Florida Senate - 2026                                    SB 1622
       
       
        
       By Senator Rodriguez
       
       
       
       
       
       40-00762A-26                                          20261622__
    1                        A bill to be entitled                      
    2         An act relating to penalties for late-filed
    3         disclosures or statements of financial interests;
    4         amending ss. 112.3144 and 112.3145, F.S.; prohibiting
    5         the assessment of a fine for a reporting person’s
    6         first late filing of a disclosure or statement of
    7         financial interests if certain conditions are met;
    8         providing applicability; providing an effective date.
    9          
   10  Be It Enacted by the Legislature of the State of Florida:
   11  
   12         Section 1. Paragraph (f) of subsection (8) of section
   13  112.3144, Florida Statutes, is amended to read:
   14         112.3144 Full and public disclosure of financial
   15  interests.—
   16         (8) Forms or fields of information for compliance with the
   17  full and public disclosure requirements of s. 8, Art. II of the
   18  State Constitution must be prescribed by the commission. The
   19  commission shall allow a filer to include attachments or other
   20  supporting documentation when filing a disclosure. The
   21  commission shall give notice of disclosure deadlines and
   22  delinquencies and distribute forms in the following manner:
   23         (f) Except as provided in subparagraph 3., a Any person who
   24  is required to file full and public disclosure of financial
   25  interests and whose name is on the commission’s list, and to
   26  whom notice has been sent, but who fails to timely file is
   27  assessed a fine of $25 per day for each day late up to a maximum
   28  of $1,500; however this $1,500 limitation on automatic fines
   29  does not limit the civil penalty that may be imposed if the
   30  statement is filed more than 60 days after the deadline and a
   31  complaint is filed, as provided in s. 112.324. The commission
   32  must provide by rule the grounds for waiving the fine and the
   33  procedures by which each person whose name is on the list and
   34  who is determined to have not filed in a timely manner will be
   35  notified of assessed fines and may appeal. The rule must provide
   36  for and make specific that the amount of the fine due is based
   37  upon when the disclosure is filed on the electronic filing
   38  system created and maintained by the commission as provided in
   39  s. 112.31446.
   40         1. Upon receipt of the disclosure statement or upon accrual
   41  of the maximum penalty, whichever occurs first, the commission
   42  shall determine the amount of the fine which is due and shall
   43  notify the delinquent person. The notice must include an
   44  explanation of the appeal procedure under subparagraph 2. Such
   45  fine must be paid within 30 days after the notice of payment due
   46  is transmitted, unless appeal is made to the commission pursuant
   47  to subparagraph 2. The moneys shall be deposited into the
   48  General Revenue Fund.
   49         2. Any reporting person may appeal or dispute a fine, based
   50  upon unusual circumstances surrounding the failure to file on
   51  the designated due date, and may request and is entitled to a
   52  hearing before the commission, which may waive the fine in whole
   53  or in part for good cause shown. Any such request must be in
   54  writing and received by the commission within 30 days after the
   55  notice of payment due is transmitted. In such a case, the
   56  reporting person must, within the 30-day period, notify the
   57  person designated to review the timeliness of reports in writing
   58  of his or her intention to bring the matter before the
   59  commission. For purposes of this subparagraph, “unusual
   60  circumstances” does not include the failure to monitor an e-mail
   61  account or failure to receive notice if the person has not
   62  notified the commission of a change in his or her e-mail
   63  address.
   64         3.A fine may not be assessed against a reporting person
   65  the first time a full and public disclosure of financial
   66  interests for which he or she is responsible for filing is not
   67  timely filed if the full and public disclosure of financial
   68  interests was filed before the reporting person accrued the
   69  maximum automatic fine for that filing year and the reporting
   70  person has not previously received a waiver of an automatic fine
   71  pursuant to this subparagraph or s. 112.3145(8)(f)3. The
   72  automatic fine shall be assessed, however, if the reporting
   73  person has in a previous year accrued the maximum automatic fine
   74  pursuant to this subparagraph or s. 112.3145(8)(f), or if he or
   75  she has previously received a waiver of an automatic fine
   76  pursuant to this subparagraph or s. 112.3145(8)(f)3. This
   77  subparagraph applies to fines that began to accrue pursuant to
   78  this paragraph after September 1, 2026.
   79         Section 2. Paragraph (f) of subsection (8) of section
   80  112.3145, Florida Statutes, is amended to read:
   81         112.3145 Disclosure of financial interests and clients
   82  represented before agencies.—
   83         (8) Beginning January 1, 2024, forms for compliance with
   84  the disclosure requirements of this section and a current list
   85  of persons subject to disclosure must be created by the
   86  commission. The commission shall allow a filer to include
   87  attachments or other supporting documentation when filing a
   88  disclosure. Beginning January 1, 2024, the commission shall give
   89  notice of disclosure deadlines, delinquencies, and instructions
   90  in the following manner:
   91         (f) Except as provided in subparagraph 3., a Any person
   92  required to file a statement of financial interests whose name
   93  is on the commission’s list, and to whom notice has been sent,
   94  but who fails to timely file is assessed a fine of $25 per day
   95  for each day late up to a maximum of $1,500; however, this
   96  $1,500 limitation on automatic fines does not limit the civil
   97  penalty that may be imposed if the statement is filed more than
   98  60 days after the deadline and a complaint is filed, as provided
   99  in s. 112.324. The commission must provide by rule the grounds
  100  for waiving the fine and procedures by which each person whose
  101  name is on the list and who is determined to have not filed in a
  102  timely manner will be notified of assessed fines and may appeal.
  103  The rule must provide for and make specific that the amount of
  104  the fine is based upon the date and time that the disclosure is
  105  filed on the electronic filing system as provided in s.
  106  112.31446.
  107         1. Beginning January 1, 2024, for a specified state
  108  employee, state officer, or local officer, upon receipt of the
  109  disclosure statement by the commission or upon accrual of the
  110  maximum penalty, whichever occurs first, the commission shall
  111  determine the amount of the fine which is due and shall notify
  112  the delinquent person. The notice must include an explanation of
  113  the appeal procedure under subparagraph 2. The fine must be paid
  114  within 30 days after the notice of payment due is transmitted,
  115  unless appeal is made to the commission pursuant to subparagraph
  116  2. The moneys are to be deposited into the General Revenue Fund.
  117         2. Any reporting person may appeal or dispute a fine, based
  118  upon unusual circumstances surrounding the failure to file on
  119  the designated due date, and may request and is entitled to a
  120  hearing before the commission, which may waive the fine in whole
  121  or in part for good cause shown. Any such request must be in
  122  writing and received by the commission within 30 days after the
  123  notice of payment due is transmitted. In such a case, the
  124  reporting person must, within the 30-day period, notify the
  125  person designated to review the timeliness of reports in writing
  126  of his or her intention to bring the matter before the
  127  commission. For purposes of this subparagraph, the term “unusual
  128  circumstances” does not include the failure to monitor an e-mail
  129  account or failure to receive notice if the person has not
  130  notified the commission of a change in his or her e-mail
  131  address.
  132         3.A fine may not be assessed against a reporting person
  133  the first time a statement of financial interests for which he
  134  or she is responsible for filing is not timely filed if the
  135  statement of financial interests was filed before the reporting
  136  person accrued the maximum automatic fine for that filing year
  137  and the reporting person has not previously received a waiver of
  138  an automatic fine pursuant to this subparagraph or s.
  139  112.3144(8)(f)3. The automatic fine shall be assessed, however,
  140  if the reporting person has in a previous year accrued the
  141  maximum automatic fine pursuant to this subparagraph or s.
  142  112.3144(8)(f), or if he or she previously received a waiver of
  143  an automatic fine pursuant to this subparagraph or s.
  144  112.3144(8)(f)3. This subparagraph applies to fines that began
  145  to accrue pursuant to this paragraph after September 1, 2026.
  146         Section 3. This act shall take effect upon becoming a law.