CS/HB 1789: Financial Entities & Transactions
GENERAL BILL by Commerce ; (CO-INTRODUCERS) Detert
Financial Entities & Transactions; authorizes Financial Services Commission to require electronic submission of forms, documents, or fees; authorizes commission to prescribe requirements for destroying books, accounts, records, & documents; requires licensure of mortgage brokerage businesses; clarifies application of certain exempt transaction provision; authorizes Financial Services Dept. to adopt rules for disposition of personal financial or health information, etc. Amends FS.
Effective Date: 10/01/2004
Last Action: 4/30/2004 House - Died on Calendar, Link/Iden/Sim/Compare passed, refer to CS/SB 1678 (Ch. 2004-335)
Bill Text: Web Page | PDF
Last Action: 4/30/2004 House - Died on Calendar, Link/Iden/Sim/Compare passed, refer to CS/SB 1678 (Ch. 2004-335)
Bill Text: Web Page | PDF
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Bill History
Date Chamber Action 3/18/2004 House • Filed; Introduced -HJ 00276
3/22/2004 House • Referred to State Administration; Finance & Tax; Commerce & Local Affairs Appropriations (AP); Appropriations -HJ 00308
4/12/2004 House • On Committee agenda-- State Administration, 04/14/04, 3:15 pm, Reed Hall
4/14/2004 House • Favorable with CS amendment by State Administration; YEAS 7 NAYS 0 -HJ 00527
4/19/2004 House • Pending review of CS under Rule 6.3(b)
4/22/2004 House • Now in Finance & Tax -HJ 00527
4/26/2004 House • Withdrawn from Finance & Tax -HJ 00792; Now in Commerce & Local Affairs Appropriations (AP)
4/27/2004 House • Withdrawn from Commerce & Local Affairs Appropriations (AP); Appropriations -HJ 00838; Placed on Calendar -HJ 00838
4/30/2004 House • Died on Calendar, Link/Iden/Sim/Compare passed, refer to CS/SB 1678 (Ch. 2004-335)
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CS/HB 1789, Committee Substitute 1 (Current Bill Version) Posted 4/19/2004 at 4:09 PM
Bill Text: Web Page | PDF Analyses: None Related Bills (6)
Bill Number Subject Filed By Relationship Last Action and Location H 621 Financial Reg. Office/Pub. Rec. Ambler Linked Last Action: 2/17/2004 H Withdrawn from Commerce; State Administration; Withdrawn prior to introduction -HJ 00054
Location:H 357 Financial Services Commission Ambler Similar Last Action: 2/17/2004 H Withdrawn from Banking & Securities (COM); Commerce; Finance & Tax; Commerce & Local Affairs Appropriations (AP); Appropriations; Withdrawn prior to introduction,Link/Iden/Sim/Compare passed, refer to CS/SB 1678 (Ch. 2004-335) -HJ 00036
Location:S 1624 (c3) Banking Regulation Sebesta Similar Last Action: 4/30/2004 H Died in Messages, Link/Iden/Sim/Compare passed, refer to CS/SB 1678 (Ch. 2004-335)
Location:H 1147 Public Records State Administration Compare Last Action: 4/27/2004 H Substituted CS/SB 1678; Laid on Table, Link/Iden/Sim/Compare passed, refer to CS/SB 1678 (Ch. 2004-335) -HJ 00837
Location:S 1678 (e1) Governmental Oversight and Productivity Compare Last Action: 6/18/2004 Approved by Governor; Chapter No. 2004-335
Location:S 2416 (c1) Financial Reg. Office/Pub. Rec. Sebesta Compare Last Action: 4/30/2004 S Died in Committee on Judiciary
Location:Citations - Statutes (50)
Citation Catchline Location in Bill Location In Bill Help 494.0011 Powers and duties of the commission and office. 494.0016 Books, accounts, and records; maintenance; examinations by the office. 494.0029 Mortgage business schools. 494.00295 Professional education. 494.003 Exemptions. 494.0031 Licensure as a mortgage brokerage business. 494.0033 Mortgage broker's license. 494.0034 Renewal of mortgage broker's license. 494.0036 Mortgage brokerage business branch offices. 494.0041 Administrative penalties and fines; license violations. 494.006 Exemptions. 494.0061 Mortgage lender's license requirements. 494.0062 Correspondent mortgage lender's license requirements. 494.0064 Renewal of mortgage lender's license; branch office license renewal. 494.0065 Saving clause. 494.0066 Branch offices. 494.0067 Requirements of licensees under ss. 494.006-494.0077. 494.0072 Administrative penalties and fines; license violations. 494.00721 Net worth. 516.03 Application for license; fees; etc. 516.07 Grounds for denial of license or for disciplinary action. 516.12 Records to be kept by licensee. 517.051 Exempt securities. 517.061 Exempt transactions. 517.081 Registration procedure. 517.12 Registration of dealers, associated persons, investment advisers, and branch offices. 517.131 Securities Guaranty Fund. 517.141 Payment from the fund. 517.161 Revocation, denial, or suspension of registration of dealer, investment adviser, associated person, or branch office. 520.03 Licenses. 520.32 Licenses. 520.52 Licensees. 520.63 Licensees. 520.994 Powers of office. 520.995 Grounds for disciplinary action. 520.997 Books, accounts, and records. 537.009 Recordkeeping; reporting; safekeeping of property. 560.105 Supervisory powers; rulemaking. 560.114 Disciplinary actions. 560.118 Examinations, reports, and internal audits; penalty. 560.121 Records; limited restrictions upon public access. 560.205 Qualifications of applicant for registration; contents. 560.207 Renewal of registration; registration fee. 560.210 Permissible investments. 560.211 Records. 560.305 Application. 560.306 Standards. 560.308 Registration terms; renewal; renewal fees. 560.310 Records of check cashers and foreign currency exchangers. 626.565 -
HB 1789, Original Filed Version Posted 3/18/2004 at 9:07 AM
Bill Text: Web Page | PDF Analyses: Commerce (Post-Meeting) (pdf)
State Administration (Post-Meeting) (pdf)
State Administration (Post-Meeting) (pdf)
Citations - Statutes (50)
Citation Catchline Location in Bill Location In Bill Help 494.0011 Powers and duties of the commission and office. 494.0016 Books, accounts, and records; maintenance; examinations by the office. 494.0029 Mortgage business schools. 494.00295 Professional education. 494.003 Exemptions. 494.0031 Licensure as a mortgage brokerage business. 494.0033 Mortgage broker's license. 494.0034 Renewal of mortgage broker's license. 494.0036 Mortgage brokerage business branch offices. 494.0041 Administrative penalties and fines; license violations. 494.006 Exemptions. 494.0061 Mortgage lender's license requirements. 494.0062 Correspondent mortgage lender's license requirements. 494.0064 Renewal of mortgage lender's license; branch office license renewal. 494.0065 Saving clause. 494.0066 Branch offices. 494.0067 Requirements of licensees under ss. 494.006-494.0077. 494.0072 Administrative penalties and fines; license violations. 494.00721 Net worth. 516.03 Application for license; fees; etc. 516.07 Grounds for denial of license or for disciplinary action. 516.12 Records to be kept by licensee. 517.051 Exempt securities. 517.061 Exempt transactions. 517.081 Registration procedure. 517.12 Registration of dealers, associated persons, investment advisers, and branch offices. 517.131 Securities Guaranty Fund. 517.141 Payment from the fund. 517.161 Revocation, denial, or suspension of registration of dealer, investment adviser, associated person, or branch office. 520.03 Licenses. 520.32 Licenses. 520.52 Licensees. 520.63 Licensees. 520.994 Powers of office. 520.995 Grounds for disciplinary action. 520.997 Books, accounts, and records. 537.009 Recordkeeping; reporting; safekeeping of property. 560.105 Supervisory powers; rulemaking. 560.114 Disciplinary actions. 560.118 Examinations, reports, and internal audits; penalty. 560.121 Records; limited restrictions upon public access. 560.205 Qualifications of applicant for registration; contents. 560.207 Renewal of registration; registration fee. 560.210 Permissible investments. 560.211 Records. 560.305 Application. 560.306 Standards. 560.308 Registration terms; renewal; renewal fees. 560.310 Records of check cashers and foreign currency exchangers. 626.565