SB 510: Securities Transactions
GENERAL BILL by Horne ; (CO-INTRODUCERS) Bronson
Securities Transactions; specifies additional securities as exempt from certain registration requirements; clarifies exemption of certain securities in certain transactions from registration requirements; authorizes Banking & Finance Dept. to adopt certain rules for electronic deposits & filings; requires certain dealers to comply with net capital & ratio requirements; specifies notice filing requirements for federal covered advisers, etc. Amends Ch. 517. APPROPRIATION: $75,000.
Effective Date: Upon becoming law
Last Action: 4/17/1998 Senate - Placed on Special Order Calendar -SJ 00498; Read second time -SJ 00514; Amendment(s) adopted -SJ 00515; House Bill substituted -SJ 00515; Laid on Table, Iden./Sim./Compare Bill(s) passed, refer to HB 3239 (Ch. 98-221)
Bill Text: Web Page | PDF
Last Action: 4/17/1998 Senate - Placed on Special Order Calendar -SJ 00498; Read second time -SJ 00514; Amendment(s) adopted -SJ 00515; House Bill substituted -SJ 00515; Laid on Table, Iden./Sim./Compare Bill(s) passed, refer to HB 3239 (Ch. 98-221)
Bill Text: Web Page | PDF
Bill History
| Date | Chamber | Action |
|---|---|---|
| 12/12/1997 | Senate |
• Prefiled |
| 1/9/1998 | Senate |
• Referred to Banking and Insurance; Ways and Means |
| 1/26/1998 | Senate |
• On Committee agenda-- Banking and Insurance, 02/03/98, 9:00 am, Room-EL |
| 2/3/1998 | Senate |
• Comm. Action: Favorable with 2 amendment(s) by Banking and Insurance |
| 2/4/1998 | Senate |
• Now in Ways and Means |
| 3/3/1998 | Senate |
• Introduced, referred to Banking and Insurance; Ways and Means -SJ 00037; On Committee agenda-- Banking and Insurance, 02/03/98, 9:00 am, Room-EL; Comm. Action: Favorable with 2 amendment(s) by Banking and Insurance -SJ 00007; Now in Ways and Means -SJ 00007 |
| 3/23/1998 | Senate |
• On Committee agenda-- Ways and Means, 03/26/98, 2:30 pm, Room-EL --Not considered |
| 3/27/1998 | Senate |
• On Committee agenda-- Ways and Means, 04/01/98, 12:30 pm, Room-EL --Not considered |
| 4/1/1998 | Senate |
• On Committee agenda-- Ways and Means, 04/06/98, 2:00 pm, Room-EL |
| 4/6/1998 | Senate |
• Comm. Action:-Favorable by Ways and Means -SJ 00407 |
| 4/7/1998 | Senate |
• Placed on Calendar -SJ 00407 |
| 4/15/1998 | Senate |
• Placed on Special Order Calendar -SJ 00478 |
| 4/16/1998 | Senate |
• Placed on Special Order Calendar -SJ 00478 |
| 4/17/1998 | Senate |
• Placed on Special Order Calendar -SJ 00498; Read second time -SJ 00514; Amendment(s) adopted -SJ 00515; House Bill substituted -SJ 00515; Laid on Table, Iden./Sim./Compare Bill(s) passed, refer to HB 3239 (Ch. 98-221) |