CS/SB 1672: Protection of Vulnerable Investors
GENERAL BILL by Judiciary ; Broxson ; (CO-INTRODUCERS) Baxley
Protection of Vulnerable Investors; Requiring securities dealers, investment advisers, and associated persons to immediately report knowledge or suspicion of abuse, neglect, or exploitation of vulnerable adults to the Department of Children and Families’ central abuse hotline; authorizing dealers and investment advisers to delay disbursements or transactions of funds or securities from certain accounts associated with specified adults if certain conditions are met; providing for administrative and civil immunity for dealers, investment advisers, and associated persons, etc.
Last Action: 3/11/2020 Senate - Laid on Table, companion bill(s) passed, see CS/CS/HB 813 (Ch. 2020-157) -SJ 699
Bill Text: Web Page | PDF
- Banking and Insurance (BI)
- Judiciary (JU)
- Rules (RC)
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Bill History
Date Chamber Action 1/10/2020 Senate • Filed
1/17/2020 Senate • Referred to Banking and Insurance; Judiciary; Rules -SJ 163
1/22/2020 Senate • Introduced -SJ 163
1/23/2020 Senate • On Committee agenda-- Banking and Insurance, 01/28/20, 4:00 pm, 412 Knott Building
1/28/2020 Senate • Favorable by Banking and Insurance; YEAS 6 NAYS 0 -SJ 214
1/29/2020 Senate • Now in Judiciary
2/6/2020 Senate • On Committee agenda-- Judiciary, 02/11/20, 2:00 pm, 110 Senate Building
2/11/2020 Senate • CS by Judiciary; YEAS 6 NAYS 0 -SJ 307
2/13/2020 Senate • Pending reference review under Rule 4.7(2) - (Committee Substitute)
• Now in Rules
• CS by Judiciary read 1st time -SJ 310
2/26/2020 Senate • On Committee agenda-- Rules, 03/02/20, 12:00 pm, 110 Senate Building
3/2/2020 Senate • Favorable by- Rules; YEAS 17 NAYS 0 -SJ 374
3/3/2020 Senate • Placed on Calendar, on 2nd reading
3/9/2020 Senate • Placed on Special Order Calendar, 03/11/20 -SJ 724
3/11/2020 Senate • Read 2nd time -SJ 698
• Substituted CS/CS/HB 813 -SJ 699
• Laid on Table, companion bill(s) passed, see CS/CS/HB 813 (Ch. 2020-157) -SJ 699
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CS/SB 1672, Committee Substitute 1 (Current Bill Version) Posted 2/13/2020 at 2:10 PM
Bill Text: Web Page | PDF Analyses: Rules (Pre-Meeting) 2/28/2020 (pdf)
Rules (Post-Meeting) 3/3/2020 (pdf)
Related Bills (1)
Bill Number Subject Filed By Relationship Last Action and Location Track Bills H 813 (er) Protection of Vulnerable Investors McClure Similar Last Action: 7/1/2020 Chapter No. 2020-157 
Committee Votes (1)
Date Committee Result 3/2/2020 12:00 PM Rules 17 Yeas - 0 Nays Citations - Statutes (2)
Citation Catchline Location in Bill Location In Bill Help 415.1034 Mandatory reporting of abuse, neglect, or exploitation of vulnerable adults; mandatory reports of death. Page 2 (pdf) 517.34 Page 3 (pdf) -
SB 1672, Original Filed Version Posted 1/10/2020 at 8:58 AM
Bill Text: Web Page | PDF Analyses: Banking and Insurance (Pre-Meeting) 1/28/2020 (pdf)
Banking and Insurance (Post-Meeting) 1/28/2020 (pdf)
Judiciary (Pre-Meeting) 2/10/2020 (pdf)
Judiciary (Post-Meeting) 2/13/2020 (pdf)
Related Bills (1)
Bill Number Subject Filed By Relationship Last Action and Location Track Bills H 813 (c2) Protection of Vulnerable Investors McClure Similar Last Action: 7/1/2020 Chapter No. 2020-157
Committee Amendments (1)
Amendment Sponsor Filed Last Committee Action Format 158696 - Amendment
Delete lines 109 - 170 and insert:Judiciary
(Broxson)2/10/2020
1:34 PMReplaced by Committee Substitute
2/13/2020Web Page
PDFCommittee Votes (2)
Date Committee Result 1/28/2020 4:00 PM Banking and Insurance 6 Yeas - 0 Nays 2/11/2020 2:00 PM Judiciary 6 Yeas - 0 Nays Citations - Statutes (2)
Citation Catchline Location in Bill Location In Bill Help 415.1034 Mandatory reporting of abuse, neglect, or exploitation of vulnerable adults; mandatory reports of death. Page 2 (pdf) 517.34 Page 3 (pdf)