CS/CS/SB 286: Merger and Acquisition Brokers
GENERAL BILL by Fiscal Policy ; Banking and Insurance ; Brandes
Merger and Acquisition Brokers; Providing an exemption from certain registration requirements with the Office of Financial Regulation for a specified offer or sale of securities; requiring a merger and acquisition broker to receive certain written assurances from a specified person prior to the completion of specified securities transactions; providing an exemption from certain registration requirements with the office for a merger and acquisition broker under certain circumstances; specifying disqualifying conditions for the exemption, etc.
- Banking and Insurance (BI)
- Appropriations Subcommittee on General Government (AGG)
- Fiscal Policy (FP)
Bill History
Date | Chamber | Action |
---|---|---|
9/11/2015 | Senate |
• Filed |
9/17/2015 | Senate |
• Referred to Banking and Insurance; Appropriations Subcommittee on General Government; Fiscal Policy -SJ 23 |
11/23/2015 | Senate |
• On Committee agenda-- Banking and Insurance, 12/01/15, 1:00 pm, 110 Senate Office Building |
12/1/2015 | Senate |
• CS by Banking and Insurance; YEAS 11 NAYS 0 |
12/3/2015 | Senate |
• Pending reference review under Rule 4.7(2) - (Committee Substitute) • Now in Appropriations Subcommittee on General Government |
1/8/2016 | Senate |
• On Committee agenda-- Appropriations Subcommittee on General Government, 01/13/16, 1:30 pm, 110 Senate Office Building |
1/12/2016 | Senate |
• Introduced -SJ 23 • CS by Banking and Insurance read 1st time -SJ 111 |
1/13/2016 | Senate |
• Subcommittee Recommendation: Favorable by Appropriations Subcommittee on General Government; YEAS 6 NAYS 1 -SJ 185 |
1/14/2016 | Senate |
• Now in Fiscal Policy -SJ 185 |
1/15/2016 | Senate |
• On Committee agenda-- Fiscal Policy, 01/20/16, 4:00 pm, 412 Knott Building |
1/20/2016 | Senate |
• CS/CS by- Fiscal Policy; YEAS 10 NAYS 0 -SJ 239 |
1/21/2016 | Senate |
• Pending reference review -under Rule 4.7(2) - (Committee Substitute) • Placed on Calendar, on 2nd reading -SJ 239 • CS/CS by Fiscal Policy read 1st time -SJ 240 |
2/18/2016 | Senate |
• Placed on Special Order Calendar, 02/23/16 |
2/23/2016 | Senate |
• Read 2nd time -SJ 472 • Placed on 3rd reading |
2/24/2016 | Senate |
• Read 3rd time -SJ 490 • CS passed; YEAS 40 NAYS 0 -SJ 490 • Immediately certified -SJ 494 |
2/24/2016 | House |
• In Messages |
3/1/2016 | House |
• Referred to Calendar -HJ 634 • Placed on Special Order Calendar, 03/03/16 • Received -HJ 634 |
3/3/2016 | House |
• Substituted for CS/CS/HB 817 -HJ 723 • Read 2nd time -HJ 723 • Placed on 3rd reading |
3/4/2016 | House |
• Read 3rd time -HJ 739 • CS passed; YEAS 117 NAYS 0 -HJ 739 |
3/4/2016 | Senate |
• Ordered enrolled -SJ 732 |
3/11/2016 |
• Signed by Officers and presented to Governor -SJ 1437 |
|
3/25/2016 |
• Approved by Governor • Chapter No. 2016-111 |