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CS/SB 662: Protection for Vulnerable Investors

GENERAL BILL by Commerce and Tourism ; Stargel ; (CO-INTRODUCERS) Taddeo

Protection for Vulnerable Investors; Requiring securities dealers, investment advisers, and associated persons to immediately report knowledge or suspicion of abuse, neglect, or exploitation of vulnerable adults to the Department of Children and Families’ central abuse hotline; authorizing dealers, investment advisers, and associated persons to delay certain transactions or disbursements if such persons reasonably believe certain exploitation of a specified adult has occurred, is occurring, has been attempted, or will be attempted, etc.

Effective Date: 7/1/2018
Last Action: 3/10/2018 Senate - Died on Calendar
Bill Text: Web Page | PDF
Senate Committee References:
  1. Banking and Insurance (BI)
  2. Commerce and Tourism (CM)
  3. Rules (RC)

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  • Bill History

  • CS/SB 662, Committee Substitute 1 (Current Bill Version) Posted 2/21/2018 at 2:25 PM

  • SB 662, Original Filed Version Posted 10/26/2017 at 8:59 AM