CS/SB 2226: Sale of Securities/Banking & Finance
GENERAL BILL by Banking and Insurance ; Sebesta
Sale of Securities/Banking & Finance; provides that sale of securities by dealer, associated person, or issuer who is not registered with Banking & Finance Dept. may be rescinded by purchaser; provides limited circumstances where rescission does not apply; provides that investment adviser or associated person who engages in business without being registered with department may have such business canceled by purchaser. Amends 517.211.
Effective Date: 07/01/1999
Last Action: 4/30/1999 Senate - Died on Calendar
Bill Text: Web Page | PDF
Last Action: 4/30/1999 Senate - Died on Calendar
Bill Text: Web Page | PDF
Bill History
| Date | Chamber | Action |
|---|---|---|
| 3/2/1999 | Senate |
• Filed |
| 3/16/1999 | Senate |
• Introduced, referred to Banking and Insurance -SJ 00270 |
| 3/31/1999 | Senate |
• On Committee agenda-- Banking and Insurance, 04/05/99, 1:00 pm, Room-110S |
| 4/5/1999 | Senate |
• Comm. Action:-CS by Banking and Insurance -SJ 00468; CS read first time on 04/07/99 -SJ 00471 |
| 4/7/1999 | Senate |
• Placed on Calendar -SJ 00468 |
| 4/30/1999 | Senate |
• Died on Calendar |