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CS/SB 1672: Protection of Vulnerable Investors

GENERAL BILL by Judiciary ; Broxson ; (CO-INTRODUCERS) Baxley

Protection of Vulnerable Investors; Requiring securities dealers, investment advisers, and associated persons to immediately report knowledge or suspicion of abuse, neglect, or exploitation of vulnerable adults to the Department of Children and Families’ central abuse hotline; authorizing dealers and investment advisers to delay disbursements or transactions of funds or securities from certain accounts associated with specified adults if certain conditions are met; providing for administrative and civil immunity for dealers, investment advisers, and associated persons, etc.

Effective Date: 7/1/2020
Last Action: 2/13/2020 Senate - CS by Judiciary read 1st time -SJ 310
Bill Text: Web Page | PDF
Senate Committee References:
  1. Banking and Insurance (BI)
  2. Judiciary (JU)
  3. Rules (RC)

Bill History

Date Chamber Action
1/10/2020 Senate • Filed
1/17/2020 Senate • Referred to Banking and Insurance; Judiciary; Rules -SJ 163
1/22/2020 Senate • Introduced -SJ 163
1/23/2020 Senate • On Committee agenda-- Banking and Insurance, 01/28/20, 4:00 pm, 412 Knott Building
1/28/2020 Senate • Favorable by Banking and Insurance; YEAS 6 NAYS 0 -SJ 214
1/29/2020 Senate • Now in Judiciary
2/6/2020 Senate • On Committee agenda-- Judiciary, 02/11/20, 2:00 pm, 110 Senate Building
2/11/2020 Senate • CS by Judiciary; YEAS 6 NAYS 0 -SJ 307
2/13/2020 Senate • Pending reference review under Rule 4.7(2) - (Committee Substitute)
• Now in Rules
• CS by Judiciary read 1st time -SJ 310