 | (c)(e) Conduct, supervise, or coordinate other activities |
215 | carried out or financed by that state agency for the purpose of |
216 | promoting economy and efficiency in the administration of, or |
217 | preventing and detecting fraud and abuse in, its programs and |
218 | operations. |
219 | (d)(f) Keep the such agency head and the Chief Inspector |
220 | General informed concerning any fraud, abuses, or and |
221 | deficiencies relating to programs and operations administered or |
222 | financed by the state agency, recommend corrective action |
223 | concerning such fraud, abuses, or and deficiencies, and report |
224 | on the progress made in implementing corrective action. However, |
225 | if the inspector general has reasonable concerns that keeping |
226 | the agency head informed may compromise any related |
227 | investigation, the inspector general shall first report such |
228 | concerns to the Chief Inspector General who shall make a |
229 | determination about whether to report to the agency head. If the |
230 | Chief Inspector General concludes that such investigation should |
231 | not be reported to the agency head, the Chief Inspector General |
232 | shall report such determination to the Governor and Cabinet. |
233 | (e)(g) Ensure effective coordination and cooperation |
234 | between the Auditor General, federal auditors, and other |
235 | governmental bodies in order to avoid with a view toward |
236 | avoiding duplication. |
237 | (f)(h) Review, as appropriate, rules relating to the |
238 | programs and operations of the such state agency and make |
239 | recommendations concerning their impact. |
240 | (g)(i) Ensure that an appropriate balance is maintained |
241 | between audit, investigative, and other accountability |
242 | activities. |
243 | (h)(j) Comply with the General Principles and Standards |
244 | for Offices of Inspector General as published and revised by the |
245 | Association of Inspectors General. |
246 | (3)(a) The inspector general of each state agency shall be |
247 | appointed by the Chief Inspector General, subject to the written |
248 | consent of the agency head. The inspector general shall be |
249 | appointed without regard to political affiliation. For agencies |
250 | under the direction of the Governor, the appointment shall be |
251 | made after notifying the Governor and the Chief Inspector |
252 | General in writing, at least 7 days prior to an offer of |
253 | employment, of the agency head's intention to hire the inspector |
254 | general. |
255 | (a)(b) Except as provided in paragraphs (2)(d) and (6)(g), |
256 | each inspector general shall report to and be under the general |
257 | supervision of the agency head and is shall not be subject to |
258 | supervision by any other employee of the state agency. The |
259 | inspector general shall be appointed without regard to political |
260 | affiliation. |
261 | (b)(c) An inspector general may be removed from office by |
262 | the Chief Inspector General, in consultation with the agency |
263 | head. Following consultation with the agency head For agencies |
264 | under the direction of the Governor, the Chief Inspector General |
265 | agency head shall notify the inspector general and the Governor |
266 | and Cabinet Governor and the Chief Inspector General, in |
267 | writing, of the intention to terminate the inspector general for |
268 | good cause shown at least 21 7 days before prior to the removal. |
269 | Good cause must be documented in the notification. The inspector |
270 | general may not be removed if an objection is made by the |
271 | Governor or Cabinet within the 21 days before removal. Removal |
272 | may be made if the objection is later rescinded. For state |
273 | agencies under the direction of the Governor and Cabinet, the |
274 | agency head shall notify the Governor and Cabinet in writing of |
275 | the intention to terminate the inspector general at least 7 days |
276 | prior to the removal. |
277 | (c)(d) An The agency head or agency staff may shall not |
278 | prevent or prohibit the inspector general from initiating, |
279 | carrying out, or completing any audit or investigation. |
280 | (4) The inspector general must be certified by the |
281 | Association of Inspectors General. To ensure that state agency |
282 | audits are performed in accordance with applicable auditing |
283 | standards, the inspector general or the director of auditing |
284 | within the inspector general's office must shall possess the |
285 | following qualifications: |
286 | (a) A bachelor's degree from an accredited college or |
287 | university with a major in accounting, or with a major in |
288 | business which includes five courses in accounting, and 5 years |
289 | of experience as an internal auditor or independent postauditor, |
290 | electronic data processing auditor, accountant, or any |
291 | combination thereof. The experience must, shall at a minimum, |
292 | consist of audits of units of government or private business |
293 | enterprises, operating for profit or not for profit; or |
294 | (b) A master's degree in accounting, business |
295 | administration, or public administration from an accredited |
296 | college or university and 4 years of experience as required in |
297 | paragraph (a); or |
298 | (c) A certified public accountant license issued pursuant |
299 | to chapter 473 or a certified internal audit certificate issued |
300 | by the Institute of Internal Auditors or earned by examination, |
301 | and 4 years of experience as required in paragraph (a). |
302 | (5) In carrying out the auditing duties and |
303 | responsibilities of this section act, each inspector general |
304 | shall review and evaluate internal controls necessary to ensure |
305 | the fiscal accountability of the state agency. The inspector |
306 | general shall conduct financial, compliance, electronic data |
307 | processing, and performance audits of the agency and prepare |
308 | audit reports of his or her findings. The scope and assignment |
309 | of the audits shall be determined by the inspector general; |
310 | however, the agency head may at any time direct the inspector |
311 | general to perform an audit of a special program, function, or |
312 | organizational unit. The performance of the audit shall be under |
313 | the direction of the inspector general, except that if the |
314 | inspector general does not possess the qualifications specified |
315 | in subsection (4), the director of auditing shall perform the |
316 | functions listed in this subsection. |
317 | (a) Such audits shall be conducted in accordance with the |
318 | current International Standards for the Professional Practice of |
319 | Internal Auditing as published by the Institute of Internal |
320 | Auditors, Inc., or, where appropriate, in accordance with |
321 | generally accepted governmental auditing standards. All audit |
322 | reports issued by internal audit staff must shall include a |
323 | statement that the audit was conducted pursuant to the |
324 | appropriate standards. |
325 | (b) Audit workpapers and reports are shall be public |
326 | records to the extent that they do not include information that |
327 | which has been made confidential and exempt from the provisions |
328 | of s. 119.07(1) pursuant to law. However, if when the inspector |
329 | general or a member of the staff receives a complaint or |
330 | information from an individual which a complaint or information |
331 | that falls within the definition provided in s. 112.3187(5), the |
332 | name or identity of the individual may shall not be disclosed to |
333 | anyone else without the written consent of the individual, |
334 | unless the inspector general determines that such disclosure is |
335 | unavoidable during the course of the audit or investigation. |
336 | (c) The inspector general and the staff shall have access |
337 | to any records, data, and other information of the state agency |
338 | he or she deems necessary to carry out his or her duties. The |
339 | inspector general may is also authorized to request such |
340 | information or assistance as may be necessary from the state |
341 | agency or from any federal, state, or local government entity. |
342 | (d) At the conclusion of each audit, the inspector general |
343 | shall submit preliminary findings and recommendations to the |
344 | person responsible for supervision of the program function or |
345 | operational unit who shall respond to any adverse findings |
346 | within 20 working days after receipt of the preliminary |
347 | findings. Such response and the inspector general's rebuttal to |
348 | the response shall be included in the final audit report. |
349 | (e) At the conclusion of an audit in which the subject of |
350 | the audit is a specific entity contracting with the state or an |
351 | individual substantially affected, if the audit is not |
352 | confidential or otherwise exempt from disclosure by law, the |
353 | inspector general shall, consistent with s. 119.07(1), submit |
354 | the findings to the entity contracting with the state or the |
355 | individual substantially affected, who shall be advised in |
356 | writing that they may submit a written response within 20 |
357 | working days after receipt of the findings. The response and the |
358 | inspector general's rebuttal to the response, if any, must be |
359 | included in the final audit report. |
360 | (f) The inspector general shall submit the final report to |
361 | the agency head and to the Auditor General. |
362 | (g) The Auditor General, in connection with the |
363 | independent postaudit of the same agency pursuant to s. 11.45, |
364 | shall give appropriate consideration to internal audit reports |
365 | and the resolution of findings therein. The Legislative Auditing |
366 | Committee may inquire into the reasons or justifications for |
367 | failure of the agency head to correct the deficiencies reported |
368 | in internal audits that are also reported by the Auditor General |
369 | and shall take appropriate action. |
370 | (h) The inspector general shall monitor the implementation |
371 | of the state agency's response to any report on the state agency |
372 | issued by the Auditor General or by the Office of Program Policy |
373 | Analysis and Government Accountability. Within No later than 6 |
374 | months after the Auditor General or the Office of Program Policy |
375 | Analysis and Government Accountability publishes a report on the |
376 | state agency, the inspector general shall provide a written |
377 | response to the agency head on the status of corrective actions |
378 | taken. The Inspector General shall file a copy of such response |
379 | with the Legislative Auditing Committee. |
380 | (i) The inspector general shall develop long-term and |
381 | annual audit plans based on the findings of periodic risk |
382 | assessments. The plan, where appropriate, should include |
383 | postaudit samplings of payments and accounts. The plan shall |
384 | show the individual audits to be conducted during each year and |
385 | related resources to be devoted to the respective audits. The |
386 | Chief Financial Officer, to assist in fulfilling the |
387 | responsibilities for examining, auditing, and settling accounts, |
388 | claims, and demands pursuant to s. 17.03(1), and examining, |
389 | auditing, adjusting, and settling accounts pursuant to s. 17.04, |
390 | may use utilize audits performed by the inspectors general and |
391 | internal auditors. For state agencies under the Governor, The |
392 | audit plans shall be submitted to the Governor's Chief Inspector |
393 | General. The plan shall be submitted to the agency head for |
394 | approval. A copy of the approved plan shall be submitted to the |
395 | Auditor General. |
396 | (6) In carrying out the investigative duties and |
397 | responsibilities specified in this section, each inspector |
398 | general shall initiate, conduct, supervise, and coordinate |
399 | investigations designed to detect, deter, prevent, and eradicate |
400 | fraud, waste, mismanagement, misconduct, and other abuses in |
401 | state government. For these purposes, each inspector general |
402 | shall: |
403 | (a) Establish an internal procedure for receiving concerns |
404 | or complaints from state agency personnel and a link on the |
405 | state agency's website for receiving concerns or complaints from |
406 | clients or vendors of the agency or other members of the public. |
407 | (b)(a) Receive complaints and coordinate all activities of |
408 | the agency as required by the Whistle-blower's Act pursuant to |
409 | ss. 112.3187-112.31895. |
410 | (c)(b) Receive and consider the complaints that which do |
411 | not meet the criteria for an investigation under the Whistle- |
412 | blower's Act and conduct, supervise, or coordinate such |
413 | inquiries, investigations, or reviews as the inspector general |
414 | deems appropriate. |
415 | (d)(c) Report expeditiously to the Department of Law |
416 | Enforcement or other law enforcement agencies, as appropriate, |
417 | whenever the inspector general has reasonable grounds to believe |
418 | there has been a violation of criminal law. However, the |
419 | inspector general for the Department of Law Enforcement may |
420 | consult with the Chief Inspector General before reporting |
421 | instances of suspected criminal acts within the Department of |
422 | Law Enforcement. The Chief Inspector General shall make a |
423 | determination of whether such investigation shall be reported to |
424 | the executive director of the Department of Law Enforcement. If |
425 | the Chief Inspector General determines that such instances |
426 | should not be reported to the executive director, he or she |
427 | shall report such determination to the Governor and Cabinet. |
428 | (e)(d) Conduct investigations and other inquiries free of |
429 | actual or perceived impairment to the independence of the |
430 | inspector general or the inspector general's office. This |
431 | includes shall include freedom from any interference with |
432 | investigations and timely access to records and other sources of |
433 | information. |
434 | (f)(e) At the conclusion of each investigation in which |
435 | the subject of the investigation is a specific entity |
436 | contracting with the state or an individual substantially |
437 | affected as defined by this section, and if the investigation is |
438 | not confidential or otherwise exempt from disclosure by law, the |
439 | inspector general shall, consistent with s. 119.07(1), submit |
440 | findings to the subject that is a specific entity contracting |
441 | with the state or an individual substantially affected, who |
442 | shall be advised in writing that they may submit a written |
443 | response within 20 working days after receipt of the findings. |
444 | Such response and the inspector general's rebuttal to the |
445 | response, if any, shall be included in the final investigative |
446 | report. |
447 | (g)(f) Submit in a timely fashion final reports on |
448 | investigations conducted by the inspector general to the agency |
449 | head and the Chief Inspector General, except for whistle- |
450 | blower's investigations, which shall be conducted and reported |
451 | pursuant to s. 112.3189. |
452 | (7)(a) Except as provided in paragraph (b), Each inspector |
453 | general shall, by not later than September 30 of each year, |
454 | prepare an annual report summarizing the activities of the |
455 | office during the immediately preceding state fiscal year. |
456 | However, |
457 | (b) the inspector general of the Florida Housing Finance |
458 | Corporation shall, within not later than 90 days after the end |
459 | of each fiscal year, prepare an annual report summarizing the |
460 | activities of the office of inspector general during the |
461 | immediately preceding fiscal year. |
462 | (c) The final reports prepared pursuant to paragraphs (a) |
463 | and (b) shall be furnished to the heads of the respective |
464 | agencies and the Chief Inspector General. Such reports shall |
465 | include, but need not be limited to: |
466 | (a)1. A description of activities relating to the |
467 | development, assessment, and validation of performance measures. |
468 | (b)2. A description of significant problems, abuses, and |
469 | deficiencies relating to the administration of programs and |
470 | operations of the agency disclosed by investigations, audits, |
471 | reviews, or other activities during the reporting period. |
472 | (c)3. A description of the recommendations for corrective |
473 | action made by the inspector general during the reporting period |
474 | with respect to significant problems, abuses, or deficiencies |
475 | identified. |
476 | (d)4. The identification of each significant |
477 | recommendation described in previous annual reports on which |
478 | corrective action has not been completed. |
479 | (e)5. A summary of each audit and investigation completed |
480 | during the reporting period. |
481 | (8) The inspector general in each state agency shall |
482 | provide to the agency head and the Chief Inspector General, upon |
483 | receipt, all written complaints concerning the duties and |
484 | responsibilities in this section, or any allegation of |
485 | misconduct related to the office of the inspector general or its |
486 | employees, if received from subjects of audits or investigations |
487 | who are individuals substantially affected or entities |
488 | contracting with the state, as defined in this section. For |
489 | agencies solely under the direction of the Governor, the |
490 | inspector general shall also provide the complaint to the Chief |
491 | Inspector General. |
492 | (9) Each agency inspector general shall, to the extent |
493 | both necessary and practicable, include on his or her staff |
494 | individuals with electronic data processing auditing experience. |
495 | One or more of the investigators within the office must be a |
496 | sworn law enforcement officer. |
497 | Section 3. Paragraph (d) of subsection (3) and subsection |
498 | (7) of section 112.3187, Florida Statutes, are amended to read: |
499 | 112.3187 Adverse action against employee for disclosing |
500 | information of specified nature prohibited; employee remedy and |
501 | relief.- |
502 | (3) DEFINITIONS.-As used in this act, unless otherwise |
503 | specified, the following words or terms shall have the meanings |
504 | indicated: |
505 | (d) "Independent contractor" means an individual or |
506 | business entity a person, other than an agency, engaged in any |
507 | business, and who enters into a contract, including a provider |
508 | agreement, with an agency, or who otherwise receives public |
509 | funds to perform a public service. |
510 | (7) EMPLOYEES AND PERSONS PROTECTED.-This section protects |
511 | employees and persons who disclose information on their own |
512 | initiative in a written and signed complaint; who are requested |
513 | to participate in an investigation, hearing, or other inquiry |
514 | conducted by any agency or federal government entity; who refuse |
515 | to participate in any adverse action prohibited by this section; |
516 | or who initiate a complaint through the whistle-blower's hotline |
517 | or the hotline of the Medicaid Fraud Control Unit of the |
518 | Department of Legal Affairs; or employees who file a any written |
519 | complaint to their supervisory officials or employees who submit |
520 | a complaint to the Chief Inspector General in the Executive |
521 | Office of the Governor, to the employee designated as agency |
522 | inspector general under s. 112.3189(1), or to the Florida |
523 | Commission on Human Relations. The provisions of this section |
524 | may not be used by a person while he or she is under the care, |
525 | custody, or control of the state correctional system or, after |
526 | release from the care, custody, or control of the state |
527 | correctional system, with respect to circumstances that occurred |
528 | during any period of incarceration. No remedy or other |
529 | protection under ss. 112.3187-112.31895 applies to any person |
530 | who has committed or intentionally participated in committing |
531 | the violation or suspected violation for which protection under |
532 | ss. 112.3187-112.31895 is being sought. |
533 | Section 4. Subsection (1) of section 112.3189, Florida |
534 | Statutes, is amended, and subsection (12) is added to that |
535 | section, to read: |
536 | 112.3189 Investigative procedures upon receipt of whistle- |
537 | blower information from certain state employees.- |
538 | (1) This section only applies only to the disclosure of |
539 | information as described in s. 112.3187(5) by an employee or |
540 | former employee of, or an applicant for employment with, a state |
541 | agency, as the term "state agency" is defined in s. 216.011, to |
542 | the Office of the Chief Inspector General of the Executive |
543 | Office of the Governor or to the agency inspector general. If an |
544 | agency does not have an inspector general, the head of the state |
545 | agency, as defined in s. 216.011, shall designate an employee to |
546 | receive such information described in s. 112.3187(5). For |
547 | purposes of this section and s. 112.3188 only, the employee |
548 | designated by the head of the state agency shall be deemed an |
549 | agency inspector general. |
550 | (12) If the investigation under this section, or any |
551 | subsequent criminal action, results in the recovery of state |
552 | funds, the employee disclosing the information may receive up to |
553 | 15 percent of the amount recovered. |
554 | Section 5. Paragraph (a) of subsection (1) and paragraph |
555 | (a) of subsection (3) of section 112.31895, Florida Statutes, |
556 | are amended to read: |
557 | 112.31895 Investigative procedures in response to |
558 | prohibited personnel actions.- |
559 | (1)(a) If a disclosure under s. 112.3187 includes or |
560 | results in alleged retaliation by an employer, the employee or |
561 | former employee of, or applicant for employment with, a state |
562 | agency, as defined in s. 216.011, which that is so affected may |
563 | file a complaint alleging a prohibited personnel action, which |
564 | complaint must be made by filing a written complaint with the |
565 | Office of the Chief Inspector General in the Executive Office of |
566 | the Governor or the Florida Commission on Human Relations |
567 | within, no later than 60 days after the prohibited personnel |
568 | action. |
569 | (3) CORRECTIVE ACTION AND TERMINATION OF INVESTIGATION.- |
570 | (a) The Florida Commission on Human Relations, in |
571 | accordance with this act and for the sole purpose of this act, |
572 | is empowered to: |
573 | 1. Receive and investigate complaints from employees |
574 | alleging retaliation by state agencies, as the term "state |
575 | agency" is defined in s. 216.011. |
576 | 2. Protect employees and applicants for employment with |
577 | such agencies from prohibited personnel practices under s. |
578 | 112.3187. |
579 | 3. Petition for stays and petition for corrective actions, |
580 | including, but not limited to, temporary reinstatement. |
581 | 4. Recommend disciplinary proceedings pursuant to |
582 | investigation and appropriate agency rules and procedures. |
583 | 5. Coordinate with the Chief Inspector General in the |
584 | Executive Office of the Governor and the Florida Commission on |
585 | Human Relations to receive, review, and forward to appropriate |
586 | agencies, legislative entities, or the Department of Law |
587 | Enforcement disclosures of a violation of any law, rule, or |
588 | regulation, or disclosures of gross mismanagement, malfeasance, |
589 | misfeasance, nonfeasance, neglect of duty, or gross waste of |
590 | public funds. |
591 | 6. Review rules pertaining to personnel matters issued or |
592 | proposed by the Department of Management Services, the Public |
593 | Employees Relations Commission, and other agencies, and, if the |
594 | Florida Commission on Human Relations finds that any rule or |
595 | proposed rule, on its face or as implemented, requires the |
596 | commission of a prohibited personnel practice, provide a written |
597 | comment to the appropriate agency. |
598 | 7. Investigate, request assistance from other governmental |
599 | entities, and, if appropriate, bring actions concerning, |
600 | allegations of retaliation by state agencies under subparagraph |
601 | 1. |
602 | 8. Administer oaths, examine witnesses, take statements, |
603 | issue subpoenas, order the taking of depositions, order |
604 | responses to written interrogatories, and make appropriate |
605 | motions to limit discovery, pursuant to investigations under |
606 | subparagraph 1. |
607 | 9. Intervene or otherwise participate, as a matter of |
608 | right, in any appeal or other proceeding arising under this |
609 | section before the Public Employees Relations Commission or any |
610 | other appropriate agency, except that the Florida Commission on |
611 | Human Relations must comply with the rules of the commission or |
612 | other agency and may not seek corrective action or intervene in |
613 | an appeal or other proceeding without the consent of the person |
614 | protected under ss. 112.3187-112.31895. |
615 | 10. Conduct an investigation, in the absence of an |
616 | allegation, to determine whether reasonable grounds exist to |
617 | believe that a prohibited action or a pattern of prohibited |
618 | action has occurred, is occurring, or is to be taken. |
619 | Section 6. Subsections (1) and (2) of section 112.31901, |
620 | Florida Statutes, are amended to read: |
621 | 112.31901 Investigatory records.- |
622 | (1) If certified pursuant to subsection (2), an |
623 | investigatory record of the Chief Inspector General within the |
624 | Executive Office of the Governor or of the employee designated |
625 | by an agency head as the agency inspector general under s. |
626 | 112.3189 is exempt from s. 119.07(1) and s. 24(a), Art. I of the |
627 | State Constitution until the investigation ceases to be active, |
628 | or a report detailing the investigation is provided to the |
629 | Governor or the agency head, or 60 days from the inception of |
630 | the investigation for which the record was made or received, |
631 | whichever first occurs. Investigatory records are those records |
632 | that are related to the investigation of an alleged, specific |
633 | act or omission or other wrongdoing, with respect to an |
634 | identifiable person or group of persons, based on information |
635 | compiled by the Chief Inspector General or by an agency |
636 | inspector general, as named under the provisions of s. 112.3189, |
637 | in the course of an investigation. An investigation is active if |
638 | it is continuing with a reasonable, good faith anticipation of |
639 | resolution and with reasonable dispatch. |
640 | (2) The Cabinet Governor, in the case of the Chief |
641 | Inspector General, or agency head, in the case of an employee |
642 | designated as the agency inspector general under s. 112.3189, |
643 | may certify that such investigatory records require an exemption |
644 | to protect the integrity of the investigation or avoid |
645 | unwarranted damage to an individual's good name or reputation. |
646 | The certification must specify the nature and purpose of the |
647 | investigation and shall be kept with the exempt records and made |
648 | public when the records are made public. |
649 | Section 7. Section 287.0565, Florida Statutes, is created |
650 | to read: |
651 | 287.0565 Purchasing cards.- |
652 | (1) The department shall adopt rules establishing |
653 | standards and procedures for the use of purchasing cards by |
654 | state agencies. |
655 | (2) Each agency inspector general shall conduct periodic |
656 | audits of the use of purchasing cards in order to monitor and |
657 | confirm the actual purchase of authorized goods and services by |
658 | agency employees. |
659 | Section 8. This act shall take effect July 1, 2012. |