HB 777: Criminal Penalties for Violations of Securities Laws
GENERAL BILL by Eisnaugle
Criminal Penalties for Violations of Securities Laws; Increases offense severity ranking for failing to register securities with OFR; specifies offense severity ranking for failure of dealer, associated person, or issuer of securities to register with OFR.
Bill History
| Date | Chamber | Action |
|---|---|---|
| 11/28/2011 | House |
• Filed |
| 12/12/2011 | House |
• Referred to Criminal Justice Subcommittee; Justice Appropriations Subcommittee; Judiciary Committee -HJ 77 |
| 1/10/2012 | House |
• Introduced -HJ 77 • On Committee agenda-- Criminal Justice Subcommittee, 01/12/12, 8:30 am, 404 HOB |
| 1/12/2012 | House |
• Favorable by Criminal Justice Subcommittee; YEAS 14 NAYS 0 -HJ 219 • Now in Justice Appropriations Subcommittee -HJ 219 |
| 1/20/2012 | House |
• On Committee agenda-- Justice Appropriations Subcommittee, 01/24/12, 2:00 pm, Morris Hall |
| 1/24/2012 | House |
• Favorable by Justice Appropriations Subcommittee; YEAS 12 NAYS 0 -HJ 282 • Now in Judiciary Committee -HJ 282 |
| 2/14/2012 | House |
• On Committee agenda-- Judiciary Committee, 02/16/12, 11:30 am, 404 HOB --Not considered |
| 2/20/2012 | House |
• On Committee agenda-- Judiciary Committee, 02/22/12, 8:00 am, 404 HOB |
| 2/22/2012 | House |
• Favorable by- Judiciary Committee; YEAS 17 NAYS 0 -HJ 814 • Placed on Calendar -HJ 814 |
| 3/1/2012 | House |
• Placed on Special Order Calendar, 03/02/12 |
| 3/2/2012 | House |
• Read 2nd time -HJ 1020 • Amendment(s) adopted (704819) -HJ 1020 • Placed on 3rd reading |
| 3/5/2012 | House |
• Read 3rd time -HJ 1076 • Passed as amended; YEAS 114 NAYS 0 -HJ 1076 |
| 3/5/2012 | Senate |
• In Messages • Received -SJ 847 • Referred to Criminal Justice; Banking and Insurance; Budget -SJ 847 |
| 3/9/2012 | Senate |
• Withdrawn from Criminal Justice; Banking and Insurance; Budget -SJ 1156 • Placed on Calendar, on 2nd reading -SJ 1156 • Substituted for SB 1290 -SJ 1156 • Read 2nd time -SJ 1156 • Read 3rd time -SJ 1156 • Passed; YEAS 40 NAYS 0 -SJ 1156 |
| 3/9/2012 | House |
• Ordered enrolled -HJ 1713 |
| 3/30/2012 |
• Signed by Officers and presented to Governor |
|
| 4/6/2012 |
• Approved by Governor |
|
| 4/8/2012 |
• Chapter No. 2012-68 |
