Florida Senate - 2014                        COMMITTEE AMENDMENT
       Bill No. SB 324
       
       
       
       
       
       
                                Ì7607723Î760772                         
       
                              LEGISLATIVE ACTION                        
                    Senate             .             House              
                  Comm: RCS            .                                
                  12/09/2013           .                                
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       following:
       
    1         Senate Amendment 
    2  
    3         Delete lines 83 - 84
    4  and insert:
    5         (d) An entity that is registered as an investment advisor,
    6  broker, or dealer with the United States Securities and Exchange
    7  Commission, the Office of Financial Regulation, or the Financial
    8  Industry Regulatory Authority, or an