CS/SB 662: Protection for Vulnerable Investors
GENERAL BILL by Commerce and Tourism ; Stargel ; (CO-INTRODUCERS) Taddeo
Protection for Vulnerable Investors; Requiring securities dealers, investment advisers, and associated persons to immediately report knowledge or suspicion of abuse, neglect, or exploitation of vulnerable adults to the Department of Children and Families’ central abuse hotline; authorizing dealers, investment advisers, and associated persons to delay certain transactions or disbursements if such persons reasonably believe certain exploitation of a specified adult has occurred, is occurring, has been attempted, or will be attempted, etc.
- Banking and Insurance (BI)
- Commerce and Tourism (CM)
- Rules (RC)
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Bill History
Date Chamber Action 10/26/2017 Senate • Filed
11/8/2017 Senate • Referred to Banking and Insurance; Commerce and Tourism; Rules -SJ 54
1/9/2018 Senate • Introduced -SJ 53
2/1/2018 Senate • On Committee agenda-- Banking and Insurance, 02/06/18, 11:00 am, 110 Senate Office Building
2/6/2018 Senate • Favorable by Banking and Insurance; YEAS 10 NAYS 0 -SJ 296
• Now in Commerce and Tourism -SJ 296
2/15/2018 Senate • On Committee agenda-- Commerce and Tourism, 02/20/18, 11:00 am, 110 Senate Office Building
2/20/2018 Senate • CS by Commerce and Tourism; YEAS 6 NAYS 0 -SJ 374
2/21/2018 Senate • Pending reference review under Rule 4.7(2) - (Committee Substitute)
• CS by Commerce and Tourism read 1st time -SJ 374
• Now in Rules -SJ 374
• On Committee agenda-- Rules, 02/26/18, 2:30 pm, 412 Knott Building --Not Considered
2/28/2018 Senate • On Committee agenda-- Rules, 03/01/18, 9:00 am, 412 Knott Building
3/1/2018 Senate • Favorable by- Rules; YEAS 12 NAYS 0 -SJ 564
3/2/2018 Senate • Placed on Calendar, on 2nd reading -SJ 564
• Placed on Special Order Calendar, 03/06/18 -SJ 771
3/6/2018 Senate • Retained on Special Order Calendar
3/7/2018 Senate • Retained on Special Order Calendar
3/8/2018 Senate • Retained on Special Order Calendar
3/10/2018 Senate • Indefinitely postponed and withdrawn from consideration
• Died on Calendar
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CS/SB 662, Committee Substitute 1 (Current Bill Version) Posted 2/21/2018 at 2:25 PM
Bill Text: Web Page | PDF Analyses: Rules (Pre-Meeting) 2/23/2018 (pdf)
Rules (Post-Meeting) 3/1/2018 (pdf)
Related Bills (1)
Bill Number Subject Filed By Relationship Last Action and Location Track Bills H 681 (e1) Protection for Vulnerable Investors Donalds Similar Last Action: 3/10/2018 S Died in Banking and Insurance 
Committee Votes (1)
Date Committee Result 3/1/2018 9:00 AM Rules 12 Yeas - 0 Nays Citations - Statutes (2)
Citation Catchline Location in Bill Location In Bill Help 415.1034 Mandatory reporting of abuse, neglect, or exploitation of vulnerable adults; mandatory reports of death. Page 2 (pdf) 517.34 Page 3 (pdf) -
SB 662, Original Filed Version Posted 10/26/2017 at 8:59 AM
Bill Text: Web Page | PDF Related Bills (1)
Bill Number Subject Filed By Relationship Last Action and Location Track Bills H 681 (c2) Protection for Vulnerable Investors Donalds Similar Last Action: 3/10/2018 S Died in Banking and Insurance
Committee Amendments (1)
Amendment Sponsor Filed Last Committee Action Format 592426 - Amendment (Delete All)
Delete everything after the enacting clause and insert:Commerce and Tourism
(Stargel)2/19/2018
10:50 AMReplaced by Committee Substitute
2/20/2018Web Page
PDFCommittee Votes (2)
Date Committee Result 2/6/2018 11:00 AM Banking and Insurance 10 Yeas - 0 Nays 2/20/2018 11:00 AM Commerce and Tourism 6 Yeas - 0 Nays Citations - Statutes (1)
Citation Catchline Location in Bill Location In Bill Help 517.34 Page 2 (pdf)
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