Florida Senate - 2025                                     SB 448
       
       
        
       By Senator Burgess
       
       
       
       
       
       23-00576A-25                                           2025448__
    1                        A bill to be entitled                      
    2         An act relating to administrative procedure; amending
    3         s. 120.52, F.S.; specifying that an agency’s issuance
    4         of a guidance document or other statement interpreting
    5         a statute without express statutory delegation to
    6         issue such guidance is an invalid exercise of
    7         delegated legislative authority; amending s. 120.536,
    8         F.S.; prohibiting an agency from adopting a rule or
    9         issuing a guidance document without statutory
   10         delegation; reenacting and amending s. 120.541, F.S.;
   11         requiring an agency to prepare a statement of
   12         estimated regulatory costs for proposed rules, notices
   13         of change, and final rules; providing requirements for
   14         such statements; requiring the agency to conduct a
   15         retrospective cost-benefit analysis for each adopted
   16         rule after a specified period; providing requirements
   17         for such analysis; requiring review of prior cost
   18         benefit analyses as part of a specified review;
   19         requiring agencies to use the findings of such a
   20         review for specified purposes; requiring publication
   21         of materials used to produce estimates of regulatory
   22         costs in a specified manner; providing additional
   23         requirements for cost-benefit analyses; amending s.
   24         120.545, F.S.; revising requirements for review of
   25         rules by the Administrative Procedures Committee;
   26         amending s. 120.55, F.S.; requiring that additional
   27         information be published in the Florida Administrative
   28         Code; providing for the expiration of rules after a
   29         specified period unless readopted; providing
   30         requirements for the readoption process; requiring the
   31         Administrative Procedures Committee to set expiration
   32         dates for existing rules; providing exceptions to rule
   33         expiration; requiring review of such exempt rules;
   34         requiring the agency to perform specified actions
   35         during reviews; providing for a limited extension of
   36         expiration in certain circumstances; amending s.
   37         120.555, F.S.; requiring that specified information be
   38         published concerning expired rules; amending s.
   39         120.56, F.S.; specifying that guidance documents are
   40         subject to specified provisions; providing that a
   41         party subject to an enforcement action may challenge
   42         the action on the basis that the agency lacked
   43         statutory authority for the rule or guidance document;
   44         providing for award of costs and attorney fees;
   45         providing for challenges to rules on the grounds that
   46         the agency failed to comply with specified provisions;
   47         conforming a cross-reference; providing an effective
   48         date.
   49          
   50  Be It Enacted by the Legislature of the State of Florida:
   51  
   52         Section 1. Subsection (8) of section 120.52, Florida
   53  Statutes, is amended to read:
   54         120.52 Definitions.—As used in this act:
   55         (8) “Invalid exercise of delegated legislative authority”
   56  means action that goes beyond the powers, functions, and duties
   57  delegated by the Legislature. A proposed or existing rule is an
   58  invalid exercise of delegated legislative authority if any one
   59  of the following applies:
   60         (a) The agency has materially failed to follow the
   61  applicable rulemaking procedures or requirements set forth in
   62  this chapter;
   63         (b) The agency has exceeded its grant of rulemaking
   64  authority, citation to which is required by s. 120.54(3)(a)1.;
   65         (c) The rule enlarges, modifies, or contravenes the
   66  specific provisions of law implemented, citation to which is
   67  required by s. 120.54(3)(a)1.;
   68         (d) The rule is vague, fails to establish adequate
   69  standards for agency decisions, or vests unbridled discretion in
   70  the agency;
   71         (e) The rule is arbitrary or capricious. A rule is
   72  arbitrary if it is not supported by logic or the necessary
   73  facts; a rule is capricious if it is adopted without thought or
   74  reason or is irrational; or
   75         (f) The rule imposes regulatory costs on the regulated
   76  person, county, or city which could be reduced by the adoption
   77  of less costly alternatives that substantially accomplish the
   78  statutory objectives; or
   79         (g)The agency has issued a guidance document or other
   80  statement interpreting a statute without express statutory
   81  delegation to issue such guidance.
   82  
   83  A grant of rulemaking authority is necessary but not sufficient
   84  to allow an agency to adopt a rule; a specific law to be
   85  implemented is also required. An agency may adopt only rules
   86  that implement or interpret the specific powers and duties
   87  granted by the enabling statute. No agency shall have authority
   88  to adopt a rule only because it is reasonably related to the
   89  purpose of the enabling legislation and is not arbitrary and
   90  capricious or is within the agency’s class of powers and duties,
   91  nor shall an agency have the authority to implement statutory
   92  provisions setting forth general legislative intent or policy.
   93  Statutory language granting rulemaking authority or generally
   94  describing the powers and functions of an agency shall be
   95  construed to extend no further than implementing or interpreting
   96  the specific powers and duties conferred by the enabling
   97  statute.
   98         Section 2. Subsection (1) of section 120.536, Florida
   99  Statutes, is amended to read:
  100         120.536 Rulemaking authority; repeal; challenge.—
  101         (1) A grant of rulemaking authority is necessary but not
  102  sufficient to allow an agency to adopt a rule; a specific law to
  103  be implemented is also required. An agency may adopt only rules
  104  that implement or interpret the specific powers and duties
  105  granted by the enabling statute. An agency may not adopt any
  106  rule or issue any guidance document unless the agency has been
  107  expressly granted the power to do so by a specific statutory
  108  delegation. No agency shall have authority to adopt a rule only
  109  because it is reasonably related to the purpose of the enabling
  110  legislation and is not arbitrary and capricious or is within the
  111  agency’s class of powers and duties, nor shall an agency have
  112  the authority to implement statutory provisions setting forth
  113  general legislative intent or policy. Statutory language
  114  granting rulemaking authority or generally describing the powers
  115  and functions of an agency shall be construed to extend no
  116  further than implementing or interpreting the specific powers
  117  and duties conferred by the enabling statute.
  118         Section 3. Subsection (1), paragraph (g) of subsection (2),
  119  and subsection (5) of section 120.541, Florida Statutes, are
  120  amended, paragraph (h) is added to subsection (2) of that
  121  section, and subsection (4) of that section is reenacted, to
  122  read:
  123         120.541 Statement of estimated regulatory costs.—
  124         (1)(a)An agency shall prepare a statement of estimated
  125  regulatory costs for each proposed rule, notice of change, or
  126  final rule, regardless of whether the proposed rule, notice of
  127  change, or final rule will have an adverse impact on small
  128  business or is likely to increase regulatory costs. The
  129  statement must include a cost-benefit analysis that clearly
  130  demonstrates that the projected benefits of the proposed rule,
  131  notice of change, or final rule exceed its projected costs.
  132         (b)(a) Within 21 days after publication of the notice
  133  required under s. 120.54(3)(a), a substantially affected person
  134  may submit to an agency a good faith written proposal for a
  135  lower cost regulatory alternative to a proposed rule which
  136  substantially accomplishes the objectives of the law being
  137  implemented. The proposal may include the alternative of not
  138  adopting any rule if the proposal explains how the lower costs
  139  and objectives of the law will be achieved by not adopting any
  140  rule. If such a proposal is submitted, the 90-day period for
  141  filing the rule is extended 21 days. Upon the submission of the
  142  lower cost regulatory alternative, the agency shall prepare a
  143  statement of estimated regulatory costs as provided in
  144  subsection (2), or shall revise its prior statement of estimated
  145  regulatory costs, and either adopt the alternative or provide a
  146  statement of the reasons for rejecting the alternative in favor
  147  of the proposed rule.
  148         (c)(b) If a proposed rule, notice of change, or final rule
  149  will have an adverse impact on small business or if the proposed
  150  rule, notice of change, or final rule is likely to directly or
  151  indirectly increase regulatory costs in excess of $200,000 in
  152  the aggregate within 1 year after the implementation of the
  153  rule, the agency shall prepare a statement of estimated
  154  regulatory costs as required by s. 120.54(3)(b).
  155         (d)(c) The agency shall revise a statement of estimated
  156  regulatory costs if any change to the rule made under s.
  157  120.54(3)(d) increases the regulatory costs of the rule.
  158         (e)(d) At least 21 days before filing the rule for
  159  adoption, an agency that is required to revise a statement of
  160  estimated regulatory costs shall provide the statement to the
  161  person who submitted the lower cost regulatory alternative and
  162  to the committee and shall provide notice on the agency’s
  163  website that it is available to the public.
  164         (f)(e) Notwithstanding s. 120.56(1)(c), the failure of the
  165  agency to prepare a statement of estimated regulatory costs or
  166  to respond to a written lower cost regulatory alternative as
  167  provided in this subsection is a material failure to follow the
  168  applicable rulemaking procedures or requirements set forth in
  169  this chapter.
  170         (g)(f) An agency’s failure to prepare a statement of
  171  estimated regulatory costs or to respond to a written lower cost
  172  regulatory alternative may not be raised in a proceeding
  173  challenging the validity of a rule pursuant to s. 120.52(8)(a)
  174  unless:
  175         1. Raised in a petition filed no later than 1 year after
  176  the effective date of the rule; and
  177         2. Raised by a person whose substantial interests are
  178  affected by the rule’s regulatory costs.
  179         (h)(g) A rule that is challenged pursuant to s.
  180  120.52(8)(f) may not be declared invalid unless:
  181         1. The issue is raised in an administrative proceeding
  182  within 1 year after the effective date of the rule;
  183         2. The challenge is to the agency’s rejection of a lower
  184  cost regulatory alternative offered under paragraph (b) (a) or
  185  s. 120.54(3)(b)2.b.; and
  186         3. The substantial interests of the person challenging the
  187  rule are materially affected by the rejection.
  188         (i)An agency shall conduct a retrospective cost-benefit
  189  analysis for each adopted rule 4 years after the rule’s
  190  effective date. The analysis must compare the actual costs and
  191  benefits of the rule to those projected in the initial statement
  192  of estimated regulatory costs prepared under paragraph (a).
  193         (j)When a rule is reviewed upon expiration pursuant to s.
  194  120.55(9), the agency shall conduct a retrospective assessment
  195  report comparing the initial projected cost-benefit analysis,
  196  the retrospective analysis conducted under paragraph (i), and
  197  the outcomes observed up to the time of expiration. The agency
  198  shall incorporate the findings and lessons learned from this
  199  comparison into the standards for future statements of estimated
  200  regulatory costs and apply them to similar rules.
  201         (2) A statement of estimated regulatory costs shall
  202  include:
  203         (g) In the statement or revised statement, whichever
  204  applies, a description of any regulatory alternatives submitted
  205  under paragraph (1)(b) (1)(a) and a statement adopting the
  206  alternative or a statement of the reasons for rejecting the
  207  alternative in favor of the proposed rule.
  208         (h)All documentation, assumptions, methods, and data used
  209  in preparing the statement of estimated regulatory costs must be
  210  published on a publicly accessible website and, where relevant,
  211  in a machine-readable format readily available to the public,
  212  including any supporting calculations, documents, data,
  213  databases, or data tables, so that the results of the analysis
  214  can be replicated. Uncertainties pertaining to these estimates
  215  must be reported.
  216         (4) Subsection (3) does not apply to the adoption of:
  217         (a) Federal standards pursuant to s. 120.54(6).
  218         (b) Triennial updates of and amendments to the Florida
  219  Building Code which are expressly authorized by s. 553.73.
  220         (c) Triennial updates of and amendments to the Florida Fire
  221  Prevention Code which are expressly authorized by s. 633.202.
  222         (5) For purposes of subsections (2) and (3), adverse
  223  impacts and regulatory costs likely to occur within 5 years
  224  after implementation of the rule include adverse impacts and
  225  regulatory costs estimated to occur within 5 years after the
  226  effective date of the rule. However, if any provision of the
  227  rule is not fully implemented upon the effective date of the
  228  rule, the adverse impacts and regulatory costs associated with
  229  such provision must be adjusted to include any additional
  230  adverse impacts and regulatory costs estimated to occur within 5
  231  years after implementation of such provision. However, an agency
  232  may include longer periods of review but must, at a minimum,
  233  provide a cost-benefit analysis that projects the first 5 years
  234  after the rule goes into effect. If a discount rate is used in
  235  the analysis, its use must be justified. The agency must also
  236  provide an analysis without the use of discount rates.
  237         Section 4. Paragraphs (m), (n), and (o) are added to
  238  subsection (1) of section 120.545, Florida Statutes, to read:
  239         120.545 Committee review of agency rules.—
  240         (1) As a legislative check on legislatively created
  241  authority, the committee shall examine each proposed rule,
  242  except for those proposed rules exempted by s. 120.81(1)(e) and
  243  (2), and its accompanying material, and each emergency rule, and
  244  may examine any existing rule, for the purpose of determining
  245  whether:
  246         (m)The rule is scheduled to expire pursuant to s.
  247  120.55(9) and whether the agency is complying with the
  248  expiration and readoption requirements.
  249         (n)The initial expiration date for the rule has been set
  250  in accordance with s. 120.55(9)(b).
  251         (o)The agency has properly reviewed exempt rules as
  252  required under s. 120.55(9)(f).
  253         Section 5. Present subsection (9) of section 120.55,
  254  Florida Statutes, is redesignated as subsection (10), a new
  255  subsection (9) is added to that section, and paragraph (a) of
  256  subsection (1) of that section is amended, to read:
  257         120.55 Publication.—
  258         (1) The Department of State shall:
  259         (a)1. Through a continuous revision and publication system,
  260  compile and publish electronically, on a website managed by the
  261  department, the “Florida Administrative Code.” The Florida
  262  Administrative Code shall contain all rules adopted by each
  263  agency, citing the grant of rulemaking authority and the
  264  specific law implemented pursuant to which each rule was
  265  adopted, including the effective date and expiration date of
  266  each rule, all history notes as authorized in s. 120.545(7),
  267  complete indexes to all rules contained in the code, and any
  268  other material required or authorized by law or deemed useful by
  269  the department. The electronic code shall display each rule
  270  chapter currently in effect in browse mode and allow full text
  271  search of the code and each rule chapter. The department may
  272  contract with a publishing firm for a printed publication;
  273  however, the department shall retain responsibility for the code
  274  as provided in this section. The electronic publication shall be
  275  the official compilation of the administrative rules of this
  276  state. The Department of State shall retain the copyright over
  277  the Florida Administrative Code.
  278         2. Rules general in form but applicable to only one school
  279  district, community college district, or county, or a part
  280  thereof, or state university rules relating to internal
  281  personnel or business and finance shall not be published in the
  282  Florida Administrative Code. Exclusion from publication in the
  283  Florida Administrative Code shall not affect the validity or
  284  effectiveness of such rules.
  285         3. At the beginning of the section of the code dealing with
  286  an agency that files copies of its rules with the department,
  287  the department shall publish the address and telephone number of
  288  the executive offices of each agency, the manner by which the
  289  agency indexes its rules, a listing of all rules of that agency
  290  excluded from publication in the code, and a statement as to
  291  where those rules may be inspected.
  292         4. Forms shall not be published in the Florida
  293  Administrative Code; but any form which an agency uses in its
  294  dealings with the public, along with any accompanying
  295  instructions, shall be filed with the committee before it is
  296  used. Any form or instruction which meets the definition of
  297  “rule” provided in s. 120.52 shall be incorporated by reference
  298  into the appropriate rule. The reference shall specifically
  299  state that the form is being incorporated by reference and shall
  300  include the number, title, and effective date of the form and an
  301  explanation of how the form may be obtained. Each form created
  302  by an agency which is incorporated by reference in a rule notice
  303  of which is given under s. 120.54(3)(a) after December 31, 2007,
  304  must clearly display the number, title, and effective date of
  305  the form and the number of the rule in which the form is
  306  incorporated.
  307         5. The department shall allow adopted rules and material
  308  incorporated by reference to be filed in electronic form as
  309  prescribed by department rule. When a rule is filed for adoption
  310  with incorporated material in electronic form, the department’s
  311  publication of the Florida Administrative Code on its website
  312  must contain a hyperlink from the incorporating reference in the
  313  rule directly to that material. The department may not allow
  314  hyperlinks from rules in the Florida Administrative Code to any
  315  material other than that filed with and maintained by the
  316  department, but may allow hyperlinks to incorporated material
  317  maintained by the department from the adopting agency’s website
  318  or other sites.
  319         (9)(a)All rules adopted by an agency shall expire 8 years
  320  after their effective date unless readopted through the
  321  rulemaking process outlined in s. 120.54, except as provided in
  322  paragraph (e). The readoption process may not begin more than 1
  323  year before the rule’s expiration date.
  324         (b)For all rules in effect on July 1, 2025, the committee
  325  shall set the initial expiration dates, taking into
  326  consideration the time and resources agencies will expend to
  327  potentially readopt those rules. The initial expiration dates
  328  must be set between the second and twelfth calendar years after
  329  the effective date of this subsection. A rule shall expire on
  330  January 1 of the calendar year selected by the committee.
  331         (c)An amendment to a rule through subsequent rulemaking
  332  does not affect the rule’s expiration date unless the amendment
  333  completely repeals and readopts the rule. In such case, the new
  334  expiration date must be 8 years from the effective date of the
  335  readopted rule.
  336         (d)Every rule, if readopted, must subsequently expire on
  337  January 1 every 8 calendar years after its initial expiration
  338  date unless reviewed and readopted pursuant to this subsection.
  339         (e)The following rules do not expire:
  340         1.Rules required to comply with federal law or to receive
  341  federal funds.
  342         2.Rules adopted pursuant to authority granted under the
  343  State Constitution.
  344         3.Rules of agencies that are headed by an elected
  345  official.
  346         (f)Rules exempt under paragraph (e) must be reviewed by
  347  the agency according to the schedule set by the committee. The
  348  agency may not begin its review more than 1 year before the
  349  rule’s scheduled review date.
  350         (g)During the review, including any review under paragraph
  351  (f), the agency shall:
  352         1.Notify the public of the review, including making the
  353  text of the notice, the text of the rule, and all analyses
  354  associated with the review available on the agency’s website.
  355         2.Hold a public comment period for at least 30 days.
  356         3.Conduct all analyses that would be required if the rule
  357  were being readopted pursuant to s. 120.54.
  358         4.Provide a reasoned response to unique public comments.
  359         5.Publish a report on the agency’s website which includes
  360  the analyses and the agency’s response to public comments.
  361         (h)For each rule, the Governor may grant extensions
  362  totaling no more than 365 days postponing the expiration date
  363  upon a written request by the agency. In the agency’s written
  364  request, an explanation must be given by the agency explaining
  365  why it cannot readopt the rule within the time allotted by this
  366  subsection and why the expiration of the rule would harm the
  367  public health, safety, or welfare. The Governor must affirm
  368  these findings in writing before granting an extension. An
  369  extension under this paragraph does not affect subsequent
  370  expiration dates. Reviews under paragraph (f) may not be granted
  371  extensions.
  372         Section 6. Subsection (6) is added to section 120.555,
  373  Florida Statutes, to read:
  374         120.555 Summary removal of published rules no longer in
  375  force and effect.—When, as part of the continuous revision
  376  system authorized in s. 120.55(1)(a)1. or as otherwise provided
  377  by law, the Department of State is in doubt whether a rule
  378  published in the official version of the Florida Administrative
  379  Code is still in full force and effect, the procedure in this
  380  section shall be employed.
  381         (6)When a rule has expired pursuant to s. 120.55(9), the
  382  Department of State shall update the Florida Administrative Code
  383  to remove the rule and shall provide historical notes
  384  identifying the manner in which the rule ceased to have effect,
  385  including the expiration pursuant to s. 120.55(9).
  386         Section 7. Subsection (1) and paragraph (a) of subsection
  387  (2) of section 120.56, Florida Statutes, are amended to read:
  388         120.56 Challenges to rules.—
  389         (1) GENERAL PROCEDURES.—
  390         (a) Any person substantially affected by a rule, a guidance
  391  document, or a proposed rule may seek an administrative
  392  determination of the invalidity of the rule or guidance document
  393  on the ground that the rule or guidance document is an invalid
  394  exercise of delegated legislative authority. All of the
  395  provisions in this section apply to guidance documents as well
  396  as adopted rules.
  397         (b) The petition challenging the validity of a proposed or
  398  adopted rule under this section must state:
  399         1. The particular provisions alleged to be invalid and a
  400  statement of the facts or grounds for the alleged invalidity.
  401         2. Facts sufficient to show that the petitioner is
  402  substantially affected by the challenged adopted rule or would
  403  be substantially affected by the proposed rule.
  404         (c) The petition shall be filed by electronic means with
  405  the division which shall, immediately upon filing, forward by
  406  electronic means copies to the agency whose rule is challenged,
  407  the Department of State, and the committee. Within 10 days after
  408  receiving the petition, the division director shall, if the
  409  petition complies with paragraph (b), assign an administrative
  410  law judge who shall conduct a hearing within 30 days thereafter,
  411  unless the petition is withdrawn or a continuance is granted by
  412  agreement of the parties or for good cause shown. Evidence of
  413  good cause includes, but is not limited to, written notice of an
  414  agency’s decision to modify or withdraw the proposed rule or a
  415  written notice from the chair of the committee stating that the
  416  committee will consider an objection to the rule at its next
  417  scheduled meeting. The failure of an agency to follow the
  418  applicable rulemaking procedures or requirements set forth in
  419  this chapter shall be presumed to be material; however, the
  420  agency may rebut this presumption by showing that the
  421  substantial interests of the petitioner and the fairness of the
  422  proceedings have not been impaired.
  423         (d) Within 30 days after the hearing, the administrative
  424  law judge shall render a decision and state the reasons for his
  425  or her decision in writing. The division shall forthwith
  426  transmit by electronic means copies of the administrative law
  427  judge’s decision to the agency, the Department of State, and the
  428  committee.
  429         (e) Hearings held under this section shall be de novo in
  430  nature. The standard of proof shall be the preponderance of the
  431  evidence. Hearings shall be conducted in the same manner as
  432  provided by ss. 120.569 and 120.57, except that the
  433  administrative law judge’s order shall be final agency action.
  434  The petitioner and the agency whose rule is challenged shall be
  435  adverse parties. Other substantially affected persons may join
  436  the proceedings as intervenors on appropriate terms which shall
  437  not unduly delay the proceedings. Failure to proceed under this
  438  section does not constitute failure to exhaust administrative
  439  remedies.
  440         (f)Any party subject to an enforcement action may
  441  challenge the enforcement action based solely on the grounds
  442  that the agency lacked express statutory authority to adopt the
  443  rule or issue a guidance document upon which the enforcement
  444  action is based. Any party that prevails on such a challenge
  445  shall be entitled to recover reasonable costs and attorney fees.
  446         (g)1.A person may challenge a rule on the grounds that the
  447  agency failed to comply with s. 120.541 by:
  448         a.Failing to prepare a statement of estimated regulatory
  449  costs as required;
  450         b.Preparing a statement of estimated regulatory costs that
  451  does not include all the information required by s. 120.541(2);
  452         c.Failing to make the statement or the underlying data and
  453  analysis publicly available as required by s. 120.541(2)(h); or
  454         d.Failing to conduct the retrospective analyses required
  455  by s. 120.541(1)(i) and (j).
  456         2.If an administrative law judge finds that the agency has
  457  materially failed to comply with s. 120.541, the rule must be
  458  declared invalid and void.
  459         (2) CHALLENGING PROPOSED RULES; SPECIAL PROVISIONS.—
  460         (a) A petition alleging the invalidity of a proposed rule
  461  shall be filed within 21 days after the date of publication of
  462  the notice required by s. 120.54(3)(a); within 10 days after the
  463  final public hearing is held on the proposed rule as provided by
  464  s. 120.54(3)(e)2.; within 20 days after the statement of
  465  estimated regulatory costs or revised statement of estimated
  466  regulatory costs, if applicable, has been prepared and made
  467  available as provided in s. 120.541(1)(e) s. 120.541(1)(d); or
  468  within 20 days after the date of publication of the notice
  469  required by s. 120.54(3)(d). The petitioner has the burden to
  470  prove by a preponderance of the evidence that the petitioner
  471  would be substantially affected by the proposed rule. The agency
  472  then has the burden to prove by a preponderance of the evidence
  473  that the proposed rule is not an invalid exercise of delegated
  474  legislative authority as to the objections raised. A person who
  475  is not substantially affected by the proposed rule as initially
  476  noticed, but who is substantially affected by the rule as a
  477  result of a change, may challenge any provision of the resulting
  478  proposed rule.
  479         Section 8. This act shall take effect July 1, 2025.