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CS/SB 1466: Protection of Vulnerable Investors

GENERAL BILL by Banking and Insurance ; Gibson ; (CO-INTRODUCERS) Broxson ; Rouson

Protection of Vulnerable Investors; Requiring securities dealers, investment advisers, and associated persons to immediately report knowledge or suspicion of abuse, neglect, or exploitation of vulnerable adults to the Department of Children and Families’ central abuse hotline; authorizing dealers and investment advisers to delay certain transactions or disbursements based on a reasonable belief of exploitation of a specified adult, etc.

Effective Date: 7/1/2019
Last Action: 5/3/2019 Senate - Died in Rules
Bill Text: Web Page | PDF
Senate Committee References:
  1. Children, Families, and Elder Affairs (CF)
  2. Banking and Insurance (BI)
  3. Rules (RC)

Bill History

Date Chamber Action
2/27/2019 Senate • Filed
3/8/2019 Senate • Referred to Children, Families, and Elder Affairs; Banking and Insurance; Rules -SJ 197
3/13/2019 Senate • Introduced -SJ 196
3/20/2019 Senate • On Committee agenda-- Children, Families, and Elder Affairs, 03/25/19, 4:00 pm, 301 Senate Building
3/25/2019 Senate • Favorable by Children, Families, and Elder Affairs; YEAS 7 NAYS 0 -SJ 265
3/26/2019 Senate • Now in Banking and Insurance
3/27/2019 Senate • On Committee agenda-- Banking and Insurance, 04/01/19, 4:00 pm, 412 Knott Building
4/1/2019 Senate • CS by Banking and Insurance; YEAS 8 NAYS 0 -SJ 312
4/2/2019 Senate • Pending reference review under Rule 4.7(2) - (Committee Substitute)
4/3/2019 Senate • Now in Rules
• CS by Banking and Insurance read 1st time -SJ 317
5/3/2019 Senate • Indefinitely postponed and withdrawn from consideration
• Died in Rules