CS/SB 2226: Sale of Securities/Banking & Finance
GENERAL BILL by Banking and Insurance ; Sebesta
Sale of Securities/Banking & Finance; provides that sale of securities by dealer, associated person, or issuer who is not registered with Banking & Finance Dept. may be rescinded by purchaser; provides limited circumstances where rescission does not apply; provides that investment adviser or associated person who engages in business without being registered with department may have such business canceled by purchaser. Amends 517.211.
Effective Date: 07/01/1999
Last Action: 4/30/1999 Senate - Died on Calendar
Bill Text: Web Page | PDF
Last Action: 4/30/1999 Senate - Died on Calendar
Bill Text: Web Page | PDF
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Bill History
Date Chamber Action 3/2/1999 Senate • Filed
3/16/1999 Senate • Introduced, referred to Banking and Insurance -SJ 00270
3/31/1999 Senate • On Committee agenda-- Banking and Insurance, 04/05/99, 1:00 pm, Room-110S
4/5/1999 Senate • Comm. Action:-CS by Banking and Insurance -SJ 00468; CS read first time on 04/07/99 -SJ 00471
4/7/1999 Senate • Placed on Calendar -SJ 00468
4/30/1999 Senate • Died on Calendar
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CS/SB 2226, Committee Substitute 1 (Current Bill Version) Posted 8/28/2000 at 9:55 AM
Bill Text: Web Page | PDF Analyses: Banking and Insurance (Post-Meeting) 4/5/1999 (pdf)
Related Bills (1)
Bill Number Subject Filed By Relationship Last Action and Location H 2143 (e1) Unlawful Securities Sales/Remedies Green Similar Last Action: 4/30/1999 S Died in Committee on Banking and Insurance
Location:Citations - Statutes (1)
Citation Catchline Location in Bill Location In Bill Help 517.211 Remedies available in cases of unlawful sale. -
SB 2226, Original Filed Version Posted 8/28/2000 at 9:55 AM
Bill Text: Web Page | PDF Analyses: None Citations - Statutes (1)
Citation Catchline Location in Bill Location In Bill Help 517.211 Remedies available in cases of unlawful sale.